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SCHEDULE 13D
(RULE 13d-101)
Information to be Included in Statements Filed Pursuant to Rule 13d-1(a) and
Amendments Thereto Filed Pursuant to Rule 13d-2(a)
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
Superior Consultant Holdings Corporation
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(Name of Issuer)
Common Stock, par value $0.01
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(Title of Class of Securities)
868146101
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(CUSIP Number)
Susan M. Synor
Superior Consultant Holdings Corporation
4000 Town Center
Suite 1100
Southfield, Michigan 48075
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(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
November 30, 2000
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is filing
this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the
following box / /.
Check the following box if a fee is being paid with the statement. / /
Note: Schedules filed in paper format shall include a signed original
and five copies of the schedule, including all exhibits. See Rule
13d-7(b) for other parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
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CUSIP NO. 868146101 13D PAGE 2 OF 9 PAGES
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1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Ronald V. Aprahamian
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [x]
See Item 2 below (b) [ ]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS (See Instructions)
SC, PF
See Item 3 below
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5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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7 SOLE VOTING POWER
NUMBER OF
464,650
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
3,000
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
464,650
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
3,000
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
467,650
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.2%
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14 TYPE OF REPORTING PERSON (See Instructions)
IN
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CUSIP NO. 868146101 13D PAGE 3 OF 9 PAGES
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1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Richard D. Helppie, Jr.
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [x]
See Item 2 (b) [ ]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS (See Instructions)
PF
See Item 3 below
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5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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7 SOLE VOTING POWER
NUMBER OF
3,422,174
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
3,422,174
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,422,174
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
30.6%
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14 TYPE OF REPORTING PERSON (See Instructions)
IN
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CUSIP NO. 868146101 13D PAGE 4 OF 9 PAGES
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1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
George S. Huntzinger
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [x]
See Item 2 below (b) [ ]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS (See Instructions)
SC, PF
See Item 3 below
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5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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7 SOLE VOTING POWER
NUMBER OF
228,250
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
4,700
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
228,250
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
4,700
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
232,950
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.1%
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14 TYPE OF REPORTING PERSON (See Instructions)
IN
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CUSIP NO. 868146101 13D PAGE 5 OF 9 PAGES
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1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Charles O. Bracken
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [x]
See Item 2 below (b) [ ]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS (See Instructions)
SC, PF
See Item 3 below
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5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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7 SOLE VOTING POWER
NUMBER OF
445,178
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
445,178
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
445,178
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.0%
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14 TYPE OF REPORTING PERSON (See Instructions)
IN
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CUSIP NO. 868146101 13D PAGE 6 OF 9 PAGES
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1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Steven H. Smith
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [x]
See Item 2 below (b) [ ]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS (See Instructions)
SC, PF
See Item 3 below
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5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) OR 2(e) [ ]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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7 SOLE VOTING POWER
NUMBER OF
255,450
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
255,450
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
255,450
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.3%
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14 TYPE OF REPORTING PERSON (See Instructions)
IN
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CUSIP No. 868146101 Page 7 of 9 Pages
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The undersigned hereby amend their Schedule 13D filed November 13, 2000, as
amended by the Amendment No. 1 filed November 29, 2000 (the "Schedule 13D"),
relating to the Common Stock of Superior Consultant Holdings Corporation. Unless
otherwise indicated, all capitalized terms used herein but not defined herein
shall have the same meaning as set forth in the Schedule 13D. The purpose of
this Amendment No. 2 is to report non-discretionary purchase plans adopted by
each of the Reporting Persons, to report an increase in the shares of Common
Stock beneficially owned by the Reporting Persons and to describe the
transactions in the Common Stock effected by the Reporting Persons since the
filing of Amendment No. 1.
ITEM 4 - PURPOSE OF TRANSACTION
Item 4 is amended and supplemented as follows:
On December 1, 2000, the Reporting Persons adopted purchase plans pursuant to
Rule 10b5-1(c) promulgated by the Securities and Exchange Commission under the
Securities Exchange Act of 1934, as amended, under which the Reporting Persons
granted a single broker-dealer the sole discretion, subject to certain
limitations, to make purchases of Common Stock from time to time for the account
of the Reporting Persons (the "Purchase Plans"). The broker-dealer has agreed to
allocate any shares purchased pursuant to the Purchase Plans among the Reporting
Persons' individual accounts in the aggregate based upon the following
approximate percentage allocation: Aprahamian (37.0%), Helppie (37.0%),
Huntzinger (7.4%), Bracken (3.7%) and Smith (14.8%).
ITEM 5 - INTEREST IN SECURITIES OF THE ISSUER
Item 5 is supplemented as follows:
(a) As of November 30, 2000, there were 11,074,846 shares of Common Stock issued
and outstanding. Based on such information, as of the date hereof, after taking
into account the transactions described in Item 5(c) below, the Reporting
Persons beneficially own in the aggregate 4,823,402 shares of Common Stock which
represents approximately 42.7% of the outstanding shares of Common Stock.
Individually, each of the Reporting Persons beneficially owns the following
shares: (i) Aprahamian beneficially owns 467,650 shares, which represent 4.2% of
the outstanding shares of Common Stock; (ii) Helppie beneficially owns 3,422,174
shares, which represent 30.6% of the outstanding shares of Common Stock; (iii)
Huntzinger beneficially owns 232,950 shares, which represent 2.1% of the
outstanding shares of Common Stock; (iv) Bracken beneficially owns 445,178
shares, which represent 4.0% of the outstanding shares of Common Stock; and (v)
Smith beneficially owns 255,450 shares, which represent 2.3% of the outstanding
shares of Common Stock. The number of shares beneficially owned by Helppie
includes 110,000 shares issuable upon exercise of options currently exercisable
or exercisable within 60 days from the date hereof. The number of shares
beneficially owned by Bracken includes 115,000 shares issuable upon exercise of
options currently exercisable or exercisable within 60 days from the date
hereof.
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CUSIP No. 868146101 Page 8 of 9 Pages
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(b) Each of Helppie, Bracken and Smith possesses sole voting power and sole
dispositive power with respect to all of his shares. Aprahamian possesses sole
voting power and sole dispositive power with respect to 464,650 shares and
shares voting power and dispositive power with respect to 3,000 shares.
Aprahamian shares voting and dispositive power with respect to 3,000 shares with
his mother, Ms. Polly Mary Aprahamian, for which he serves as a trustee under a
trust established for her benefit. Huntzinger possesses sole voting power and
sole dispositive power with respect to 228,250 shares and shares voting power
and dispositive power with respect to 4,700 shares. Huntzinger shares voting and
dispositive power with respect to 4,700 shares with Sherry M. Huntzinger, his
wife.
(c) Since the filing of Amendment No. 1 to the Schedule 13D, the Reporting
Persons purchased the following additional shares of Common Stock in the open
market:
<TABLE>
<CAPTION>
Reporting Person Purchase Date Shares Price per Share(1)
<S> <C> <C> <C>
Aprahamian 11/29/00 9,250 $3.4450
11/30/00 49,000 $3.4417
Helppie 11/29/00 9,250 $3.4450
11/30/00 49,000 $3.4417
Huntzinger 11/29/00 1,900 $3.4450
11/30/00 9,750 $3.4417
Bracken 11/29/00 850 $3.4450
11/30/00 4,800 $3.4417
Smith 11/29/00 3,750 $3.4450
11/30/00 19,750 $3.4417
</TABLE>
(1) Average price per share of all purchases made on the purchase date.
(d) and (e) are not applicable.
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CUSIP No. 868146101 Page 9 of 9 Pages
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: December 11, 2000
<TABLE>
<S><C>
/s/ Ronald V. Aprahamian /s/ Richard D. Helppie, Jr.
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Signature Signature
Ronald V. Aprahamian, Chairman Richard D. Helppie, Jr., CEO and Director
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Name/Title Name/Title
/s/ George S. Huntzinger /s/ Charles O. Bracken
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Signature Signature
George S. Huntzinger, President and COO Charles O. Bracken, Executive Vice President
----------------------------------------- and Director
Name/Title --------------------------------------------
Name/Title
/s/ Steven H. Smith
-----------------------------------------
Signature
Steven H. Smith, Executive Vice President
-----------------------------------------
Name/Title
</TABLE>
