UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended March 31, 1999.
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(Please read instructions before preparing form.)
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If amended report check here: |_|
Union National Bank & Trust Company of Souderton
Name of Institutional Investment Manager
P.O. Box 197, Trust Department Souderton PA 18964
Business Address (Street) (City) (State) (Zip)
Darren G. Johnson (215) 721-2549 Assistant Trust Officer
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
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Intentional misstatements or omissions of facts
constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78FF(a).
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The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamend-ed items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of Souderton and State of Pennsylvania on the 26 day
of April, 1999.
Union National Bank & Trust Co.
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(Name of Institutional Investment Manager)
/s/ Darren G. Johnson
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(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
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<CAPTION>
Name: 13F File No.: Name: 13F File No.:
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<S> <C> <C> <C>
1. Union National Bank & Trust Co. 6.
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2. 7.
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3. 8.
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4. 9.
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5. 10.
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13 F - Union National Bank & Trust Co. (as of 3/31/99)
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<CAPTION>
Market Investment Discretion
Name of Issuer Class Cusip No. Value Shares Sole Shared
<S> <C> <C> <C> <C> <C> <C>
A T & T Corp Common 001957109 4,740,418 59,394 46,831 12,563
Abbott Laboratories Common 002824100 299,600 6,400 3,600 2,800
Airtouch Communications Common 00949T100 317,316 3,284 1,784 1,500
Allied Signal Inc Common 019512102 415,930 8,456 7,056 1,400
America Online Inc. Common 02364J104 396,900 2,700 2,700 0
American Express Co Common 025816109 433,791 3,684 3,584 100
American Home Products Common 026609107 775,170 11,880 9,880 2,000
American Intl Group Inc Common 026874107 9,105,740 75,488 67,200 8,288
Ameritech Common 030954101 522,756 9,072 3,616 5,456
Asthma Disease Management Common 04622X107 4,576 29,335 29,335 0
Atlantic Richfield Co Common 048825103 590,558 8,076 3,800 4,276
Automatic Data Processing Common 053015103 906,113 21,900 20,800 1,100
Bankamerica Corp New Common 06605F102 2,899,156 41,050 33,950 7,100
Bell Atlantic Corp Common 077853109 2,460,065 47,595 35,919 11,676
BellSouth Corp Common 079860102 1,189,055 29,680 14,952 14,728
Bestfoods Common 08658U101 955,040 20,320 6,000 14,320
Bristol Meyers Squibb Co Common 110122108 5,707,382 89,004 72,400 16,604
Burlington Northern Santa Common 12189T104 407,650 12,400 10,600 1,800
Chase Manhattan Corp Common 16161A108 254,053 3,122 200 2,922
Chevron Corp Common 166751107 1,992,438 22,450 20,250 2,200
Cisco Systems Inc Common 17275R102 3,210,181 29,300 26,150 3,150
Citigroup Inc. Common 172967101 601,192 9,412 1,250 8,162
Coca Cola Co Common 191216100 3,788,065 61,720 35,800 25,920
Colgate Palmolive Co Common 194162103 1,812,400 19,700 17,600 2,100
Compaq Computer Corp Common 204493100 649,594 20,500 15,300 5,200
Conectiv Inc. Common 206829103 207,022 10,685 4,750 5,935
CSX Corp Common 126408103 227,395 5,840 3,200 2,640
Dayton Hudson Corp Common 239753106 2,105,350 31,600 29,200 2,400
Disney (Walt) Co. Common 254687106 4,936,425 158,600 126,500 32,100
Du Pont De Nemours Ei Co Common 263534109 5,879,177 101,256 79,000 22,256
Emerson Elec Co Common 291011104 201,163 3,800 0 3,800
Energy East Corp. Common 29266M109 266,807 5,076 1,400 3,676
<CAPTION>
Voting Authority (all shares)
Name of Issuer Sole Shared Other
<S> <C> <C> <C>
A T & T Corp 20,845 0 44,367
Abbott Laboratories 3,600 0 2,800
Airtouch Communications 1,744 0 2,351
Allied Signal Inc 3,500 0 5,556
America Online Inc. 500 0 2,500
American Express Co 2,000 0 1,884
American Home Products 8,700 0 5,600
American Intl Group Inc 24,530 0 52,775
Ameritech 4,454 0 5,539
Asthma Disease Management 29,335 0 0
Atlantic Richfield Co 3,036 0 6,800
Automatic Data Processing 9,800 0 12,100
Bankamerica Corp New 11,215 0 31,676
Bell Atlantic Corp 17,985 0 39,054
BellSouth Corp 15,436 0 31,466
Bestfoods 9,920 0 10,400
Bristol Meyers Squibb Co 27,600 0 66,304
Burlington Northern Santa 3,300 0 9,718
Chase Manhattan Corp 290 0 2,832
Chevron Corp 10,000 0 16,250
Cisco Systems Inc 14,840 0 19,850
Citigroup Inc. 5,800 0 4,312
Coca Cola Co 16,400 0 49,671
Colgate Palmolive Co 14,000 0 6,700
Compaq Computer Corp 9,130 0 18,300
Conectiv Inc. 5,160 0 5,615
CSX Corp 2,240 0 3,600
Dayton Hudson Corp 15,900 0 17,123
Disney (Walt) Co. 49,120 0 120,025
Du Pont De Nemours Ei Co 36,626 0 67,500
Emerson Elec Co 5,700 0 0
Energy East Corp. 1,876 0 3,200
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<TABLE>
<S> <C> <C> <C> <C> <C> <C>
Exxon Corp Common 302290101 3,577,519 50,700 33,720 16,980
Federal National Mortgage Common 313586109 4,300,425 62,100 56,600 5,500
First Union Corp Common 337358105 12,422,679 232,471 147,752 84,719
Ford Motor Co Common 345370100 567,328 10,008 5,928 4,080
General Electric Co Common 369604103 16,028,677 144,892 109,228 35,664
General Motors Corp Common 370442105 462,753 5,319 2,709 2,610
Gillette Co Common 375766102 2,698,463 45,400 30,400 15,000
Goodyear Tire & Rubber Co Common 382550101 376,184 7,552 1,000 6,552
GTE Corp Common 362320103 1,320,352 21,824 16,976 4,848
Harleysville National Corp Common 412850109 5,194,643 145,305 94,146 51,159
Harleysville Savings Bank Common 412856106 555,522 33,668 23,109 10,559
Heinz H J Co Common 423074103 561,394 11,850 8,250 3,600
Hewlett Packard Co Common 428236103 434,000 6,400 2,300 4,100
Intel Corp Common 458140100 5,908,181 49,701 40,001 9,700
Intl Business Machines Co Common 459200101 5,123,234 28,904 25,004 3,900
Johnson & Johnson Common 478160104 8,427,716 90,136 72,416 17,720
Kimberly Clark Corp Common 494368103 234,894 4,900 2,900 2,000
Kroger & Co Common 501044101 550,850 9,200 9,200 0
Lilly Eli & Co Common 532457108 280,088 3,300 3,300 0
Lucent Technologies Inc. Common 549463107 9,559,296 88,512 66,848 21,664
Mcgraw Hill Inc Common 580645109 2,926,650 53,700 46,200 7,500
MCI Worldcom Inc. Common 55268B106 765,711 8,646 7,400 1,246
MediaOne Group Inc. Common 58440J104 519,934 8,196 6,624 1,572
Medtronic Inc Common 585055106 639,688 8,900 8,900 0
Mellon Bank Corp Common 585509102 429,991 6,110 2,366 3,744
Merck & Co Inc Common 589331107 11,984,937 149,578 107,870 41,708
Microsoft Corporation Common 594918104 14,429,625 161,000 136,300 24,700
Mobil Corp Common 607059102 3,782,936 42,988 26,352 16,636
Morgan Stanley Dean Witter Common 617446448 5,316,675 53,200 43,300 9,900
National Penn Bancshares Common 637138108 428,323 17,306 2,894 14,412
Peco Energy Co Common 693304107 873,200 18,880 769 18,111
Pennrock Financial Services Common 708352109 212,828 9,459 0 9,459
Pepsico Inc Common 713448108 286,069 7,300 6,900 400
Pfizer Inc Common 717081103 457,875 3,300 3,300 0
PNC Bank Corp. Common 693475105 1,681,887 30,270 20,404 9,866
PP & L Resources, Inc Common 693499105 3,014,055 121,780 64,630 57,150
PPG Industries, Inc. Common 693506107 369,205 7,204 1,104 6,100
<CAPTION>
<S> <C> <C> <C>
Exxon Corp 15,586 0 41,265
Federal National Mortgage 18,040 0 47,300
First Union Corp 40,552 0 196,526
Ford Motor Co 6,220 0 5,821
General Electric Co 56,912 0 96,151
General Motors Corp 2,267 0 16,052
Gillette Co 12,810 0 35,000
Goodyear Tire & Rubber Co 1,000 0 6,652
GTE Corp 9,300 0 15,724
Harleysville National Corp 32,722 0 119,061
Harleysville Savings Bank 14,528 0 39,022
Heinz H J Co 3,950 0 29,000
Hewlett Packard Co 1,700 0 5,200
Intel Corp 20,391 0 34,450
Intl Business Machines Co 10,864 0 20,161
Johnson & Johnson 30,036 0 63,351
Kimberly Clark Corp 2,100 0 26,000
Kroger & Co 2,700 0 6,500
Lilly Eli & Co 1,560 0 2,000
Lucent Technologies Inc. 32,200 0 61,723
Mcgraw Hill Inc 22,700 0 31,600
MCI Worldcom Inc. 5,545 0 5,046
MediaOne Group Inc. 4,084 0 4,972
Medtronic Inc 5,050 0 5,600
Mellon Bank Corp 2,768 0 3,342
Merck & Co Inc 63,607 0 114,064
Microsoft Corporation 47,360 0 121,500
Mobil Corp 22,488 0 34,390
Morgan Stanley Dean Witter 18,900 0 37,078
National Penn Bancshares 17,307 0 0
Peco Energy Co 18,580 0 500
Pennrock Financial Services 2,303 0 7,156
Pepsico Inc 2,100 0 9,080
Pfizer Inc 1,990 0 2,850
PNC Bank Corp. 15,690 0 19,282
PP & L Resources, Inc 77,338 0 52,771
PPG Industries, Inc. 7,604 0 0
</TABLE>
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<TABLE>
<S> <C> <C> <C> <C> <C> <C>
Procter & Gamble Co Common 742718109 6,558,091 66,962 58,662 8,300
Providian Financial Corporation Common 74406A102 715,000 6,500 6,500 0
Public Service Enterprises Common 744573106 1,064,095 27,865 1,460 26,405
QNB Corp Common 74726N107 477,098 12,808 12,808 0
Royal Dutch Petroleum N.Y Common 780257804 260,000 5,000 1,500 3,500
SBC Communications Common 78387G103 2,765,177 58,600 39,510 19,090
Schering-Plough Corp Common 806605101 519,350 9,400 9,400 0
Schlumberger Ltd Common 806857108 1,143,563 19,000 16,400 2,600
Smithkline Beecham PLC Common 832378301 464,750 6,500 3,600 2,900
Sprint Corp Common Common 852061100 1,471,875 15,000 14,500 500
Staples Inc Common 855030102 816,944 24,850 24,550 300
STV Group Inc Common 784847105 18,561,456 2,495,658 0 2,495,658
Texaco Inc Common 881694103 2,437,413 42,950 35,850 7,100
Thistle Group Holdings Common 88431E103 212,500 25,000 25,000 0
Time Warner, Inc. Common 887315109 892,238 12,600 12,100 500
U.S. West, Inc. New Common 91273H101 239,068 4,342 2,914 1,428
UCBH Holdings, Inc. Common 90262T308 183,329 13,333 13,333 0
United Technologies Corp Common 913017109 460,488 3,400 3,400 0
Univest Corporation of PA Common 915271100 20,135,871 644,348 440,297 204,051
Walgreen Co Common 931422109 3,336,325 118,100 103,500 14,600
Warner Lambert Co Common 934488107 238,500 3,600 3,600 0
Wells Fargo & Company (New) Common 949746101 350,625 10,000 7,300 2,700
TOTAL 248,266,020
<CAPTION>
<S> <C> <C> <C>
Procter & Gamble Co 20,202 0 49,300
Providian Financial Corporation 1,900 0 5,000
Public Service Enterprises 26,115 0 1,750
QNB Corp 7,500 0 5,308
Royal Dutch Petroleum N.Y 4,440 0 3,200
SBC Communications 20,412 0 52,891
Schering-Plough Corp 8,810 0 5,800
Schlumberger Ltd 6,140 0 16,100
Smithkline Beecham PLC 6,500 0 0
Sprint Corp Common 4,500 0 11,200
Staples Inc 12,610 0 15,550
STV Group Inc 2,495,658 0 0
Texaco Inc 6,670 0 37,872
Thistle Group Holdings 50,000 0 0
Time Warner, Inc. 5,550 0 8,200
U.S. West, Inc. New 2,463 0 2,931
UCBH Holdings, Inc. 13,333 0 0
United Technologies Corp 2,300 0 1,100
Univest Corporation of PA 711,318 0 534,735
Walgreen Co 37,050 0 84,900
Warner Lambert Co 3,170 0 2,050
Wells Fargo & Company (New) 5,370 0 7,500
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