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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
(RULE 13D-101)
Information to be Included in
Statements Filed Pursuant to 13d-1(a) and
Amendments Thereto Filed Pursuant to 13d-2(a)
(Amendment No. 2)
BROOKDALE LIVING COMMUNITIES, INC.
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(Name of Issuer)
COMMON STOCK, $0.01 PAR VALUE PER SHARE
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(Title of Class of Securities)
112462-10-6
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(CUSIP Number)
HEALTH PARTNERS
54 THOMPSON STREET
NEW YORK, NEW YORK 10012
ATTENTION: DAVID A. SPURIA, ESQ.
(212) 965-0800
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(Name, address and telephone number of person
authorized to receive notices and communications)
SEPTEMBER 8, 2000
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(Date of event which requires filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), (f) or (g), check the following box. [ ]
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CUSIP NO. 112462 10 6 PAGE 2 OF 10
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1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HEALTH PARTNERS
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
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3 SEC USE ONLY
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4 SOURCE OF FUNDS
N/A
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |_|
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
BERMUDA
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NUMBER OF 7 SOLE VOTING POWER 0
SHARES -------- ---------------------------------- ----------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER 0
OWNED BY EACH -------- ---------------------------------- ----------------------------------------------------
REPORTING PERSON 9 SOLE DISPOSITIVE POWER 0
WITH -------- ---------------------------------- ----------------------------------------------------
10 SHARED DISPOSITIVE POWER 0
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES |_|
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0.0%
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14 TYPE OF REPORTING PERSON
PN
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2
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CUSIP NO. 112462 10 6 PAGE 3 OF 10
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1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
CAPITAL Z FINANCIAL SERVICES FUND II, L.P.*
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
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3 SEC USE ONLY
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4 SOURCE OF FUNDS
N/A
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |_|
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
BERMUDA
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NUMBER OF 7 SOLE VOTING POWER 0
SHARES -------- ---------------------------------- ----------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER 0
OWNED BY EACH -------- ---------------------------------- ----------------------------------------------------
REPORTING PERSON 9 SOLE DISPOSITIVE POWER 0
WITH -------- ---------------------------------- ----------------------------------------------------
10 SHARED DISPOSITIVE POWER 0
---------- ---------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
---------- ---------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES |_|
---------- ---------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0.0%
---------- ---------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
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* SOLELY IN ITS CAPACITY AS GENERAL PARTNER OF HEALTH PARTNERS.
3
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CUSIP NO. 112462 10 6 PAGE 4 OF 10
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1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
CAPITAL Z PARTNERS, L.P.*
---------- ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
---------- ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
---------- ---------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
---------- ---------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |_|
---------- ---------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
BERMUDA
---------- ---------------------------------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER 0
SHARES -------- ---------------------------------- ----------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER 0
OWNED BY EACH -------- ---------------------------------- ----------------------------------------------------
REPORTING PERSON 9 SOLE DISPOSITIVE POWER 0
WITH -------- ---------------------------------- ----------------------------------------------------
10 SHARED DISPOSITIVE POWER 0
---------- ---------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
---------- ---------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES |_|
---------- ---------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0.0%
---------- ---------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
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* SOLELY IN ITS CAPACITY AS THE SOLE GENERAL PARTNER OF CAPITAL Z FINANCIAL
SERVICES FUND II, L.P.
4
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CUSIP NO. 112462 10 6 PAGE 5 OF 10
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1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
CAPITAL Z PARTNERS, LTD.*
---------- ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
---------- ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
---------- ---------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
---------- ---------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |_|
---------- ---------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
BERMUDA
---------- ---------------------------------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER 0
SHARES -------- ---------------------------------- ----------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER 0
OWNED BY EACH -------- ---------------------------------- ----------------------------------------------------
REPORTING PERSON 9 SOLE DISPOSITIVE POWER 0
WITH -------- ---------------------------------- ----------------------------------------------------
10 SHARED DISPOSITIVE POWER 0
---------- ---------------------------------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
---------- ---------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES |_|
---------- ---------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0.0%
---------- ---------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
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* SOLELY IN ITS CAPACITY AS THE SOLE GENERAL PARTNER OF CAPITAL Z PARTNERS, L.P.
This Amendment No. 2 ("Amendment") to the Statement on Schedule 13D
filed November 22, 1999 (as amended by Amendment No. 1 filed August 29, 2000,
"Schedule 13D"), is filed jointly by Health Partners, Capital Z Financial
Services Fund II, L.P., Capital Z Partners, L.P. and Capital Z Partners, Ltd.
(the foregoing entities collectively referred to herein as the "Filing Parties";
individually, a "Filing Party"). This statement relates to shares of common
stock, par value $0.01 per share ("Common Stock"), of Brookdale Living
Communities, Inc., a Delaware corporation (the "Company"). All capitalized terms
used but not defined herein have the meanings ascribed to them in the Schedule
13D.
5
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ITEM 4. PURPOSE OF TRANSACTION.
Item 4 is hereby amended and supplemented to add the
following:
[See Item 6 below]
Item 5(e) is hereby amended and supplemented to add the
following:
As of September 8, 2000, the Filing Parties ceased to have
shared beneficial ownership of the shares of Common Stock issuable upon
conversion of the Convertible Note.
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO
THE SECURITIES OF THE ISSUER.
Item 6 is hereby amended and supplemented to add the
following:
On September 8, 2000, Health Partners contributed the
Convertible Note pursuant to the Contribution Agreement.
Accordingly, as of September 8, 2000, the Filing Parties
ceased to have shared beneficial ownership of the shares of Common Stock
issuable upon conversion of the Convertible Note.
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: September 11, 2000
HEALTH PARTNERS
By: Capital Z Financial Services Fund II, L.P.,
its General Partner
By: Capital Z Partners, L.P., its General Partner
By: Capital Z Partners, Ltd., its General Partner
By: /s/ David A. Spuria
--------------------------------------------------
David A. Spuria
General Counsel, Vice President of Administration
and Secretary
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: September 11, 2000
CAPITAL Z FINANCIAL SERVICES
FUND II, L.P.
By: Capital Z Partners, L.P., its General Partner
By: Capital Z Partners, Ltd., its General Partner
By: /s/ David A. Spuria
--------------------------------------------------
David A. Spuria
General Counsel, Vice President of Administration
and Secretary
8
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: September 11, 2000
CAPITAL Z PARTNERS, L.P.
By: Capital Z Partners, Ltd., its General Partner
By: /s/ David A. Spuria
--------------------------------------------------
David A. Spuria
General Counsel, Vice President of Administration
and Secretary
9
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: September 11, 2000
CAPITAL Z PARTNERS, LTD.
By: /s/ David A. Spuria
--------------------------------------------------
David A. Spuria
General Counsel, Vice President of Administration
and Secretary
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