ROTHSCHILD INVESTMENT CORP /IL
13F-HR, 1999-10-22
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<TABLE>
                                                                  FORM 13F INFORMATION TABLE
                                                           VALUE   SHARES/  SH/ PUT/ INVSTMT    OTHER          VOTING AUTHORITY
        NAME OF ISSUER          TITLE OF CLASS    CUSIP   (x$1000) PRN AMT  PRN CALL DSCRETN   MANAGERS     SOLE    SHARED    NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S>                            <C>              <C>       <C>      <C>      <C> <C>  <C>     <C>          <C>      <C>      <C>
A A R                          COM                            1800   100000 SH       DEFINED                         100000
A C NIELSEN CORP COM           COM                            1370    60366 SH       DEFINED                          60366
ABBOTT LABS                    COM                            9169   249509 SH       DEFINED                         249509
ADC TELECOMMUNICATION INC COM  COM                            1007    24000 SH       DEFINED                          24000
ADOBE SYS INC                  COM                             712     6275 SH       DEFINED                           6275
AEGON N V ORD AMER REG         COM                             256     2964 SH       DEFINED                           2964
ALBERTSONS INC                 COM                             344     8684 SH       DEFINED                           8684
ALLIED CAP CORP NEW COM        COM                             608    27080 SH       DEFINED                          27080
ALLSTATE CORP COM              COM                            1979    79376 SH       DEFINED                          79376
AMBAC FINANCIAL GROUP INC COM  COM                            3576    75484 SH       DEFINED                          75484
AMERICA ONLINE INC             COM                             358     3440 SH       DEFINED                           3440
AMERICAN CLASSIC VOYAGES       COM                            3670   160000 SH       DEFINED                         160000
AMERICAN EXPRESS CO            COM                            1211     8998 SH       DEFINED                           8998
AMERICAN GREETINGS CORP CLASS  COM                            1685    65419 SH       DEFINED                          65419
AMERICAN HOME PRODUCTS         COM                            1406    33885 SH       DEFINED                          33885
AMERICAN INTL GROUP INC        COM                             510     5872 SH       DEFINED                           5872
AMERITECH CORPORATION          COM                            1233    18358 SH       DEFINED                          18358
AMGEN INC                      COM                            1078    13232 SH       DEFINED                          13232
AMLI RESIDENTIAL PPTYS TR      COM                             475    22635 SH       DEFINED                          22635
AMRESCO INC COM                COM                              37    12500 SH       DEFINED                          12500
ANHEUSER BUSCH COS INC         COM                             661     9432 SH       DEFINED                           9432
ANIXTER INTERNATIONAL          COM                            1629    70052 SH       DEFINED                          70052
AON                            COM                            1447    48937 SH       DEFINED                          48937
APACHE CORP                    COM                             584    13512 SH       DEFINED                          13512
APPLE COMPUTER INC             COM                             228     3600 SH       DEFINED                           3600
ARCHER DANIELS MIDLAND         COM                             133    10930 SH       DEFINED                          10930
ARCHSTONE COMMUNITIES TRUST    COM                             242    12525 SH       DEFINED                          12525
ASSOCIATED BANCORP             COM                            3769   104143 SH       DEFINED                         104143
ASSOCIATED FIRST CAPITAL       COM                             356     9887 SH       DEFINED                           9887
AT & T CORP.                   COM                            2179    50103 SH       DEFINED                          50103
AT HOME CORP COM SER A         COM                             431    10400 SH       DEFINED                          10400
ATLANTIC RICHFIELD CO          COM                            3149    35530 SH       DEFINED                          35530
AUTOLIV INC COM                COM                             303     8064 SH       DEFINED                           8064
AUTOMATIC DATA PROCESSING      COM                             888    19900 SH       DEFINED                          19900
BANC ONE CORPORATION           COM                            1001    28755 SH       DEFINED                          28755
BANK OF AMER CORP              COM                            2737    49153 SH       DEFINED                          49153
BAXTER INTERNATIONAL INC       COM                            1938    32172 SH       DEFINED                          32172
BELL ATLANTIC CORPORATION      COM                             746    11078 SH       DEFINED                          11078
BELLSOUTH CORPORATION          COM                            2115    46996 SH       DEFINED                          46996
BERKSHIRE HATHAWAY INC CL B    COM                            1273      686 SH       DEFINED                            686
BERKSHIRE HATHAWAY INC DEL     COM                            1705       31 SH       DEFINED                             31
BESTFOODS COM                  COM                             369     7600 SH       DEFINED                           7600
BIOGEN N V                     COM                            2443    31000 SH       DEFINED                          31000
BLACK & DECKER MFG CO          COM                             644    14100 SH       DEFINED                          14100
BLYTH INDS INC COM             COM                            1184    42200 SH       DEFINED                          42200
BOEING COMPANY                 COM                            2942    69010 SH       DEFINED                          69010
BORDERS GROUP INC COM          COM                             295    20090 SH       DEFINED                          20090
BP AMOCO P L C SPONSORED ADR   COM                            5259    47457 SH       DEFINED                          47457
BRISTOL MYERS SQUIBB CO        COM                            3404    50424 SH       DEFINED                          50424
BURLINGTON NORTHN SANTA FE COM COM                             399    14523 SH       DEFINED                          14523
CANADIAN NATL RY CO COM        COM                             788    26004 SH       DEFINED                          26004
CAPITAL TRUST CL A             COM                             494   100000 SH       DEFINED                         100000
CDW COMPUTER CTRS INC COM      COM                            1361    27850 SH       DEFINED                          27850
CENDANT CORP COM               COM                             893    50300 SH       DEFINED                          50300
CHASE MANHATTAN CORP           COM                            1515    20102 SH       DEFINED                          20102
CHEVRON CORPORATION            COM                            1647    18560 SH       DEFINED                          18560
CHOCK FULL O NUTS CORP COM     COM                             132    12161 SH       DEFINED                          12161
CIENA CORP COM                 COM                            1363    37330 SH       DEFINED                          37330
CINTAS CORP COM                COM                            1399    24192 SH       DEFINED                          24192
CISCO SYS INC                  COM                           13126   191444 SH       DEFINED                         191444
CITIGROUP INC COM              COM                             902    20506 SH       DEFINED                          20506
CLEAR CHANNEL COMMUNICATIONS   COM                            2796    35000 SH       DEFINED                          35000
COCA COLA COMPANY              COM                            3641    75761 SH       DEFINED                          75761
COCA COLA ENTERPRISES INC      COM                             460    20400 SH       DEFINED                          20400
COMPUTER ASSOCIATES INC        COM                             306     5000 SH       DEFINED                           5000
COMPUTER TASK GROUP INC        COM                             187    12700 SH       DEFINED                          12700
CONAGRA INC                    COM                             815    36100 SH       DEFINED                          36100
CONCORD EFS INC COM            COM                            2680   129937 SH       DEFINED                         129937
CONSECO INC COM                COM                            3335   172702 SH       DEFINED                         172702
COUNTRYWIDE CREDIT INDS        COM                            1073    33265 SH       DEFINED                          33265
CSX CORPORATION                COM                             227     5358 SH       DEFINED                           5358
DAIMLERCHRYSLER AG ORD         COM                             649     9347 SH       DEFINED                           9347
DAY RUNNER INC COM             COM                             729    87000 SH       DEFINED                          87000
DAYTON HUDSON CORPORATION      COM                             255     4250 SH       DEFINED                           4250
DEAN FOODS COMPANY             COM                             279     6400 SH       DEFINED                           6400
DEAN WITTER GOVT INCOME TR SH  COM                             108    13100 SH       DEFINED                          13100
DELPHI AUTO SYS CORP COM       COM                             524    32631 SH       DEFINED                          32631
DELUXE CORPORATION             COM                             299     8800 SH       DEFINED                           8800
DOLLAR GEN CORP COM            COM                             213     6900 SH       DEFINED                           6900
DOW CHEMICAL CORPORATION       COM                             489     4300 SH       DEFINED                           4300
DOW JONES & CO INC             COM                            1134    21250 SH       DEFINED                          21250
DUCKWALL-ALCO STOR NEW COM     COM                             110    13300 SH       DEFINED                          13300
DUKE ENERGY COMPANY            COM                             514     9328 SH       DEFINED                           9328
E I DU PONT DE NEMOURS & CO    COM                            2241    36810 SH       DEFINED                          36810
E M C CORP MASS                COM                             321     4500 SH       DEFINED                           4500
EASTMAN KODAK                  COM                            3421    45350 SH       DEFINED                          45350
EATON CORPORATION              COM                            2848    33000 SH       DEFINED                          33000
EDISON INTERNATIONAL           COM                             344    14164 SH       DEFINED                          14164
EDWARDS A G INC                COM                            3778   143258 SH       DEFINED                         143258
ELECTRONIC DATA SYSTEMS        COM                            3582    67663 SH       DEFINED                          67663
EMERSON ELECTRIC CO            COM                            1020    16150 SH       DEFINED                          16150
ENVIROPUR WASTE REFNG COM      COM                               0    15000 SH       DEFINED                          15000
EQUIFAX INC                    COM                             204     7270 SH       DEFINED                           7270
EQUITY OFFICE PROPERTIES       COM                            2325   100000 SH       DEFINED                         100000
EXXON CORPORATION              COM                            3907    51448 SH       DEFINED                          51448
FDX CORP HOLDING CO            COM                             635    16400 SH       DEFINED                          16400
FEDERAL HOME LOAN MORTGAGE COR COM                             312     6000 SH       DEFINED                           6000
FEDERAL NATL MTG ASSN          COM                            1264    20171 SH       DEFINED                          20171
FIRST UNION CORP               COM                             233     6542 SH       DEFINED                           6542
FLEET BOSTON CORP              COM                            1320    36044 SH       DEFINED                          36044
FORD MOTOR COMPANY             COM                             911    18150 SH       DEFINED                          18150
FORTUNE BRANDS INC COM         COM                            1882    58363 SH       DEFINED                          58363
FPL GROUP INC                  COM                             368     7300 SH       DEFINED                           7300
GAP INC                        COM                             281     8775 SH       DEFINED                           8775
GENERAL BINDING                COM                            1707    84291 SH       DEFINED                          84291
GENERAL ELECTRIC COMPANY       COM                           25680   216593 SH       DEFINED                         216593
GENERAL INSTRUMENT CORP        COM                             883    18350 SH       DEFINED                          18350
GENERAL MOTORS CORPORATION     COM                             463     7350 SH       DEFINED                           7350
GENERAL SURGICAL INNOVNS INC   COM                             226    32500 SH       DEFINED                          32500
GILLETTE COMPANY               COM                            2383    70202 SH       DEFINED                          70202
GLOBAL CROSSING LTD            COM                            1318    49726 SH       DEFINED                          49726
GLOBAL HEALTH SCIENCES FD COM  COM                             246    15710 SH       DEFINED                          15710
GLOBALSTAR TELECOMMUNICATIONS  COM                             451    19600 SH       DEFINED                          19600
GOLF TR AMER INC COM           COM                            1327    67200 SH       DEFINED                          67200
GRAINGER W W INC               COM                             264     5500 SH       DEFINED                           5500
GTE CORPORATION                COM                             355     4621 SH       DEFINED                           4621
HALLIBURTON COMPANY            COM                            1201    29300 SH       DEFINED                          29300
HAMBRECHT & QUIST GRP COM      COM                             802    16390 SH       DEFINED                          16390
HEALTHSTH REHABILITATION       COM                             649   105950 SH       DEFINED                         105950
HEINZ H J CO                   COM                             661    15365 SH       DEFINED                          15365
HEWLETT PACKARD CO             COM                            2277    24750 SH       DEFINED                          24750
HOME DEPOT INC                 COM                            5277    76900 SH       DEFINED                          76900
HOME PRODUCTS INTL             COM                            1912   180000 SH       DEFINED                         180000
HOST MARRIOTT CORP             COM                             124    13075 SH       DEFINED                          13075
HUNTINGTON BANCSHARES COM      COM                             359    13530 SH       DEFINED                          13530
ILLINOIS TOOL WORKS            COM                            4981    66800 SH       DEFINED                          66800
INCYTE PHARMACEUTICALS COM     COM                             277    12000 SH       DEFINED                          12000
INSURANCE AUTO AUCTIONS        COM                             335    22500 SH       DEFINED                          22500
INTEL CORPORATION              COM                            8166   109888 SH       DEFINED                         109888
INTERNAP NETWORK SYSTEMS       COM                             446    10000 SH       DEFINED                          10000
INTERNATIONAL BUSINESS MACHINE COM                           10855    89434 SH       DEFINED                          89434
INTERPUBLIC GROUP COS INC      COM                            1197    29100 SH       DEFINED                          29100
INTIMATE BRANDS INC CL A       COM                            1793    46035 SH       DEFINED                          46035
JDS UNIPHASE CORP COM          COM                            2771    24350 SH       DEFINED                          24350
JOHNSON & JOHNSON              COM                            3264    35525 SH       DEFINED                          35525
JOHNSON CONTROLS               COM                             716    10800 SH       DEFINED                          10800
K MART CORPORATION             COM                             683    58400 SH       DEFINED                          58400
KEANE                          COM                             342    15000 SH       DEFINED                          15000
KIMBERLY CLARK CORP            COM                             268     5100 SH       DEFINED                           5100
KOHLS CORP                     COM                             251     3800 SH       DEFINED                           3800
KROGER CO                      COM                            1774    80400 SH       DEFINED                          80400
LEAP WIRELESS INTL INC COM     COM                             421    17913 SH       DEFINED                          17913
LESLIE FAY INC NEW COM         COM                              67    13500 SH       DEFINED                          13500
LEVEL 3 COMMUNICTIONS COM      COM                             543    10400 SH       DEFINED                          10400
LILLY ELI & COMPANY            COM                            6443   100677 SH       DEFINED                         100677
LITTELFUSE INC                 COM                             283    12700 SH       DEFINED                          12700
LITTON INDS INC                COM                             224     4100 SH       DEFINED                           4100
LSI LOGIC CORP                 COM                            1028    19955 SH       DEFINED                          19955
LUCENT TECHNOLOGIES COM        COM                            3016    46482 SH       DEFINED                          46482
MAF BANCORP INC                COM                             659    33148 SH       DEFINED                          33148
MANPOWER INC                   COM                            1481    50850 SH       DEFINED                          50850
MARSH MCLENNAN                 COM                            2093    30550 SH       DEFINED                          30550
MATTEL INC                     COM                            1363    71725 SH       DEFINED                          71725
MBIA INC                       COM                            3075    65951 SH       DEFINED                          65951
MCDONALDS CORPORATION          COM                            3977    92494 SH       DEFINED                          92494
MCGRAW HILL COS INC COM        COM                             571    11800 SH       DEFINED                          11800
MCI WORLDCOM INC               COM                             389     5416 SH       DEFINED                           5416
MEDTRONIC INC                  COM                            4475   126050 SH       DEFINED                         126050
MERCK & COMPANY                COM                            9132   140903 SH       DEFINED                         140903
MERCURY GENL CORP NEW COM      COM                            1423    51615 SH       DEFINED                          51615
MERRILL LYNCH & CO INC COM     COM                            1148    17080 SH       DEFINED                          17080
MESA LABS INC                  COM                             118    26900 SH       DEFINED                          26900
MGIC INVT CORP                 COM                            1564    32760 SH       DEFINED                          32760
MICROS SYS                     COM                            4050   100000 SH       DEFINED                         100000
MICROSOFT CORP                 COM                            3342    36908 SH       DEFINED                          36908
MIDCAP SPDR TR UNIT SER 1      COM                             273     3820 SH       DEFINED                           3820
MILLER INDS                    COM                            1125   400000 SH       DEFINED                         400000
MINNESOTA MINING & MANUFACTURI COM                            3484    36272 SH       DEFINED                          36272
MIRAGE RESORTS                 COM                             700    50000 SH       DEFINED                          50000
MITY-LITE INC COM              COM                             181    10050 SH       DEFINED                          10050
MMC NETWORKS INC COM           COM                             421    13500 SH       DEFINED                          13500
MOBIL CORPORATION              COM                             826     8200 SH       DEFINED                           8200
MONSANTO COMPANY               COM                            5242   146895 SH       DEFINED                         146895
MONTANA PWR CO                 COM                             524    17200 SH       DEFINED                          17200
MORGAN J P & CO INC            COM                             372     3252 SH       DEFINED                           3252
MORGAN STANLEY DEAN WITTER DIS COM                            3273    36695 SH       DEFINED                          36695
MORTON INDUSTRIAL GP CL A      COM                              41    10000 SH       DEFINED                          10000
MOTOROLA INC                   COM                            3482    39570 SH       DEFINED                          39570
MULTEX COM INC COM             COM                             456    35800 SH       DEFINED                          35800
NAUTICA ENTERPRISES COM        COM                             490    30400 SH       DEFINED                          30400
NAVIGANT CONSULTING            COM                             204     4394 SH       DEFINED                           4394
NESTLE S A REP RG SH ADR       COM                             291     3100 SH       DEFINED                           3100
NEWELL RUBBERMAID INC.         COM                            1091    38181 SH       DEFINED                          38181
NEXTLINK COMMUNICATION CL A    COM                             493     9500 SH       DEFINED                           9500
NICOR INC                      COM                             205     5500 SH       DEFINED                           5500
NIKE INC CLASS B               COM                            1968    34610 SH       DEFINED                          34610
NISOURCE INC. COM              COM                             456    20603 SH       DEFINED                          20603
NORFOLK SOUTHERN CORP          COM                             868    35430 SH       DEFINED                          35430
NORTHERN TRUST CORPORATION     COM                            7299    87419 SH       DEFINED                          87419
NORTHFIELD LABORATORIES INC    COM                             541    38100 SH       DEFINED                          38100
NORTHWEST AIRLINES CORP CL A   COM                             617    24200 SH       DEFINED                          24200
OFFICE DEPOT INC COM           COM                             413    40500 SH       DEFINED                          40500
OLD KENT FINL CORP COM         COM                             542    14600 SH       DEFINED                          14600
ORACLE SYS CORP                COM                            1803    39622 SH       DEFINED                          39622
ORTEL CORP                     COM                             473    30500 SH       DEFINED                          30500
PAINE WEBBER INC               COM                            1065    29375 SH       DEFINED                          29375
PAMECO CORP COM                COM                              65    10000 SH       DEFINED                          10000
PAYLESS SHOESOURCE             COM                             968    19165 SH       DEFINED                          19165
PEPSICO INC                    COM                            1792    59250 SH       DEFINED                          59250
PFIZER INC                     COM                            7779   216462 SH       DEFINED                         216462
PHARMACIA & UPJOHN             COM                             293     5900 SH       DEFINED                           5900
PHILIP MORRIS COMPANIES        COM                             304     8900 SH       DEFINED                           8900
PHILLIPS PETROLEUM CO          COM                             863    17700 SH       DEFINED                          17700
PITNEY BOWES INC               COM                            1310    21490 SH       DEFINED                          21490
PLUM CREEK TIMBER CO INC       COM                             286     9100 SH       DEFINED                           9100
POLO RALPH LAUREN CORP CL A    COM                             359    20000 SH       DEFINED                          20000
PROCTER & GAMBLE CO            COM                            2842    30314 SH       DEFINED                          30314
PROVIDIAN FINANCIAL CORP.      COM                             404     5100 SH       DEFINED                           5100
QUALCOMM INC                   COM                           42005   222027 SH       DEFINED                         222027
QWEST COMMUNICATIONS COM       COM                            2541    85950 SH       DEFINED                          85950
RAYMOND JAMES FINL INC         COM                            2857   143309 SH       DEFINED                         143309
RAYTHEON CO CL B               COM                             829    16701 SH       DEFINED                          16701
RCM TECHNOLOGIES               COM                            1107   103000 SH       DEFINED                         103000
REMEDYTEMP                     COM                            1479   102900 SH       DEFINED                         102900
ROHM & HAAS CO                 COM                             475    13138 SH       DEFINED                          13138
ROSS STORES INC                COM                            1097    54500 SH       DEFINED                          54500
ROYAL DUTCH PETROLEUM          COM                             978    16554 SH       DEFINED                          16554
SARA LEE CORPORATION           COM                             869    37075 SH       DEFINED                          37075
SBC COMMUNICATIONS, INC COM    COM                            2446    47900 SH       DEFINED                          47900
SCHERING PLOUGH CORP           COM                            4958   113650 SH       DEFINED                         113650
SCHLUMBERGER                   COM                            1580    25350 SH       DEFINED                          25350
SEAGRAM COMPANY                COM                             252     5548 SH       DEFINED                           5548
SEARS ROEBUCK & COMPANY        COM                             354    11297 SH       DEFINED                          11297
SEMPRA ENERGY COM              COM                            1634    78527 SH       DEFINED                          78527
SEPRACOR INC                   COM                             762    10090 SH       DEFINED                          10090
SERVICEMASTER CO COM           COM                             669    41666 SH       DEFINED                          41666
SHAW INDUSTRIES                COM                             281    17700 SH       DEFINED                          17700
SIGMA ALDRICH CORPORATION      COM                             440    13850 SH       DEFINED                          13850
SLI INC.                       COM                            2575   120800 SH       DEFINED                         120800
SLM HOLDING CORP               COM                            2211    51415 SH       DEFINED                          51415
SMITHKLINE BEECHAM PLC ADR RPS COM                             242     4200 SH       DEFINED                           4200
SONY CORP ADR NEW              COM                             600     4000 SH       DEFINED                           4000
SPS TECHNOLOGIES               COM                             569    15000 SH       DEFINED                          15000
STARBUCKS CORP COM             COM                            2278    91920 SH       DEFINED                          91920
STARWOOD HOTEL&RESORTS WORLDWI COM                             234    10471 SH       DEFINED                          10471
STEELCASE INC CL A             COM                            2097   150434 SH       DEFINED                         150434
SUN MICROSYSTEM INC            COM                            8396    90280 SH       DEFINED                          90280
TAURUS MINERALS INC            COM                               0    15000 SH       DEFINED                          15000
TCF FINL CORP COM              COM                             244     8550 SH       DEFINED                           8550
TELEFONICA DE ESPANA SA ADR    COM                             344     7176 SH       DEFINED                           7176
TELLABS INC                    COM                            1999    35100 SH       DEFINED                          35100
TERAYON COMMUNACTN SYS COM     COM                            1668    34120 SH       DEFINED                          34120
TEXACO INC                     COM                             368     5827 SH       DEFINED                           5827
TEXAS INSTRUMENTS INC          COM                             465     5652 SH       DEFINED                           5652
TIME WARNER INC                COM                            7086   116644 SH       DEFINED                         116644
TRANSPORTATION TEC IND COM     COM                             327    18900 SH       DEFINED                          18900
TRIBUNE COMPANY                COM                            5699   114550 SH       DEFINED                         114550
TWINLAB CORP COM               COM                             225    25400 SH       DEFINED                          25400
U S WEST INC                   COM                            4007    70213 SH       DEFINED                          70213
UNILEVER N V                   COM                             440     6453 SH       DEFINED                           6453
UNION PACIFIC CORPORATION      COM                            4020    83630 SH       DEFINED                          83630
UNIVERSAL HEALTH RLTY INCOME S COM                            1572    87341 SH       DEFINED                          87341
UNOCAL CORPORATION             COM                             382    10300 SH       DEFINED                          10300
US ONCOLOGY INC COM            COM                             259    28623 SH       DEFINED                          28623
VODAFONE AIRTOUCH PLC SPONSORE COM                            5134    21595 SH       DEFINED                          21595
WAL MART STORES INC            COM                            1784    37500 SH       DEFINED                          37500
WALGREEN COMPANY               COM                            8603   339036 SH       DEFINED                         339036
WALT DISNEY PRODUCTIONS        COM                            3174   122659 SH       DEFINED                         122659
WARNER LAMBERT CO              COM                            2535    38196 SH       DEFINED                          38196
WASTE MGMT  INC DEL COM        COM                            1052    54669 SH       DEFINED                          54669
WATSON PHARMACEUTICALS INC     COM                            2443    79925 SH       DEFINED                          79925
WELLS FARGO & COMPANY          COM                             682    17210 SH       DEFINED                          17210
WILLIAMS COS INC DEL COM       COM                             561    14995 SH       DEFINED                          14995
WPS RES CORP COM               COM                             626    22300 SH       DEFINED                          22300
WRIGLEY WM JR CO               COM                            1473    21399 SH       DEFINED                          21399
WRIGLEY WM JR CO CL B          COM                            4258    61488 SH       DEFINED                          61488
XEROX CORP COM                 COM                            4322   103067 SH       DEFINED                         103067
CIFRA S A DE C V SPON ADR REP                                  292    18550 SH       DEFINED                          18550
ELAN PLC ADR                                                   302     9000 SH       DEFINED                           9000
AMERICAN MUT FD INC                                            202 6889.827 SH       DEFINED                       6889.827
MASSACHUSETTS INVS TR SH BEN I                                 252 13011.458SH       DEFINED                      13011.458
NEW PERSPECTIVE FD INC COM                                     205 7793.637 SH       DEFINED                       7793.637
NUVEEN FLAGSHIP AZ MUN BD C                                    484 45348.143SH       DEFINED                      45348.143
OPPENHEIMER STRATEG FD SH BEN                                   55 12756.369SH       DEFINED                      12756.369
UDC HOMES SRS C SUB TR UNIT                                      0    37805 SH       DEFINED                          37805
</TABLE>


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