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Previous: CHEVY CHASE PREFERRED CAPITAL CORP, 10-Q, EX-27, 2000-11-14 |
Next: KAYNE ANDERSON INVESTMENT MANAGEMENT LLC, 13F-HR, 2000-11-14 |
<PAGE> 1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2000 -- AMENDED
Check here if Amendment [X]; Amendment Number: 1
------------
This Amendment (Check only one.): [X] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: KAYNE ANDERSON INVESTMENT MANAGEMENT, LLC
Address: 1800 AVENUE OF THE STARS
SECOND FLOOR
LOS ANGELES, CA 90067
Form 13F File Number: 28-05792
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Richard A. Kayne
Title: Administrative Manager
Phone: (310) 556-2721
Signature, Place, and Date of Signing:
Richard A. Kayne Los Angeles, California 13 November 2000
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
None
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE> 2
KAYNE ANDERSON INVESTMENT MANAGEMENT, LLC
Form 13F SUMMARY PAGE
<TABLE>
<S> <C>
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 233
Form 13F Information Table Value Total: $ 4,909,110
(thousands)
</TABLE>
List of Other Included Managers:
NONE
<PAGE> 3
KAYNE ANDERSON INVESTMENT MANAGEMENT, LLC
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5
---------------------------------------------------------------------------------------------------------------
TITLE VALUE SHARES OR SH/ PUT/
NAME OF ISSUER OF CLASS CUSIP (X 1000) PRN AMT PRN CALL
---------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
EVEREST RE GROUP LTD COM G3223R108 $ 431 13,100 SH
PLAYMATES INTERACTIVE ENTMT OR COM G7130P105 $ 9 100,000 SH
UBS COM H8920G155 $ 12,769 86,867 SH
PANAMERICAN BEVERAGES ADR COM P74823108 $ 12,990 869,622 SH
ABM INDUSTRIES INC COM 000957100 $ 31,450 1,367,413 SH
ABBOTT LABS COM 002824100 $ 2,434 54,613 SH
ACNIELSEN CORP COM 004833109 $ 475 21,600 SH
AEGON ADR COM 007924103 $ 230 6,456 SH
AGILENT TECHNOLOGIES INC COM 00846U101 $ 32,632 442,466 SH
ALCOA INC COM 013817101 $ 267 9,200 SH
ALCATEL ADR SPONSORED ADR 013904305 $ 26,569 399,535 SH
AMERICA ONLINE INC COM 02364J104 $ 372 7,064 SH
AMERICAN HOME PRODS CORP COM 026609107 $ 1,246 21,209 SH
AMERICAN INTL GROUP INC COM 026874107 $163,906 2,092,418 SH
ANHEUSER BUSCH COMPANIES INC COM 035229103 $ 233 6,230 SH
APPLIED MATERIALS INC COM 038222105 $ 449 4,950 SH
ARIS CORP WASH COM 04040A101 $ 79 28,800 SH
ASTORIA FINL CORP COM 046265104 $ 242 9,400 SH
ASTRAZENECA ADR SPONSORED ADR 046353108 $ 13,484 289,989 SH
AT & T CORP LIBERTY MEDIA GROU COM 001957208 $ 345 14,172 SH
ATLANTIC PREM BRANDS LTD COM 04878P105 $ 25 11,803 SH
AT&T CORP COM 001957109 $ 82,605 2,596,620 SH
AUTOMATIC DATA PROCESSING COM 053015103 $153,504 2,865,890 SH
AVALONBAY CMNTYS INC COM 053484101 $ 292 7,000 SH
AXA ADR SPONSORED ADR 054536107 $ 22,923 288,119 SH
BANK OF AMERICA COM 060505104 $ 421 9,700 SH
BAY VIEW CAP CORP DEL COM 07262L101 $ 393 40,100 SH
BEAR STEARNS COS INC COM 073902108 $ 401 9,641 SH
BELDEN INC COM 077459105 $ 505 19,700 SH
BELL ATLANTIC CORP COM 077853109 $ 321 6,294 SH
BELL & HOWELL CO NEW COM 077852101 $ 572 23,600 SH
BELLSOUTH CORP COM 079860102 $ 304 7,123 SH
BEMIS INC COM 081437105 $ 36,004 1,070,758 SH
BERKSHIRE HATHAWAY INC CL A CL A 084670108 $ 699 13 SH
BERKSHIRE HATHAWAY INC DEL CL CL B 084670207 $ 407 231 SH
BESTFOODS COM 08658U101 $ 99,306 1,434,026 SH
BIG DOG HLDGS INC COM 089128102 $ 75 18,300 SH
BINDLEY WESTN INDS INC COM 090324104 $ 637 24,100 SH
BLANCH E W HLDGS INC COM 093210102 $ 17,285 850,936 SH
BOC GROUP PLC ADR SPONSORED ADR 055617609 $ 1,254 43,340 SH
BP AMOCO PLC ADR SPONSORED ADR 055622104 $ 1,660 29,309 SH
BRE PPTYS INC CL A 05564E106 $ 286 9,900 SH
BRISTOL MYERS SQUIBB CO COM 110122108 $ 1,488 25,540 SH
BROKEN HILL PROPRIETARY LTD ADR SPONSORED ADR 112169602 $ 20,113 846,852 SH
C H ROBINSON WORLDWIDE INC COM 12541W100 $ 46,180 932,932 SH
CLECO CORP NEW COM 12561W105 $ 268 8,000 SH
CSG SYSTEMS INTL INC COM 126349109 $ 56,853 1,014,103 SH
CVB FINL CORP COM 126600105 $ 501 31,702 SH
CABLE & WIRELESS ADR SPONSORED ADR 126830207 $ 18,583 369,812 SH
CADBURY SCHWEPPES ADR COM 127209302 $ 214 8,170 SH
CANANDAIGUA BRANDS INC CL A CL A 137219200 $ 262 5,200 SH
CANNONDALE CORP COM 137798104 $ 101 15,500 SH
CANON ADR ADR 138006309 $ 23,432 465,154 SH
CATALINA MARKETING CORP COM 148867104 $ 44,143 1,298,310 SH
CERTRON CORP COM 157078106 $ 15 54,230 SH
CHEVRON CORP COM 166751107 $ 302 3,556 SH
CHUBB CORP COM 171232101 $ 354 5,762 SH
CINCINNATI FINL CORP COM 172062101 $ 765 24,333 SH
CINTAS CORP COM 172908105 $ 957 26,075 SH
CISCO SYSTEMS INC COM 17275R102 $117,483 1,848,307 SH
CITIGROUP INC COM 172967101 $ 1,584 34,948 SH
CITY NATL CORP COM 178566105 $ 611 17,575 SH
CLAIRES STORES INC COM 179584107 $ 49,964 2,595,539 SH
COCA COLA COM 191216100 $133,084 2,317,029 SH
COLGATE PALMOLIVE CO COM 194162103 $ 2,273 37,961 SH
COMPUTER ASSOCIATE INTL INC COM 204912109 $ 438 8,555 SH
CONMED CORP COM 207410101 $ 520 20,100 SH
CORAM HEALTHCARE CORP COM 218103109 $ 7 20,000 SH
</TABLE>
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 6 COLUMN 7 COLUMN 8
------------------------------------------------------------------------------------------------------
INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER DISCRETION MANAGERS SOLE SHARED NONE
-------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
EVEREST RE GROUP LTD SOLE 13,100 -- --
PLAYMATES INTERACTIVE ENTMT OR SOLE -- -- 100,000
UBS DEFINED 39,064 3,595 44,208
PANAMERICAN BEVERAGES ADR DEFINED 386,320 27,370 455,932
ABM INDUSTRIES INC DEFINED 833,913 2,185 531,315
ABBOTT LABS SOLE 12,404 -- 42,209
ACNIELSEN CORP SOLE 21,600 -- --
AEGON ADR SOLE 6,456 -- --
AGILENT TECHNOLOGIES INC DEFINED 180,480 60 261,925
ALCOA INC SOLE 9,200 -- --
ALCATEL ADR DEFINED 205,140 15,660 178,735
AMERICA ONLINE INC SOLE -- -- 7,064
AMERICAN HOME PRODS CORP SOLE -- -- 21,209
AMERICAN INTL GROUP INC DEFINED 859,499 300 1,232,619
ANHEUSER BUSCH COMPANIES INC SOLE 4,800 -- 1,430
APPLIED MATERIALS INC SOLE 400 -- 4,550
ARIS CORP WASH SOLE 28,800 -- --
ASTORIA FINL CORP SOLE 9,400 -- --
ASTRAZENECA ADR DEFINED 149,275 10,620 130,094
AT & T CORP LIBERTY MEDIA GROU SOLE 14,172 -- --
ATLANTIC PREM BRANDS LTD SOLE -- -- 11,803
AT&T CORP DEFINED 1,078,072 372 1,518,176
AUTOMATIC DATA PROCESSING DEFINED 1,208,863 373 1,656,654
AVALONBAY CMNTYS INC SOLE 7,000 -- --
AXA ADR DEFINED 135,661 9,695 142,763
BANK OF AMERICA SOLE -- -- 9,700
BAY VIEW CAP CORP DEL SOLE 40,100 -- --
BEAR STEARNS COS INC SOLE -- -- 9,641
BELDEN INC SOLE 19,700 -- --
BELL ATLANTIC CORP SOLE -- -- 6,294
BELL & HOWELL CO NEW SOLE 23,600 -- --
BELLSOUTH CORP SOLE -- -- 7,123
BEMIS INC DEFINED 687,845 1,790 381,123
BERKSHIRE HATHAWAY INC CL A SOLE 9 -- 4
BERKSHIRE HATHAWAY INC DEL CL SOLE 156 -- 75
BESTFOODS DEFINED 604,428 167 829,431
BIG DOG HLDGS INC SOLE -- -- 18,300
BINDLEY WESTN INDS INC SOLE 24,100 -- --
BLANCH E W HLDGS INC DEFINED 527,791 1,460 321,685
BOC GROUP PLC ADR SOLE 8,830 -- 34,510
BP AMOCO PLC ADR SOLE 13,473 -- 15,836
BRE PPTYS INC SOLE 9,900 -- --
BRISTOL MYERS SQUIBB CO SOLE 8,230 -- 17,310
BROKEN HILL PROPRIETARY LTD ADR DEFINED 409,090 31,960 405,802
C H ROBINSON WORLDWIDE INC DEFINED 605,162 1,450 326,320
CLECO CORP NEW SOLE 8,000 -- --
CSG SYSTEMS INTL INC DEFINED 620,523 1,755 391,825
CVB FINL CORP SOLE 31,702 -- --
CABLE & WIRELESS ADR DEFINED 182,774 13,995 173,043
CADBURY SCHWEPPES ADR SOLE 5,150 -- 3,020
CANANDAIGUA BRANDS INC CL A SOLE 5,200 -- --
CANNONDALE CORP SOLE -- -- 15,500
CANON ADR DEFINED 232,906 15,890 216,358
CATALINA MARKETING CORP DEFINED 784,710 2,190 511,410
CERTRON CORP SOLE -- -- 54,230
CHEVRON CORP SOLE -- -- 3,556
CHUBB CORP SOLE -- -- 5,762
CINCINNATI FINL CORP SOLE 13,744 -- 10,589
CINTAS CORP SOLE 7,195 -- 18,880
CISCO SYSTEMS INC DEFINED 776,622 280 1,071,405
CITIGROUP INC SOLE 11,992 -- 22,956
CITY NATL CORP SOLE 13,100 -- 4,475
CLAIRES STORES INC DEFINED 1,629,589 3,935 962,015
COCA COLA DEFINED 933,842 306 1,382,881
COLGATE PALMOLIVE CO SOLE 2,800 -- 35,161
COMPUTER ASSOCIATE INTL INC SOLE 8,000 -- 555
CONMED CORP SOLE 20,100 -- --
CORAM HEALTHCARE CORP SOLE 20,000 -- --
</TABLE>
Page 1 of 4
<PAGE> 4
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5
--------------------------------------------------------------------------------------------------------------
TITLE VALUE SHARES OR SH/ PUT/
NAME OF ISSUER OF CLASS CUSIP (X 1000) PRN AMT PRN CALL
--------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
COVANCE INC COM 222816100 $ 482 54,700 SH
DPL INC COM 233293109 $ 390 17,765 SH
DALLAS SEMICONDUCTOR CORP COM 235204104 $ 52,599 1,290,764 SH
DELPHI FINL GROUP INC CL A CL A 247131105 $ 443 13,063 SH
DENTSPLY INTL INC NEW COM 249030107 $ 721 23,400 SH
DEVON ENERGY CORP COM 25179M103 $ 40,808 728,717 SH
DEXTER CORP COM 252165105 $ 394 8,200 SH
DIAGEO ADR SPON NEW ADR 25243Q205 $ 15,571 437,840 SH
DISNEY COMMON STOCK COM DISNEY 254687106 $ 6,069 156,368 SH
DOVER CORP COM 260003108 $ 251 6,200 SH
DOWNEY FINL CORP COM 261018105 $ 284 9,800 SH
DUKE PWR CO COM 264399106 $ 582 10,255 SH
DURA PHARMACEUTICALS INC COM 26632S109 $ 306 21,300 SH
EARTHGRAINS CO COM 270319106 $ 667 34,300 SH
EATON VANCE CORP NON VTG COM NON VTG 278265103 $ 40,314 871,655 SH
ELECTRONIC DATA SYS CORP NEW COM 285661104 $ 81,337 1,971,800 SH
EMERSON ELEC CO COM 291011104 $ 78,356 1,297,815 SH
ENDESA S A SPONSORED ADR 29258N107 $ 11,429 586,108 SH
ENRON CORP COM 293561106 $ 419 6,500 SH
EQUIFAX INC COM 294429105 $ 584 22,250 SH
EQUITY RESIDENTIAL PROP CVT PF PFD CV 1/10 G 29476L859 $ 416 18,500 SH
ERICSSON L M TEL CO ADR CL B SEK10 294821400 $ 9,332 466,584 SH
EXXON MOBIL CORPORATION COM 30231G102 $127,625 1,625,797 SH
FACTSET RESH SYS INC COM 303075105 $ 30,071 1,064,477 SH
FAIR ISAAC & CO INC COM 303250104 $ 28,999 659,058 SH
FEDERAL NAT MORTGAGE ASSN COM 313586109 $113,045 2,160,961 SH
FEDERAL SIGNAL CORP COM 313855108 $ 31,321 1,898,241 SH
FEDEX CORP COM 31428X106 $ 251 6,600 SH
FIDUCIARY TRUST CO INTL COM 316495100 $ 2,839 62,393 SH
FIFTH THIRD BANCORP COM 316773100 $ 3,334 79,079 SH
G A P INC COM 364760108 $ 63,296 2,025,466 SH
GANNETT INC DEL COM 364730101 $ 1,373 22,949 SH
GENERAL ELEC CO COM 369604103 $168,485 3,216,902 SH
GLACIER WTR SVCS INC COM 376395109 $ 417 35,450 SH
GOLDEN ST BANCORP INC COM 381197102 $ 360 20,000 SH
GROUPE DANONE ADR SPONSORED ADR 399449107 $ 21,942 814,562 SH
GTE CORP COM 362320103 $ 376 6,041 SH
HEICO CORP-CL A CL A 422806208 $ 16,997 1,526,234 SH
HEIDRICK & STRUGGLES INTL INC COM 422819102 $ 751 11,900 SH
HELLER FINL INC CL A CL A 423328103 $ 529 25,800 SH
HENRY JACK & ASSOC INC COM 426281101 $ 54,336 1,084,017 SH
HERSHEY FOODS CORP COM 427866108 $ 1,137 23,440 SH
HEWLETT PACKARD CO COM 428236103 $146,306 2,343,235 SH
HOME DEPOT INC COM 437076102 $ 67,675 1,355,194 SH
HONEYWELL INTERNATIONAL, INC COM 438516106 $ 206 6,128 SH
HOOPER HOLMES INC COM 439104100 $ 32,384 4,047,945 SH
HSBC HLDGS PLC SPON NEW ADR 404280406 $ 19,543 337,308 SH
HYPERION SOLUTIONS CORP COM 44914M104 $ 496 15,300 SH
IBM CORP COM 459200101 $152,982 1,396,299 SH
IDEXX LABORATORIES CORP COM 45168D104 $ 291 12,700 SH
IDT CORP COM 448947101 $ 638 18,800 SH
ILLINOIS TOOL WORKS INC COM 452308109 $ 61,839 1,084,887 SH
INFOCUS CORP COM 45665B106 $ 425 13,200 SH
INTEL CORP COM 458140100 $214,395 3,207,400 SH
INTERIM SVCS INC COM 45868P100 $ 330 18,600 SH
INTERNATIONAL RECTIFIER CORP COM 460254105 $ 1,047 18,700 SH
INTERPUBLIC GROUP COS INC COM 460690100 $ 274 6,374 SH
INTERVOICE-BRITE INC COM 461142101 $ 118 18,000 SH
JOHNSON & JOHNSON COM 478160104 $174,186 1,709,799 SH
JONES PHARMA INC COM 480236108 $ 50,363 1,261,049 SH
KIMBERLY CLARK CORP COM 494368103 $ 884 15,409 SH
KONINKLIJKE AHOLD N V ADR SPON NEW ADR 500467303 $ 20,515 699,869 SH
LA-Z-BOY INC COM 505336107 $ 39,852 2,846,566 SH
LABRANCHE & CO INC COM 505447102 $ 338 23,500 SH
LANDAUER INC COM 51476K103 $ 14,895 957,138 SH
LIBERTY PPTY TR SH BEN INT SH BEN INT 531172104 $ 342 13,200 SH
LINEAR TECHNOLOGY CORP COM 535678106 $ 4,488 70,198 SH
LIQUI BOX CORP COM 536314107 $ 14,966 302,343 SH
</TABLE>
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 6 COLUMN 7 COLUMN 8
----------------------------------------------------------------------------------------------------
INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER DISCRETION MANAGERS SOLE SHARED NONE
-----------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
COVANCE INC SOLE 54,700 -- --
DPL INC SOLE 10,610 -- 7,155
DALLAS SEMICONDUCTOR CORP DEFINED 812,654 1,830 476,280
DELPHI FINL GROUP INC CL A SOLE 13,063 -- --
DENTSPLY INTL INC NEW SOLE 23,400 -- --
DEVON ENERGY CORP DEFINED 456,074 1,225 271,418
DEXTER CORP SOLE 8,200 -- --
DIAGEO ADR DEFINED 209,346 15,375 213,119
DISNEY COMMON STOCK SOLE 65,475 -- 90,893
DOVER CORP SOLE 5,000 -- 1,200
DOWNEY FINL CORP SOLE 9,800 -- --
DUKE PWR CO SOLE 4,670 -- 5,585
DURA PHARMACEUTICALS INC SOLE 21,300 -- --
EARTHGRAINS CO SOLE 34,300 -- --
EATON VANCE CORP NON VTG DEFINED 560,667 1,320 309,668
ELECTRONIC DATA SYS CORP NEW DEFINED 829,639 280 1,141,881
EMERSON ELEC CO DEFINED 529,178 211 768,426
ENDESA S A DEFINED 286,350 20,365 279,393
ENRON CORP SOLE -- -- 6,500
EQUIFAX INC SOLE -- -- 22,250
EQUITY RESIDENTIAL PROP CVT PF SOLE 1,000 -- 17,500
ERICSSON L M TEL CO SOLE 147,780 -- 318,804
EXXON MOBIL CORPORATION DEFINED 690,099 228 935,470
FACTSET RESH SYS INC DEFINED 655,102 1,680 407,695
FAIR ISAAC & CO INC DEFINED 407,478 1,030 250,550
FEDERAL NAT MORTGAGE ASSN DEFINED 894,321 306 1,266,334
FEDERAL SIGNAL CORP DEFINED 1,238,405 2,390 657,446
FEDEX CORP SOLE 5,400 -- 1,200
FIDUCIARY TRUST CO INTL SOLE 13,178 -- 49,215
FIFTH THIRD BANCORP SOLE 35,592 -- 43,487
G A P INC DEFINED 815,786 285 1,209,395
GANNETT INC DEL SOLE 12,005 -- 10,944
GENERAL ELEC CO DEFINED 1,276,674 420 1,939,808
GLACIER WTR SVCS INC DEFINED 22,000 2,950 10,500
GOLDEN ST BANCORP INC SOLE 20,000 -- --
GROUPE DANONE ADR DEFINED 374,104 30,330 410,128
GTE CORP SOLE -- -- 6,041
HEICO CORP-CL A DEFINED 948,376 1,221 576,637
HEIDRICK & STRUGGLES INTL INC SOLE 11,900 -- --
HELLER FINL INC CL A SOLE 25,800 -- --
HENRY JACK & ASSOC INC DEFINED 649,306 1,645 433,066
HERSHEY FOODS CORP SOLE 12,140 -- 11,300
HEWLETT PACKARD CO DEFINED 964,631 342 1,378,262
HOME DEPOT INC DEFINED 527,983 195 827,016
HONEYWELL INTERNATIONAL, INC SOLE -- -- 6,128
HOOPER HOLMES INC DEFINED 2,538,795 6,435 1,502,715
HSBC HLDGS PLC DEFINED 160,432 11,865 165,011
HYPERION SOLUTIONS CORP SOLE 15,300 -- --
IBM CORP DEFINED 575,676 196 820,427
IDEXX LABORATORIES CORP SOLE 12,700 -- --
IDT CORP SOLE 18,800 -- --
ILLINOIS TOOL WORKS INC DEFINED 468,028 155 616,704
INFOCUS CORP SOLE 13,200 -- --
INTEL CORP DEFINED 1,316,090 458 1,890,852
INTERIM SVCS INC SOLE 18,600 -- --
INTERNATIONAL RECTIFIER CORP SOLE 18,700 -- --
INTERPUBLIC GROUP COS INC SOLE 6,374 -- --
INTERVOICE-BRITE INC SOLE 18,000 -- --
JOHNSON & JOHNSON DEFINED 692,243 235 1,017,321
JONES PHARMA INC DEFINED 774,744 2,250 484,055
KIMBERLY CLARK CORP SOLE 4,730 -- 10,679
KONINKLIJKE AHOLD N V ADR DEFINED 366,711 27,860 305,298
LA-Z-BOY INC DEFINED 1,814,405 4,520 1,027,641
LABRANCHE & CO INC SOLE 23,500 -- --
LANDAUER INC DEFINED 511,488 1,600 444,050
LIBERTY PPTY TR SH BEN INT SOLE 13,200 -- --
LINEAR TECHNOLOGY CORP SOLE 3,985 -- 66,213
LIQUI BOX CORP DEFINED 178,035 220 124,088
</TABLE>
Page 2 of 4
<PAGE> 5
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5
---------------------------------------------------------------------------------------------------------------
TITLE VALUE SHARES OR SH/ PUT/
NAME OF ISSUER OF CLASS CUSIP (X 1000) PRN AMT PRN CALL
---------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
LUCENT TECHNOLOGIES INC COM 549463107 $ 69,398 1,181,243 SH
MARSH & MCLENNAN COS INC COM 571748102 $ 75,000 718,134 SH
MATSUSHITA ELEC INDL ADR ADR 576879209 $ 17,040 66,305 SH
MAY DEPT STORES CO COM 577778103 $ 434 18,085 SH
MCDONALDS CORP COM 580135101 $107,021 3,249,211 SH
MEDTRONIC INC COM 585055106 $ 80,378 1,613,611 SH
MERCK & CO INC COM 589331107 $144,789 1,889,575 SH
MERIDIAN RESOURCE CORP COM 58977Q109 $ 137 24,150 SH
MERRILL LYNCH & CO INC COM 590188108 $ 347 6,030 SH
MICRON TECHNOLOGY INC COM 595112103 $ 240 2,730 SH
MICROSOFT CORP COM 594918104 $112,998 1,412,477 SH
MIDWEST LODGING PROPERTIES INC COM 598330108 $ -- 100,000 SH
MINNESOTA MNG & MFG CO COM 604059105 $ 526 6,360 SH
MONACO COACH CORP COM 60886R103 $ 175 12,862 SH
BENJAMIN MOORE & CO COM 615649100 $ 23,377 969,005 SH
MORGAN J.P. & CO INC COM 616880100 $ 358 3,251 SH
MORGAN STANLEY DEAN WITTER NEW COM 617446448 $ 3,174 38,132 SH
MORGAN STANLEY FIN PLC CAP UT UNIT EX 083015 616906608 $ 917 37,323 SH
MORRISON KNUDSEN CORP NEW COM 61844A109 $ 74 10,200 SH
MOTOROLA INC COM 620076109 $ 592 19,740 SH
NATIONAL COMMERCE BANCORP COM 635449101 $ 36,097 2,247,306 SH
NEWS CORP ADR SPON ADR PFD 652487802 $ 409 8,600 SH
NIPPON TELEG & TEL ADR SPONSORED ADR 654624105 $ 12,833 187,688 SH
NOKIA ADR SPONSORED ADR 654902204 $ 3,565 71,219 SH
NORDSON CORP COM 655663102 $ 35,357 1,396,802 SH
NOVARTIS ADR SPONSORED ADR 66987V109 $ 22,330 558,262 SH
NRG ENERGY INC COM 629377102 $ 579 31,700 SH
NSTAR COM 67019E107 $ 263 6,466 SH
OCEAN ENERGY INC COM 67418E106 $ 521 36,700 SH
OMNICARE INC COM 681904108 $ 277 30,600 SH
PNC FINANCIAL CORP COM 693475105 $ 428 9,120 SH
PPG INDS INC COM 693506107 $ 79,230 1,787,983 SH
PACIFIC CAP BANCORP NEW COM 69404P101 $ 288 11,500 SH
PACKARD BIOSCIENCE INC COM 695172205 $ 386 22,700 SH
PEPSICO INC COM 713448108 $ 769 17,303 SH
PERSONNEL GROUP AMER INC COM 715338109 $ 145 51,400 SH
PFIZER INC COM 717081103 $179,032 3,729,837 SH
PHARMACIA CORP COM 71713U102 $ 295 5,700 SH
PLAINS ALL AMERN PIPELINE L UN UNIT LTD PARTN 726503105 $ 287 15,400 SH
PLAINS RES INC COM 726540503 $ 194 12,150 SH
PRIME RETAIL INC 8.50 CONV PFD PFD CONV SER B 741570303 $ 109 15,530 SH
PROCTER & GAMBLE COMPANY COM 742718109 $109,243 1,908,181 SH
QWEST COMMUNICATIONS INTL INC COM 749121109 $ 1,356 27,288 SH
R H DONNELLEY CORP COM NEW 74955W307 $ 314 16,200 SH
RADIAN GROUP INC COM 750236101 $ 419 8,100 SH
RECKSON ASSOCS RLTY CORP COM 75621K106 $ 311 13,100 SH
RENT WAY INC COM 76009U104 $ 333 11,400 SH
REPSOL S A ADR SPONSORED ADR 76026T205 $ 18,575 937,561 SH
REUTERS GROUP ADR SPONSORED ADR 76132M102 $ 17,569 175,801 SH
REYNOLDS & REYNOLDS CO CL A CL A 761695105 $ 34,414 1,885,697 SH
ROYAL DUTCH PETE CO NY REG GLD1.25 780257804 $ 1,654 26,870 SH
RPM INC OHIO COM 749685103 $ 151 14,870 SH
SANTA FE SNYDER CORPORATION COM 80218K105 $ 415 36,500 SH
SAP AKTIENGESELLSCHAFT ADR SPONSORED ADR 803054204 $ 18,912 405,622 SH
SARA LEE CORP COM 803111103 $ 1,166 60,756 SH
SBC COMMUNICATIONS INC COM 78387G103 $ 891 20,595 SH
SCHEIB EARL INC COM 806398103 $ 50 16,120 SH
SCHERING PLOUGH CORP COM 806605101 $ 1,532 30,335 SH
SCHLUMBERGER COM 806857108 $ 220 2,950 SH
SINCLAIR BROADCAST GROUP INC CL A 829226109 $ 322 29,300 SH
SONY ADR ADR NEW 835699307 $ 16,353 173,387 SH
SOUTHWEST SECS GROUP INC COM 845224104 $ 308 9,100 SH
SOVEREIGN BANCORP INC COM 845905108 $ 380 54,100 SH
SPIEGEL INC CL A NON-VTG CL A 848457107 $ 289 34,000 SH
STATE STREET CORP COM 857477103 $ 7,065 66,615 SH
STRAYER EDUCATION INC COM 863236105 $ 37,616 1,567,324 SH
SUN MICROSYSTEMS INC COM 866810104 $ 418 4,600 SH
SUPERIOR TELECOM INC COM 868365107 $ 122 12,300 SH
</TABLE>
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 6 COLUMN 7 COLUMN 8
-----------------------------------------------------------------------------------------------------
INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER DISCRETION MANAGERS SOLE SHARED NONE
------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
LUCENT TECHNOLOGIES INC DEFINED 426,088 150 755,005
MARSH & MCLENNAN COS INC DEFINED 291,342 130 426,662
MATSUSHITA ELEC INDL ADR DEFINED 34,700 2,455 29,150
MAY DEPT STORES CO SOLE 9,725 -- 8,360
MCDONALDS CORP DEFINED 1,251,142 465 1,997,604
MEDTRONIC INC DEFINED 652,752 225 960,634
MERCK & CO INC DEFINED 744,521 260 1,144,794
MERIDIAN RESOURCE CORP DEFINED 1,500 16,850 5,800
MERRILL LYNCH & CO INC SOLE 5,400 -- 630
MICRON TECHNOLOGY INC SOLE -- -- 2,730
MICROSOFT CORP DEFINED 552,854 190 859,433
MIDWEST LODGING PROPERTIES INC SOLE -- -- 100,000
MINNESOTA MNG & MFG CO SOLE 1,200 -- 5,160
MONACO COACH CORP SOLE 12,862 -- --
BENJAMIN MOORE & CO DEFINED 535,210 500 433,295
MORGAN J.P. & CO INC SOLE 1,400 -- 1,851
MORGAN STANLEY DEAN WITTER NEW SOLE 6,630 -- 31,502
MORGAN STANLEY FIN PLC CAP UT SOLE -- -- 37,323
MORRISON KNUDSEN CORP NEW SOLE 10,200 -- --
MOTOROLA INC SOLE 240 -- 19,500
NATIONAL COMMERCE BANCORP DEFINED 1,394,236 3,370 849,700
NEWS CORP ADR SOLE -- -- 8,600
NIPPON TELEG & TEL ADR DEFINED 94,142 6,880 86,666
NOKIA ADR SOLE 11,753 -- 59,466
NORDSON CORP DEFINED 913,584 2,540 480,678
NOVARTIS ADR DEFINED 273,289 19,920 265,053
NRG ENERGY INC SOLE 31,700 -- --
NSTAR SOLE 6,466 -- --
OCEAN ENERGY INC SOLE 36,700 -- --
OMNICARE INC SOLE 30,600 -- --
PNC FINANCIAL CORP SOLE 8,200 -- 920
PPG INDS INC DEFINED 774,167 239 1,013,577
PACIFIC CAP BANCORP NEW SOLE 11,500 -- --
PACKARD BIOSCIENCE INC SOLE 22,700 -- --
PEPSICO INC SOLE 1,298 -- 16,005
PERSONNEL GROUP AMER INC SOLE 51,400 -- --
PFIZER INC DEFINED 1,558,554 555 2,170,728
PHARMACIA CORP SOLE 5,700 -- --
PLAINS ALL AMERN PIPELINE L UN DEFINED -- 4,900 10,500
PLAINS RES INC DEFINED 3,500 4,150 4,500
PRIME RETAIL INC 8.50 CONV PFD SOLE -- -- 15,530
PROCTER & GAMBLE COMPANY DEFINED 762,336 290 1,145,555
QWEST COMMUNICATIONS INTL INC SOLE -- -- 27,288
R H DONNELLEY CORP SOLE 16,200 -- --
RADIAN GROUP INC SOLE 8,100 -- --
RECKSON ASSOCS RLTY CORP SOLE 13,100 -- --
RENT WAY INC SOLE 11,400 -- --
REPSOL S A ADR DEFINED 453,337 33,520 450,704
REUTERS GROUP ADR DEFINED 85,293 6,185 84,323
REYNOLDS & REYNOLDS CO CL A DEFINED 1,221,070 2,510 662,117
ROYAL DUTCH PETE CO SOLE 9,700 -- 17,170
RPM INC OHIO SOLE -- -- 14,870
SANTA FE SNYDER CORPORATION SOLE 36,500 -- --
SAP AKTIENGESELLSCHAFT ADR DEFINED 195,260 14,660 195,702
SARA LEE CORP SOLE 22,460 -- 38,296
SBC COMMUNICATIONS INC SOLE -- -- 20,595
SCHEIB EARL INC SOLE -- -- 16,120
SCHERING PLOUGH CORP SOLE 4,400 -- 25,935
SCHLUMBERGER SOLE -- -- 2,950
SINCLAIR BROADCAST GROUP INC SOLE 29,300 -- --
SONY ADR DEFINED 92,156 5,724 75,507
SOUTHWEST SECS GROUP INC SOLE 9,100 -- --
SOVEREIGN BANCORP INC SOLE 54,100 -- --
SPIEGEL INC CL A NON-VTG SOLE 34,000 -- --
STATE STREET CORP SOLE 29,095 -- 37,520
STRAYER EDUCATION INC DEFINED 914,487 2,670 650,167
SUN MICROSYSTEMS INC SOLE -- -- 4,600
SUPERIOR TELECOM INC SOLE 12,300 -- --
</TABLE>
Page 3 of 4
<PAGE> 6
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5
--------------------------------------------------------------------------------------------------------------
TITLE VALUE SHARES OR SH/ PUT/
NAME OF ISSUER OF CLASS CUSIP (X 1000) PRN AMT PRN CALL
--------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C>
TELEFONICA ADR SPONSORED ADR 879382208 $ 12,061 188,269 SH
TIDEWATER INC COM 886423102 $ 547 15,200 SH
TIMBERLINE SOFTWARE INC COM 887134104 $ 9,678 1,323,426 SH
TIME WARNER INC COM 887315109 $ 400 5,260 SH
TOOTSIE ROLL INDS INC COM 890516107 $ 53,261 1,521,742 SH
TOTAL FINA ELF ADR SPONSORED ADR 89151E113 $ 21,260 276,774 SH
TOWER AUTOMOTIVE INC COM 891707101 $ 190 15,200 SH
TYCO INTL LTD NEW COM 902124106 $ 1,164 24,562 SH
UNILEVER N V ADR NY SHS NEW 904784709 $ 12,387 288,063 SH
UNION PAC CORP COM 907818108 $ 222 5,910 SH
UNOCAL CORP COM 915289102 $ 305 9,220 SH
US RESTAURANT PROPERTIES 7.72% PFD CV SER A 902971209 $ 168 16,900 SH
USEC INC COM 90333E108 $ 415 89,800 SH
VALSPAR CORP COM 920355104 $ 290 8,605 SH
VERITAS DGC INC COM 92343P107 $ 447 17,200 SH
VERSUS TECHNOLOGY INC COM 925313108 $ 10 30,000 SH
VICOR CORP COM 925815102 $ 905 26,000 SH
VODAFONE AIRTOUCH ADR SPONSORED ADR 92857T107 $ 15,350 367,667 SH
WAL MART STORES INC COM 931142103 $ 2,485 43,543 SH
WALGREEN COMPANY COM 931422109 $ 705 21,961 SH
WASHINGTON FEDERAL INC COM 938824109 $ 35,435 1,941,669 SH
WELLS FARGO NEW COM 949746101 $ 128,462 3,272,926 SH
WESTVACO CORP COM 961548104 $ 309 12,444 SH
WILD OATS MKTS INC COM 96808B107 $ 457 36,400 SH
WILLIAMS COS INC COM 969457100 $ 212 5,090 SH
WORLDCOM INC GA NEW COM 98157D106 $ 431 9,391 SH
WRIGLEY WM JR CO COM 982526105 $ 60,019 748,487 SH
ZALE CORP NEW COM 988858106 $ 398 10,900 SH
ZEBRA TECHNOLOGIES CORP CL A COM 989207105 $ 368 8,300 SH
---------
$4,909,110
</TABLE>
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 6 COLUMN 7 COLUMN 8
---------------------------------------------------------------------------------------------------
INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER DISCRETION MANAGERS SOLE SHARED NONE
----------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
TELEFONICA ADR DEFINED 93,259 7,172 87,838
TIDEWATER INC SOLE 15,200 -- --
TIMBERLINE SOFTWARE INC DEFINED 797,537 2,520 523,369
TIME WARNER INC SOLE 5,000 -- 260
TOOTSIE ROLL INDS INC DEFINED 950,286 2,353 569,103
TOTAL FINA ELF ADR DEFINED 127,988 9,426 139,360
TOWER AUTOMOTIVE INC SOLE 15,200 -- --
TYCO INTL LTD NEW SOLE 1,400 -- 23,162
UNILEVER N V ADR DEFINED 129,377 9,500 149,186
UNION PAC CORP SOLE -- -- 5,910
UNOCAL CORP SOLE -- -- 9,220
US RESTAURANT PROPERTIES 7.72% SOLE 1,000 -- 15,900
USEC INC SOLE -- -- 89,800
VALSPAR CORP SOLE 4,900 -- 3,705
VERITAS DGC INC SOLE 17,200 -- --
VERSUS TECHNOLOGY INC SOLE -- -- 30,000
VICOR CORP SOLE 26,000 -- --
VODAFONE AIRTOUCH ADR DEFINED 140,692 9,760 217,215
WAL MART STORES INC SOLE 30,930 -- 12,613
WALGREEN COMPANY SOLE 11,200 -- 10,761
WASHINGTON FEDERAL INC DEFINED 1,249,814 3,545 688,310
WELLS FARGO NEW DEFINED 1,330,183 431 1,942,312
WESTVACO CORP SOLE -- -- 12,444
WILD OATS MKTS INC SOLE 36,400 -- --
WILLIAMS COS INC SOLE -- -- 5,090
WORLDCOM INC GA NEW SOLE 4,760 -- 4,631
WRIGLEY WM JR CO DEFINED 311,828 94 436,565
ZALE CORP NEW SOLE 10,900 -- --
ZEBRA TECHNOLOGIES CORP CL A SOLE 8,300 -- --
</TABLE>
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