UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
TXU Utilities Company
(Name of Issuer)
Common Stock
(Title of Class of Securities)
873168108**
CUSIP NUMBER)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
**The CUSIP number provided is assigned to the American Depository Receipts
representing shares of ordinary stock of the Issuer. The shares reported herein
by the reporting person are held in the form of Ordinary Shares. The information
required in the remainder of this cover page shall not be deemed to be "filed"
for the purpose of Section 18 of the Securities Exchange Act of 1934 (the "1934
Act") or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP NO. 873168108 13G
1. NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Cater Allen International Limited
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
5. SOLE VOTING POWER
16,758,000
6. SHARED VOTING POWER
None.
7. SOLE DISPOSITIVE POWER
16,758,000
8. SHARED DISPOSITIVE POWER
None.
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
16,758,000
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[ ]
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.49%
12. TYPE OF REPORTING PERSON*
CO
*SEE INSTRUCTION BEFORE FILLING OUT!
14. CHECK THE APPROPRIATE BOX TO DESIGNATE THE RULE PURSUANT TO WHICH THIS
SCHEDULE IS FILED:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
SCHEDULE 13G
ITEM 1 (a) Name of Issuer:
TXU Utilities Company
ITEM 1 (b) Address of Issuer's Principal Executive Offices:
1601 Bryan Street
Dallas, Texas 75201-3411
ITEM 2 (a) Name of Persons Filing:
Cater Allen International Limited
ITEM 2 (b) Address of Principal Business Office or, if none, Residence:
1 Triton Square
London NW1 3DU
England
ITEM 2 (c) Citizenship:
U.K.
ITEM 2 (d) Title of Class of Securities:
Common Stock
ITEM 2 (e) CUSIP NUMBER:
873168108
ITEM 3 If this statement is filed pursuant to Rules 13d-1(b), 13d-2(b) or (c),
check whether the person filing is a:
(a) [ ] Broker or dealer registered under Section 15 of the Exchange Act;
(b) [ ] Bank as defined in Section 3(a)(6) of the Exchange Act;
(c) [ ] Insurance company as defined in Section 3(a)(19)of the Exchange Act;
(d) [ ] Investment company registered under Section 8 of the Investment Company
Act of 1940;
(e) [ ] Investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
(f) [ ] Employee Benefit Plan or endowment fund in accordance with Rule
13d-1(b)(ii)(F);
(g) [ ] Parent holding company or control person in accordance with Rule
13d-1(b)(ii)(G);
(h) [ ] A savings association as defined in Section 3(b) of the Federal Deposit
Insurance Act;
(i) [ ] A church plan that is excluded from the definition of an investment
company under Section 3(c)(14) of the Investment Company Act of 1940;
(j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
ITEM 4 Ownership.
(a) Amount beneficially owned:
16,758,000
(b) Percent of Class:
6.49%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
16,758,000
(ii) shared power to vote or to direct the vote:
none
(iii) sole power to dispose of or to direct the disposition of:
16,758,000
(iv) shared power to dispose of or direct the disposition of:
none
ITEM 5 Ownership of Five Percent or Less of a Class.
Not Applicable
ITEM 6 Ownership of More than Five Percent on Behalf of Another Person.
Not Applicable.
ITEM 7 Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on by the Parent Holding Company or Control
Person.
Not Applicable.
ITEM 8 Identification and Classification of Members of the Group.
Not Applicable
ITEM 9 Notice of Dissolution of Group.
Not Applicable
ITEM 10 Certification.
By signing below I certify that, to the best of my knowledge and belief, the
securities referred to above were not acquired and are not held for the purpose
of and do not have the effect of changing or influencing the control of the
issuer of such securities and were not acquired and are not held in connection
with or as a participant in any transaction having such purpose or effect.
/s/Tony Hibbit
------------------
Signature
After reasonable inquiry and to the best of my knowledge and belief I
certify that the information set forth in this statement is true, complete and
correct.
Date: December 13, 2000
Cater Allen International Limited
/s/ Tony Hibbit
-----------------------------
Name: Tony Hibbit
Title: Director
