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<PAGE> 1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: KAYNE ANDERSON INVESTMENT MANAGEMENT, LLC
Address: 1800 AVENUE OF THE STARS
SECOND FLOOR
LOS ANGELES, CA 90067
Form 13F File Number: 28-05792
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Richard A. Kayne
Title: Administrative Manager
Phone: (310) 556-2721
Signature, Place, and Date of Signing:
Richard A. Kayne Los Angeles, California 11 May, 2000
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
None
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE> 2
KAYNE ANDERSON INVESTMENT MANAGEMENT, LLC
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 177
Form 13F Information Table Value Total: $3,045,829
(thousands)
List of Other Included Managers:
NONE
<PAGE> 3
KAYNE ANDERSON INVESTMENT MANAGEMENT, LLC
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5
- --------------------------------------------- ----------------- ---------- ----------- ----------------------------
TITLE VALUE SHARES or PUT/
NAME OF ISSUER OF CLASS CUSIP (X 1000) PRN AMT SH/PRN CALL
- --------------------------------------------- ----------------- ---------- ----------- ----------- ------- ------
<S> <C> <C> <C> <C> <C> <C>
ABBOTT LABS COM 002824100 2,063 58,629 SH
ABM INDUSTRIES INC COM 000957100 13,915 592,120 SH
ALCATEL SPONSORED ADR 013904305 6,981 161,910 SH
ALCOA INC COM 013817101 323 4,600 SH
ALLTEL CORP COM 020039103 217 3,446 SH
AMERICA ONLINE INC DEL COM 02364J104 501 7,434 SH
AMERICAN HOME PRODS CORP COM 026609107 1,384 25,757 SH
AMERICAN INTL GROUP INC COM 026874107 109,495 999,957 SH
APPLIED MATLS INC COM 038222105 471 5,000 SH
ASTRAZENECA PLC SPONSORED ADR 046353108 7,049 174,050 SH
AT & T CORP LIBERTY MEDIA GROUP COM 001957208 1,043 17,586 SH
AT&T CORP COM 001957109 108,139 1,920,330 SH
AUTOMATIC DATA PROCESSING COM 053015103 99,395 2,059,998 SH
AXA SPONSORED ADR 054536107 10,339 144,217 SH
BANK OF AMERICA COM 060505104 542 10,342 SH
BANK ONE CORP COM 06423A103 307 8,920 SH
BEAR STEARNS COS INC COM 073902108 440 9,641 SH
BELL ATLANTIC CORP COM 077853109 397 6,499 SH
BELLSOUTH CORP COM 079860102 388 8,279 SH
BEMIS INC COM 081437105 17,623 477,923 SH
BERKSHIRE HATHAWAY INC DEL CL A 084670108 744 13 SH
BERKSHIRE HATHAWAY INC DEL CL B 084670207 894 491 SH
BESTFOODS COM 08658U101 49,889 1,065,716 SH
BIG DOG HLDGS INC COM 089128102 82 18,300 SH
BLANCH E W HLDGS INC COM 093210102 4,125 206,270 SH
BOC GROUP PLC ADR COM 055617609 1,990 49,450 SH
BP AMOCO PLC SPONSORED ADR 055622104 1,153 21,644 SH
BRISTOL MYERS SQUIBB CO COM 110122108 1,527 26,330 SH
BROKEN HILL PROPRIETARY LTD SPONSORED ADR 112169602 8,177 375,957 SH
C H ROBINSON WORLDWIDE INC COM 12541W100 12,541 336,680 SH
CABLE & WIRELESS PUB LTD CO SPONSORED ADR 126830207 8,257 147,445 SH
CADBURY SCHWEPPES PLC ADR 127209302 232 8,170 SH
CANON INC ADR 138006309 9,617 223,008 SH
<CAPTION>
COLUMN 1 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------------------ ------------ ----------- ---------------------------------
INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------------------ ----------- ----------- ---------- -------- ---------
<S> <C> <C> <C> <C> <C>
ABBOTT LABS SOLE 12,160 - 46,469
ABM INDUSTRIES INC DEFINED 57,040 - 535,080
ALCATEL SOLE 9,520 - 152,390
ALCOA INC SOLE 4,600 - -
ALLTEL CORP SOLE 1,072 - 2,374
AMERICA ONLINE INC DEL SOLE - - 7,434
AMERICAN HOME PRODS CORP SOLE - - 25,757
AMERICAN INTL GROUP INC DEFINED 160,851 130 838,976
APPLIED MATLS INC SOLE - - 5,000
ASTRAZENECA PLC SOLE 10,696 - 163,354
AT & T CORP LIBERTY MEDIA GROUP SOLE 7,086 - 10,500
AT&T CORP DEFINED 315,179 280 1,604,871
AUTOMATIC DATA PROCESSING DEFINED 345,187 300 1,714,511
AXA SOLE 8,300 - 135,917
BANK OF AMERICA SOLE 226 - 10,116
BANK ONE CORP SOLE 2,384 - 6,536
BEAR STEARNS COS INC SOLE - - 9,641
BELL ATLANTIC CORP SOLE - - 6,499
BELLSOUTH CORP SOLE 1,000 - 7,279
BEMIS INC DEFINED 41,270 - 436,653
BERKSHIRE HATHAWAY INC DEL SOLE 9 - 4
BERKSHIRE HATHAWAY INC DEL SOLE 156 - 335
BESTFOODS DEFINED 173,925 240 891,551
BIG DOG HLDGS INC SOLE - - 18,300
BLANCH E W HLDGS INC DEFINED 19,660 - 186,610
BOC GROUP PLC ADR SOLE 8,830 - 40,620
BP AMOCO PLC SOLE 13,310 - 8,334
BRISTOL MYERS SQUIBB CO SOLE 7,920 - 18,410
BROKEN HILL PROPRIETARY LTD SOLE 13,280 - 362,677
C H ROBINSON WORLDWIDE INC DEFINED 28,060 - 308,620
CABLE & WIRELESS PUB LTD CO SOLE 8,870 - 138,575
CADBURY SCHWEPPES PLC SOLE 5,150 - 3,020
CANON INC SOLE 15,240 - 207,768
</TABLE>
<PAGE> 4
KAYNE ANDERSON INVESTMENT MANAGEMENT, LLC
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5
- --------------------------------------------- ----------------- ---------- ----------- ----------------------------
TITLE VALUE SHARES or PUT/
NAME OF ISSUER OF CLASS CUSIP (X 1000) PRN AMT SH/PRN CALL
- --------------------------------------------- ----------------- ---------- ----------- ----------- ------- ------
<S> <C> <C> <C> <C> <C> <C>
CAPITAL AUTOMOTIVE REIT COM SH BEN INT 139733109 154 12,800 SH
CATALINA MARKETING CORP COM 148867104 16,940 167,310 SH
CENTER TR INC COM 151845104 134 21,000 SH
CHEVRON CORP COM 166751107 413 4,468 SH
CHUBB CORP COM 171232101 392 5,807 SH
CINCINNATI FINL CORP COM 172062101 817 21,713 SH
CINTAS CORP COM 172908105 1,590 40,567 SH
CITIGROUP INC COM 172967101 1,533 25,611 SH
CITY NATL CORP COM 178566105 592 17,575 SH
CLAIRES STORES INC COM 179584107 19,971 995,450 SH
COCA COLA COM 191216100 78,649 1,675,606 SH
COLGATE PALMOLIVE CO COM 194162103 2,445 43,366 SH
COX COMMUNICATIONS INC NEW CL A COM 224044107 245 5,059 SH
CSG SYSTEMS INTL INC COM 126349109 18,131 371,440 SH
CVB FINL CORP COM 126600105 738 52,233 SH
DALLAS SEMICONDUCTOR CORP COM 235204104 16,869 462,170 SH
DANAHER CORP DEL COM 235851102 214 4,200 SH
DAY RUNNER INC COM 239545106 30 16,450 SH
DEVON ENERGY CORP NEW COM 25179M103 16,107 331,678 SH
DIAGEO PLC SPON ADR NEW 25243Q205 6,198 205,741 SH
DISNEY WALT CO COM DISNEY 254687106 119,910 2,906,903 SH
DOVER CORP COM 260003108 297 6,200 SH
DPL INC COM 233293109 284 12,821 SH
DUKE ENERGY CORP COM 264399106 482 9,173 SH
EATON VANCE CORP COM NON VTG 278265103 14,551 338,898 SH
ELECTRONIC DATA SYS CORP NEW COM 285661104 81,037 1,262,509 SH
EMERSON ELEC CO COM 291011104 46,943 883,636 SH
ENDESA S A SPONSORED ADR 29258N107 5,679 242,304 SH
ENRON CORP COM 293561106 487 6,500 SH
EQUIFAX INC COM 294429105 703 27,852 SH
ERICSSON L M TEL CO ADR CL B SEK10 294821400 11,817 125,961 SH
EXCEL LEGACY CORP COM 300665106 51 15,200 SH
EXXON MOBIL CORPORATION COM 30231G102 89,467 1,147,928 SH
<CAPTION>
COLUMN 1 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------------------ ------------ ----------- ---------------------------------
INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------------------ ----------- ----------- ---------- -------- ---------
<S> <C> <C> <C> <C> <C>
CAPITAL AUTOMOTIVE REIT SOLE - - 12,800
CATALINA MARKETING CORP DEFINED 15,040 - 152,270
CENTER TR INC SOLE 7,000 - 14,000
CHEVRON CORP SOLE - - 4,468
CHUBB CORP SOLE - - 5,807
CINCINNATI FINL CORP SOLE 10,944 - 10,769
CINTAS CORP SOLE 13,065 - 27,502
CITIGROUP INC SOLE 8,994 - 16,617
CITY NATL CORP SOLE 13,100 - 4,475
CLAIRES STORES INC DEFINED 72,770 - 922,680
COCA COLA DEFINED 257,420 240 1,417,946
COLGATE PALMOLIVE CO SOLE 3,100 - 40,266
COX COMMUNICATIONS INC NEW CL A SOLE - - 5,059
CSG SYSTEMS INTL INC DEFINED 32,090 - 339,350
CVB FINL CORP SOLE 31,702 - 20,531
DALLAS SEMICONDUCTOR CORP DEFINED 38,200 - 423,970
DANAHER CORP DEL SOLE - - 4,200
DAY RUNNER INC DEFINED - 6,250 10,200
DEVON ENERGY CORP NEW DEFINED 23,540 - 308,138
DIAGEO PLC SOLE 6,470 - 199,271
DISNEY WALT CO DEFINED 463,890 310 2,442,703
DOVER CORP SOLE 5,000 - 1,200
DPL INC SOLE 4,766 - 8,055
DUKE ENERGY CORP SOLE 2,680 - 6,493
EATON VANCE CORP DEFINED 26,660 - 312,238
ELECTRONIC DATA SYS CORP NEW DEFINED 216,044 160 1,046,305
EMERSON ELEC CO DEFINED 131,430 250 751,956
ENDESA S A SOLE 6,990 - 235,314
ENRON CORP SOLE - - 6,500
EQUIFAX INC SOLE - - 27,852
ERICSSON L M TEL CO SOLE 41,140 - 84,821
EXCEL LEGACY CORP SOLE - - 15,200
EXXON MOBIL CORPORATION DEFINED 198,355 170 949,403
</TABLE>
<PAGE> 5
KAYNE ANDERSON INVESTMENT MANAGEMENT, LLC
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5
- --------------------------------------------- ----------------- ---------- ----------- ----------------------------
TITLE VALUE SHARES or PUT/
NAME OF ISSUER OF CLASS CUSIP (X 1000) PRN AMT SH/PRN CALL
- --------------------------------------------- ----------------- ---------- ----------- ----------- ------- ------
<S> <C> <C> <C> <C> <C> <C>
FACTSET RESH SYS INC COM 303075105 1,240 45,830 SH
FAIR ISAAC & CO INC COM 303250104 9,870 253,900 SH
FEDERAL NAT MORTGAGE ASSN COM 313586109 86,470 1,528,754 SH
FEDERAL SIGNAL CORP COM 313855108 16,659 922,316 SH
FEDEX CORP COM 31428X106 256 6,600 SH
FIFTH THIRD BANCORP COM 316773100 3,961 62,878 SH
FORD MOTOR CO DEL COM 345370100 210 4,577 SH
FRANKLIN RES INC COM 354613101 416 12,430 SH
GAP INC DEL COM 364760108 1,326 26,627 SH
GANNETT INC COM 364730101 2,128 30,234 SH
GENERAL ELEC CO COM 369604103 123,592 794,164 SH
GILLETTE CO COM 375766102 455 12,067 SH
GLACIER WTR SVCS INC COM 376395109 576 35,450 SH
GRAINGER W W INC COM 384802104 724 13,345 SH
GROUPE DANONE SPONSORED ADR 399449107 8,690 196,388 SH
GTE CORP COM 362320103 472 6,641 SH
HEICO CORP NEW COM 422806109 265 18,310 SH
HEICO CORP NEW CL A 422806208 607 43,390 SH
HENRY JACK & ASSOC INC COM 426281101 21,547 584,336 SH
HERSHEY FOODS CORP COM 427866108 1,102 22,605 SH
HEWLETT PACKARD CO COM 428236103 114,677 865,079 SH
HIGH YIELD INCOME FD INC COM 429904105 58 11,137 SH
HOME DEPOT INC COM 437076102 1,720 26,669 SH
HONEYWELL INTERNATIONAL, INC. COM 438516106 478 9,067 SH
HOOPER HOLMES INC COM 439104100 18,442 1,074,960 SH
HSBC HOLDINGS PLC SPONS ADR NEW 404280406 9,229 151,451 SH
ILLINOIS TOOL WORKS INC COM 452308109 42,759 773,913 SH
ING GROEP N V SPONS ADR 456837103 8,324 151,337 SH
INTEL CORP COM 458140100 153,984 1,167,099 SH
INTERNATIONAL BUSINESS MACHINE COM 459200101 116,473 987,062 SH
INTERPUBLIC GROUP COS INC COM 460690100 334 7,074 SH
JOHNSON & JOHNSON COM 478160104 87,069 1,239,415 SH
JONES PHARMA INC COM 480236108 6,475 213,160 SH
<CAPTION>
COLUMN 1 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------------------ ------------ ----------- ---------------------------------
INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------------------ ----------- ----------- ---------- -------- ---------
<S> <C> <C> <C> <C> <C>
FACTSET RESH SYS INC SOLE - - 45,830
FAIR ISAAC & CO INC DEFINED 22,220 - 231,680
FEDERAL NAT MORTGAGE ASSN DEFINED 222,545 200 1,306,009
FEDERAL SIGNAL CORP DEFINED 75,170 - 847,146
FEDEX CORP SOLE 5,400 - 1,200
FIFTH THIRD BANCORP SOLE 26,343 - 36,535
FORD MOTOR CO DEL SOLE 4,177 - 400
FRANKLIN RES INC SOLE 8,940 - 3,490
GAP INC DEL SOLE 12,607 - 14,020
GANNETT INC SOLE 16,450 - 13,784
GENERAL ELEC CO DEFINED 145,574 120 648,470
GILLETTE CO SOLE - - 12,067
GLACIER WTR SVCS INC DEFINED 22,000 2,950 10,500
GRAINGER W W INC SOLE 5,385 - 7,960
GROUPE DANONE SOLE 10,970 - 185,418
GTE CORP SOLE - - 6,641
HEICO CORP NEW SOLE - - 18,310
HEICO CORP NEW SOLE - - 43,390
HENRY JACK & ASSOC INC DEFINED 46,000 - 538,336
HERSHEY FOODS CORP SOLE 8,350 - 14,255
HEWLETT PACKARD CO DEFINED 154,313 - 710,766
HIGH YIELD INCOME FD INC SOLE - - 11,137
HOME DEPOT INC SOLE 1,395 - 25,274
HONEYWELL INTERNATIONAL, INC. SOLE - - 9,067
HOOPER HOLMES INC DEFINED 86,380 - 988,580
HSBC HOLDINGS PLC SOLE 9,370 - 142,081
ILLINOIS TOOL WORKS INC DEFINED 122,630 100 651,183
ING GROEP N V SOLE 10,263 - 141,074
INTEL CORP DEFINED 188,467 - 978,632
INTERNATIONAL BUSINESS MACHINE DEFINED 152,710 100 834,252
INTERPUBLIC GROUP COS INC SOLE 6,374 - 700
JOHNSON & JOHNSON DEFINED 195,410 140 1,043,865
JONES PHARMA INC DEFINED 16,410 - 196,750
</TABLE>
<PAGE> 6
KAYNE ANDERSON INVESTMENT MANAGEMENT, LLC
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5
- --------------------------------------------- ----------------- ---------- ----------- ----------------------------
TITLE VALUE SHARES or PUT/
NAME OF ISSUER OF CLASS CUSIP (X 1000) PRN AMT SH/PRN CALL
- --------------------------------------------- ----------------- ---------- ----------- ----------- ------- ------
<S> <C> <C> <C> <C> <C> <C>
KIMBERLY CLARK CORP COM 494368103 906 16,157 SH
KONINKLIJKE AHOLD NV SPONS ADR NEW 500467303 6,906 260,621 SH
LA Z BOY INC COM 505336107 15,893 1,033,671 SH
LANDAUER INC COM 51476K103 10,304 564,605 SH
LINEAR TECHNOLOGY CORP COM 535678106 4,302 78,210 SH
LIQUI BOX CORP COM 536314107 8,825 185,303 SH
LUCENT TECHNOLOGIES INC COM 549463107 49,634 800,543 SH
MARSH & MCLENNAN COS INC COM 571748102 58,021 525,967 SH
MATSUSHITA ELEC INDL LTD ADR 576879209 4,875 16,090 SH
MAY DEPT STORES CO COM 577778103 376 13,177 SH
MCDONALDS CORP COM 580135101 88,632 2,371,432 SH
MCI WORLDCOM INC COM 55268B106 240 5,301 SH
MEDTRONIC INC COM 585055106 58,250 1,132,434 SH
MERCK & CO INC COM 589331107 85,984 1,384,049 SH
MERIDIAN RESOURCE CORP COM 58977Q109 442 114,150 SH
MERRILL LYNCH & CO INC COM 590188108 317 3,015 SH
MICROSOFT CORP COM 594918104 110,442 1,039,458 SH
MINNESOTA MNG & MFG CO COM 604059105 592 6,690 SH
MONSANTO CO COM 611662107 368 7,140 SH
MORGAN JP & CO INC COM 616880100 560 4,251 SH
MORGAN STANLEY DEAN WITTER COM NEW 617446448 2,893 34,902 SH
MORGAN STANLEY FIN PLC UNIT EX 083015 616906608 1,012 41,723 SH
MOTOROLA INC COM 620076109 1,034 7,080 SH
NATIONAL COMMERCE BANCORP COM 635449101 17,586 950,615 SH
NEWS CORP LTD SP ADR PFD 652487802 411 8,600 SH
NIPPON TELEG & TEL CORP SPONSORED ADR 654624105 6,317 80,150 SH
NOKIA CORP SPONSORED ADR 654902204 3,784 68,176 SH
NORDSON CORP COM 655663102 15,007 325,804 SH
ORTEL CORP COM 68749W102 4,946 26,350 SH
PACIFIC CAP BANCORP NEW COM 69404P101 352 14,500 SH
PANAMERICAN BEVERAGES INC CL A P74823108 9,037 512,761 SH
PEPSICO INC COM 713448108 629 18,023 SH
PFIZER INC COM 717081103 96,685 2,644,363 SH
<CAPTION>
COLUMN 1 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------------------ ------------ ----------- ---------------------------------
INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------------------ ----------- ----------- ---------- -------- ---------
<S> <C> <C> <C> <C> <C>
KIMBERLY CLARK CORP SOLE 2,745 - 13,412
KONINKLIJKE AHOLD NV SOLE 17,080 - 243,541
LA Z BOY INC DEFINED 81,950 - 951,721
LANDAUER INC DEFINED 46,480 - 518,125
LINEAR TECHNOLOGY CORP SOLE 2,060 - 76,150
LIQUI BOX CORP DEFINED 11,940 - 173,363
LUCENT TECHNOLOGIES INC DEFINED 116,230 80 684,233
MARSH & MCLENNAN COS INC DEFINED 83,730 70 442,167
MATSUSHITA ELEC INDL LTD SOLE 630 - 15,460
MAY DEPT STORES CO SOLE 5,460 - 7,717
MCDONALDS CORP DEFINED 341,904 340 2,029,188
MCI WORLDCOM INC SOLE 585 - 4,716
MEDTRONIC INC DEFINED 166,640 - 965,794
MERCK & CO INC DEFINED 212,973 180 1,170,896
MERIDIAN RESOURCE CORP DEFINED 1,500 16,850 95,800
MERRILL LYNCH & CO INC SOLE 2,700 - 315
MICROSOFT CORP DEFINED 155,109 110 884,239
MINNESOTA MNG & MFG CO SOLE 1,200 - 5,490
MONSANTO CO SOLE 7,140 - -
MORGAN JP & CO INC SOLE 1,400 - 2,851
MORGAN STANLEY DEAN WITTER SOLE 5,140 - 29,762
MORGAN STANLEY FIN PLC SOLE 200 - 41,523
MOTOROLA INC SOLE 80 - 7,000
NATIONAL COMMERCE BANCORP DEFINED 106,570 - 844,045
NEWS CORP LTD SOLE - - 8,600
NIPPON TELEG & TEL CORP SOLE 4,820 - 75,330
NOKIA CORP SOLE 13,140 - 55,036
NORDSON CORP DEFINED 29,560 - 296,244
ORTEL CORP SOLE - - 26,350
PACIFIC CAP BANCORP NEW SOLE 11,500 - 3,000
PANAMERICAN BEVERAGES INC SOLE 24,260 - 488,501
PEPSICO INC SOLE 1,298 - 16,725
PFIZER INC DEFINED 437,430 320 2,206,613
</TABLE>
<PAGE> 7
KAYNE ANDERSON INVESTMENT MANAGEMENT, LLC
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5
- --------------------------------------------- ----------------- ---------- ----------- ----------------------------
TITLE VALUE SHARES or PUT/
NAME OF ISSUER OF CLASS CUSIP (X 1000) PRN AMT SH/PRN CALL
- --------------------------------------------- ----------------- ---------- ----------- ----------- ------- ------
<S> <C> <C> <C> <C> <C> <C>
PLAINS ALL AMERN PIPELINE LP UNIT LTD PARTN 726503105 1,505 91,925 SH
PLAINS RES INC COM PAR $0.10 726540503 1,316 105,256 SH
PNC BANK CORP COM 693475105 418 9,286 SH
PPG INDS INC COM 693506107 61,036 1,166,752 SH
PRIME RETAIL INC PFD CONV SER B 741570303 156 19,530 SH
PROCTER & GAMBLE COMPANY COM 742718109 74,550 1,319,463 SH
QWEST COMMUNICATIONS INTL INC COM 749121109 1,682 35,034 SH
REPSOL S A SPONSORED ADR 76026T205 8,868 416,110 SH
REUTERS GROUP PLC SPONSORED ADR 76132M102 8,870 74,301 SH
REUTERS ORD COM G7540P109 1,796 88,500 SH
REYNOLDS & REYNOLDS CO CL A 761695105 16,750 620,352 SH
ROYAL DUTCH PETE CO NY REG GLD1.25 780257804 1,435 24,830 SH
RPM INC OHIO COM 749685103 164 14,870 SH
SAP AKTIENGESELLSCHAFT SPONSORED ADR 803054204 9,482 158,697 SH
SARA LEE CORP COM 803111103 1,231 68,386 SH
SBC COMMUNICATIONS INC COM 78387G103 1,202 28,543 SH
SCHEIB EARL INC COM 806398103 60 16,120 SH
SCHERING PLOUGH CORP COM 806605101 1,177 31,710 SH
SCHLUMBERGER COM 806857108 264 3,450 SH
SONY CORP ADR NEW 835699307 10,804 38,569 SH
SPRINT CORP COM FON GROUP 852061100 297 4,720 SH
STATE STREET CORP COM 857477103 61,919 639,161 SH
STRAYER ED INC COM 863236105 21,484 826,302 SH
SUN MICROSYSTEMS INC COM 866810104 469 5,000 SH
TIMBERLINE SOFTWARE INC COM 887134104 5,655 646,313 SH
TIME WARNER INC COM 887315109 555 5,550 SH
TOMKINS PLC SPONSORED ADR 890030208 6,949 524,433 SH
TOOTSIE ROLL INDS INC COM 890516107 18,401 584,165 SH
TOTAL FINA SA SPONSORED ADR 89151E109 12,121 164,631 SH
TYCO INTL LTD NEW COM 902124106 1,523 30,392 SH
UNILEVER N V COM 904784709 7,467 155,166 SH
UNION PAC CORP COM 907818108 236 6,040 SH
UNOCAL CORP COM 915289102 274 9,220 SH
<CAPTION>
COLUMN 1 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------------------ ------------ ----------- ---------------------------------
INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------------------ ----------- ----------- ---------- -------- ---------
<S> <C> <C> <C> <C> <C>
PLAINS ALL AMERN PIPELINE LP DEFINED - 4,900 87,025
PLAINS RES INC DEFINED 3,500 4,150 97,606
PNC BANK CORP SOLE 8,200 - 1,086
PPG INDS INC DEFINED 194,420 250 972,082
PRIME RETAIL INC DEFINED - 4,000 15,530
PROCTER & GAMBLE COMPANY DEFINED 208,833 200 1,110,430
QWEST COMMUNICATIONS INTL INC SOLE 748 - 34,286
REPSOL S A SOLE 14,850 - 401,260
REUTERS GROUP PLC SOLE 4,771 - 69,530
REUTERS ORD SOLE - - 88,500
REYNOLDS & REYNOLDS CO DEFINED 47,910 - 572,442
ROYAL DUTCH PETE CO SOLE 6,900 - 17,930
RPM INC OHIO SOLE - - 14,870
SAP AKTIENGESELLSCHAFT SOLE 9,910 - 148,787
SARA LEE CORP SOLE 24,660 - 43,726
SBC COMMUNICATIONS INC SOLE - - 28,543
SCHEIB EARL INC SOLE - - 16,120
SCHERING PLOUGH CORP SOLE 4,400 - 27,310
SCHLUMBERGER SOLE - - 3,450
SONY CORP SOLE 3,500 - 35,069
SPRINT CORP SOLE 870 - 3,850
STATE STREET CORP DEFINED 114,790 80 524,291
STRAYER ED INC DEFINED 66,390 - 759,912
SUN MICROSYSTEMS INC SOLE - - 5,000
TIMBERLINE SOFTWARE INC DEFINED 49,905 - 596,408
TIME WARNER INC SOLE 5,000 - 550
TOMKINS PLC SOLE 17,440 - 506,993
TOOTSIE ROLL INDS INC DEFINED 45,604 - 538,561
TOTAL FINA SA SOLE 6,412 - 158,219
TYCO INTL LTD NEW SOLE 1,400 - 28,992
UNILEVER N V SOLE 7,931 - 147,235
UNION PAC CORP SOLE - - 6,040
UNOCAL CORP SOLE - - 9,220
</TABLE>
<PAGE> 8
KAYNE ANDERSON INVESTMENT MANAGEMENT, LLC
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5
- --------------------------------------------- ----------------- ---------- ----------- ----------------------------
TITLE VALUE SHARES or PUT/
NAME OF ISSUER OF CLASS CUSIP (X 1000) PRN AMT SH/PRN CALL
- --------------------------------------------- ----------------- ---------- ----------- ----------- ------- ------
<S> <C> <C> <C> <C> <C> <C>
US RESTAURANT PROPERTIES INC PFD CV SER A 902971209 218 16,900 SH
USEC INC COM 90333E108 427 89,800 SH
VALSPAR CORP COM 920355104 243 6,350 SH
VODAFONE AIRTOUCH PLC SPONSORED ADR 92857T107 8,411 151,380 SH
WAL MART STORES INC COM 931142103 2,520 44,597 SH
WALGREEN COMPANY COM 931422109 565 21,961 SH
WARNER LAMBERT CO COM 934488107 364 3,730 SH
WASHINGTON FED INC COM 938824109 14,290 749,622 SH
WELLS FARGO & CO NEW COM 949746101 95,959 2,354,813 SH
WESTVACO CORP COM 961548104 667 19,994 SH
WILLIAMS COS INC DEL COM 969457100 285 6,485 SH
WRIGLEY WM JR CO COM 982526105 41,504 540,330 SH
<CAPTION>
COLUMN 1 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------------------ ------------ ----------- ---------------------------------
INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER DISCRETION MANAGERS SOLE SHARED NONE
- ------------------------------------ ----------- ----------- ---------- -------- ---------
<S> <C> <C> <C> <C> <C>
US RESTAURANT PROPERTIES INC SOLE 1,000 - 15,900
USEC INC SOLE - - 89,800
VALSPAR CORP SOLE 4,900 - 1,450
VODAFONE AIRTOUCH PLC SOLE 18,720 - 132,660
WAL MART STORES INC SOLE 30,930 - 13,667
WALGREEN COMPANY SOLE 11,200 - 10,761
WARNER LAMBERT CO SOLE 270 - 3,460
WASHINGTON FED INC DEFINED 61,240 - 688,382
WELLS FARGO & CO NEW DEFINED 357,956 300 1,996,557
WESTVACO CORP SOLE - - 19,994
WILLIAMS COS INC DEL SOLE - - 6,485
WRIGLEY WM JR CO DEFINED 91,865 100 448,365
</TABLE>
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