UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
(Amendment No. _______)
UNDER THE SECURITIES EXCHANGE ACT OF 1934
ROGUE WAVE SOFTWARE, INC.
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
775369 10 1
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(CUSIP Number)
* The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
CUSIP No. 775369 10 1
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(1) Names of Reporting Persons I.R.S. Identification Nos. of Above Persons
(entities only)
M. Scot Wingo
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(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) / /
(b) / /
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<PAGE>
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(3) SEC Use Only
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(4) Citizenship or Place of Organization
United States
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Number of Shares (5) Sole Voting Power 550,615
Beneficially Owned (6) Shared Voting Power -0-
by Each Reporting (7) Sole Dispositive Power 550,615
Person With (8) Shared Dispositive Power -0-
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(9) Aggregate Amount Beneficially Owned by Each Reporting Person
550,615
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(10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions)
/___/
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(11) Percent of Class Represented by Amount in Row (9)
6.5%
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(12) Type of Reporting Person (See Instructions)
IN
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Page 2
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ITEM 1(a)
Name of Issuer: Rogue Wave Software, Inc. ("Issuer")
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ITEM 1(b)
Address of Issuer's Principal Executive Offices:
850 S.W. 35th Street, Corvallis, OR 97333
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ITEM 2(a)
Name of Person(s) Filing: M. Scot Wingo
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ITEM 2(b)
Address of Principal Business Office or, if none, Residence:
9001 Aerial Center, Suite 110, Morrisville, NC 27560
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ITEM 2(c)
Citizenship: United States
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ITEM 2(d)
Title of Class of Securities: Common Stock
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ITEM 2(e)
CUSIP Number: 775369 10 1
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Page 3
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ITEM 3
Not Applicable
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ITEM 4
Ownership
(a) Amount Beneficially Owned: 550,615
(b) Percent of Class: 6.5%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 550,615
(ii) shared power to vote or to direct the vote: -0-
(iii) sole power to dispose or to direct the disposition of: 550,615
(iv) shared power to dispose or to direct the disposition of: -0-
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ITEM 5
Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner of more than
five percent of the class of securities, check the following / /
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ITEM 6
Ownership Of More Than Five Percent On Behalf Of Another Person
Not Applicable.
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ITEM 7
Identification and Classification of the Subsidiary Which Acquired the Security
Being Reported on by the Parent Holding Company
Not Applicable.
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ITEM 8
Identification and Classification of Members of the Group
Not Applicable.
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ITEM 9
Notice of Dissolution of Group
Not Applicable.
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Page 4
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ITEM 10
Certification Not Applicable.
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
February 27, 1998
Date
M. Scot Wingo
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Signature
M. Scot Wingo
Name/Title
Page 5
