ONTRACK DATA INTERNATIONAL INC
SC 13G/A, 1998-02-12
COMPUTER INTEGRATED SYSTEMS DESIGN
Previous: ONTRACK DATA INTERNATIONAL INC, SC 13G/A, 1998-02-12
Next: ONTRACK DATA INTERNATIONAL INC, SC 13G/A, 1998-02-12



<PAGE>

                          SECURITIES AND EXCHANGE COMMISSION
                               WASHINGTON, D.C.  20549


                                     SCHEDULE 13G


                      UNDER THE SECURITIES EXCHANGE ACT OF 1934
                                  (AMENDMENT NO. 1)*


                           ONTRACK Data International, Inc.
- --------------------------------------------------------------------------------
                                   (Name of Issuer)


                             Common Stock, $.01 Par Value
- --------------------------------------------------------------------------------
                            (Title of Class of Securities)

                                     683372 10 6
- --------------------------------------------------------------------------------
                                    (CUSIP Number)


     *The remainder of this cover page shall be filled out for a reporting
     person's initial filing on this form with respect to the subject class of
     securities, and for any subsequent amendment containing information which
     would alter the disclosures provided in a prior cover page.

     The information required in the remainder of this cover page shall not be
     deemed to be "filed" for the purpose of Section 18 of the Securities
     Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of
     that section of the Act but shall be subject to all other provisions of the
     Act (however, see the Notes).

                           (Continued on following page(s))




                                  Page 1 of 8 Pages
<PAGE>

- -----------------------------                   --------------------------------
  CUSIP NO.   683372 10 6             13G         PAGE   2   OF   8   PAGES  
           -----------------                           -----    -----
- -----------------------------                   --------------------------------

- --------------------------------------------------------------------------------
 1   NAME OF REPORTING PERSON:  Michael W. Rogers

     S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

- --------------------------------------------------------------------------------
 2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
     (a) /X/
     (b) / /

- --------------------------------------------------------------------------------
 3   SEC USE ONLY

- --------------------------------------------------------------------------------
 4   CITIZENSHIP OR PLACE OF ORGANIZATION

                                        U.S.A.
- --------------------------------------------------------------------------------
                         5    SOLE VOTING POWER
    NUMBER OF
                                             1,773,300
     SHARES
                       ---------------------------------------------------------
   BENEFICIALLY          6    SHARED VOTING POWER
          
    OWNED BY                                   -0-

      EACH             ---------------------------------------------------------
                         7    SOLE DISPOSITIVE POWER
    REPORTING
                                             1,773,300
     PERSON
                       ---------------------------------------------------------
      WITH               8    SHARED DISPOSITIVE POWER

                                               -0-

- --------------------------------------------------------------------------------
 9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

                    1,773,300
- --------------------------------------------------------------------------------
 10  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

     / /

- --------------------------------------------------------------------------------
 11  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

                      17.9%

- --------------------------------------------------------------------------------
 12  TYPE OF REPORTING PERSON*

                       IN
- --------------------------------------------------------------------------------
                                  *SEE INSTRUCTIONS

<PAGE>

- -----------------------------                   --------------------------------
  CUSIP NO.   683372 10 6           13G             PAGE   3   OF   8   PAGES  
           -----------------                              -----    -----
- -----------------------------                   --------------------------------

- --------------------------------------------------------------------------------
 1   NAME OF REPORTING PERSON:  Rogers Family Limited Partnership

     S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

- --------------------------------------------------------------------------------
 2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
     (a) /X/
     (b) / /

- --------------------------------------------------------------------------------
 3   SEC USE ONLY

- --------------------------------------------------------------------------------
 4   CITIZENSHIP OR PLACE OF ORGANIZATION

                                   Minnesota, U.S.A.
- --------------------------------------------------------------------------------
                         5    SOLE VOTING POWER
    NUMBER OF
                                             661,430
     SHARES
                       ---------------------------------------------------------
   BENEFICIALLY          6    SHARED VOTING POWER

    OWNED BY                                   -0-

      EACH             ---------------------------------------------------------
                         7    SOLE DISPOSITIVE POWER
    REPORTING
                                             661,430
     PERSON
                       ---------------------------------------------------------
      WITH               8    SHARED DISPOSITIVE POWER

                                               -0-
- --------------------------------------------------------------------------------
 9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

                    661,430
- --------------------------------------------------------------------------------
 10  CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

     / /

- --------------------------------------------------------------------------------
 11  PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

                      6.7%

- --------------------------------------------------------------------------------
 12  TYPE OF REPORTING PERSON*

                       PN
- --------------------------------------------------------------------------------
                                  *SEE INSTRUCTIONS

<PAGE>

ITEM 1.

     (a)  NAME OF ISSUER

          ONTRACK Data International, Inc.

     (b)  ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES

          6321 Bury Drive, Eden Prairie, MN  55346

ITEM 2.

     (a)  NAME OF PERSON FILING.

          1.  Michael W. Rogers ("Mr. Rogers")
          2.  Rogers Family Limited Partnership

     (b)  ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE.  

          1.  4026 Thrushwood Lane, Minnetonka, MN  55345
          2.  4026 Thrushwood Lane, Minnetonka, MN  55345

     (c)  CITIZENSHIP.

          1.  Mr. Rogers is an American citizen.
          2.  The Rogers Family Limited Partnership is a Minnesota Limited
              Partnership.

     (d)  TITLE OF CLASS OF SECURITIES. 

          Common Stock, $.01 par value.

     (e)  CUSIP NUMBER.

          683372 10 6

ITEM 3.

          Not Applicable.

ITEM 4.   OWNERSHIP

     (a)  BENEFICIAL OWNERSHIP OF FILING PARTIES

          1.   The ownership of Michael W. Rogers as of December 31, 1997
               was as follows:


                                  Page 4 of 8 Pages
<PAGE>

               (a)  Amount beneficially owned (includes 661,430
                    shares owned by the Rogers Family Limited
                    Partnership)                                    1,773,300
               (b)  Percent of Class:                                   17.9%
               (c)  Number of shares as to which person has:
                    (1)  Sole power to vote or direct the vote:     1,773,300
                    (2)  Shared power to vote or direct the vote:         -0-
                    (3)  Sole power to dispose or direct the
                         disposition of                             1,773,300
                    (4)  Shared power to dispose or direct the
                         disposition of:                            -0-      

          2.   The ownership of Rogers Family Limited Partnership
               as of December 31, 1997 was as follows:

               (a)  Amount of beneficially owned (all of which are
                    held directly)                                    661,430
               (b)  Percent of Class:                                    6.7%
               (c)  Number of shares as to which person has:
                    (1)  Sole power to vote or direct the vote:       661,430
                    (2)  Shared power to vote or direct the vote:         -0-
                    (3)  Sole power to dispose or direct the
                         disposition of:                              661,430
                    (4)  Shared power to dispose or direct the
                         disposition of:                                  -0-

ITEM 5.   OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS

          Not Applicable.

ITEM 6.   OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON

          Not Applicable.

ITEM 7.   IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE
          SECURITY REPORTED ON BY THE PARENT HOLDING COMPANY.

          Not Applicable.

ITEM 8.   IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP

          This Schedule is filed by a group consisting of Michael W. Rogers and
          the Rogers Family Limited Partnership.



                                  Page 5 of 8 Pages
<PAGE>

ITEM 9.   NOTICE OF DISSOLUTION OF GROUP

          Not Applicable.

ITEM 10.  CERTIFICATION

          Not Applicable.



                                      SIGNATURE

     After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this Statement is true, complete and
correct.


February 9, 1998                      /s/ Michael W. Rogers
                                      ----------------------------------------
                                      Michael W. Rogers


February 9, 1998                      ROGERS FAMILY LIMITED PARTNERSHIP


                                      By /s/ Michael W. Rogers
                                         -------------------------------------
                                         Its General Partner



                                  Page 6 of 8 Pages
<PAGE>

                                      EXHIBIT A
                                   To Schedule 13G


     This report is filed on behalf of Michael W. Rogers and the Rogers Family
Limited Partnership.  The filing of this report shall not be construed as an
admission by any of such filing parties that, for the purpose of Section 13(d)
or 13(g) of the Securities Exchange Act of 1934, any filing party is the
"beneficial owner" of any of the shares held by the other filing party included 
in this report, except as such shares are included in the calculation of
beneficial ownership of such filing party in Item 4 of this Schedule 13G, and
except as otherwise included herein, such beneficial ownership is hereby
disclaimed.





                                  Page 7 of 8 Pages
<PAGE>

                                      EXHIBIT B
                                   To Schedule 13G

     The undersigned, Michael W. Rogers and the Rogers Family Limited
Partnership, hereby agree that this Schedule 13G shall be filed on behalf of
each of them.

February 9, 1998                         /s/ Michael W. Rogers
                                        ----------------------------------------
                                        Michael W. Rogers


February 9, 1998                        ROGERS FAMILY LIMITED PARTNERSHIP


                                        By /s/ Michael W. Rogers
                                          --------------------------------------
                                             Its   General Partner




                                  Page 8 of 8 Pages


© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission