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Previous: MINCO MINING & METALS CORP, 20FR12G/A, EX-10.4, 2000-10-18 |
Next: FIRST UNION MASTER CREDIT CARD TRUST, 8-K, 2000-10-18 |
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO
SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER.
Report for the Calendar Year or Quarter Ended: August 9, 2000
--------------
--------------------------------------------------------------------------------
(Please read instructions before preparing form)
--------------------------------------------------------------------------------
If amended report check here: [X]
Baldwin Brothers, Inc.
--------------------------------------------------------------------------------
Name of Institutional Investment Manager
Michael Baldwin, (508) 748-0800, President, Baldwin Brothers, Inc.
--------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
3 Barnabas Road Marion, MA 02378
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Name, Phone No., and Title of Person Duly Authorized to Submit this Report.
------------------------------------ATTENTION-----------------------------------
Intentional misstatements or omissions of facts constitute Federal Criminal
Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a)
--------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules remain true, correct and
complete as previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of Marion and State of Massachusetts on the ninth day
-------- --------------- -------
of August, 2000.
-------------
Baldwin Brothers, Inc. (28-5814)
-----------------------------------
(Name of Institutional Investment
Manager)
/s/ Michael Baldwin
----------------------------------
(Manual Signature of Person Duly
Authorized to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name: 13F File No.:
----------------------- ------------- ----------------------- -------------
1. Michael Baldwin 28-5818 6. Ellen O. Stone 28-7204
----------------------- ------------- ----------------------- -------------
2. David A. Barrett 28-6352 7.
----------------------- ------------- ----------------------- -------------
3. Andrew M. Wallerstein 28-5816 8.
----------------------- ------------- ----------------------- -------------
4. J. Michael Costello 28-6868 9.
----------------------- ------------- ----------------------- -------------
5. Malcolm G. Chace, Jr. 28-6870 10.
----------------------- ------------- ----------------------- -------------
<PAGE>
Baldwin Brothers, Inc.
FORM 13F
Baldwin Brothers Inc
June 30, 2000
<TABLE>
<CAPTION>
Voting Authority
Value Shares/ Sh/ Put/ Invstmt Other ------------------------
Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
------------------------------ -------------- --------- -------- -------- --- ---- ------- -------- ------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Avalon Bay Community Pfd Ser F PFD 053484507 231 9900 SH Sole 9900
Bank One Cap 8.00% 09/15/2029 PFD 06421b202 516 21725 SH Sole 21725
Barclays Bk PLC Am Dep Nt Rcpt PFD 06738c836 465 20000 SH Sole 20000
Bellsouth Cap Fd Pfd QUIBS 7.3 PFD 079857207 236 10000 SH Sole 10000
Carlton Comm PLC PFD *% PFD G19068140 409 0000 SH Sole 20000
Equity Res Prop Tr Pfd Cv Cm 7 PFD 29476l859 236 10500 SH Sole 10500
Glenborough Realty Trust 7.75% PFD 37803p105 2287 132600 SH Sole 132600
Houston Industries 7% pfd PFD 442161204 4122 33145 SH Sole 33145
Ing Cap Fdg Tr II 9.2% Pfd PFD 44978b101 251 10000 SH Sole 10000
Joseph E. Seagrams & Sons Snr PFD 811845205 1931 87025 SH Sole 87025
MediaOne Fin Pfd Tr III 9.04% PFD 584458202 689 27500 SH Sole 27500
Merrill Lynch Pfd 7.00% Srs 11 PFD 59021f206 259 12500 SH Sole 12500
Natl Westminster Bank ser A 7. PFD 638539809 881 39500 SH Sole 39500
Rhone-Poulenc Overseas Ser PFD PFD G75495104 425 20000 SH Sole 20000
SI Financing Trust I 9.25% pfd PFD 828692103 268 10600 SH Sole 10600
Alza Corp sub Deb Conv CONV 022615ad0 60 40000 SH Sole 40000
Avalon Community Services Inc CONV 053431aa0 1 100000 SH Sole 100000
Hilton Hotels Conv. Sub Notes CONV 432848al3 130 165000 SH Sole 165000
AT & T Corp Liberty Media Grou COM 001957208 11930 491976 SH Sole 2 2800 489176
AT Cross CL A COM 227478104 188 38000 SH Sole 38000
AT&T Corp COM 001957109 1870 59137 SH Sole 59137
AXA-UAP ADR COM 054536107 637 8000 SH Sole 8000
Abbott Labs COM 002824100 5748 128990 SH Sole 128990
Access Solutions COM 004317103 98 757212 SH Sole 4 757212
Aegon NV Amer Reg COM 007924103 1868 52436 SH Sole 52436
Agilent Technologies COM 00846U101 2703 36647 SH Sole 36647
Air Products & Chemicals COM 009158106 629 20400 SH Sole 20400
Airgas Inc COM 009363102 1239 21,800 SH Sole 2 5000 16,800
Alcoa Inc COM 013817101 371 12800 SH Sole 12800
Alexion Pharmaceuticals COM 015351109 379 5300 SH Sole 5300
Allergan Inc COM 018490102 218 2926 SH Sole 2926
Ambase Corp. COM 023164106 29 35000 SH Sole 35000
Amerada Hess Corp COM 023551104 261 4222 SH Sole 4222
America OnLine Inc Del COM 02364J104 493 9355 SH Sole 9355
American Express Co COM 025816109 1574 30200 SH Sole 30200
American Home Prods Corp COM 026609107 1591 27075 SH Sole 27075
American Int'l Group COM 026874107 18694 159097 SH Sole 2 500 158597
American Power Conversion COM 029066107 339 8300 SH Sole 8300
Amgen COM 031162100 1449 20625 SH Sole 20625
Analog Devices COM 032654105 1308 17216 SH Sole 17216
Andrew Corp COM 034425108 14764 439875 SH Sole 4 1000 438875
Anheuser Busch Cos Inc COM 035229103 1245 16675 SH Sole 16675
Applied Extrusion Tech COM 038196101 369 70225 SH Sole 2 10225 60000
Aradigm Corp COM 038505103 438 25000 SH Sole 25000
Automatic Data Processing COM 053015103 1085 20252 SH Sole 20252
Avalon Correctional Srvc COM 053436101 124 65000 SH Sole 65000
BP Amoco Pls Spons ADR COM 055622104 7641 135,082 SH Sole 135,082
Bank New York Inc COM 064057102 700 15050 SH Sole 15050
Bank Rhode Island COM 064576101 485 45075 SH Sole 1,2 & 3 300 44875
</TABLE>
2
<PAGE>
<TABLE>
<CAPTION>
Voting Authority
Value Shares/ Sh/ Put/ Invstmt Other ------------------------
Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
------------------------------ -------------- --------- -------- -------- --- ---- ------- -------- ------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Bank of America Corp COM 06605f102 575 13377 SH Sole 2 200 13177
Banknorth Group Inc COM 06646r107 224 14600 SH Sole 14600
Barbecues Galore Ltd Spons Adr COM 067091108 1599 177700 SH Sole 2 15500 162200
Bell Atlantic Corp COM 077853109 2012 39595 SH Sole 2 200 39395
Bellsouth Corp COM 079860102 2586 60669 SH Sole 60669
Belo Series A COM 080555105 346 20000 SH Sole 20000
Berkshire Hathaway Cl B COM 084670207 1121 637 SH Sole 637
Berkshire Hathaway Inc COM 084670108 5003 93 SH Sole 5 30 63
Bestfoods COM 08658u101 703 10150 SH Sole 10150
Boeing Company COM 097023105 478 11440 SH Sole 11440
Boston Scientific Corp COM 101137107 310 14150 SH Sole 14150
Bristol Myers Squibb Co COM 110122108 4634 79556 SH Sole 79556
Burlington Northn Inc COM 12189T104 223 9738 SH Sole 9738
CP&L Energy Inc COM 12614c106 389 12183 SH Sole 12183
CVS Corp COM 126650100 14669 366720 SH Sole 2 1500 365220
Cabot Industrial Trust COM 127072106 226 11500 SH Sole 11500
Canada Southern Petel Vtg Shr COM 135231108 78 12002 SH Sole 12002
Capital One Financial COM 14040H105 1799 40316 SH Sole 40316
Cardinal Health Inc COM 14149Y108 296 4000 SH Sole 4000
Caterpillar Inc COM 149123101 234 6905 SH Sole 6905
Cendant Corp COM 151313103 6596 471150 SH Sole 2 5000 466150
Centerpoint Properties Corp COM 151895109 248 7000 SH Sole 7000
Charles Schwab Corp New COM 808513105 651 19357 SH Sole 19357
Chase Manhattan Corp COM 16161A108 1809 39273 SH Sole 39273
Chevron Corp COM 166751107 1548 18256 SH Sole 18256
Circuit City Stores Inc COM 172737108 738 22240 SH Sole 22240
Cisco Systems Inc COM 17275R102 22106 347780 SH Sole 347780
Citigroup Inc COM 172967101 4139 68703 SH Sole 68703
Citizens Communications Co COM 177342201 431 25000 SH Sole 25000
Coca Cola Co COM 191216100 10819 188367 SH Sole 2 3200 185167
Colgate Palmolive Co COM 194162103 3203 53489 SH Sole 2 1400 52089
Compaq Computer COM 204493100 410 16025 SH Sole 16025
Computer Associates Intl Inc COM 204912109 205 4002 SH Sole 4002
Computer Sciences COM 205363104 553 7400 SH Sole 7400
Cor Therapeutics COM 217753102 205 2400 SH Sole 2400
Corning Inc COM 219350105 9232 34210 SH Sole 34210
DLJ High Yield Bond Fund COM 23322y108 156 21197 SH Sole 2 1200 19997
Davnet Ltd COM q3123s106 12 11000 SH Sole 11000
Disney Walt Company COM 254687106 1522 39206 SH Sole 39206
Dover Corp COM 260003108 493 12150 SH Sole 12150
Dow Chemical Corp COM 260543103 235 7770 SH Sole 7770
Du Pont E I De Nemours Co COM 263534109 891 20374 SH Sole 20374
Duke Energy Co. COM 264399106 538 9549 SH Sole 9549
Duke-Weeks Realty Corp COM 264411505 434 19400 SH Sole 19400
E M C Corp MA COM 268648102 2192 28490 SH Sole 28490
Eastman Kodak COM 277461109 491 8257 SH Sole 8257
Eaton Corp COM 278058102 281 4200 SH Sole 4200
Echelon Corp COM 27874n105 307 5300 SH Sole 5300
Electronic Data Systems Corp COM 285661104 493 11960 SH Sole 11960
Emerson Elec Co COM 291011104 897 14856 SH Sole 14856
</TABLE>
3
<PAGE>
<TABLE>
<CAPTION>
Voting Authority
Value Shares/ Sh/ Put/ Invstmt Other ------------------------
Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
------------------------------ -------------- --------- -------- -------- --- ---- ------- -------- ------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Emisphere Technologies COM 291345106 511 12000 SH Sole 12000
Enron Corp COM 293561106 15073 233694 SH Sole 233694
Epicor Software COM 29426l108 35 14000 SH Sole 2 3000 11000
Eurotech Limited COM 298796103 568 147835 SH Sole 4 & 5 88000 59835
Exxon Mobil Corp COM 30231g102 14321 182436 SH Sole 182436
Family Ventures III Part COM 999027816 25 21250 SH Sole 21250
Fannie Mae COM 313586109 5203 99692 SH Sole 99692
Federal Home Loan Mtg Corp COM 313400301 614 15170 SH Sole 15170
Federated Dept Stores COM 31410H101 203 6000 SH Sole 6000
First Data Corporation COM 319963104 7409 149299 SH Sole 2 2700 146599
FleetBoston Finl Corp COM 339030108 12782 375951 SH Sole 2 & 4 5348 370603
Foxborough Svgs Bank COM 351644109 812 14000 SH Sole 2 4000 10000
GTE Corp COM 362320103 2274 36534 SH Sole 36534
Gannett Inc Del COM 364730101 861 14400 SH Sole 14400
Genentech, Inc New COM 368710406 5257 30565 SH Sole 30565
General Electric Company COM 369604103 40096 756520 SH Sole 756520
General Motors Cl H COM 370442832 263 3000 SH Sole 3000
Gillette Co COM 375766102 3897 111537 SH Sole 2 1590 109947
Glaxo Wellcome plc ADR COM 37733W105 392 6775 SH Sole 6775
Glenborough Realty Trust COM 37803P105 221 12650 SH Sole 12650
Global Marine Inc Com New COM 379352404 297 10550 SH Sole 10550
Guidant COM 401698105 2104 42500 SH Sole 42500
Halliburton Co COM 406216101 2060 43663 SH Sole 43663
Hancock J Ptrot Pfd D Fund COM 41013J107 148 14350 SH Sole 14350
Harley Davidson Inc COM 412822108 231 6000 SH Sole 6000
Heinz H J Co COM 423074103 486 11100 SH Sole 11100
Hershey Foods Corp COM 427866108 291 6000 SH Sole 6000
Hewlett Packard Co COM 428236103 4527 36253 SH Sole 36253
Hollywood Entertainment Corp COM 436141105 95 12000 SH Sole 12000
Home Depot Inc COM 437076102 5562 111375 SH Sole 2 250 111125
Honeywell Int'l COM 438516106 1239 36784 SH Sole 36784
Illinois Tool Works COM 452308109 288 5050 SH Sole 5050
Inprise COM 45766c102 198 32300 SH Sole 2 4300 28000
Int'l Business Machines COM 459200101 18168 165824 SH Sole 2 500 165324
Integra, Inc. COM 45811m105 14 20996 SH Sole 2 4296 16700
Intel Corp COM 458140100 38255 286150 SH Sole 2 & 5 1300 284850
Interpublic Group Cos Inc COM 460690100 430 10000 SH Sole 10000
Iomega COM 462030107 626 156500 SH Sole 2 4000 152500
J P Morgan & Co Inc COM 616880100 455 4132 SH Sole 4132
Jacobs Engr Group COM 469814107 7684 235075 SH Sole 4 200 234875
John Hancock Patriot Global Fd COM 41013G103 664 61420 SH Sole 61420
Johnson & Johnson COM 478160104 11188 109818 SH Sole 2 500 109318
Kimberly-Clark COM 494368103 5879 102462 SH Sole 4 277 102185
Level 3 Communications COM 52729n100 257 2925 SH Sole 2925
Lexmark International Group In COM 529771107 344 5110 SH Sole 5110
Liberty Ppty Tr COM 531172104 233 9000 SH Sole 9000
Lilly Eli & Co COM 532457108 3079 30824 SH Sole 30824
Lucent Technologies COM 549463107 5516 93103 SH Sole 93103
MBIA Inc COM 55262C100 231 4800 SH Sole 4800
Magellan Pete Corp COM 559091301 26 20000 SH Sole 20000
</TABLE>
4
<PAGE>
<TABLE>
<CAPTION>
Voting Authority
Value Shares/ Sh/ Put/ Invstmt Other ------------------------
Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
------------------------------ -------------- --------- -------- -------- --- ---- ------- -------- ------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Magellan Petroleum Australia L COM 559083209 29 26250 SH Sole 26250
Mascotech Corp COM 57632n105 130 12000 SH Sole 12000
McCormick & Co Inc COM 579780206 208 6400 SH Sole 6400
McDonald's Corp COM 580135101 1032 31333 SH Sole 31333
McLeodUSA COM 582266102 248 12000 SH Sole 12000
Medford Bancorp COM 584303101 1615 114308 SH Sole 2 6448 107860
MediaOne Group Inc COM 58440j104 1232 18538 SH Sole 18538
Mediscience COM 585901101 6 25000 SH Sole 25000
Medtronic COM 585055106 11833 237550 SH Sole 237550
Merck & Co COM 589331107 17774 231966 SH Sole 2 1000 230966
Mercury Genl Corp COM 589400100 284 12000 SH Sole 12000
MicroTel Intl Inc New (restric COM 59514K209 46 82067 SH Sole 3 8189 73878
Microsoft Corp Wash COM 594918104 5476 68456 SH Sole 68456
Miller Inds COM 600551105 834 460000 SH Sole 460000
Minnesota Mng & Mfg Co COM 604059105 1684 20410 SH Sole 20410
Morgan Stanley Dean Witter Dis COM 617446448 2128 25556 SH Sole 25556
Motorola COM 620076109 2734 94061 SH Sole 94061
National City Corp COM 635405103 805 47200 SH Sole 47200
Network Appliance COM 64120L104 354 4400 SH Sole 2 900 3500
Network Associates COM 640938106 6636 325685 SH Sole 2 & 4 700 324985
New Era of Networks COM 644312100 4619 108686 SH Sole 2 750 107936
News Corp Ltd Spd Pref ADR COM 652487802 673 14174 SH Sole 14174
Nokia Corp Sponsored ADR COM 654902204 697 13960 SH Sole 13960
Norfolk Southern Corp COM 655844108 152 10250 SH Sole 10250
Nortel Networks Corp COM 665815106 1173 17190 SH Sole 17190
Office Depot COM 676220106 78 12400 SH Sole 2 1323 11077
On-Point Technologies COM 682184106 25 24105 SH Sole 24105
Optika COM 683973101 2093 348850 SH Sole 2 & 4 15700 333150
Oracle Sys Corp COM 68389X105 39469 469523 SH Sole 2 3450 466073
PE Biosystems Group COM 69332s102 606 9200 SH Sole 9200
PNC Finl Svcs Group COM 693475105 1048 22350 SH Sole 22350
PPG Industries COM 693506107 426 9617 SH Sole 9617
Paychex Inc. COM 704326107 284 6750 SH Sole 6750
Pepsico Inc COM 713448108 4896 110173 SH Sole 4 200 109973
Pfizer Inc COM 717081103 3971 82721 SH Sole 82721
Pharmacia Corp COM 71713u102 460 8900 SH Sole 8900
Philip Morris Cos COM 718154107 401 15085 SH Sole 15085
Procter & Gamble Co COM 742718109 1032 18025 SH Sole 18025
Protein Design Labs COM 74369L103 5635 34163 SH Sole 2 1350 32813
Providian Corp COM 744061102 941 10450 SH Sole 10450
QUALCOMM COM 747525103 35518 591970 SH Sole 2,4 & 5 8100 583870
Quintiles Transnational Corp COM 748767100 268 19000 SH Sole 19000
Qwest Comm Int'l COM 749121109 6918 139225 SH Sole 139225
Reuters Group plc ADR COM 76132M102 346 3466 SH Sole 3466
Roper Industries Inc COM 776696106 290 11320 SH Sole 11320
Royal Dutch Pete NLG 1.25 COM 780257705 6540 106238 SH Sole 106238
Rstk Long Distance COM 542904107 0 135000 SH Sole 135000
SBC Communications Inc PV$1 COM 78387G103 1759 40668 SH Sole 40668
Sara Lee Corp COM 803111103 500 25911 SH Sole 25911
Schering Plough Corp COM 806605101 843 16700 SH Sole 16700
</TABLE>
5
<PAGE>
<TABLE>
<CAPTION>
Voting Authority
Value Shares/ Sh/ Put/ Invstmt Other ------------------------
Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
------------------------------ -------------- --------- -------- -------- --- ---- ------- -------- ------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Schlumberger COM 806857108 2031 27217 SH Sole 27217
Seacoast Financial Svcs Corp COM 81170q106 501 52750 SH Sole 52750
Servicemaster Co. COM 81760N109 299 26306 SH Sole 26306
Sherwin Williams Co COM 824348106 2450 115625 SH Sole 4 200 115425
Smithkline Beecham ADS COM 832378301 1333 20455 SH Sole 20455
Sprint Corp COM 852061100 6236 122275 SH Sole 122275
Sprint Corp (PCS Group) COM 852061506 520 8740 SH Sole 8740
St. Joe Co COM 790148100 222 7400 SH Sole 7400
Staples COM 855030102 9050 588593 SH Sole 2 4500 584093
State Street Corp COM 857477103 1167 11000 SH Sole 11000
Sun Hydraulics Inc COM 866942105 620 74000 SH Sole 74000
Sun Microsystem Inc COM 866810104 7934 87250 SH Sole 87250
Supertex COM 868532102 2261 45000 SH Sole 45000
Sybron Intl corp Wisc COM 87114F106 1040 52475 SH Sole 52475
Telephone & Data Systems Inc COM 879433100 5163 51500 SH Sole 51500
Texaco Inc COM 881694103 367 6890 SH Sole 6890
Texas Biotechnology COM 88221t104 2317 121950 SH Sole 2 1000 120950
Texas Instruments Inc COM 882508104 702 10216 SH Sole 10216
Time Warner Inc COM 887315109 1011 13300 SH Sole 13300
Transwitch Corp COM 894065101 7570 98071 SH Sole 4 900 97171
Tyco International Limited COM 902124106 14230 300371 SH Sole 2 1500 298871
U S West Inc COM 91273h101 1348 15722 SH Sole 15722
USinternetworking Inc COM 917311805 613 30000 SH Sole 30000
Wal Mart Stores Inc COM 931142103 1235 21440 SH Sole 21440
Walgreen Company COM 931422109 1609 50000 SH Sole 50000
Warner Lambert Co COM 934488107 284 2190 SH Sole 2190
Washington Mutual Inc COM 939322103 328 11375 SH Sole 11375
Wells Fargo & Company COM 949740101 207 5350 SH Sole 5350
Whirlpool Corp COM 963320106 279 5975 SH Sole 5975
Williams Companies COM 969457100 4931 118275 SH Sole 118275
Worldcom Inc GA New COM 98157d106 5895 128509 SH Sole 2 1200 127309
Young & Rubicam COM 987425105 1904 33300 SH Sole 33300
Alliance Cap Mgt Holding LP MLP 01855A101 6467 136316 SH Sole 2 4000 132316
Buckeye Partners L P MLP 118230101 1713 63900 SH Sole 2 400 63500
Crown Pacific Partners L.P. MLP 228439105 365 19200 SH Sole 19200
El Paso Energy Partners MLP 28368b102 2833 116223 SH Sole 2 800 115423
Kinder Morgan Energy Partners, MLP 494550106 7991 200091 SH Sole 2 500 199591
Lakehead Pipeline PS L P MLP 511557100 2488 62100 SH Sole 62100
Northern Border Partners L P MLP 664785102 1688 61800 SH Sole 61800
TC Pipeline LP MLP 87233q108 540 32700 SH Sole 32700
Teppco Partners L P MLP 872384102 2957 124516 SH Sole 2 800 123716
ABB AgSponsored ADR FORGN 00256r101 201 1250 SH Sole 1250
Carrefour SA FRF Par Ordinary FORGN f13923119 206 3000 SH Sole 3000
Dordtsche Petrol .65NLG Ord FORGN n27145189 280 5120 SH Sole 5120
Hays PLC 1P Gbp Par Ordinary FORGN 312 56000 SH Sole 56000
Koninklijke Numico NV (EUR) 0. FORGN 286 6000 SH Sole 6000
Shire Pharmaceuticals Grp adr FORGN 82481r106 10938 210850 SH Sole 210850
Rstk Recycling inds WT 756990164 0 18000 SH Sole 18000
</TABLE>
6
<PAGE>
<TABLE>
<CAPTION>
Voting Authority
Value Shares/ Sh/ Put/ Invstmt Other ------------------------
Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
------------------------------ -------------- --------- -------- -------- --- ---- ------- -------- ------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
REPORT SUMMARY 248 DATA RECORDS 731641 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
</TABLE>
7
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