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Previous: 8X8 INC, 424B4, 1997-07-02 |
Next: ENRON CORP/OR/, 8-B12B, 1997-07-02 |
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
FORM U-3A-2
Statement by Holding Company Claiming Exemption Under
Rule U-3A-2 from the Provisions of the Public Utility Holding
Company Act of 1935
To Be Filed Annually Prior to March 1
ENRON CORP.
hereby files with the Securities Exchange Commission, pursuant to Rule 2, its
statement claiming exemption as a holding company from the provisions of the
Public Utility Holding Company Act of 1935, and submits the following
information:
1. Name, State of organization, location and nature of business of
claimant and every subsidiary thereof, other than any exempt wholesale
generator (EWG) or foreign utility company in which claimant directly
or indirectly holds an interest.
See APPENDICES I and II.
The information contained in the appendices filed under cover of Form
SE is in preliminary form and will be completed by amendment.
2. A brief description of the properties of claimant and each
of its subsidiary public utility companies used for the
generation, transmission, and distribution of electric
energy for sale, or for the production, transmission, and
distribution of natural or manufactured gas, indicating the
location of principal generating plants, transmission lines,
producing fields, gas manufacturing plants, and electric and
gas distribution facilities, including all such properties
which are outside the State in which claimant and its
subsidiaries are organized and all transmission or pipelines
which deliver or receive electric energy or gas at the
borders of such State.
RESPONSE: NONE.
3. The following information of the last calendar year with
respect to claimant and each of its subsidiary public
utility companies:
(a) Number of kwh of electric energy sold at retail or
wholesale and natural or manufactured gas
distributed at retail;
(b) Number of kwh of electric energy and Mcf of
natural or manufactured gas distributed at retail
outside the State in which each such company is
organized;
(c) Number of kwh of electric energy and Mcf of natural
or manufactured gas distributed at wholesale outside
the State in which each such company is organized, or
at the State line;
(d) Number of kwh of electric energy and Mcf of natural
and manufactured gas purchased outside the State in
which each such company is organized or at the State
line.
RESPONSE: NONE.
4. The following information for the reporting period with respect to
claimant and each interest it holds directly or indirectly in an EWG or
a foreign utility company, stating monetary amounts in United States
dollars. The information that follows is in preliminary form and will
be completed by amendment.
<TABLE>
Electric Wholesale Generators
<S> <C> <C> <C> <C> <C>
Incorpor %Enron
Subsidiary ation City State Purpose Ownership
(1)Enron- Delaware Houston Texas Development, 100.00
Richmond construction and
Power Corp. operation of
cogeneration and
independent power
facilities
(acquire plant in
Virginia)
(1)(2)Richmond Delaware Houston Texas Owner and 50.00
Power operation of
Enterprise combined cycle
L.P. cogeneration
facility in
Richmond, VA
Hainan Meinan China Haikou, China To develop, build, 100.00
Power Company Hainan own, operate,
CJV Province maintain, manage,
and administer the
power plant,
arrange financing
for the power
plant, and produce
and sell
electricity
(3)Milford Massachusetts Milford MA Owns EWG plant in 100.00
Power Milford,
Associates, Massachusetts
Inc.
Trakya Turkey Kavakli Turkey To build and 50.00
Elektrik dere/ operate power
Uretim ve Ankara stations; to
Ticaret A.S. generate and
wholesale
electrical energy
(1) Electric Wholesale Generator/Qualifying Facility
(2) Asset sold February 25, 1997
(3) Asset sold August 1, 1996
San Juan Puerto Mirimar Puerto Distribution and sale 100.00
Gas Rico Santurce Rico of gas via
Company, underground pipeline
Inc. system in San Juan,
Puerto Rico
Subic Power Philippines Metro Philippines To design, construct, 50.00
Corp. Manila own and operate power
generating facilities
in the Republic of
the Philippines
Enron Power Philippines Metro Philippines Holding company for 100.00
Philippines Manila interests in power
Corp. plant facilities in
the Republic of the
Philippines
Enron Subic Philippines Manila Philippines Lease and operate 99.00
Power Corp. electric/power
generating facilities
Enron Delaware Houston Texas To provide a 73.00
Equity deconsolidated entity
Corp. for tax purposes into
which earnings of
Transportadora de Gas
del Sur, S.A.,
Bantagas Power Corp.
and Subic Power
ECT Cayman Grand Cayman To be utilized in 100.00
Colombia Islands Cayman Islands connection with the
Pipeline bid to purchase
Holdings 2 shares in PROMIGAS
Ltd. S.A., ESP.
Enron Power England London England Operations and 50.00
Operations Management
Teesside
Smith Enron Turks & Grand Turks To construct,
Cogeneration Caicos Turk & acquire, own, manage
Limited Isles Caicos and operate the
Partnership Islands, project (a 185 MW
B.W.I. barge-mounted power
generated facility)
Teesside England London England Responsible for the 100.00
Gas gas liquids and gas
Processing processing plant
Limited being built in
conjunction w/
Teesside Cogen plant
Teesside England London England Responsible for gas 100.00
Gas supply going to the
Transportat Teesside Cogen plant
ion Limited
Teesside England London England Main Activity: 85.00
Power Holding Company
Holdings
Limited
Teesside England London England Pending 50.00
Power
Limited
</TABLE>
The above-named claimant has caused this statement to be duly executed on its
behalf by its authorized officer on this 2nd day of July, 1997.
Enron Corp.
/s/ J. Clifford Baxter
By: J. Clifford Baxter
Title: Senior Vice-President,
Corporate Development
CORPORATE SEAL
Attest: /s/
- -----------------------------
Name, title, and address of officer to whom notices and correspondence
concerning this statement should be addressed:
Robert D. Eickenroht
Assistant General Counsel
Enron Corp.
1400 Smith Street
Houston, Texas 77251
EXHIBIT A
A consolidating statement of income and surplus of the claimant and its
subsidiary companies for the last calendar year, together with a consolidating
balance sheet of claimant and its subsidiary companies as of the close of such
calendar year.
To be filed by amendment.
EXHIBIT B
Financial Data Schedule
If, at the time a report on this form is filed, the registrant is
required to submit this report and any amendments thereto electronically via
EDGAR, the registrant shall furnish a Financial Data Schedule. The Schedule
shall set forth the financial and other data specified below that are applicable
to the registrant on a consolidated basis.
Financial Data Schedule attached.
EXHIBIT C
An organizational chart showing the relationship of each EWG or foreign
utility company to associate companies in the holding-company system.
Filed under cover of Form SE. The information contained therein is in
preliminary form and will be completed by amendment.
<TABLE> <S> <C>
<ARTICLE> OPUR3
<MULTIPLIER> 1,000
<S> <C>
<PERIOD-TYPE> 12-MOS
<FISCAL-YEAR-END> DEC-31-1996
<PERIOD-START> JAN-01-1996
<PERIOD-END> DEC-31-1996
<BOOK-VALUE> PER-BOOK
<TOTAL-ASSETS> 16,137,000
<TOTAL-OPERATING-REVENUES> 13,289,000
<NET-INCOME> 584,000
</TABLE>
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