<PAGE> 1
07/01/97
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.
FORM U-3A-2\A
Statement by Holding Company Claiming Exemption Under Rule U-3A-2 from the
Provisions of the Public Utility Holding Company Act of 1935
To Be Filed Annually Prior to March 1
ENRON CORP.
(an Oregon corporation)
hereby files with the Securities Exchange Commission, pursuant to Rule 2, its
statement claiming exemption as a holding company from the provisions of the
Public Utility Holding Company Act of 1935, and submits the following
information. This Form amends and restates in its entirety the Form U-3A-2
filed by Enron Corp. with the Securities and Exchange Commission on July 2,
1997 and is effective for the reporting period of July 1, 1997.
1. Name, State of organization, location and nature of business of
claimant and every subsidiary thereof, other than any exempt wholesale
generator (EWG) or foreign utility company in which claimant directly or
indirectly holds an interest.
SEE APPENDIX I.
2. A brief description of the properties of claimant and each of its
subsidiary public utility companies used for the generation, transmission, and
distribution of electric energy for sale, or for the production, transmission,
and distribution of natural or manufactured gas, indicating the location of
principal generating plants, transmission lines, producing fields, gas
manufacturing plants, and electric and gas distribution facilities, including
all such properties which are outside the State in which claimant and its
subsidiaries are organized and all transmission or pipelines which deliver or
receive electric energy or gas at the borders of such State.
SEE APPENDIX II.
<PAGE> 2
3. The following information of the last calendar year with respect to
claimant and each of its subsidiary public utility companies:
(a) Number of kWh of electric energy sold at retail and wholesale -
Retail: 17,558,693,000 kWh
Wholesale: 10,187,788,000 kWh
(b) Number of kWh of electric energy and Mcf of natural or manufactured
gas distributed at retail outside the State in which each such company is
organized;
Number of kWh of electric energy distributed at retail outside
state in which each Company is organized - None
(c) Number of kWh of electric energy and Mcf of natural or manufactured
gas distributed at wholesale outside the State in which each such company is
organized, or at the State line.
9,326,289,000 kWh - Delivery of electric energy is primarily at
the Malin substation in Southern Oregon with ultimate use in
California.
(d) Number of kWh of electric energy and Mcf of natural or manufactured
gas purchased outside the State in which each such company is organized or at
the State line.
Portland General Electric Company ("PGE") purchased electric
energy from certain nonassociated utilities, municipalities,
wholesale marketers, and public authorities, such as Bonneville
Power Administration ("BPA") and public utility districts, which
are either located in or have generation facilities located
outside the State of Oregon:
14,534,066,000 kWh - Delivery of electric energy is through BPA
transmission lines to PGE interconnections in Oregon.
4. The following information for the reporting period with respect to
claimant and each interest it holds directly or indirectly in an EWG or a
foreign utility company, stating monetary amounts in United States dollars:
(a) Name, location, business address and description of the facilities
used by the EWG or foreign utility company for the generation, transmission and
distribution of electric energy for sale or for the distribution at retail of
natural or manufactured gas.
2
<PAGE> 3
EXEMPT WHOLESALE GENERATORS
<TABLE>
<CAPTION>
- - -----------------------------------------------------------------------------------------------------------------------------
% ENRON
SUBSIDIARY INCORPORATION CITY STATE PURPOSE OWNERSHIP
- - -----------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Dabhol Power Company India Dabhol Maharashstra Own and operate power plant in state 80.00
of Maharashtra, India
- - -----------------------------------------------------------------------------------------------------------------------------
Hainan Meinan Power Company China Haikou, China To develop, build, own, operate, 50.00
CJV Hainan maintain, manage, and administer the
Province power plant, arrange financing for
the power plant, and produce and
sell electricity.
- - -----------------------------------------------------------------------------------------------------------------------------
Trakya Elektrik Uretim ve Turkey Kavaklidere/ Turkey To build and operate power stations; 50.00
Ticaret A.S Ankara to generate wholesale electrical
energy.
- - -----------------------------------------------------------------------------------------------------------------------------
Zond Development Corporation California Tehachapi California To own and operate a 112MW wind 78.33
turbine generation facility under
development near Alta, Iowa, and to
sell the power generated there at
wholesale.
- - -----------------------------------------------------------------------------------------------------------------------------
Zond Minnesota Development California Tehachapi California To own and operate a 107.25MW wind 78.33
Corp.II turbine generation facility under
development near Lake Benton,
Minnesota, and to sell the power
generated there at wholesale.
- - -----------------------------------------------------------------------------------------------------------------------------
Zond-PanAero Windsystems California Tehacahapi California To own and operate a 19.5MW wind 0.50
Partners I turbine generation facility located
near Palm Springs, California, and
to sell the power generated there at
wholesale.
- - -----------------------------------------------------------------------------------------------------------------------------
Zond-PanAero Windsystems California Tehacahapi California To own and operate a 10.4MW wind 0.50
Partners II turbine generation facility located
near Palm Springs, California, and
to sell the power generated there at
wholesale.
- - -----------------------------------------------------------------------------------------------------------------------------
Zond Systems, Inc. California Tehacahapi California To own and operate wind turbine 78.33
generation facilities and to sell
the power generated there at
wholesale.
- - -----------------------------------------------------------------------------------------------------------------------------
ZWHC L.L.C. California Tehacahapi California To own and operate a 20MW wind 50.00
turbine generation facility located
near Tehachapi, California and to
sell the power generated there at
wholesale.
- - -----------------------------------------------------------------------------------------------------------------------------
Zond Windsystems Partners, California Tehacahapi California To own and operate a 14.2MW wind 1.00
Ltd., turbine generation facility located
Series 85-A near Tehachapi, California and to
sell the power generated there at
wholesale.
- - -----------------------------------------------------------------------------------------------------------------------------
Zond Windsystems Partners, California Tehacahapi California To own and operate a 21.4MW wind 1.00
Ltd., turbine generation facility located
Series 85-B near Tehachapi, California and to
sell the power generated there at
wholesale.
- - -----------------------------------------------------------------------------------------------------------------------------
Zond Windsystems Partners, California Tehacahapi California To own and operate a 18MW wind 1.00
Ltd., turbine generation facility located
Series 85-C in Alameda County, California and to
sell the power generated there at
wholesale.
- - -----------------------------------------------------------------------------------------------------------------------------
</TABLE>
3
<PAGE> 4
FOREIGN UTILITY COMPANIES
<TABLE>
<CAPTION>
- - -----------------------------------------------------------------------------------------------------------------------
% ENRON
SUBSIDIARY INCORPORATION CITY STATE PURPOSE OWNERSHIP
- - -----------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Batangas Power Corp. Philippines Makati, Philippines To own and operate a power plant 50.00
Metro facility in Batangas, Republic of
Manila the Philippines.
- - -----------------------------------------------------------------------------------------------------------------------
ECT Colombia Pipeline Cayman Islands Grand Cayman To be utilized in connection with 100.00
Holdings 2 Ltd. Cayman Islands the bid to purchase shares in
PROMIGAS S.A., ESP.
- - -----------------------------------------------------------------------------------------------------------------------
Enron Development Piti L.L.C. Delaware Houston Texas To participate in the development 50.00
of the Piti Power Project in Guam
pursuant to an Energy Conversion
Agreement with the Guam Power
Authority.
- - -----------------------------------------------------------------------------------------------------------------------
Electricidad Enron de Guatemala None listed Development and construction of a 100.00
Guatemala, S.A. power facility in Guatemala.
- - -----------------------------------------------------------------------------------------------------------------------
Enron Equity Corp. Delaware Houston Texas To provide a deconsolidated 73.00
entity for tax purposes into
which earnings of Transportadora
de Gas del Sur, S.A., Batangas
Power Corp., and Subic Power
Corp. will flow.
- - -----------------------------------------------------------------------------------------------------------------------
Enron Power Operations England London England Operations and Management 50.00
Teesside
- - -----------------------------------------------------------------------------------------------------------------------
Enron Power Philippines Corp. Philippines Metro Philippines Holding company for interests in 100.00
Manila power plant facilities in the
Republic of the Philippines.
- - -----------------------------------------------------------------------------------------------------------------------
Enron Power Philippine Delaware Houston Texas Operation of Philippine based 100.00
Operating Corp. power generating facility at
Batangas.
- - -----------------------------------------------------------------------------------------------------------------------
Enron Subic Power Corp. Philippines Manila Philippines Lease and operate electric/power 99.00
generating facilities.
- - -----------------------------------------------------------------------------------------------------------------------
Promigas S.A., E.S.P. Colombia Barranquilla Colombia Engaged in business of natural 38.67
gas transportation, operation of
natural gas pipelines for third
parties, pipeline services and
the utilitization of compressed
natural gas
- - -----------------------------------------------------------------------------------------------------------------------
Puerto Quetzal Power Corp. Delaware Houston Texas Operation and Management 50.00
- - -----------------------------------------------------------------------------------------------------------------------
San Juan Gas Company, Inc. Puerto Rico Mirimar Puerto Distribution and sale of gas via 100.00
Santurce Rico underground pipeline system in
San Juan,Puerto Rico
- - -----------------------------------------------------------------------------------------------------------------------
Smith/Enron Cogeneration Turks & Caicos Grand Turks & To construct, acquire and own, 50.00
Limited Partnership Isles Turk Caicos, manage and operate the project (a
Island, 185 MW barge -mounted power
B.W.I. generation facility.)
- - -----------------------------------------------------------------------------------------------------------------------
Smith/Enron O&M Limited Turks & Caicos Grand Turks & To operate and maintan the 50.00
Partnership Isles Turk Caicos, approx. 185 MW power plant to be
Island, constructed near Puerto Plata,
B.W.I. Dom. Rep.
- - -----------------------------------------------------------------------------------------------------------------------
Subic Power Corp. Philippines Metro Philippines To design, construct, own and 50.00
Manila operate power generating
facilities in the Republic of the
Philippines.
- - -----------------------------------------------------------------------------------------------------------------------
Teesside Gas Processing England London England Responsible for the gas liquids 100.00
Limited and gas processing plant being
built in conjunction w/Teesside
Cogen plant.
- - -----------------------------------------------------------------------------------------------------------------------
Teesside Gas Transportation England London England Responsible for gas supply going 100.00
Limited to the Teesside Cogen plant.
- - -----------------------------------------------------------------------------------------------------------------------
Teesside Power Holdings England London England Main Activity: Holding Company 85.00
Limited
- - -----------------------------------------------------------------------------------------------------------------------
Teesside Power Limited England London England Pending 50.00
- - -----------------------------------------------------------------------------------------------------------------------
</TABLE>
(b) Name of each system company that holds an interest in such EWG or
foreign utility company; and description of the interest held.
SEE EXHIBIT C AND APPENDIX I FOR A DESCRIPTION OF THE INTEREST HELD.
4
<PAGE> 5
(c) Type and amount of capital invested, directly or indirectly, by the
holding company claiming exemption; any direct or indirect guarantee of the
security of the EWG or foreign utility company by the holding company claiming
exemption; and any debt or other financial obligation for which there is
recourse, directly or indirectly, to the holding company claiming exemption or
another system company, other than the EWG or foreign utility company.
(For calendar year ended December 31, 1996)
<TABLE>
<CAPTION>
- - ---------------------------------------------------------------------------------------------------------------
GUARANTEES/
SUBSIDIARY CAPITAL INVESTED RECOURSE DEBT NOTES
- - ---------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
EXEMPT WHOLESALE GENERATORS
- - ---------------------------------------------------------------------------------------------------------------
Dabhol Power Company 227,015,000 280,000,000 (d)
- - ---------------------------------------------------------------------------------------------------------------
Hainan Meinan Power Company CJV 119,000,000
- - ---------------------------------------------------------------------------------------------------------------
Trakya Elektrik Uretim ve Ticaret A.S. 15,830,000
- - ---------------------------------------------------------------------------------------------------------------
Zond Development Corporation
- - ---------------------------------------------------------------------------------------------------------------
Zond Minnesota Development Corp. II
- - ---------------------------------------------------------------------------------------------------------------
Zond-PanAero Windsystem Partners I
- - ---------------------------------------------------------------------------------------------------------------
Zond-PanAero Windsystems Partners II
- - ---------------------------------------------------------------------------------------------------------------
Zond Systems, Inc.
- - ---------------------------------------------------------------------------------------------------------------
Zond Windsystems Holding Company
- - ---------------------------------------------------------------------------------------------------------------
Zond Windsystems Partners, Ltd., Series 85-A
- - ---------------------------------------------------------------------------------------------------------------
Zond Windsystems Partners, Ltd., Series 85-B
- - ---------------------------------------------------------------------------------------------------------------
Zond Windsystems Partners, Ltd., Series 85-C
- - ---------------------------------------------------------------------------------------------------------------
- - ---------------------------------------------------------------------------------------------------------------
FOREIGN UTILITY COMPANIES
- - ---------------------------------------------------------------------------------------------------------------
Batangas Power Corp. Equity 17,260,000 21,500,000 (c)
- - ---------------------------------------------------------------------------------------------------------------
5,530,000 (d)
- - ---------------------------------------------------------------------------------------------------------------
ECT Colombia Pipeline Holdings 2 Ltd. (a)
- - ---------------------------------------------------------------------------------------------------------------
Enron Development Piti L.L.C.
- - ---------------------------------------------------------------------------------------------------------------
Electricidad Enron de Guatemala, S.A. Debt/Equity 2,222,000
- - ---------------------------------------------------------------------------------------------------------------
Enron Equity Corp. 121,607,000
- - ---------------------------------------------------------------------------------------------------------------
Enron Power Operations Teesside
- - ---------------------------------------------------------------------------------------------------------------
Enron Power Philippine Operating Co.
- - ---------------------------------------------------------------------------------------------------------------
Enron Power Philippines Corp. Equity 30,908,000
- - ---------------------------------------------------------------------------------------------------------------
Enron Subic Power Corp Equity 500,000
- - ---------------------------------------------------------------------------------------------------------------
Promigas S.A. E.S.P. Equity 100,488,000
- - ---------------------------------------------------------------------------------------------------------------
Puerto Quetzal Power Corp. Equity 16,500,000 6,000,000 (c)
- - ---------------------------------------------------------------------------------------------------------------
San Juan Gas Company Equity/Debt 7,160 4,500,000 (d)
- - ---------------------------------------------------------------------------------------------------------------
Smith/Enron Cogeneration Limited Partnership Equity 30,647 37,833,000 (d)
- - ---------------------------------------------------------------------------------------------------------------
Smith/Enron O&M Limited Partnership
- - ---------------------------------------------------------------------------------------------------------------
Subic Power Corp. Equity 13,128 5,153,000 (d)
- - ---------------------------------------------------------------------------------------------------------------
Teesside Gas Processing Limited
- - ---------------------------------------------------------------------------------------------------------------
Teesside Gas Transportation Limited 371,000
- - ---------------------------------------------------------------------------------------------------------------
Teesside Power Holdings Limited (b)
- - ---------------------------------------------------------------------------------------------------------------
Teesside Power Limited 130,594,000 165,426,000 (c)
- - ---------------------------------------------------------------------------------------------------------------
16,896 (d)
- - ---------------------------------------------------------------------------------------------------------------
(a) Holding company - holds investment in
Promigas S.A. E.S.P.
(b) Holding company - holds investment in
Teesside Power Ltd
(c) Guarantees issued to support letters of
credit
(d) Guarantees issued to support trade
obligations and debt
- - ---------------------------------------------------------------------------------------------------------------
</TABLE>
5
<PAGE> 6
(d) Capitalization and earnings of the EWG or foreign utility company
during the reporting period.
(For calendar year ended December 31, 1996)
<TABLE>
<CAPTION>
- - --------------------------------------------------------------------------------------------------------------------
SUBSIDIARY CAPITALIZATION NET EARNINGS NOTES
- - --------------------------------------------------------------------------------------------------------------------
EXEMPT WHOLESALE GENERATORS
- - --------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
Dabhol Power Company 533,769,000*
- - --------------------------------------------------------------------------------------------------------------------
Hainan Meinan Power Company CJV 129,390,000* (6,610,000)
- - --------------------------------------------------------------------------------------------------------------------
Trakya Elektrik Uretim ve Ticaret A.S. 121,058,000
- - --------------------------------------------------------------------------------------------------------------------
Zond Development Corporation 1,951,000 610,000 (a), (c)
- - --------------------------------------------------------------------------------------------------------------------
Zond Minnesota Development Corp. II 0 1,000 (a), (c)
- - --------------------------------------------------------------------------------------------------------------------
Zond-PanAero Windsystem Partners I 12,675,000 1,963,000 (b), (c)
- - --------------------------------------------------------------------------------------------------------------------
Zond-PanAero Windsystem Partners II 6,767,000 1,245,000 (b), (c)
- - --------------------------------------------------------------------------------------------------------------------
Zond Systems, Inc. 38,782,000 14,000 (a), (c)
- - --------------------------------------------------------------------------------------------------------------------
Zond Windsystems Holding Company 7,642,000 2,684,000 (b), (c)
- - --------------------------------------------------------------------------------------------------------------------
Zond Windsystems Partners Ltd., Series 85-A 7,289,000 336,000 (b), (c)
- - --------------------------------------------------------------------------------------------------------------------
Zond Windsystems Partners Ltd., Series 85-B 7,859,000 226,000 (b), (c)
- - --------------------------------------------------------------------------------------------------------------------
Zond Windsystems Partners Ltd., Series 85-C 3,207,000 717,000 (b), (c)
- - --------------------------------------------------------------------------------------------------------------------
FOREIGN UTILITY COMPANIES
- - --------------------------------------------------------------------------------------------------------------------
Batangas Power Corp. 111,839,000 12,240,000
- - --------------------------------------------------------------------------------------------------------------------
ECT Colombia Pipeline Holdings 2 Ltd. 100,259,000 7,925,000
- - --------------------------------------------------------------------------------------------------------------------
Enron Development Piti L.L.C.
- - --------------------------------------------------------------------------------------------------------------------
Electricidad Enron de Guatemala, S.A. 2,318,000 272,000
- - --------------------------------------------------------------------------------------------------------------------
Enron Equity Corp. 406,895,000 40,521,000
- - --------------------------------------------------------------------------------------------------------------------
Enron Power Operations Teesside
- - --------------------------------------------------------------------------------------------------------------------
Enron Power Philippines Corp. 65,854,000 9,530,000
- - --------------------------------------------------------------------------------------------------------------------
Enron Power Philippine Operating Corp.
- - --------------------------------------------------------------------------------------------------------------------
Enron Subic Power Corp. 835,000 (221,000)
- - --------------------------------------------------------------------------------------------------------------------
Promigas S.A., E.S.P. 326,960,000* 28,949,000
- - --------------------------------------------------------------------------------------------------------------------
Puerto Quetzal Power Corp. 96,783,000 6,368,000
- - --------------------------------------------------------------------------------------------------------------------
San Juan Gas Company, Inc. 4,192,000 (6,449,000)
- - --------------------------------------------------------------------------------------------------------------------
Smith Enron Cogeneration Limited Partnership 202,504,000 7,511,000
- - --------------------------------------------------------------------------------------------------------------------
Smith/Enron O&M Limited Partnership 629,000 2,114,000
- - --------------------------------------------------------------------------------------------------------------------
Subic Power Corp. 121,974,000 5,153,000
- - --------------------------------------------------------------------------------------------------------------------
Teesside Gas Processing Limited
- - --------------------------------------------------------------------------------------------------------------------
Teesside Gas Transportation Limited (537,000) (1,666,000)
- - --------------------------------------------------------------------------------------------------------------------
Teesside Power Holdings Limited 225,567,000 (1,218,000)
- - --------------------------------------------------------------------------------------------------------------------
Teesside Power Limited 781,884,000 (12,671,000)
- - --------------------------------------------------------------------------------------------------------------------
* Not U.S. GAAP Amounts for Zond
(a) No separate financial statements are represent each entity's
produced for this entity - amounts calculated financial position,
from consolidating financial statements although Zond Systems,
(b) Amounts per separate financial statements Inc. owns certain of
for this entity these subsidiaries
(c) Total capital invested as of 12-31-96
consists of $6,000,000 bridge loan to Enron
Wind Corp (f/k/a/ Zond Corporation - parent of
Zond Systems, Inc.) - converted to common stock
January 3, 1997
- - --------------------------------------------------------------------------------------------------------------------
</TABLE>
6
<PAGE> 7
(e) Identify any service, sales or construction contract(s) between EWG or
foreign utility company and a system company, and describe the services to be
rendered or goods sold and fees or revenues under such agreement(s).
SEE APPENDIX III WHICH HAS BEEN FILED CONFIDENTIALLY WITH THE
SECURITIES AND EXCHANGE COMMISSION.
The above-named claimant has caused this statement to be duly executed on
its behalf by its authorized officer on this 24th day of July, 1997.
ENRON CORP.
/s/ ROBERT H. BUTTS
-------------------------------------
By: Robert H. Butts
Title: Vice President and Controller
CORPORATE SEAL
Attest:
- - ----------------------------------------------------------------------
Name, title, and address of officer to whom notices and correspondence
concerning this statement should be addressed:
Robert D. Eickenroht, Assistant General Counsel
- - ----------------------------------------------------------------------
(Name) (Title)
1400 Smith Street, EB3828
- - ----------------------------------------------------------------------
Houston, Texas 77002
Telephone: 713/853-3155
Telecopy: 713/646-3490
7
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7/01/97
SEC FORM U-3A-2\A
APPENDIX I
Enron Corp. Subsidiary Interests
Filed with the Securities and Exchange Commission
pursuant to Rule 202 of Regulation S-T
<PAGE> 9
07/01/97
SEC FORM U-3A-2\A
APPENDIX II
Enron Corp. Properties
and
Subsidiary Public Utility Interests
<TABLE>
<CAPTION>
- - ------------------------------------------------------------------------------------------------------------
SUBSIDIARY PLACE OF PRINCIPLE PRINCIPLE PURPOSE % ENRON
INCORPORATION ADDRESS ADDRESS OWNERSHIP
CITY STATE
- - ------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
PORTLAND GENERAL ELECTRIC Oregon Portland Oregon Electric utility. 100.00
COMPANY
- - ------------------------------------------------------------------------------------------------------------
Portland General Transport Oregon Portland Oregon Sale of segmented gas 100.00
Corporation pipeline capacity,
currently inactive.
- - ------------------------------------------------------------------------------------------------------------
121 S.W. Salmon St. Oregon Portland Oregon Leases PGE Headquarters. 100.00
Corporation
- - ------------------------------------------------------------------------------------------------------------
Worldwide Trade Center Oregon Portland Oregon Development of World 100.00
Northwest Corporation Trade Center complex in
Portland, Oregon.
- - ------------------------------------------------------------------------------------------------------------
</TABLE>
Enron Corp. has no properties other than the stock of its subsidiaries and
an immaterial amount of office equipment and furniture. Its only public
utility subsidiary is Portland General Electric Company ("PGE"). PGE is
engaged in the generation, purchase, transmission, distribution and sale
of electric energy in Oregon. PGE has a 321 MW ownership interest in
generating plants in Washington (1 plant) and Montana (2 plants),
comprising approximately 15% of its total generating capacity. PGE sells
electric energy at wholesale in interstate commerce to electric utilities
located in other states, primarily California. PGE purchases electric
energy from public utility districts located in the State of Washington
and from nonassociated utilities in Oregon, Washington, Montana, Idaho,
Arizona, New Mexico, California and Canada. PGE purchases surplus electric
energy from the Bonneville Power Administration ("BPA"), a federal agency
that markets electric energy generated by federal hydroelectric dams
located on the Columbia River in Oregon and Washington.
PGE owns wholly or jointly the following generating facilities:
<TABLE>
<CAPTION>
- - ---------------------------------------------------------------------------------------------------------------
PERCENT OF COMPANY'S
NAME LOCATION NET CAPABILITY (MW) INTEREST FUEL
- - ---------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Sullivan West Linn, OR 16 100.0 Hydro
- - ---------------------------------------------------------------------------------------------------------------
Faraday Estacada, OR 44 100.0 Hydro
- - ---------------------------------------------------------------------------------------------------------------
River Mill Estacada, OR 23 100.0 Hydro
- - ---------------------------------------------------------------------------------------------------------------
Bull Run Bull Run, OR 22 100.0 Hydro
- - ---------------------------------------------------------------------------------------------------------------
Oak Grove Three Lynx, OR 44 100.0 Hydro
- - ---------------------------------------------------------------------------------------------------------------
Pelton Madras, OR 108 100.0 Hydro
- - ---------------------------------------------------------------------------------------------------------------
North Fork Estacada, OR 54 100.0 Hydro
- - ---------------------------------------------------------------------------------------------------------------
Round Butte Madras, OR 300 100.0 Hydro
- - ---------------------------------------------------------------------------------------------------------------
Centralia Centralia, OR 1,310 2.5 Coal
- - ---------------------------------------------------------------------------------------------------------------
Bethel Salem, OR 116 100.0 Gas or Oil
- - ---------------------------------------------------------------------------------------------------------------
Beaver Clatskanie, OR 500 100.0 Gas or Oil
- - ---------------------------------------------------------------------------------------------------------------
Boardman Boardman, OR 507 65.0 Coal
- - ---------------------------------------------------------------------------------------------------------------
Colstrip 3&4 Colstrip, MT 1,440 20.0 Coal
- - ---------------------------------------------------------------------------------------------------------------
Coyote Springs Boardman, OR 241 100.0 Gas or Oil
- - ---------------------------------------------------------------------------------------------------------------
</TABLE>
PGE's electric distribution system is located within its service territory
in Oregon. PGE serves an area of 3,170 square miles, including 54
incorporated cities. PGE has transmission lines for the delivery of
electricity from its plants located in Oregon to its service territory or
to the Northwest grid. Electric energy from the plants located in other
states is delivered to PGE over the Northwest grid. PGE owns 20% of the
Pacific
<PAGE> 10
07/01/97
SEC FORM U-3A-2\A
APPENDIX II
(Continued)
Northwest Intertie, a 4,800 MW transmission facility between John Day, in
Northern Oregon, and Malin, in Southern Oregon near the California border.
This line is used primarily for interstate sales and purchases of electric
energy among BPA, utilities in the Pacific Northwest, including PGE, and
California utilities.
PGE has a 90% ownership interest in a 20 inch diameter natural gas
pipeline that runs approximately 18 miles from its Beaver generating
plant, located in Clatskanie, Oregon, to Cowlitz County, Washington, where
it interconnects with the interstate gas distribution system of Northwest
Pipeline Company.
2
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07/01/97
SEC FORM U-3A-2\A
APPENDIX III
A description of services, sales or construction contracts between any EWG or
foreign utility company and a system company.
Filed confidentially with the Securities and Exchange Commission
pursuant to Rule 104 promulgated under the Public Utility Holding Company Act.
<PAGE> 1
07/01/97
SEC FORM U-3A-2\A
EXHIBIT A
A consolidating statement of income and surplus of the claimant and
its subsidiary companies for the last calendar year, together with a
consolidating balance sheet of claimant and its subsidiary companies as of the
close of such calendar year.
(To be Supplemented)
<PAGE> 1
07/01/97
SEC FORM U-3A-2\A
EXHIBIT B
Financial Data Schedule
Enron Corp.
(for the calendar year ended December 31, 1996)
If, at the time a report on this form is filed, the registrant is
required to submit this report and any amendments thereto electronically via
EDGAR, the registrant shall furnish a Financial Data Schedule. The Schedule
shall set forth the financial and other data specified below that are
applicable to the registrant on a consolidated basis.
TOTAL ASSETS $ 16,137,000,000
TOTAL OPERATING REVENUE $ 13,289,000,000
NET INCOME $ 584,000,000
<PAGE> 1
07/01/97
SEC FORM U-3A-2\A
EXHIBIT C
An organizational chart showing the relationship of each EWG or
foreign utility company to associate companies in the holding-company system.
Filed with the Securities and Exchange Commission
pursuant to Rule 202 of Regulation S-T
