AIM SERIES TRUST
NSAR-B, 1999-02-25
Previous: NUVEEN TAX FREE UNIT TRUST SERIES 903, 485BPOS, 1999-02-25
Next: CWABS INC, 8-K, 1999-02-25



<PAGE>      PAGE  1
000 B000000 12/31/98
000 C000000 0001021453
000 D000000 N
000 E000000 NF
000 F000000 Y
000 G000000 N
000 H000000 N
000 I000000 3.0.a
000 J000000 A
001 A000000 AIM SERIES TRUST
001 B000000 811-7787
001 C000000 4153926181
002 A000000 50 CALIFORNIA STREET 27TH FLOOR
002 B000000 SAN FRANCISCO
002 C000000 CA
002 D010000 94111
003  000000 Y
004  000000 N
005  000000 N
006  000000 N
007 A000000 Y
007 B000000  1
007 C010100  1
007 C020100 AIM GLOBAL TRENDS FUND
007 C030100 N
007 C010200  2
007 C010300  3
007 C010400  4
007 C010500  5
007 C010600  6
007 C010700  7
007 C010800  8
007 C010900  9
007 C011000 10
020 A000001 NONE
020 C000001      0
020 C000002      0
020 C000003      0
020 C000004      0
020 C000005      0
020 C000006      0
020 C000007      0
020 C000008      0
020 C000009      0
020 C000010      0
021  000000        0
022 A000001 STATE STREET BANK AND TRUST
022 C000001     15738
022 D000001        61
022 C000002         0
022 D000002         0
<PAGE>      PAGE  2
022 C000003         0
022 D000003         0
022 C000004         0
022 D000004         0
022 C000005         0
022 D000005         0
022 C000006         0
022 D000006         0
022 C000007         0
022 D000007         0
022 C000008         0
022 D000008         0
022 C000009         0
022 D000009         0
022 C000010         0
022 D000010         0
023 C000000      36298
023 D000000      12990
026 A000000 Y
026 B000000 Y
026 C000000 N
026 D000000 Y
026 E000000 N
026 F000000 N
026 G010000 N
026 G020000 Y
026 H000000 Y
027  000000 Y
077 A000000 Y
077 B000000 Y
077 Q010000 Y
078  000000 N
080 A00AA00 ICI MUTUAL INSURANCE COMPANY
080 C00AA00    25000
081 A00AA00 Y
081 B00AA00 155
082 A00AA00 Y
082 B00AA00      100
083 A00AA00 N
083 B00AA00        0
084 A00AA00 N
084 B00AA00        0
085 A00AA00 N
085 B00AA00 N
008 A000101 A I M ADVISORS, INC.
008 B000101 A
008 C000101 801-12313
008 D010101 HOUSTON
008 D020101 TX
008 D030101 77046
008 A000102 INVESCO (NY), INC.
<PAGE>      PAGE  3
008 B000102 S
008 C000102 801-10254
008 D010102 SAN FRANCISCO
008 D020102 CA
008 D030102 94111
010 A000101 A I M ADVISORS, INC.
010 B000101 801-12313
010 C010101 HOUSTON
010 C020101 TX
010 C030101 77046
010 A000102 INVESCO (NY), INC.
010 B000102 801-10254
010 C010102 SAN FRTANCISCO
010 C020102 CA
010 C030102 94111
011 A000101 A I M DISTRIBUTORS, INC.
011 B000101 8-21323
011 C010101 HOUSTON
011 C020101 TX
011 C030101 77210
011 C040101 4739
012 A000101 A I M FUND SERVICES, INC.
012 B000101 84-5432
012 C010101 HOUSTON
012 C020101 TX
012 C030101 77210
013 A000101 PRICEWATERHOUSECOOPERS LLP
013 B010101 BOSTON
013 B020101 MA
013 B030101 02109
015 A000101 STATE STREET BANK AND TRUST COMPANY
015 B000101 C
015 C010101 BOSTON
015 C020101 MA
015 C030101 02110
015 E010101 X
018  000100 Y
019 A000100 Y
019 B000100   91
019 C000100 AIMFUNDSAA
024  000100 N
028 A010100       922
028 A020100         2
028 A030100         0
028 A040100      1196
028 B010100       741
028 B020100         0
028 B030100         0
028 B040100      3869
028 C010100       586
028 C020100         0
<PAGE>      PAGE  4
028 C030100         0
028 C040100      1572
028 D010100       256
028 D020100         0
028 D030100         0
028 D040100      1728
028 E010100       577
028 E020100         0
028 E030100         0
028 E040100      2488
028 F010100       405
028 F020100       545
028 F030100         0
028 F040100      2052
028 G010100      3487
028 G020100       547
028 G030100         0
028 G040100     12905
028 H000100      2792
029  000100 Y
030 A000100     91
030 B000100  4.75
030 C000100  0.00
031 A000100      5
031 B000100      0
032  000100     86
033  000100      0
034  000100 Y
035  000100    107
036 A000100 Y
036 B000100      0
037  000100 N
038  000100      0
039  000100 N
040  000100 Y
041  000100 Y
042 A000100   0
042 B000100   0
042 C000100 100
042 D000100   0
042 E000100   0
042 F000100   0
042 G000100   0
042 H000100   0
043  000100    360
044  000100      0
045  000100 Y
046  000100 N
047  000100 N
048  000100  0.000
048 A010100        0
<PAGE>      PAGE  5
048 A020100 0.000
048 B010100        0
048 B020100 0.000
048 C010100        0
048 C020100 0.000
048 D010100        0
048 D020100 0.000
048 E010100        0
048 E020100 0.000
048 F010100        0
048 F020100 0.000
048 G010100        0
048 G020100 0.000
048 H010100        0
048 H020100 0.000
048 I010100        0
048 I020100 0.000
048 J010100        0
048 J020100 0.000
048 K010100        0
048 K020100 0.000
049  000100 N
050  000100 N
051  000100 N
052  000100 N
053 A000100 Y
053 B000100 Y
053 C000100 N
054 A000100 Y
054 B000100 Y
054 C000100 N
054 D000100 N
054 E000100 N
054 F000100 N
054 G000100 Y
054 H000100 Y
054 I000100 N
054 J000100 Y
054 K000100 N
054 L000100 N
054 M000100 Y
054 N000100 N
054 O000100 Y
055 A000100 N
055 B000100 N
056  000100 Y
057  000100 N
058 A000100 N
059  000100 Y
060 A000100 Y
060 B000100 Y
<PAGE>      PAGE  6
061  000100      500
062 A000100 N
062 B000100   0.0
062 C000100   0.0
062 D000100   0.0
062 E000100   0.0
062 F000100   0.0
062 G000100   0.0
062 H000100   0.0
062 I000100   0.0
062 J000100   0.0
062 K000100   0.0
062 L000100   0.0
062 M000100   0.0
062 N000100   0.0
062 O000100   0.0
062 P000100   0.0
062 Q000100   0.0
062 R000100   0.0
066 A000100 Y
066 C000100 Y
067  000100 N
068 A000100 N
068 B000100 N
069  000100 N
070 A010100 Y
070 A020100 Y
070 B010100 N
070 B020100 N
070 C010100 N
070 C020100 N
070 D010100 N
070 D020100 N
070 E010100 N
070 E020100 N
070 F010100 N
070 F020100 N
070 G010100 N
070 G020100 N
070 H010100 N
070 H020100 N
070 I010100 N
070 I020100 N
070 J010100 N
070 J020100 N
070 K010100 Y
070 K020100 Y
070 L010100 N
070 L020100 N
070 M010100 N
070 M020100 N
<PAGE>      PAGE  7
070 N010100 N
070 N020100 N
070 O010100 N
070 O020100 N
070 P010100 Y
070 P020100 N
070 Q010100 N
070 Q020100 N
070 R010100 N
070 R020100 N
071 A000100     20632
071 B000100     13015
071 C000100     46259
071 D000100   28
072 A000100 12
072 B000100        3
072 C000100      131
072 D000100        0
072 E000100        0
072 F000100        0
072 G000100        0
072 H000100        0
072 I000100        0
072 J000100        0
072 K000100        0
072 L000100        0
072 M000100        0
072 N000100        0
072 O000100        0
072 P000100        0
072 Q000100        0
072 R000100        0
072 S000100        0
072 T000100      360
072 U000100        0
072 V000100        0
072 W000100        2
072 X000100      362
072 Y000100        0
072 Z000100     -227
072AA000100        0
072BB000100     1162
072CC010100     4093
072CC020100        0
072DD010100       26
072DD020100        0
072EE000100      543
073 A010100   0.0200
073 A020100   0.0000
073 B000100   0.1400
073 C000100   0.0000
<PAGE>      PAGE  8
074 A000100        0
074 B000100        0
074 C000100        0
074 D000100        0
074 E000100        0
074 F000100        0
074 G000100        0
074 H000100        0
074 I000100    44724
074 J000100        0
074 K000100        0
074 L000100       65
074 M000100        0
074 N000100    44789
074 O000100      252
074 P000100       90
074 Q000100        0
074 R010100        0
074 R020100        0
074 R030100        0
074 R040100        0
074 S000100        0
074 T000100    44447
074 U010100     1555
074 U020100     2240
074 V010100    11.46
074 V020100    11.41
074 W000100   0.0000
074 X000100     4325
074 Y000100        0
075 A000100        0
075 B000100    46380
076  000100     0.00
SIGNATURE   PAMEALA RUDDOCK                              
TITLE       ASSISTANT TREASURER 
 


<TABLE> <S> <C>

<ARTICLE> 6
<LEGEND>
THIS LEGEND CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM THE FUND'S
ANNUAL FINANCIAL STATEMENTS AND IS QUALIFIED IN ITS ENTIRETY BY REFERENCE
TO SUCH FINANCIAL STATEMENTS.
</LEGEND>
<CIK> 0001021453
<NAME> GT GLOBAL SERIES TRUST
<SERIES>
   <NUMBER> 010
   <NAME> AIM NEW DIMENSION FUND - CLASS A
<MULTIPLIER> 1000
       
<S>                                    <C>
<PERIOD-TYPE>                          YEAR
<FISCAL-YEAR-END>                                 DEC-31-1998
<PERIOD-START>                                    JAN-01-1998
<PERIOD-END>                                      DEC-31-1998
<INVESTMENTS-AT-COST>                                   43425
<INVESTMENTS-AT-VALUE>                                  44724
<RECEIVABLES>                                              65
<ASSETS-OTHER>                                              0
<OTHER-ITEMS-ASSETS>                                        0
<TOTAL-ASSETS>                                          44789
<PAYABLE-FOR-SECURITIES>                                  252
<SENIOR-LONG-TERM-DEBT>                                     0
<OTHER-ITEMS-LIABILITIES>                                  89
<TOTAL-LIABILITIES>                                       341
<SENIOR-EQUITY>                                             0
<PAID-IN-CAPITAL-COMMON>                                44579
<SHARES-COMMON-STOCK>                                    1555
<SHARES-COMMON-PRIOR>                                    1424
<ACCUMULATED-NII-CURRENT>                                   2
<OVERDISTRIBUTION-NII>                                      0
<ACCUMULATED-NET-GAINS>                                (1432)
<OVERDISTRIBUTION-GAINS>                                    0
<ACCUM-APPREC-OR-DEPREC>                                 1298
<NET-ASSETS>                                            44447
<DIVIDEND-INCOME>                                         131
<INTEREST-INCOME>                                           3
<OTHER-INCOME>                                              1
<EXPENSES-NET>                                          (362)
<NET-INVESTMENT-INCOME>                                 (227)
<REALIZED-GAINS-CURRENT>                               (1162)
<APPREC-INCREASE-CURRENT>                                4093
<NET-CHANGE-FROM-OPS>                                    2704
<EQUALIZATION>                                              0
<DISTRIBUTIONS-OF-INCOME>                                (26)
<DISTRIBUTIONS-OF-GAINS>                                (219)
<DISTRIBUTIONS-OTHER>                                       0
<NUMBER-OF-SHARES-SOLD>                                   952
<NUMBER-OF-SHARES-REDEEMED>                             (844)
<SHARES-REINVESTED>                                        23
<NET-CHANGE-IN-ASSETS>                                   8878
<ACCUMULATED-NII-PRIOR>                                     0
<ACCUMULATED-GAINS-PRIOR>                                   0
<OVERDISTRIB-NII-PRIOR>                                     0
<OVERDIST-NET-GAINS-PRIOR>                                  0
<GROSS-ADVISORY-FEES>                                       0
<INTEREST-EXPENSE>                                          0
<GROSS-EXPENSE>                                           362
<AVERAGE-NET-ASSETS>                                    46380
<PER-SHARE-NAV-BEGIN>                                   10.63
<PER-SHARE-NII>                                        (0.02)
<PER-SHARE-GAIN-APPREC>                                  1.01
<PER-SHARE-DIVIDEND>                                   (0.02)
<PER-SHARE-DISTRIBUTIONS>                              (0.14)
<RETURNS-OF-CAPITAL>                                     0.00
<PER-SHARE-NAV-END>                                     11.46
<EXPENSE-RATIO>                                          0.50
<AVG-DEBT-OUTSTANDING>                                      0
<AVG-DEBT-PER-SHARE>                                    0.000
        


</TABLE>

<TABLE> <S> <C>

<ARTICLE> 6
<LEGEND>
THIS LEGEND CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM THE FUND'S
ANNUAL FINANCIAL STATEMENTS AND IS QUALIFIED IN ITS ENTIRETY BY REFERENCE
TO SUCH FINANCIAL STATEMENTS.
</LEGEND>
<CIK> 0001021453
<NAME> GT GLOBAL SERIES TRUST
<SERIES>
   <NUMBER> 020
   <NAME> AIM NEW DIMENSION FUND - CLASS B
<MULTIPLIER> 1000
       
<S>                             <C>
<PERIOD-TYPE>                   YEAR
<FISCAL-YEAR-END>                                        DEC-31-1998
<PERIOD-START>                                           JAN-01-1998
<PERIOD-END>                                             DEC-31-1998
<INVESTMENTS-AT-COST>                                          43425
<INVESTMENTS-AT-VALUE>                                         44724
<RECEIVABLES>                                                     65
<ASSETS-OTHER>                                                     0
<OTHER-ITEMS-ASSETS>                                               0
<TOTAL-ASSETS>                                                 44789
<PAYABLE-FOR-SECURITIES>                                         252
<SENIOR-LONG-TERM-DEBT>                                            0
<OTHER-ITEMS-LIABILITIES>                                         89
<TOTAL-LIABILITIES>                                              341
<SENIOR-EQUITY>                                                    0
<PAID-IN-CAPITAL-COMMON>                                       44579
<SHARES-COMMON-STOCK>                                           2240
<SHARES-COMMON-PRIOR>                                           1806
<ACCUMULATED-NII-CURRENT>                                          2
<OVERDISTRIBUTION-NII>                                             0
<ACCUMULATED-NET-GAINS>                                       (1432)
<OVERDISTRIBUTION-GAINS>                                           0
<ACCUM-APPREC-OR-DEPREC>                                        1298
<NET-ASSETS>                                                   44447
<DIVIDEND-INCOME>                                                131
<INTEREST-INCOME>                                                  3
<OTHER-INCOME>                                                     1
<EXPENSES-NET>                                                 (362)
<NET-INVESTMENT-INCOME>                                        (227)
<REALIZED-GAINS-CURRENT>                                      (1162)
<APPREC-INCREASE-CURRENT>                                       4093
<NET-CHANGE-FROM-OPS>                                           2704
<EQUALIZATION>                                                     0
<DISTRIBUTIONS-OF-INCOME>                                          0
<DISTRIBUTIONS-OF-GAINS>                                       (311)
<DISTRIBUTIONS-OTHER>                                              0
<NUMBER-OF-SHARES-SOLD>                                         1303
<NUMBER-OF-SHARES-REDEEMED>                                    (895)
<SHARES-REINVESTED>                                               27
<NET-CHANGE-IN-ASSETS>                                          8878
<ACCUMULATED-NII-PRIOR>                                            0
<ACCUMULATED-GAINS-PRIOR>                                          0
<OVERDISTRIB-NII-PRIOR>                                            0
<OVERDIST-NET-GAINS-PRIOR>                                         0
<GROSS-ADVISORY-FEES>                                              0
<INTEREST-EXPENSE>                                                 0
<GROSS-EXPENSE>                                                  362
<AVERAGE-NET-ASSETS>                                           46380
<PER-SHARE-NAV-BEGIN>                                          10.62
<PER-SHARE-NII>                                               (0.07)
<PER-SHARE-GAIN-APPREC>                                         1.00
<PER-SHARE-DIVIDEND>                                            0.00
<PER-SHARE-DISTRIBUTIONS>                                     (0.14)
<RETURNS-OF-CAPITAL>                                            0.00
<PER-SHARE-NAV-END>                                            11.41
<EXPENSE-RATIO>                                                 1.00
<AVG-DEBT-OUTSTANDING>                                             0
<AVG-DEBT-PER-SHARE>                                           0.000
        


</TABLE>

<TABLE> <S> <C>

<ARTICLE> 6
<LEGEND>
THIS LEGEND CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM THE FUND'S
ANNUAL FINANCIAL STATEMENTS AND IS QUALIFIED IN ITS ENTIRETY BY REFERENCE
TO SUCH FINANCIAL STATEMENTS.
</LEGEND>
<CIK> 0001021453
<NAME> GT GLOBAL SERIES TRUST
<SERIES>
   <NUMBER> 030
   <NAME> AIM NEW DIMENSION FUND - CLASS C
<MULTIPLIER> 1000
       
<S>                             <C>
<PERIOD-TYPE>                   YEAR
<FISCAL-YEAR-END>                                        DEC-31-1998
<PERIOD-START>                                           JAN-01-1998
<PERIOD-END>                                             DEC-31-1998
<INVESTMENTS-AT-COST>                                          43425
<INVESTMENTS-AT-VALUE>                                         44724
<RECEIVABLES>                                                     65
<ASSETS-OTHER>                                                     0
<OTHER-ITEMS-ASSETS>                                               0
<TOTAL-ASSETS>                                                 44789
<PAYABLE-FOR-SECURITIES>                                         252
<SENIOR-LONG-TERM-DEBT>                                            0
<OTHER-ITEMS-LIABILITIES>                                         89
<TOTAL-LIABILITIES>                                              341
<SENIOR-EQUITY>                                                    0
<PAID-IN-CAPITAL-COMMON>                                       44579
<SHARES-COMMON-STOCK>                                             22
<SHARES-COMMON-PRIOR>                                              0
<ACCUMULATED-NII-CURRENT>                                          2
<OVERDISTRIBUTION-NII>                                             0
<ACCUMULATED-NET-GAINS>                                       (1432)
<OVERDISTRIBUTION-GAINS>                                           0
<ACCUM-APPREC-OR-DEPREC>                                        1298
<NET-ASSETS>                                                   44447
<DIVIDEND-INCOME>                                                131
<INTEREST-INCOME>                                                  3
<OTHER-INCOME>                                                     1
<EXPENSES-NET>                                                 (362)
<NET-INVESTMENT-INCOME>                                        (227)
<REALIZED-GAINS-CURRENT>                                      (1162)
<APPREC-INCREASE-CURRENT>                                       4093
<NET-CHANGE-FROM-OPS>                                           2704
<EQUALIZATION>                                                     0
<DISTRIBUTIONS-OF-INCOME>                                          0
<DISTRIBUTIONS-OF-GAINS>                                         (3)
<DISTRIBUTIONS-OTHER>                                              0
<NUMBER-OF-SHARES-SOLD>                                           36
<NUMBER-OF-SHARES-REDEEMED>                                     (14)
<SHARES-REINVESTED>                                                0
<NET-CHANGE-IN-ASSETS>                                          8878
<ACCUMULATED-NII-PRIOR>                                            0
<ACCUMULATED-GAINS-PRIOR>                                          0
<OVERDISTRIB-NII-PRIOR>                                            0
<OVERDIST-NET-GAINS-PRIOR>                                         0
<GROSS-ADVISORY-FEES>                                              0
<INTEREST-EXPENSE>                                                 0
<GROSS-EXPENSE>                                                  362
<AVERAGE-NET-ASSETS>                                           46380
<PER-SHARE-NAV-BEGIN>                                          10.62
<PER-SHARE-NII>                                               (0.08)
<PER-SHARE-GAIN-APPREC>                                         1.00
<PER-SHARE-DIVIDEND>                                            0.00
<PER-SHARE-DISTRIBUTIONS>                                     (0.14)
<RETURNS-OF-CAPITAL>                                            0.00
<PER-SHARE-NAV-END>                                            11.40
<EXPENSE-RATIO>                                                 1.00
<AVG-DEBT-OUTSTANDING>                                             0
<AVG-DEBT-PER-SHARE>                                           0.000
        


</TABLE>

<TABLE> <S> <C>

<ARTICLE> 6
<LEGEND>
THIS LEGEND CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM THE FUND'S
ANNUAL FINANCIAL STATEMENTS AND IS QUALIFIED IN ITS ENTIRETY BY REFERENCE
TO SUCH FINANCIAL STATEMENTS.
</LEGEND>
<CIK> 0001021453
<NAME> GT GLOBAL SERIES TRUST
<SERIES>
   <NUMBER> 040
   <NAME> AIM NEW DIMENSION FUND - ADVISOR CLASS
<MULTIPLIER> 1000
       
<S>                             <C>
<PERIOD-TYPE>                   YEAR
<FISCAL-YEAR-END>                                        DEC-31-1998
<PERIOD-START>                                           JAN-01-1998
<PERIOD-END>                                             DEC-31-1998
<INVESTMENTS-AT-COST>                                          43425
<INVESTMENTS-AT-VALUE>                                         44724
<RECEIVABLES>                                                     65
<ASSETS-OTHER>                                                     0
<OTHER-ITEMS-ASSETS>                                               0
<TOTAL-ASSETS>                                                 44789
<PAYABLE-FOR-SECURITIES>                                         252
<SENIOR-LONG-TERM-DEBT>                                            0
<OTHER-ITEMS-LIABILITIES>                                         89
<TOTAL-LIABILITIES>                                              341
<SENIOR-EQUITY>                                                    0
<PAID-IN-CAPITAL-COMMON>                                       44579
<SHARES-COMMON-STOCK>                                             72
<SHARES-COMMON-PRIOR>                                            117
<ACCUMULATED-NII-CURRENT>                                          2
<OVERDISTRIBUTION-NII>                                             0
<ACCUMULATED-NET-GAINS>                                       (1432)
<OVERDISTRIBUTION-GAINS>                                           0
<ACCUM-APPREC-OR-DEPREC>                                        1298
<NET-ASSETS>                                                   44447
<DIVIDEND-INCOME>                                                131
<INTEREST-INCOME>                                                  3
<OTHER-INCOME>                                                     1
<EXPENSES-NET>                                                   362
<NET-INVESTMENT-INCOME>                                        (227)
<REALIZED-GAINS-CURRENT>                                      (1162)
<APPREC-INCREASE-CURRENT>                                       4093
<NET-CHANGE-FROM-OPS>                                           2704
<EQUALIZATION>                                                     0
<DISTRIBUTIONS-OF-INCOME>                                        (6)
<DISTRIBUTIONS-OF-GAINS>                                        (10)
<DISTRIBUTIONS-OTHER>                                              0
<NUMBER-OF-SHARES-SOLD>                                           30
<NUMBER-OF-SHARES-REDEEMED>                                     (76)
<SHARES-REINVESTED>                                                1
<NET-CHANGE-IN-ASSETS>                                          8878
<ACCUMULATED-NII-PRIOR>                                            0
<ACCUMULATED-GAINS-PRIOR>                                          0
<OVERDISTRIB-NII-PRIOR>                                            0
<OVERDIST-NET-GAINS-PRIOR>                                         0
<GROSS-ADVISORY-FEES>                                              0
<INTEREST-EXPENSE>                                                 0
<GROSS-EXPENSE>                                                  362
<AVERAGE-NET-ASSETS>                                           46380
<PER-SHARE-NAV-BEGIN>                                          10.64
<PER-SHARE-NII>                                                 0.03
<PER-SHARE-GAIN-APPREC>                                         1.00
<PER-SHARE-DIVIDEND>                                          (0.08)
<PER-SHARE-DISTRIBUTIONS>                                     (0.14)
<RETURNS-OF-CAPITAL>                                            0.00
<PER-SHARE-NAV-END>                                            11.45
<EXPENSE-RATIO>                                                 0.00
<AVG-DEBT-OUTSTANDING>                                             0
<AVG-DEBT-PER-SHARE>                                           0.000
        


</TABLE>


© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission