For the fiscal period ended 10/31/00.
File number 811-07811
Prudential U.S. Emerging Growth Fund, Inc.
SUB-ITEM 77 O
EXHIBITS
Transactions Effected Pursuant to Rule 10f-3
Ia.
1. Name of Issuer
Nuance Communication
2. Date of Purchase
4/12/2000
3. Number of Securities Purchased
1,800
4. Dollar Amount of Purchase
$30,600
5. Price Per Unit
$17.00
6. Name(s) of Underwriter or Dealer(s)
From whom purchased:
Goldman Sachs
7. Other Members of the Underwriting
Syndicate
Goldman, Sachs & Co.
Thomas Weisel Partners LLC
Dain Rauscher Wessels
Wit SoundView
First Union Securities, Inc.
Edward Jones
Merrill Lynch, Pierce, Fenner &
Smith
Prudential Securities Incorporated
Robert W. Baird & Co. Incorporated
William Blair & Company, LLC
Fidelity Capital Markets
McDonald Investments Inc.
Sands Brothers & Co. Ltd.
Stephens Inc.
Sturdivant & Co., Inc.
SunTrust Equitable Securities
Ib.
1. Name of Issuer
US Unwired
2. Date of Purchase
5/18/2000
3. Number of Securities Purchased
47,100
4. Dollar Amount of Purchase
$518,100
5. Price Per Unit
$11.00
6. Name(s) of Underwriter or Dealer(s)
From whom purchased:
Goldman Sachs
7. Other Members of the Underwriting
Syndicate
Donaldson, Lufkin & Jenrette
Credit Suisse First Boston
First Union Securities, Inc.
DLJdirect Inc.
Advest, Inc.
Allen & Company Incorporated
Anderson & Strudwick, Incorporated
Kercheville & Company Inc.
Asili & Co. LLC
Robert W. Baired & Co.
George K. Baum & Company
Blackford Securities Corp.
BNY Capital Markets, Inc.
J.C. Bradford & Co.
The Chapman Company
Chase M&Q
Coburn & Meredith Inc.
Deutche bank Securities Inc.
A.G. Edwards & Sons, Inc.
Fahnestock & Co. Inc.
FAC/Equities
Fia Capital Group, Inc.
Finbro Management S.A.
Gabelli & Company, Inc.
Gruntal & Co., LLC
Hoak Breedlove Wesneski & Co.
HSBC Brokerage (USA) Inc.
Johnston, Lemon & Co.
Edward D. Jones & Co.
Kaufman Bros. L.P.
C.L. King & Associates, Inc.
Lebenithal & Co., Inc.
Legg Meson Wood Walker
Lehman Brothers Inc.
Linsco/Private Ledger Financial
Services
Merrill Lynch, Pierce, Fenner &
Smith
Middle Gate Securities, Inc.
Morgan Stanley & Co., Incorporated
National Commercial Bank
Noyes Partners Inc.
Nutmeg Securities, Ltd.
Ormes Capital Markets, Inc.
Polaris Financial Services
Prudential Securities
Raymond James & Associates, Inc.
Salomon Smith Barney Inc.
Sands Brothers & Co., Ltd.
Santander Securities
Spencer Clarke LLC
Stephens Inc.
S.V. International
C.E. Unterberg, Towin
Wachovia Securities, Inc.
Westcott Securities LLC
Wiley Bros. Aintree Capital, LLC
Ic.
1. Name of Issuer
Manufacturers Services, Ltd.
2. Date of Purchase
6/23/2000
3. Number of Securities Purchased
11,900
4. Dollar Amount of Purchase
$190,400
5. Price Per Unit
$16.00
6. Name(s) of Underwriter or Dealer(s)
From whom purchased:
DLJ
7. Other Members of the Underwriting
Syndicate
Donaldson, Lufkin & Jenrette
Banc of America Securities LLC
Robertson Stephens
Thomas Weisel Partners LLC
DLJdirect Inc.
Adams, Harkness & Hill, Inc.
Advest, Inc.
Anderson & Strudwick, Incorporated
Kercheville & Company Inc.
Asyel Co. LLC
Robert W. Baired & Co.
William Blair & Company, LLC
Blackford Securities Corp.
The Chapman Company
Chase M&Q
CIBC World Markets Corp.
Coburn & Meredith Inc.
Dain Rauscher Wessells
A.G. Edwards & Sons, Inc.
Fahnestock & Co. Inc.
FAC/Equities
Fia Capital Group, Inc.
Finbro Management S.A.
Gruntal & Co., LLC
HSBC Brokerage (USA) Inc.
Johnston, Lemon & Co.
Kaufman Bros. L.P.
C.L. King & Associates, Inc.
Lebenithal & Co., Inc.
Legg Meson Wood Walker
Lehman Brothers Inc.
McDonald Investments Inc.
Merrill Lynch, Pierce, Fenner &
Smith
Middle Gate Securities, Inc.
Morgan Stanley & Co., Incorporated
National Commercial Bank
Needham & Company, Inc.
Noyes Partners Inc.
Nutmeg Securities, Ltd.
Pennsylvania Merchant Group
Polaris Financial Services
Prudential Securities
Ragen Mackenzie Incorporated
Raymond James & Associates, Inc.
Salomon Smith Barney Inc.
Sands Brothers & Co., Ltd.
Sanders Morris Harris
Santander Securities
SG Cowen Securities
The Shemano Group, Inc.
Stephens Inc.
Spencer Clarke LLC
S.V. International
Tucker Anthony Cleary Gull
C.E. Unterberg, Towin
UBS Warburg LLC
Wachovia Securities, Inc.
Westcott Securities LLC
Wiley Bros. Aintree Capital, LLC
Id.
1. Name of Issuer
AT&T Wireless Group
2. Date of Purchase
4/26/2000
3. Number of Securities Purchased
26,800
4. Dollar Amount of Purchase
$790,600
5. Price Per Unit
$29.50
6. Name(s) of Underwriter or Dealer(s)
From whom purchased:
Goldman Sachs
7. Other Members of the Underwriting
Syndicate
Merrill Lynch, Pierce, Fenner &
Smith
Goldman Sachs
Salomon Smith Barney Inc.
Credit Suisse First Boston
Corporation
Lehman Brothers Inc.
Morgan Stanley & Co.
Banc of America Securities LLC
M.R. Beal & Company
Bear, Stearns & Co., Inc.
Sanford C. Bernstein & Co., Inc.
Deutsche Bank Securities Inc.
Donaldson, Lufkin & Jenrette
Chase H&Q
J.P. Morgan Securities Inc.
PaineWebber Incorporated
Prudential Securities
Thomas Weisel Partners LLC
DLJdirect Inc.
Allen & Company Incorporated
Blaylock & Partners, L.P.
CIBC World Markets Corp.
A.G. Edwards & Sons, Inc.
First Union Securities, Inc.
FleetBoston Robertson Stephens Inc.
Guzman & Company
Fidelity Investments
Edward D. Jones & Co., L.P.
Lazard Freres & Co. LLC
BMO Nesbitt Burns Inc.
RBC Dominion Securities Corporation
SG Cowen Securities Corporation
Muriel Siebert & Co., Inc.
Utendahl Capital Partners, L.P.
Wasserstein Perella Securities,
Inc.
Wit Capital Corporation
Advest, Inc.
Robert W. Baired & Co.
William Blair & Company, LLC
J.C. Bradford & Co.
Chatsworth Securities LLC
Dain Rauscher Wessels
Fahnestock & Co., Inc.
Friedman Billings Ramsey
Gerard Klauer Mattison & Co.
Hilliard Lyons Inc.
Janney Montgomery Scott LLC
C.L. King & Associates, Inc.
Legg Mason Wood Walker
McDonald Investments Inc.
Morgan Keegan & Company, Inc.
Needham & Company, Inc.
Neuberger & Berman LLC
Ormes Capital Markets, Inc.
Pryor, Counts & Co., Inc.
Ragen Mackenzie Incorporated
Ramirez & Co., Inc.
Raymond James & Associates, Inc.
The Robinson-Humphrey Company, LLC
Scott & Stringfellow, Inc.
Stephens Inc.
Stifel, Nicolaus & Company
SunTrust Equitable Securities
Corporation
Sutro & Co. Incorporated
Tucker Anthony Cleary Gull
U.S. Bancorp Piper Jaffray Inc.
C.E. Unterberg Towbin
Wachovia Securities, Inc.
The Williams Capital Group, L.P.
Adams, Harkness & Hill, Inc.
Arnhold and S. Bleichroeder, Inc.
George K. Baum & Company
Brean Murray & Co., Inc.
Burnham Securities Inc.
The Chapman Company
Crowell, Weedon & Co.
Davenport & Company LLC
D.A. Davidson & Co.
Doft & Co., Inc.
Doley Securities, Inc.
E*OFFERING
FAC/Equities
Gabelli & Company, Inc.
Goldman, Sachs & Co.
Gardner Rich & Co.
Goldis Financial Group, Inc.
Gruntal & Co., LLC
Jackson Securities
Janco Partners, Inc.
Jefferies & Company, Inc.
Josephthal & Co. Inc.
Kaufman Bros., L.P.
Loop Capital Markets
May, Davis Group Inc.
Mellon Financial Market, Inc.
Melvin Securities, LLC
Parker/Hunter Incorporated
Brad Peery Inc.
Pennsylvania Merchant Group
Redwood Securities Group, Inc.
SBK-Brooks Investments Corp.
Sanders Morris Harris
Sands Brothers & Co., Ltd.
The Seidler Companies Incorporated
Sturdivant & Co., Inc.
H.C. Wainwright & Co., Inc.
Wedbush Morgan Securities, Inc.
Ie.
1. Name of Issuer
Software Technologies
2. Date of Purchase
4/27/2000
3. Number of Securities Purchased
2,500
4. Dollar Amount of Purchase
$30,000
5. Price Per Unit
$12.00
6. Name(s) of Underwriter or Dealer(s)
From whom purchased:
Morgan Stanley
7. Other Members of the Underwriting
Syndicate
Morgan Stanley & Company
Merrill Lynch, Pierce, Fenner &
Smith
Donaldson, Lufkin & Jenrette
Securities
If.
1. Name of Issuer
Tanox Inc.
2. Date of Purchase
4/7/2000
3. Number of Securities Purchased
8090
4. Dollar Amount of Purchase
$230,850
5. Price Per Unit
$28.50
6. Name(s) of Underwriter or Dealer(s)
From whom purchased:
CIBC World Markets
7. Other Members of the Underwriting
Syndicate
CIBC WORLD MARKETS CORP.
Fleetboston Robertson Stephens Inc.
Warburg Dillon Read LLC
Adams, Harkness & Hill, Inc.
KB Securities NV
Chase H&Q
Lehman Brothers Inc.
PaineWebber Incorporated
Prudential Securities
SG Cowen Securities
U.S. Bancorp Piper Jaffray Inc.
Dain Rauscher Wessels
Davenport & Co. of Virginia, Inc.
Dominick & Dominick LLC
Gerard Klauer Mattison & Co., LLC
Josephthal & Co. Inc.
Legg Mason Wood Walker
Needham & Company
Pennsylvania Merchant Group
Ragen Mackenzie Incprorated
The Robinson-Humphrey Company
Sanders Morris Harris
Stephens Inc.
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