For the fiscal period ended 10/31/00.
File number 811-07811
Prudential U.S. Emerging Growth Fund, Inc.
SUB-ITEM 77 O
EXHIBITS
Transactions Effected Pursuant to Rule 10f-3
Ia.
1. Name of Issuer
Omnivision Technologies, Inc.
2. Date of Purchase
7/14/2000
3. Number of Securities Purchased
800
4. Dollar Amount of Purchase
$10,400
5. Price Per Unit
$13.00
6. Name(s) of Underwriter or Dealer(s)
From whom purchased:
Robert Stephens & Co.
7. Other Members of the Underwriting
Syndicate
FleetBoston Robertson Stephens Inc.
Prudential Securities
Needham & Company, Inc.
Ib.
1. Name of Issuer
Lattice Semiconductor
2. Date of Purchase
7/31/2000
3. Number of Securities Purchased
31,097
4. Dollar Amount of Purchase
$1,706,613
5. Price Per Unit
$54.88
6. Name(s) of Underwriter or Dealer(s)
From whom purchased:
MS Dean Witter
7. Other Members of the Underwriting
Syndicate
Goldman, Sachs & Co.
Morgan Stanley & Co. Incorporated
Prudential Securities
Ic.
1. Name of Issuer
Wilson Greatbatch Technologies
2. Date of Purchase
9/28/2000
3. Number of Securities Purchased
53,900
4. Dollar Amount of Purchase
$862,400
5. Price Per Unit
$16.00
6. Name(s) of Underwriter or Dealer(s)
From whom purchased:
Merrill Lynch
7. Other Members of the Underwriting
Syndicate
Donaldson, Lufkin & Jenrette
Securities
Merrill Lynch, Pierce, Fenner &
Smith
Banc of America Securities
U.S. Bancorp Piper Jaffray Inc.
DLJdirect Inc.
Bear, Stearns & Co. Inc.
CIBC World Markets Corp.
Chase Securities Inc.
Credit Suisse First Boston
Corporation
Deutsche Bank Securities Inc.
A.G. Edwards & Sons, Inc.
First Union Securities, Inc.
Goldman, Sachs & Co.
HSBC Securities (USA) Inc.
Morgan Stanley & Co.
PaineWebber Incorporated
Prudential Securities
Salomon Smith Barney Inc.
Thomas Weisel Partners LLC
Robert W. Baird & Co.
George K. Baum & Company
Burnham Securities Inc.
Crowell, Weedon & Co.
Fahnestock & Co. Inc.
Gerard Klauer Mattison & Co., Inc.
Gtuntal & Co., LLC
Janney Montgomery Scott LLC
Johnston, Lemon & Co.
C.L. King & Associates, Inc.
Ladenburg Thalmann & Co. Inc.
McDonald Investments Inc.
Needham & Company, Inc.
Parker/Hunter Incorporated
Pennsylvania Merchant Group
Ragen MacKenzie Incorporated
Raymond James & Associates, Inc.
The Robinson-Humphrey Company, LLC
Sanders Morris Harris
Sands Brothers & Co., Ltd.
Stephens Inc.
Sutro & Co.
Tucker Anthony Incorporated
C.E. Unterberg, Towbin
Wachovia Securities, Inc.
The Williams Capital Group, L.P.
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