UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Symphony Asset Management, Inc.
Address: 555 California Street, Suite 2975
San Francisco, CA 94104
13F File Number: 28-5764
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Neil L. Rudolph
Title: Chief Operating Officer
Phone: 415/676-4000
Signature, Place, and Date of Signing:
/s/ Neil L. Rudolph San Francisco, CA 11/10/99
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[Signature] [City, State] [Date]
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report)
[X] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s))
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holding for this
reporting manager are reported by other reporting manager(s))
List of other Included Managers:
Provide a number list of the name(s) and Form 13F file number(s) of all
instutional investment managers with respect to which this report is filled,
other than the manager filing this report.
No. Form 13F File Number Name
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1 28-3128 Charles Schwab Investment Management, Inc.
