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Previous: D L CARLSON INVESTMENT GROUP INC, 13F-HR, 1999-05-14 |
Next: UNITED SERVICES AUTOMOBILE ASSOCIATION, 13F-HR, 1999-05-14 |
<PAGE> 1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 1999
Check here if Amendment [ ]; Amendment Number: ____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: KAYNE ANDERSON INVESTMENT MANAGEMENT, LLC
Address: 1800 AVENUE OF THE STARS
SECOND FLOOR
LOS ANGELES, CA 90067
Form 13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Richard A. Kayne
Title: Administrative Manager
Phone: (310) 556-2721
Signature, Place, and Date of Signing:
Richard A. Kayne Los Angeles, California 10 May, 1999
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
None
I AM SIGING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE> 2
KAYNE ANDERSON INVESTMENT MANAGEMENT, LLC
FORM 13F SUMMARY PAGE
<TABLE>
<S> <C>
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 428
Form 13F Information Table Value Total: $ 2,619,317
(thousands)
</TABLE>
List of Other Included Managers:
NONE
<PAGE> 3
KAYNE ANDERSON INVESTMENT MANAGEMENT, LLC
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------------------------------------------------------------------------------------------------------------------
TITLE VALUE SHARES or PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP (X 1000) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AMP Inc COM 031897101 219 4,100 SH SOLE 4,100
166 3,100 SH DEFINED 3,100
AT & T COM 001957109 589 7,385 SH SOLE 3,804 3,581
135 1,690 SH DEFINED 1,690
AXA Sa Sponsored Adr SPONSORED ADR 054536107 4,460 67,975 SH SOLE 34,154 33,821
1,621 24,470 SH DEFINED 24,470
AXA Sa Sponsored Adr SPONSORED ADR 054536107 339 5,110 SH SOLE 5,110
Abbott Labs COM 002824100 50,258 1,613,526 SH SOLE 199,038 330 1,414,158
30,133 643,685 SH DEFINED 6,810 636,875
86 1,830 SH DEFINED 1,830
Air Express International COM 009104100 5,491 371,302 SH SOLE 120,440 250,862
1,252 82,796 SH DEFINED 82,796
Airtouch Communications COM 00949T100 406 4,200 SH SOLE 4,200
32 327 SH DEFINED 327
Alexandria Real Estate COM 015271109 1,266 47,900 SH SOLE 41,200 6,700
Equities Inc
Allied Signal Inc COM 019512102 392 7,966 SH SOLE 7,200 766
491 17,832 SH DEFINED 17,832
America Online Inc Del COM 02364J104 353 2,400 SH SOLE 2,400
121 820 SH DEFINED 820
American General COM 026351106 366 5,186 SH SOLE 5,186
American Heritage Life COM 026522102 8,097 358,962 SH SOLE 130,362 228,600
Inv Corp
2,159 92,612 SH DEFINED 92,612
American Home Products COM 026609107 2,236 34,274 SH SOLE 26,636 7,638
95 1,460 SH DEFINED 1,460
American International Group COM 026874107 891 7,390 SH SOLE 4,499 2,891
243 2,012 SH DEFINED 2,012
Ameritech Corp COM 030954101 472 8,192 SH SOLE 3,192 5,000
12 200 SH DEFINED 200
Amgen Inc COM 031162100 225 3,000 SH SOLE 2,200 800
Amsouth Bancorporation COM 032165102 307 6,750 SH DEFINED 6,750
Aon Corp. COM 037389103 696 11,000 SH SOLE 10,750 250
Astra AB-Sponsored ADR A SPONSOR ADR A 046298105 2,836 123,631 SH SOLE 59,181 64,450
1,240 54,037 SH DEFINED 54,037
Astra AB-Sponsored ADR A SPONSOR ADR A 046298105 234 14,220 SH SOLE 14,220
Astra AB-Sponsored ADR B SPONSOR ADR B 046298204 365 16,272 SH SOLE 14,563 1,709
298 13,281 SH DEFINED 13,281
Atlantic Richfield Co COM 048825103 314 4,300 SH SOLE 4,300
157 2,150 SH DEFINED 2,150
Automatic Data Processing COM 053015103 403 10,390 SH SOLE 290 10,100
130 3,140 SH DEFINED 3,140
Automatic Data Processing COM 053015103 60,782 2,102,708 SH SOLE 328,000 520 1,774,188
38,239 924,217 SH DEFINED 15,316 908,901
182 4,410 SH DEFINED 4,410
Avalonbay Communities Inc COM 053484101 215 6,756 SH SOLE 5,988 768
BOC Group Plc-Sponsored ADR SPONSORED ADR 055617609 2,750 100,420 SH SOLE 53,430 46,990
1,226 44,780 SH DEFINED 44,780
BOC Group Plc-Sponsored ADR SPONSORED ADR 055617609 239 8,745 SH SOLE 8,745
BP Amoco P L C COM 055622104 829 8,207 SH SOLE 8,207
340 3,363 SH DEFINED 3,363
Ballard Medical Products COM 058566100 5,099 221,095 SH SOLE 110,149 110,946
2,458 100,845 SH DEFINED 100,845
Bank One Corp COM 059438101 1,328 25,360 SH SOLE 21,945 3,415
249 4,521 SH DEFINED 4,521
Bankamerica Corp. COM 066050105 783 11,089 SH SOLE 11,089
53 752 SH DEFINED 752
Bell Atlantic Corp COM 077853109 246 6,754 SH SOLE 3,480 3,274
Bellsouth Corp COM 079860102 309 7,722 SH SOLE 5,542 2,180
Bemis Co Inc COM 081437105 6,623 219,605 SH SOLE 81,324 138,281
1,731 55,730 SH DEFINED 55,730
Berkshire Hathaway Inc Cl A CL A 084670108 357 5 SH SOLE 4 1
71 1 SH DEFINED 1
Berkshire Hathaway Inc Cl B CL B 084670207 1,775 666 SH SOLE 481 185
745 317 SH DEFINED 89 228
Bestfoods COM 08658U101 316 7,220 SH SOLE 240 6,980
100 2,130 SH DEFINED 2,130
Bestfoods COM 08658U101 52,467 1,652,807 SH SOLE 201,642 270 1,450,895
29,519 628,073 SH DEFINED 6,400 621,673
75 1,590 SH DEFINED 1,590
Bristol-Myers Squibb COM 110122108 1,952 30,446 SH SOLE 15,920 14,526
987 15,394 SH DEFINED 15,394
Broken Hill Proprietary ADR SPONSORED ADR 112169602 3,089 179,060 SH SOLE 92,149 86,911
1,372 79,535 SH DEFINED 79,535
Broken Hill Proprietary ADR SPONSORED ADR 112169602 267 15,485 SH SOLE 15,485
Cable & Wireless Plc Adr SPONSORED ADR 126830207 2,911 78,795 SH SOLE 43,195 35,600
1,234 33,400 SH DEFINED 33,400
Cable & Wireless Plc Adr SPONSORED ADR 126830207 235 6,350 SH SOLE 6,350
Canon Inc Sponsored ADR SPONSORED ADR 138006309 1,919 80,375 SH SOLE 17,940 62,435
1,455 60,928 SH DEFINED 60,928
</TABLE>
<PAGE> 4
KAYNE ANDERSON INVESTMENT MANAGEMENT, LLC
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------------------------------------------------------------------------------------------------------------------
TITLE VALUE SHARES or PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP (X 1000) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Canon Inc Sponsored ADR SPONSORED ADR 138006309 288 12,040 SH SOLE 1,030 11,010
Carolina Power & Light COM 144141108 216 5,700 SH SOLE 5,700
Chevron Corp. COM 166751107 261 2,940 SH SOLE 1,900 1,040
118 1,332 SH DEFINED 1,332
Chubb Corp COM 171232101 343 5,857 SH SOLE 5,857
Cincinnati Financial Corp COM 172062101 1,891 51,907 SH SOLE 33,796 18,111
2,391 65,621 SH DEFINED 65,621
59 1,610 SH DEFINED 1,610
Cintas Corp COM 172908105 3,542 54,706 SH SOLE 45,996 8,710
5,789 88,545 SH DEFINED 88,545
46 700 SH DEFINED 700
Cisco Systems Inc COM 17275R102 212 1,935 SH SOLE 60 1,875
138 1,260 SH DEFINED 1,260
Citigroup Inc COM 173034109 455 7,120 SH SOLE 2,494 4,626
117 1,825 SH DEFINED 1,825
Clorox Company COM 189054109 70 600 SH SOLE 600
598 5,100 SH DEFINED 5,100
Coca Cola Co COM 191216100 24,227 589,765 SH SOLE 75,230 100 514,435
19,263 313,859 SH DEFINED 4,378 309,481
58 940 SH DEFINED 940
Colgate Palmolive Co. COM 194162103 2,963 32,210 SH SOLE 28,430 3,780
166 1,800 SH DEFINED 1,800
Costco COM 22160Q102 229 2,500 SH SOLE 2,500
DPL Inc. COM 233293109 716 43,414 SH SOLE 9,304 34,110
14 830 SH DEFINED 830
527 31,920 SH DEFINED 31,920
Danaher Corp COM 235851102 408 7,800 SH SOLE 7,800
Day Runner Inc COM 239545106 229 18,900 SH SOLE 6,500 12,400
Dell Computer Corp COM 247025109 188 4,600 SH SOLE 600 4,000
105 2,560 SH DEFINED 2,560
Devon Energy Corp COM 251799102 5,314 198,748 SH SOLE 62,269 136,479
1,687 61,200 SH DEFINED 61,200
Diageo PLC - Sponsored ADR SPONSORED ADR 25243q205 250 5,463 SH SOLE 5,463
Diageo PLC - Sponsored ADR SPONSORED ADR 25243q205 2,944 64,342 SH SOLE 32,135 32,207
1,302 28,453 SH DEFINED 28,453
Dow Chem Co COM 260543103 32 348 SH SOLE 348
233 2,500 SH DEFINED 2,500
Duke Energy Corp COM 264399106 1,149 20,955 SH SOLE 8,568 12,387
21 380 SH DEFINED 380
616 11,230 SH DEFINED 11,230
Earl Scheib, Inc. COM 806398103 90 18,000 SH SOLE 18,000
Eaton Vance Corp-Non Vtg COM NON VTG 278265103 6,541 331,161 SH SOLE 114,740 216,421
2,093 103,980 SH DEFINED 103,980
Electronic Data Systems COM 370442402 55,684 1,675,712 SH SOLE 215,909 310 1,459,493
25,588 525,566 SH DEFINED 7,180 518,386
91 1,860 SH DEFINED 1,860
Eli Lilly & Co. COM 532457108 211 2,488 SH SOLE 888 1,600
8 100 SH DEFINED 100
Elsevier NV-Sponsored Adr SPONSORED ADR 290259100 431 14,355 SH SOLE 630 13,725
123 4,090 SH DEFINED 4,090
Elsevier NV-Sponsored Adr SPONSORED ADR 290259100 4,158 139,860 SH SOLE 72,629 67,231
1,958 65,268 SH DEFINED 65,268
Emerson Electric Co COM 291011104 206 4,320 SH SOLE 200 4,120
53 1,010 SH DEFINED 1,010
Emerson Electric Co COM 291011104 50,440 1,404,731 SH SOLE 182,926 250 1,221,555
25,619 483,955 SH DEFINED 4,580 479,375
57 1,070 SH DEFINED 1,070
Endesa SA - ADR SPONSORED ADR 292447208 2,336 94,820 SH SOLE 46,851 47,969
1,112 44,710 SH DEFINED 44,710
Endesa SA - ADR SPONSORED ADR 29258N107 333 13,390 SH SOLE 13,390
Enron Corp. COM 293561106 322 5,006 SH SOLE 5,006
Equifax Inc COM 294429105 2,332 66,470 SH SOLE 55,600 10,870
896 26,060 SH DEFINED 1,360 24,700
45 1,310 SH DEFINED 1,310
Excel Legacy Corp COM 300665106 170 49,400 SH SOLE 39,400 10,000
Exxon Corp COM 302290101 50,411 1,067,800 SH SOLE 129,856 130 937,814
29,686 420,705 SH DEFINED 6,700 414,005
81 1,150 SH DEFINED 1,150
Fallbrook National Bank COM 306480104 111 13,860 SH DEFINED 13,860
Federal National COM 313586109 28,666 607,535 SH SOLE 85,670 120 521,745
Mortgage Assn
15,441 222,970 SH DEFINED 3,340 219,630
48 690 SH DEFINED 690
Federal Signal Corp. COM 313855108 6,810 336,390 SH SOLE 119,826 216,564
1,911 91,535 SH DEFINED 91,535
Fifth Third Bancorp COM 316773100 2,702 33,365 SH SOLE 28,275 5,090
6,826 103,527 SH DEFINED 9,482 94,045
61 922 SH DEFINED 922
Foremost Corp of America COM 345469100 413 20,546 SH SOLE 8,446 12,100
</TABLE>
<PAGE> 5
KAYNE ANDERSON INVESTMENT MANAGEMENT, LLC
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------------------------------------------------------------------------------------------------------------------
TITLE VALUE SHARES or PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP (X 1000) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
17 858 SH DEFINED 858
Franklin Resources COM 354613101 21,491 1,122,969 SH SOLE 141,039 240 981,690
11,367 404,166 SH DEFINED 7,873 396,293
65 2,320 SH DEFINED 2,320
Franklin Resources Inc COM 354613101 183 7,250 SH SOLE 360 6,890
41 1,460 SH DEFINED 1,460
GTE Corp. COM 362320103 366 6,045 SH SOLE 5,695 350
269 4,440 SH DEFINED 4,440
Gannett Co COM 364730101 2,150 30,929 SH SOLE 17,444 13,485
3,314 52,609 SH DEFINED 3,200 49,409
34 540 SH DEFINED 540
Gap Inc COM 364760108 757 11,250 SH SOLE 11,250
573 8,515 SH DEFINED 8,515
Gart Sports Co. COM 366630101 71 10,622 SH SOLE 8,622 2,000
General Electric COM 369604103 121 1,483 SH SOLE 1,483
85 770 SH DEFINED 770
General Electric COM 369604103 56,663 689,210 SH SOLE 152,541 130 536,539
37,485 338,847 SH DEFINED 7,260 331,587
135 1,220 SH DEFINED 1,220
General Mills Inc. COM 370334104 107 1,414 SH SOLE 1,414
227 3,000 SH DEFINED 3,000
Gillette Co. COM 375766102 50,888 1,249,999 SH SOLE 152,870 140 1,096,989
27,808 467,849 SH DEFINED 8,110 459,739
61 1,020 SH DEFINED 1,020
Glacier Water Svcs COM 376395109 677 34,000 SH SOLE 23,100 10,900
41 2,000 SH DEFINED 2,000
Grainger W W Inc COM 384802104 725 16,375 SH SOLE 10,890 5,485
533 12,370 SH DEFINED 1,320 11,050
Groupe Danone ADR SPONSORED ADR 399449107 3,333 67,548 SH SOLE 33,722 33,826
1,353 27,120 SH DEFINED 27,120
Groupe Danone ADR SPONSORED ADR 399449107 255 5,113 SH SOLE 5,113
128 2,570 SH DEFINED 2,570
HSB Group COM 416704104 528 14,535 SH SOLE 6,075 8,460
HSBC Holdings Sponsored ADR SPONSORED ADR 404280307 3,415 10,840 SH SOLE 5,506 5,334
1,692 5,370 SH DEFINED 5,370
Health Care Property Invs COM 421915109 377 13,110 SH SOLE 12,310 800
Hershey Foods COM 427866108 25,507 677,625 SH SOLE 91,225 120 586,280
14,554 259,610 SH DEFINED 830 258,780
48 860 SH DEFINED 860
Hewlett Packard COM 428236103 239 3,520 SH SOLE 3,520
121 1,780 SH DEFINED 1,780
Hewlett Packard COM 428236103 59,981 1,247,190 SH SOLE 199,214 220 1,047,756
33,901 499,929 SH DEFINED 9,110 490,819
98 1,450 SH DEFINED 1,450
Home Depot Inc COM 437076102 346 5,556 SH SOLE 3,000 2,556
6 102 SH DEFINED 102
Hooper Holmes, Inc. COM 439104100 2,537 164,800 SH SOLE 15,440 149,360
244 15,600 SH DEFINED 15,600
ING Groep NV-Sponsored ADR SPONSORED ADR 456837103 2,502 46,173 SH SOLE 10,510 35,663
1,760 32,040 SH DEFINED 32,040
ING Groep NV-Sponsored ADR SPONSORED ADR 456837103 362 6,585 SH SOLE 6,585
116 2,120 SH DEFINED 2,120
IRT Property Co. COM 450058102 202 22,950 SH SOLE 19,950 3,000
Illinois Tool Works COM 452308109 48,519 1,185,950 SH SOLE 146,370 1,039,580
27,770 448,805 SH DEFINED 2,320 446,485
90 1,450 SH DEFINED 1,450
Intel COM 458140100 226 2,090 SH SOLE 2,090
114 960 SH DEFINED 960
Intel COM 458140100 51,363 654,942 SH SOLE 105,240 140 549,562
32,420 272,725 SH DEFINED 1,690 271,035
89 750 SH DEFINED 750
International Business COM 459200101 175 990 SH SOLE 200 790
Machines 28 160 SH DEFINED 160
International Business COM 459200101 28,039 235,345 SH SOLE 30,236 50 205,059
Machines 15,124 85,323 SH DEFINED 300 85,023
35 200 SH DEFINED 200
Irvine Apartment Communities COM 463606103 801 24,360 SH SOLE 23,760 600
Iwerks Int Inc COM 465916104 16 12,500 SH SOLE 12,500
J.P. Morgan Inc. COM 616880100 206 1,666 SH SOLE 1,666
Jefferies Group Inc COM 472318104 285 6,000 SH SOLE 6,000
Johnson & Johnson COM 478160104 363 4,160 SH SOLE 250 3,910
117 1,250 SH DEFINED 1,250
Johnson & Johnson COM 478160104 68,996 1,020,728 SH SOLE 180,869 300 839,559
41,219 440,849 SH DEFINED 8,012 432,837
199 2,130 SH DEFINED 2,130
Kimberly Clark Corp COM 494368103 3,106 64,790 SH SOLE 35,360 29,430
2,641 55,098 SH DEFINED 55,098
29 600 SH DEFINED 600
Kimco Realty Co. COM 49446R109 933 25,300 SH SOLE 22,900 2,400
</TABLE>
<PAGE> 6
KAYNE ANDERSON INVESTMENT MANAGEMENT, LLC
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------------------------------------------------------------------------------------------------------------------
TITLE VALUE SHARES or PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP (X 1000) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
L M Ericsson Telephone ADR SPONSORED ADR 294821400 2,345 98,470 SH SOLE 71,350 27,120
1,008 42,340 SH DEFINED 42,340
L M Ericsson Telephone ADR SPONSORED ADR 294821400 1,592 60,092 SH SOLE 47,904 616 11,572
4,813 202,152 SH DEFINED 10,308 191,844
42 1,760 SH DEFINED 1,760
La Z Boy Inc. COM 505366107 7,666 423,130 SH SOLE 133,830 289,300
2,602 138,310 SH DEFINED 138,310
Landauer Inc COM 51476K103 6,340 270,975 SH SOLE 90,880 180,095
1,902 78,860 SH DEFINED 78,860
Linear Technology Corp COM 535678106 3,019 58,906 SH SOLE 46,886 12,020
303 5,910 SH DEFINED 5,910
Liqui-Box Corp COM 536314107 6,027 130,225 SH SOLE 41,891 88,334
2,373 48,935 SH DEFINED 48,935
Lucent Technologies COM 549463107 1,455 13,472 SH SOLE 12,144 1,328
665 6,158 SH DEFINED 6,158
Lvmh Moet Hennessy SPONSORED ADR 502441207 1,423 28,960 SH SOLE 19,840 9,120
Louis V ADR 730 14,860 SH DEFINED 14,860
MCI Worldcom Inc COM 55268B106 423 4,775 SH SOLE 1,800 2,975
195 2,205 SH DEFINED 2,205
Marks & Spencer SPONSORED ADR 570697607 107 2,680 SH OLE 1,760 920
Sponored ADR 119 3,000 SH DEFINED 3,000
Marsh & McLennan Cos COM 571748102 54,324 1,121,695 SH SOLE 131,980 220 989,495
32,897 443,055 SH DEFINED 5,740 437,315
29 390 SH DEFINED 390
May Dept Stores Co COM 577778103 1,325 33,870 SH SOLE 7,365 26,505
836 21,360 SH DEFINED 21,360
29 750 SH DEFINED 750
McDonald's Corp. COM 580135101 173 4,830 SH SOLE 280 4,550
110 2,430 SH DEFINED 2,430
McDonalds Corp COM 580135101 53,496 1,772,102 SH SOLE 291,230 380 1,480,492
29,628 653,868 SH DEFINED 8,540 645,328
98 2,160 SH DEFINED 2,160
Medtronic Inc COM 585055106 300 4,550 SH SOLE 160 4,390
55 760 SH DEFINED 760
Medtronic Inc COM 585055106 47,792 1,033,357 SH SOLE 141,900 230 891,227
29,647 412,481 SH DEFINED 2,860 409,621
33 460 SH DEFINED 460
Mellon Bank COM 585509102 200 2,849 SH SOLE 1,100 1,749
Merck & Co Inc COM 589331107 264 3,650 SH SOLE 150 3,500
122 1,520 SH DEFINED 1,520
Merck & Co Inc COM 589331107 57,355 1,018,598 SH SOLE 169,696 200 848,702
32,774 409,034 SH DEFINED 7,412 401,622
147 1,830 SH DEFINED 1,830
Meridian Resources Corp COM 58977Q109 220 65,091 SH SOLE 22,391 42,700
Microsoft Corp COM 594918104 8,697 97,034 SH SOLE 88,444 8,590
350 3,904 SH DEFINED 3,904
Minnesota Mining & Mfg Co COM 604059105 513 6,502 SH SOLE 4,982 1,520
318 4,490 SH DEFINED 1,600 2,890
Mobil Corp. COM 607059102 5,650 62,216 SH SOLE 33,664 70 28,482
6,926 78,710 SH DEFINED 2,060 76,650
65 740 SH DEFINED 740
Monsanto Co. COM 611662107 332 1,536 SH SOLE 700 836
767 16,700 SH DEFINED 5,700 11,000
Morgan Stanley Dean Witter COM 617446448 905 9,056 SH SOLE 9,056
& Co 501 5,010 SH DEFINED 5,010
Motorola Inc COM 620076109 670 8,920 SH SOLE 7,690 1,230
44 600 SH DEFINED 230 370
Mutual Risk Management COM 628351108 7,303 197,105 SH SOLE 62,296 134,809
2,515 65,320 SH DEFINED 65,320
National Commerce Bancorp COM 635449101 12,644 569,418 SH SOLE 215,840 353,578
7,482 327,970 SH DEFINED 327,970
91 4,000 SH DEFINED 4,000
Nestle SA Sponsored Adr SPONSORED ADR 641069406 3,265 36,546 SH SOLE 16,192 20,354
1,328 14,755 SH DEFINED 14,755
Nokia Corp - Sponsored SPONSORED ADR 654902204 2,475 15,888 SH SOLE 14,285 1,603
ADR A 1,558 10,005 SH DEFINED 10,005
Nordson Corp COM 655663102 6,947 129,583 SH SOLE 41,427 88,156
2,003 35,920 SH DEFINED 35,920
Norfolk Southern Corp. COM 655844108 939 35,620 SH SOLE 5,690 29,930
917 34,760 SH DEFINED 34,760
20 760 SH DEFINED 760
Ortel Corp. COM 68749W102 281 39,750 SH SOLE 37,750 2,000
PNC Bank Corp COM 693475105 541 9,740 SH DEFINED 9,740
PPG Industries Inc COM 693506107 213 4,600 SH SOLE 230 4,370
54 1,050 SH DEFINED 1,050
PPG Industries Inc COM 693506107 49,491 1,472,213 SH SOLE 176,565 320 1,295,328
28,581 557,676 SH DEFINED 9,060 548,616
134 2,620 SH DEFINED 2,620
Patriot American COM 703352203 90 17,560 SH SOLE 16,060 1,500
Hospitality Inc.
</TABLE>
<PAGE> 7
KAYNE ANDERSON INVESTMENT MANAGEMENT, LLC
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------------------------------------------------------------------------------------------------------------------
TITLE VALUE SHARES or PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP (X 1000) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Pepsico Inc COM 713448108 891 23,533 SH SOLE 22,333 1,200
35 883 SH DEFINED 883
Pfizer Inc. COM 717081103 816 6,120 SH SOLE 4,500 1,620
5,880 42,375 SH DEFINED 42,375
Philip Morris Cos. Inc. COM 718154107 140 3,975 SH SOLE 3,900 75
152 4,330 SH DEFINED 4,330
Plains All American Pipeline COM 726503105 232 13,000 SH SOLE 1,450 11,550
Plains Resources Inc COM PAR $0.10 726540503 173 11,500 SH SOLE 3,200 8,300
New $0.10
Procter & Gamble COM 742718109 266 2,990 SH SOLE 130 2,860
127 1,300 SH DEFINED 1,300
Procter & Gamble COM 742718109 59,411 887,457 SH SOLE 107,870 180 779,407
34,779 355,112 SH DEFINED 4,310 350,802
128 1,310 SH DEFINED 1,310
Providian Corp COM 744061102 25 225 SH SOLE 225
198 1,800 SH DEFINED 1,800
Qualcomm Inc COM 747525103 672 5,400 SH DEFINED 5,400
Qwest Communications Intl COM 749121109 1,454 20,171 SH SOLE 20,171
RPM Inc - Ohio COM 749685103 241 18,080 SH SOLE 18,080
Raytheon Company COM 755111101 281 4,800 SH DEFINED 4,800
Rentokil Initial Plc SPONSORED ADR 760125104 1,589 25,425 SH SOLE 7,330 18,095
Sponsored ADR 1,296 20,728 SH DEFINED 20,728
Repsol Sa-Sponsored Adr SPONSORED ADR 76026T205 2,558 49,910 SH SOLE 20,980 28,930
1,425 27,810 SH DEFINED 27,810
Repsol Sa-Sponsored Adr SPONSORED ADR 76026T205 250 4,880 SH SOLE 4,880
51 1,000 SH DEFINED 1,000
Reuters Group Plc- SPONSORED ADR 76132m102 2,966 34,142 SH SOLE 18,361 15,781
Spons ADR 1,080 12,433 SH DEFINED 12,433
Reuters Group Plc- SPONSORED ADR 76132m102 7 86 SH SOLE 86
Spons ADR 425 4,897 SH DEFINED 4,897
Reynolds & Reynolds Co COM 761695105 7,713 419,880 SH SOLE 148,770 271,110
2,321 122,165 SH DEFINED 122,165
Right Start Inc New COM 766574206 78 12,500 SH SOLE 12,500
Roche Holding Ltd- SPONSORED ADR 771195104 215 1,760 SH SOLE 1,540 220
Sponsored Adr
Roche Holding Ltd- SPONSORED ADR 771195104 1,760 14,430 SH DEFINED 14,430
Sponsored Adr
Royal Dutch Petroleum Co COM 780257705 2,271 44,230 SH SOLE 22,180 22,050
1,089 20,940 SH DEFINED 20,940
Royal Dutch Petroleum Co COM 780257705 54,908 1,556,239 SH SOLE 181,848 320 1,374,071
31,851 612,512 SH DEFINED 6,240 606,272
125 2,400 SH DEFINED 2,400
SAP AG Sponsored Adr SPONSORED ADR 803054204 3,123 119,771 SH SOLE 63,850 55,921
1,352 51,370 SH DEFINED 51,370
SAP AG-Sponsored Adr SPONSORED ADR 803054204 251 9,535 SH SOLE 730 8,805
307 11,680 SH DEFINED 11,680
SBC Communications Inc COM 78387G103 1,097 25,851 SH SOLE 19,677 6,174
176 3,730 SH DEFINED 3,730
Sara Lee COM 803111103 18,675 746,958 SH SOLE 447,834 299,124
2,576 104,082 SH DEFINED 8,600 95,482
21 850 SH DEFINED 850
Schering Plough Corp. COM 806605101 1,990 35,604 SH SOLE 16,600 19,004
1,354 24,506 SH DEFINED 1,206 23,300
Schlumberger Ltd COM 806857108 217 3,600 SH SOLE 3,600
Sony Corp ADR SPONSORED ADR 835699307 207 2,264 SH SOLE 340 1,924
64 700 SH DEFINED 700
Sony Corp-ADR New SPONSORED ADR 835699307 2,203 24,558 SH SOLE 4,960 19,598
1,631 17,860 SH DEFINED 17,860
Southtrust Corp. COM 844730101 194 5,200 SH SOLE 5,200
164 4,387 SH DEFINED 4,387
State Street Corp COM 857477103 313 4,140 SH SOLE 160 3,980
121 1,470 SH DEFINED 1,470
State Street Corp COM 857477103 54,773 991,293 SH SOLE 130,200 240 860,853
35,408 430,496 SH DEFINED 7,456 423,040
110 1,340 SH DEFINED 1,340
Strayer Education COM 863236105 5,646 160,125 SH SOLE 29,430 130,695
2,577 69,660 SH DEFINED 69,660
Suntrust Banks Inc COM 867914103 498 8,000 SH SOLE 8,000
TCA Cable TV Inc COM 872241104 11,069 262,376 SH SOLE 133,686 128,690
2,741 63,020 SH DEFINED 63,020
Timberline Software COM 887134104 5,801 526,047 SH SOLE 180,609 345,438
1,959 172,242 SH DEFINED 172,242
Tomkins Plc-Sponsored Adr SPONSORED ADR 890030208 2,751 184,890 SH SOLE 93,589 91,301
1,379 92,660 SH DEFINED 92,660
Tomkins Plc-Sponsored Adr SPONSORED ADR 890030208 231 15,500 SH SOLE 15,500
Tootsie Roll Industries COM 890516107 8,237 184,870 SH SOLE 69,259 115,611
2,941 63,935 SH DEFINED 63,935
Total Sa-Sponsored ADR SPONSORED ADR 89151E109 404 6,625 SH SOLE 6,625
79 1,300 SH DEFINED 1,300
Total Sa-Sponsored Adr SPONSORED ADR 89151E109 4,982 82,135 SH SOLE 37,240 44,895
2,181 35,757 SH DEFINED 35,757
Transamerica Corp COM 893485102 449 6,320 SH DEFINED 6,320
</TABLE>
<PAGE> 8
KAYNE ANDERSON INVESTMENT MANAGEMENT, LLC
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
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TITLE VALUE SHARES or PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP (X 1000) PRN AMT SH/PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Tyco International COM 902124106 1,137 15,850 SH SOLE 15,300 550
Unilever NV-New York Shares NEW YORK SHS 904784501 215 3,240 SH SOLE 2,830 410
UnionBanCal Corp COM 908906100 238 7,000 SH SOLE 7,000
Usec Inc COM 90333E108 2,358 173,050 SH SOLE 131,500 41,550
Vanguard Index Trust COM 320542103 380 3,200 SH DEFINED 3,200
Vodafone Group Plc ADR SPONSORED ADR 92857T107 2,547 13,907 SH SOLE 9,362 4,545
1,292 6,880 SH DEFINED 6,880
Vodafone Group Plc ADR SPONSORED ADR 92857T107 4,048 21,561 SH SOLE 19,861 1,700
145 770 SH DEFINED 770
WM Wrigley Jr Co COM 982526105 28,608 449,113 SH SOLE 73,031 100 375,982
18,537 204,975 SH DEFINED 2,700 202,275
132 1,460 SH DEFINED 1,460
Wachovia Corp COM 929771103 265 3,268 SH SOLE 2,268 1,000
Wal-Mart Stores Inc COM 931142103 1,006 7,211 SH SOLE 5,609 1,602
1,225 13,290 SH DEFINED 3,700 9,590
Walt Disney Co COM 254687106 51,324 2,428,072 SH SOLE 381,213 450 2,046,409
30,766 988,459 SH DEFINED 17,670 970,789
102 3,270 SH DEFINED 3,270
Walt Disney Co. COM 254687106 123 4,770 SH SOLE 4,770
104 3,330 SH DEFINED 3,330
Warner-Lambert Co. COM 934488107 368 5,550 SH SOLE 5,550
86 1,300 SH DEFINED 1,300
Washington Fed Seattle COM 938824109 6,315 309,301 SH SOLE 97,010 212,291
1,694 80,657 SH DEFINED 80,657
Wells Fargo Corp New COM 949746101 52,481 2,163,583 SH SOLE 276,892 430 1,886,261
30,526 870,626 SH DEFINED 12,110 858,516
125 3,570 SH DEFINED 3,570
Williams Cos Inc Del COM 969457100 390 7,415 SH SOLE 2,200 5,215
342 8,655 SH DEFINED 2,455 6,200
Wireless Telecom Group Inc COM 976524108 29 17,200 SH SOLE 15,200 2,000
Xerox Corp COM 984121103 78 1,500 SH SOLE 1,200 300
125 2,400 SH DEFINED 2,400
Eaton Vance Ser Tr COM NON VTG 278265103 349 703.291 PRN SOLE 703,291
</TABLE>
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