<PAGE> 1
As filed with the Securities and Exchange Commission on September 26, 2000
Registration No. 333-_________
================================================================================
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM S-8
REGISTRATION STATEMENT
UNDER THE SECURITIES ACT OF 1933
MIDWAY GAMES INC.
(Exact name of Registrant as specified in its charter)
DELAWARE 22-2906244
(State or other jurisdiction of (I.R.S. Employer Identification No.)
incorporation or organization)
3401 NORTH CALIFORNIA AVENUE, CHICAGO, ILLINOIS 60618
(Address, including zip code, of Registrant's principal executive offices)
------------------------
2000 NON-QUALIFIED STOCK OPTION PLAN
(Full title of the Plan)
------------------------
Deborah K. Fulton, Esq.
Vice President, Secretary and General Counsel
Midway Games Inc.
3401 North California Avenue
Chicago, Illinois 60618
(773) 961-2222
(Name and address, including zip code, and
telephone number, including area code, of agent for service)
Copy to:
Jeffrey N. Siegel, Esq.
Shack & Siegel, P.C.
530 Fifth Avenue
New York, New York 10036
(212) 782-0700
<PAGE> 2
CALCULATION OF REGISTRATION FEE
<TABLE>
<CAPTION>
============================================================================================================================
PROPOSED MAXIMUM PROPOSED AMOUNT OF
TITLE OF SECURITIES AMOUNT TO BE OFFERING PRICE MAXIMUM AGGREGATE REGISTRATION
TO BE REGISTERED REGISTERED (1) PER SHARE OFFERING PRICE FEE
----------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Common Stock, par value $.01(2)(3) 1,000,000 shares $6.91 $6,910,000 $1,824(4)
============================================================================================================================
</TABLE>
(1) Pursuant to Rule 416 under the Securities Act of 1933, this registration
statement also covers an indeterminable number of shares of common stock
which may become issuable pursuant to the anti-dilution provisions of the
2000 Non-Qualified Stock Option Plan (the "2000 Plan").
(2) In accordance with the Rights Agreement between the registrant and The Bank
of New York, dated October 24, 1996, as amended on November 6, 1997, all
shares of common stock are accompanied by certain stock purchase rights.
(3) The fee with respect to shares issuable upon the exercise of options
available for grant under the 2000 Plan is computed, in accordance Rule
457(h)(1) under the Securities Act, based on the average of the high and
low prices of the registrant's common stock reported on the New York Stock
Exchange on September 21, 2000.
(4) $11,418.08 was paid with registration statement number 333-25757, relating
to 2,000,000 shares of common stock; $2,862.98 was paid with registration
statement number 333-57583, relating to 750,000 shares of common stock;
$8,398.38 was paid with registration statement number 333-68373, relating
to 3,000,000 shares of common stock; and $3,984.44 was paid with
registration statement number 333-73451 relating to 1,750,000 shares of
common stock. All of these shares are being carried forward in the combined
reoffer prospectus being filed herewith (to the extent that they are or may
be control or restricted securities). See Rule 429 note below.
--------------------------------------------------------------------------------
As permitted by Rule 429 under the Securities Act of 1933, the prospectus
filed together with this registration statement shall be deemed to be a combined
prospectus which shall also relate to the registrant's registration statements
numbered 333-25757, 333-57583, 333-68373 and 333-73451, each on Form S-8.
EXPLANATORY NOTE
Registration statements numbered 333-25757, 333-57583, 333-68373 and
333-73451 were filed previously with the SEC by the registrant to register
shares of its common stock, par value $.01 per share, issued or issuable under
its 1996 Stock Option Plan, its 1998 Non-Qualified Stock Option Plan, its 1998
Stock Incentive Plan and its 1999 Stock Option Plan (collectively, the "Midway
Plans"). This registration statement is being filed to: (1) register the shares
of common stock issuable under the Registrant's 2000 Non-Qualified Stock Option
Plan (the "2000 Plan"); and (2) file a prospectus as permitted by Form S-8
General Instruction C and Rule 429 under the Securities Act to be used for
reoffers and resales by directors and executive officers of Midway of shares
purchased under any of the Midway Plans or the 2000 Plan.
PART I
INFORMATION REQUIRED IN THE SECTION 10(a) PROSPECTUS
The documents containing the information specified by this Part I will be
sent or given to eligible participants as specified by Rule 428(b)(1) under the
Securities Act.
-2-
<PAGE> 3
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
ITEM 3. INCORPORATION OF DOCUMENTS BY REFERENCE.
The registrant's Annual Report on Form 10-K for the fiscal year ended
June 30, 2000 and the description of the registrant's common stock contained in
the registrant's registration statements on Form 8-A (File No. 1- 12367) filed
on October 25, 1996 and April 20, 1998, respectively, under Section 12(b) of the
Securities Exchange Act of 1934 (the "Exchange Act"), including all exhibits
thereto, are incorporated herein by this reference and made a part of this
registration statement.
All documents subsequently filed by the registrant under Sections
13(a), 13(c), 14 or 15(d) of the Exchange Act after the effective date of this
registration statement and prior to the termination of the offering of the
common stock offered hereby shall be deemed to be incorporated by reference into
this registration Statement and to be a part hereof from the date of filing of
those documents. Any statement contained herein or in a document incorporated or
deemed to be incorporated by reference herein shall be deemed to be modified or
superseded for purposes of this registration statement to the extent that a
statement contained herein or in any document which is or is deemed to be
incorporated by reference herein modifies or supersedes such statement. Any
statement so modified or superseded shall not be deemed, except as so modified
or superseded, to constitute a part of this registration statement.
ITEM 4. DESCRIPTION OF SECURITIES.
Not applicable.
ITEM 5. INTERESTS OF NAMED EXPERTS AND COUNSEL.
The legality of the issuance of the shares of common stock offered
hereby will be passed upon for the Registrant by Shack & Siegel, P.C., 530 Fifth
Avenue, New York, New York 10036. As of September 22, 2000, shareholders of
Shack & Siegel, P.C. hold, in the aggregate, 7,660 shares of common stock and
options to purchase 45,000 shares of common stock.
ITEM 6. INDEMNIFICATION OF DIRECTORS AND OFFICERS.
The Registrant's authority to indemnify its officers and directors is
governed by the provisions of Section 145 of the General Corporation Law of the
State of Delaware (the "DGCL"), by the Amended and Restated Bylaws of the
Registrant, as amended (the "Bylaws"), by the Restated Certificate of
Incorporation, as amended, of the Registrant (the "Certificate of
Incorporation") and by certain indemnification agreements entered into with
officers and directors (the "Indemnity Agreements").
Under Section 145 of the DGCL, directors and officers as well as other
employees and individuals may be indemnified against expenses (including
attorneys' fees), judgments, fines and amounts paid in settlement in connection
with specified actions, suits or proceedings, whether civil, criminal,
administrative or investigative (other than an action by or in the right of the
corporation (a "derivative action")) if they acted in good faith and in a manner
they reasonably believed to be in or not opposed to the best interests of the
Registrant, and with respect to any criminal action or proceeding, had no
reasonable cause to believe their conduct was unlawful. A similar standard of
care is applicable in the case of derivative actions, except that
indemnification only extends to expenses (including attorneys' fees) incurred in
connection with defense or settlement of such an
-3-
<PAGE> 4
action and the DGCL requires court approval before there can be any
indemnification where the person seeking indemnification has been found liable
to the Registrant.
The Certificate of Incorporation and Bylaws provide that the Registrant
shall, to the fullest extent permitted by Section 145 of the DGCL, (i) indemnify
any and all persons whom it shall have power to indemnify under said section
from and against any and all of the expenses, liabilities or other matters
referred to in or covered by said section, and (ii) advance expenses related
thereto to any and all said persons. The indemnification and advancement of
expenses provided for therein shall not be deemed to be exclusive of any other
rights to which those indemnified may be entitled under any bylaw, agreement,
vote of stockholders or disinterested directors or otherwise, both as to action
in their official capacities and as to action in another capacity while holding
such offices, and shall continue as to persons who have ceased to be directors,
officers, employees or agents and shall inure to the benefit of the heirs,
executors and administrators of such person. In addition, the Certificate of
Incorporation provides for the elimination of personal liability of directors of
the Registrant to the Registrant or its stockholders for monetary damages for
breach of fiduciary duty as a director, to the fullest extent permitted by the
DGCL, as amended and supplemented.
Each Indemnity Agreement provides for the indemnification of the
officer or director to the fullest extent permitted by the laws of the State of
Delaware, and obligate the Registrant to provide the maximum protection allowed
under Delaware law. In addition, each Indemnity Agreement supplements and
increases such protection in certain respects.
The Registrant has purchased a Directors, Officers and Corporate
liability insurance policy. The policy covers up to an aggregate amount of $20
million for losses of directors and officers of the Registrant arising from
claims made against the directors or officers for any actual or alleged wrongful
act in their capacities as directors or officers of the Registrant, but only if
indemnity is not available pursuant the foregoing provisions described in this
Item 6. The policy also covers losses of the Registrant for securities claims
made against the Registrant and for the amount of any indemnification paid to
directors and officers, in each case up to the aggregate $20 million limit.
Insofar as indemnification for liabilities arising under the Securities
Act may be permitted to directors, officers or persons controlling the
Registrant pursuant to the foregoing provisions, the Registrant has been
informed that, in the opinion of the Commission, such indemnification is against
public policy as expressed in the Securities Act and is therefore unenforceable.
ITEM 7. EXEMPTION FROM REGISTRATION CLAIMED.
Not applicable.
ITEM 8. EXHIBITS.
EXHIBIT
NUMBER DESCRIPTION
------ -----------
4.1 Amended and Restated Certificate of Incorporation of the
Registrant, incorporated by reference to Exhibit 3.1 to the
Registrant's Registration Statement on Form S-1, as amended, filed
on September 13, 1996, File No. 333-11919 (the "Form S-1").
4.2 Rights Agreement, dated as of October 24, 1996, between the
Registrant and The Bank of New York, as Rights Agent, incorporated
by reference to Exhibit 2.1 to the Form S-1.
-4-
<PAGE> 5
4.3 Form of Certificate of Designations of Series A Preferred Stock
incorporated by reference to Exhibit A to the Rights Agreement
filed as Exhibit 2.2 to the Form S-1.
4.4 Certificate of Amendment to the Amended and Restated Certificate of
Incorporation of the Registrant, incorporated by reference to
Exhibit 2 to the Registrant's Registration Statement on Form 8-A/A,
Amendment No. 1, filed with the Commission on April 20, 1998 (the
"Form 8-A/A").
4.5 First Amendment to Rights Agreement, dated as of November 6, 1997,
between the Registrant and The Bank of New York, as Rights Agent,
incorporated by reference to Exhibit 8 to the Form 8-A/A.
4.6 Amended and Restated By-laws of the Registrant, incorporated by
reference to Exhibit 3 to the Form 8-A/A.
5 Opinion of Shack & Siegel, P.C., counsel for Registrant.
23.1 Consent of Shack & Siegel, P.C. (contained in the Opinion filed as
Exhibit 5 hereto).
23.2 Consent of Ernst & Young LLP.
24 Power of Attorney (contained on the signature page hereof).
ITEM 9. UNDERTAKINGS.
a. The undersigned Registrant hereby undertakes:
(1) To file, during any period in which offers or sales are being
made, a post-effective amendment to this registration statement;
(i) To include any prospectus required by Section 10(a)(3) of
the Securities Act of 1933;
(ii) To reflect in the prospectus any facts or events arising
after the effective date of the registration statement (or the most recent
post-effective amendment thereof) which, individually or in the aggregate,
represent a fundamental change in the information set forth in the registration
statement. Notwithstanding the foregoing, any increase or decrease in volume of
securities offered (if the total dollar value of securities offered would not
exceed that which was registered) and any deviation from the low or high and of
the estimated maximum offering range may be reflected in the form of prospectus
filed with the Commission pursuant to Rule 424(b) if, in the aggregate, the
changes in volume and price represent no more than a 20% change in the maximum
aggregate offering price set forth in the "Calculation of Registration Fee"
table in the effective registration statement;
(iii) To include any material information with respect to the
plan of distribution not previously disclosed in the registration statement or
any material change to such information in the registration statement; provided,
however, that paragraphs (a)(1)(i) and (a)(1)(ii) do not apply if the
registration statement is on Form S-3, Form S-8 or Form F-3, and the information
required to be included in a post-effective amendment by those paragraphs is
contained in periodic reports filed with or furnished to the Commission by the
registrant pursuant to Section 13 or 15(d) of the Securities Exchange Act of
1934 that are incorporated by reference in the registration statement.
(2) That, for the purpose of determining liability under the
Securities Act of 1933, each such post-effective amendment shall be deemed to be
a new registration statement relating to the securities offered
-5-
<PAGE> 6
therein, and the offering of such securities at that time shall be deemed to be
the initial bona fide offering thereof.
(3) To remove from registration by means of a post-effective
amendment any of the securities being registered which remain unsold at the
termination of the offering.
b. The undersigned registrant hereby undertakes that, for purposes of
determining any liability under the Securities Act of 1933, each filing of the
registrant's annual report pursuant to Section 13(a) or 15(d) of the Securities
Exchange Act of 1934 (and, where applicable, each filing of an employee benefit
plan's annual report pursuant to Section 15(d) of the Securities Exchange Act of
1934) that is incorporated by reference in the registration statement shall be
deemed to be a new registration statement relating to the securities offered
therein, and the offering of such securities at that time shall be deemed to be
the initial bona fide offering thereof.
h. Insofar as indemnification for liabilities arising under the
Securities Act of 1933 may be permitted to directors, officers and controlling
persons of the registrant pursuant to the foregoing provisions, or otherwise,
the registrant has been advised that in the opinion of the Commission such
indemnification is against public policy as expressed in the Act and is,
therefore, unenforceable. In the event that a claim for indemnification against
such liabilities (other than the payment by the registrant of expenses incurred
or paid by a director, officer or controlling person of the registrant in the
successful defense of any action, suit or proceeding) is asserted by such
director, officer or controlling person in connection with the securities being
registered, the registrant will, unless in the opinion of its counsel the matter
has been settled by controlling precedent, submit to a court of appropriate
jurisdiction the question whether such indemnification by it is against public
policy as expressed in the Act and will be governed by the final adjudication of
such issue.
-6-
<PAGE> 7
RESALE PROSPECTUS
MIDWAY GAMES INC.
4,407,971 SHARES
COMMON STOCK, PAR VALUE $.01
We design, publish and market interactive entertainment software played in
both the coin-operated and home markets. Our principal executive office is
located at 3401 North California Avenue, Chicago, IL 60618, telephone no. (773)
961-2222.
Our common stock is listed on the New York Stock Exchange under the symbol
"MWY".
Officers and directors who are listed on page 3 below as "selling
stockholders" may sell up to the number of shares of our common stock listed
opposite their names. The selling stockholders may sell any of their shares at
any time, but they are not required to sell any shares. The selling stockholders
acquired or may acquire the shares to be offered by purchasing shares or
exercising stock options granted to them, or as an adjustment, under our stock
option plans or our stock incentive plan.
--------------------
Neither the Securities and Exchange Commission nor any state securities
commission has approved or disapproved of these securities or passed upon the
accuracy or adequacy of this prospectus. Any representation to the contrary is a
criminal offense.
--------------------
The date of this prospectus is September 26, 2000
<PAGE> 8
ABOUT THIS PROSPECTUS
This prospectus relates to 4,407,971 shares (the "Shares") of our
common stock that the selling stockholders described in this prospectus may sell
until we terminate this offering. As used in this prospectus, the terms "we,"
"us," "our" and "Midway" mean Midway Games Inc., a Delaware corporation, and its
subsidiaries, unless the context indicates a different meaning.
The selling stockholders in this offering are officers and directors of
Midway Games Inc. We have agreed to pay the expenses incurred in registering the
Shares, including legal and accounting fees.
Most of the information about us that you need to know before you
invest in the Shares is not included in this prospectus. You should obtain and
read the information described under the heading "Documents Incorporated by
Reference" in order to get all the important information about Midway.
Some of the information in this prospectus contains "forward-looking
statements," within the meaning of the federal securities laws. These statements
describe our beliefs concerning future business conditions and the outlook for
Midway based on currently available information. These statements may be found
under the heading "Use of Proceeds," as well as in the information incorporated
by reference in this prospectus. Our actual results could differ materially from
those described in the forward-looking statements due to a number of risks and
uncertainties. These risk factors include the financial strength of the
amusement games industry and the success of our planned advertising, marketing
and promotional campaigns, as well as the items set forth under "Item 1.
Business-Risk Factors" in our annual report on Form 10-K and in any more recent
documents incorporated in this prospectus by reference.
USE OF PROCEEDS
We will not receive any of the proceeds from the sale of the common
stock offered by this prospectus, but we will receive the exercise price upon
the exercise of any options by the selling stockholders. We plan to use any such
proceeds for working capital.
SELLING STOCKHOLDERS
This prospectus relates to Shares that are being registered for
reoffers and resales by selling stockholders who have acquired or may acquire
Shares pursuant to our stock option plans (including adjustment shares) or stock
incentive plan. The selling stockholders may resell any or all of the Shares at
any time they choose while this prospectus is effective.
Executive officers, directors and others who may be considered to be
"affiliates" of Midway, and their family members to whom they give options, who
acquire common stock under the Plans may be added to the selling stockholders
listed below. Their number of Shares to be sold under this prospectus may be
increased or decreased by use of a prospectus supplement filed with the SEC. An
"affiliate" is defined in Rule 405 under the Securities Act as a "person that
directly, or indirectly, through one or more intermediaries, controls or is
controlled by, or is under common control with" us. Non-affiliates who purchased
restricted securities, as defined in Rule 144(a)(3) under the Securities Act,
under any of our employee benefit plans and who are not named below may use this
prospectus for the offer or sale of their common stock if they hold 1,000 shares
or less. Although a person's name is included in the table below, neither that
person nor we are making an admission that such person is our "affiliate."
The information in the table below sets forth, for each selling
stockholder, based upon information available to us, as of September 22, 2000,
the number of shares of our common stock beneficially owned before and after the
sale of the Shares; the maximum number of Shares to be sold; and the percentage
of the outstanding shares of common stock owned before and after the sale of the
Shares. We have not been informed
-2-
<PAGE> 9
whether any selling stockholders intend to sell any Shares. The inclusion of
Shares in the table below does not constitute a commitment to sell any Shares.
<TABLE>
<CAPTION>
Amount and Shares Percent of Class (2)
Nature of Beneficially --------------------
Beneficial Shares to Owned Before After
Name and Position Ownership be Sold (1) After Offering Offering Offering
------------------------------------------------- ----------- ----------- -------------- --------------------
<S> <C> <C> <C> <C> <C>
Neil D. Nicastro, Chairman of the Board, 2,306,758(3) 2,535,001 251,757 5.9% *
Chief Executive Officer, President and
Chief Operating Officer
Michael A. Ribero, Executive Vice 25,000(4) 200,000 -0- * -0-
President -- Publishing
Byron C. Cook, Vice-Chairman of the Board 597,253(5) 621,529 35,724 1.6% *
Kenneth J. Fedesna, Executive Vice 221,435(6) 272,866 8,569 * *
President -- Product Development and
Director
Harold H. Bach, Jr., Executive Vice 230,130(7) 277,735 12,395 * *
President -- Finance, Treasurer, Chief
Financial and Chief Accounting Officer
and Director
Deborah K. Fulton, Vice President, 15,631(8) 67,631 -0- * -0-
Secretary and General Counsel
Louis J. Nicastro, Director(9) 60,547(10) 45,000 15,547 * *
William C. Bartholomay, Director 90,370(10) 57,852 32,518 * *
William E. McKenna, Director 61,958(10) 57,852 4,106 * *
Norman J. Menell, Director 62,506(10) 57,852 4,654 * *
Harvey Reich, Director 61,277(10) 57,852 3,425 * *
Ira S. Sheinfeld, Director 66,801(10) 66,801 -0- * -0-
Gerald O. Sweeney, Jr., Director 45,000(10) 45,000 -0- -0- -0-
Richard D. White, Director 45,000(10) 45,000 -0- -0- -0-
</TABLE>
----------
* Less than 1%
(1) Represents the maximum number of Shares that could be sold under this
prospectus if the holder sold all of his or her Shares, exercised all
options when vested and sold the underlying Shares. Does not constitute
a commitment to sell any or all of the stated number of Shares. The
number of Shares to be sold shall be determined from time to time by
each selling stockholder in his or her discretion.
(2) Based on 37,710,725 shares of common stock outstanding as of September
22, 2000. Shares issuable upon the exercise of options exercisable
within 60 days by such person are deemed to be outstanding with respect
to the calculation of that person's percent of class.
(3) Includes 1,531,850 Shares underlying stock options. Mr. Nicastro is the
son of Louis J. Nicastro.
(4) Includes 25,000 Shares underlying stock options.
(5) Includes 424,955 Shares underlying stock options.
(6) Includes 169,229 Shares underlying stock options.
(7) Includes 183,842 Shares underlying stock options.
(8) Includes 14,461 Shares underlying stock options.
-3-
<PAGE> 10
(9) Mr. Nicastro is the father of Neil D. Nicastro.
(10) Includes 45,000 Shares underlying stock options.
PLAN OF DISTRIBUTION
The selling stockholders may sell the common stock only for their own
accounts. The Shares will be listed on the New York Stock Exchange, subject to
official notice of issuance. The selling stockholders, pledgees, donees,
transferees or other successors in interest to the selling stockholders may sell
or transfer common stock for value in one or more transactions on the New York
Stock Exchange (or any successor stock exchange), in negotiated transactions or
in a combination of such methods of sale, at market prices prevailing at the
time of sale, at prices related to such market prices or at prices otherwise
negotiated.
The selling stockholders may effect transactions by selling the common
stock to or through broker-dealers. Those broker-dealers may receive
compensation in the form of underwriting discounts, concessions or commissions
from the selling stockholders and/or the purchasers of the common stock for whom
the broker-dealers may act as agents, which compensation may be more or less
than customary commissions. None of the selling stockholders, at the date of
this prospectus, has made any agreement, arrangement or understanding with any
broker or dealer to sell any of the Shares. All selling and other expenses
incurred by individual selling stockholders will be borne by such selling
stockholders.
Each share of common stock is sold together with stock purchase rights.
These rights are described in a registration statement on Form 8-A (File No.
1-12367) which we filed with the SEC on October 30, 1996 and amended on Form
8A/A filed April 20, 1998. See "Documents Incorporated by Reference."
We do not know whether or not any of the selling stockholders will sell
any or all of their Shares under this prospectus. We may terminate this offering
without notice at any time.
LEGAL MATTERS
The validity of the Shares has been passed upon by our counsel, Shack &
Siegel, P.C., New York, New York. As of September 22, 2000, shareholders of
Shack & Siegel, P.C. hold a total of 7,660 shares of common stock and options to
purchase 45,000 shares of common stock.
EXPERTS
Ernst & Young LLP, independent auditors, have audited our consolidated
financial statements and schedule included in our Annual Report on Form 10-K for
the year ended June 30, 2000, as set forth in their report, which is
incorporated in this prospectus by reference. Our consolidated financial
statements are incorporated by reference in reliance on their report, given on
their authority as experts in accounting and auditing.
DOCUMENTS INCORPORATED BY REFERENCE
The SEC allows us to "incorporate by reference" into this prospectus
the information that we file with the SEC. This means that we can disclose
important information to you by referring you to those documents. Information
incorporated by reference is part of this prospectus. Information that we file
at a future date with the SEC will update and supersede this information. For
further information about WMS Industries Inc. and our common stock, please read
the documents incorporated by reference below.
-4-
<PAGE> 11
We incorporate by reference the documents listed below and any
documents that we file in the future with the SEC under Sections 13(a), 13(c),
14 or 15(d) of the Securities Exchange Act of 1934 until the termination of this
offering:
- our annual report on Form 10-K for the fiscal year ended June 30,
2000; and
- the description of our common stock and accompanying rights
contained in our registration statement on Form 8-A (File No.
1-12367) filed on October 30, 1996 and amended on Form 8-A/A filed
on April 20, 1998.
We will provide to each person, including any beneficial owner, to whom
this prospectus is delivered, a copy of any or all of the information that we
have incorporated by reference in this prospectus. You may request copies of
this information in writing or orally, and we will provide it at no cost. You
may contact us at our principal executive office: 3401 North California Avenue,
Chicago, IL 60618 (773) 961-2222, Attention: General Counsel.
WHERE YOU CAN FIND MORE INFORMATION
We have filed five registration statements, and amendments to them, on
Form S-8 with the SEC concerning the Shares: File Nos. 333-25757, 333-57583,
333-68373, 333-73451 and 333-__________(filed on September 26, 2000). This
prospectus constitutes a part of each of these registration statements. We also
file annual, quarterly and current reports, proxy statements and other
information with the SEC. You may read and copy the registration statements and
any materials that we file at the SEC's Public Reference Room at 450 Fifth
Street, N.W., Washington, D.C. 20549. You may obtain information on the
operation of the Public Reference Room by calling the SEC at 1-800-SEC-0330. Our
documents may also be inspected at the offices of the NYSE, 20 Broad Street, New
York, New York 10005. The SEC maintains an Internet site that contains reports,
proxy and information statements and other information about issuers, including
us, that file electronically with the SEC. The SEC's web site is located at:
www.sec.gov.
-5-
<PAGE> 12
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the
Registrant certifies that it has reasonable grounds to believe that it meets all
of the requirements for filing on Form S-8 and has duly caused this Registration
Statement to be signed on its behalf by the undersigned, thereunto duly
authorized, in the City of Chicago, State of Illinois on this 25th day of
September, 2000.
MIDWAY GAMES INC.
By: /s/ Neil D. Nicastro
--------------------------
Neil D. Nicastro,
Chief Executive Officer
POWER OF ATTORNEY
Each person whose signature to this Registration Statement appears
below hereby appoints Neil D. Nicastro, Harold H. Bach, Jr. and Deborah K.
Fulton, and each of them acting singly, as his attorney-in-fact, to sign on his
behalf individually and in the capacity stated below and to file all amendments
and post-effective amendments to this Registration Statement, which amendment or
amendments may make such changes and additions to this Registration Statement as
such attorney-in-fact may deem necessary or appropriate.
Pursuant to the requirements of the Securities Act of 1933, this
Registration Statement has been signed by the following persons in the
capacities and on the dates indicated.
<TABLE>
<CAPTION>
SIGNATURE DATE TITLE
--------- ---- -----
<S> <C> <C>
/s/ Neil D. Nicastro September 25, 2000 Chairman of the Board of Directors, President,
-------------------------------- Chief Executive Officer (Principal Executive Officer) and
Neil D. Nicastro Chief Operating Officer
/s/ Harold H. Bach, Jr. September 25, 2000 Executive Vice President - Finance,
-------------------------------- Treasurer (Principal Financial and Principal
Harold H. Bach, Jr. Accounting Officer) and Director
/s/ Byron C. Cook September 25, 2000 Vice-Chairman of the Board of Directors
--------------------------------
Byron C. Cook
/s/ Kenneth J. Fedesna September 25, 2000 Executive Vice President - Product Development
-------------------------------- and Director
Kenneth J. Fedesna
/s/ Louis J. Nicastro September 25, 2000 Director
--------------------------------
Louis J. Nicastro
/s/ William C. Bartholomay September 25, 2000 Director
--------------------------------
William C. Bartholomay
/s/ William E. McKenna September 25, 2000 Director
--------------------------------
William E. McKenna
/s/ Norman J. Menell September 25, 2000 Director
--------------------------------
Norman J. Menell
/s/ Harvey Reich September 25, 2000 Director
--------------------------------
Harvey Reich
/s/ Ira S. Sheinfeld September 25, 2000 Director
--------------------------------
Ira S. Sheinfeld
/s/ Gerald O. Sweeney, Jr. September 25, 2000 Director
--------------------------------
Gerald O. Sweeney, Jr.
/s/ Richard D. White September 25, 2000 Director
--------------------------------
Richard D. White
</TABLE>
<PAGE> 13
EXHIBIT INDEX
EXHIBIT
NUMBER DESCRIPTION
------- -----------
4.1 Amended and Restated Certificate of Incorporation of the
Registrant, incorporated by reference to Exhibit 3.1 to the
Registrant's Registration Statement on Form S-1, as amended, filed
on September 13, 1996, File No. 333-11919 (the "Form S-1").
4.2 Rights Agreement, dated as of October 24, 1996, between the
Registrant and The Bank of New York, as Rights Agent, incorporated
by reference to Exhibit 2.1 to the Form S-1.
4.3 Form of Certificate of Designations of Series A Preferred Stock
incorporated by reference to Exhibit A to the Rights Agreement
filed as Exhibit 2.2 to the Form S-1.
4.4 Certificate of Amendment to the Amended and Restated Certificate of
Incorporation of the Registrant, incorporated by reference to
Exhibit 2 to the Registrant's Registration Statement on Form 8-A/A,
Amendment No. 1, filed with the Commission on April 20, 1998 (the
"Form 8-A/A").
4.5 First Amendment to Rights Agreement, dated as of November 6, 1997,
between the Registrant and The Bank of New York, as Rights Agent,
incorporated by reference to Exhibit 8 to the Form 8-A/A.
4.6 Amended and Restated By-laws of the Registrant, incorporated by
reference to Exhibit 3 to the Registrant's Registration Statement
on Form 8-A/A, Amendment No. 1, filed on April 20, 1998.
5 Opinion of Shack & Siegel, P.C., counsel for Registrant.
23.1 Consent of Shack & Siegel, P.C. (contained in the Opinion filed as
Exhibit 5 hereto).
23.2 Consent of Ernst & Young LLP.
24 Power of Attorney (contained on the signature page hereof).
