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Previous: FULCRUM SEPARATE ACCOUNT ALLMERICA FIN LIFE INS & ANNUITY CO, 24F-2NT, 2000-03-29 |
Next: DXP ENTERPRISES INC, 10-K, 2000-03-29 |
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
[_] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations
may continue. See Instruction 1(b).
________________________________________________________________________
Herman Harold C.
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(Last) (First) (Middle)
1115 Fordham Lane
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(Street)
Woodmere, NY 11598-1091
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(City) (State) (Zip)
________________________________________________________________________
Advanced Optics Electronics, Inc. ADOT
________________________________________________________________________
________________________________________________________________________
March, 2000
________________________________________________________________________
________________________________________________________________________
6. Relationship of Reporting Person to Issuer
(Check all applicable)
[X] Director [_] 10% Owner [_] Officer (give title below) [_] Other (specify below)
________________________________________________________________________
7. Individual or Joint/Group Filing (Check applicable line)
[X] Form filed by one Reporting Person
[_] Form filed by more than one Reporting Person
________________________________________________________________________
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Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1. Title of Security |
2. Transaction Date (mm/dd/yy) |
3. Transaction Code |
4. Securities Acquired (A) or Disposed of (D) |
5. Amount of Securities Beneficially owned at End of Month |
6. Ownership Form: Direct (D) or Indirect (I) |
7. Nature of Indirect Benificial Ownership |
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Code |
V |
Amount |
(A) or (D) |
Price |
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|
Common Stock |
10/6/99 |
S |
10,000 |
D |
$0.45 |
115,000 |
(D) |
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Common Stock |
12/21/99 |
S |
10,000 |
D |
$0.37 |
105,000 |
(D) |
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|
Common Stock |
12/21/99 |
S |
10,000 |
D |
$0.40 |
95,000 |
(D) |
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|
Common Stock |
12/22/99 |
S |
10,000 |
D |
$0.50 |
85,000 |
(D) |
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/s/ Harold Herman March 22, 2000
_______________________ ________________
**Signature of Reporting Person Date
**Intentional misstatements or omissions of facts constitute Federal
Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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