<PAGE> 1
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.
FORM U-3A-2
Statement by Holding Company Claiming Exemption Under Rule U-3A-2 from the
Provisions of the Public Utility Holding
Company Act of 1935
To Be Filed Annually Prior to March 1
ENRON CORP.
(an Oregon corporation)
hereby files with the Securities and Exchange Commission, pursuant to Rule 2,
its statement claiming exemption as a holding company from the provisions of
the Public Utility Holding Company Act of 1935, and submits the following
information. This Form is effective for the reporting period ended December
31, 1997.
1. Name, State of organization, location and nature of business
of claimant and every subsidiary thereof, other than any exempt wholesale
generator (EWG) or foreign utility company in which claimant directly or
indirectly holds an interest.
SEE APPENDIX I.
2. A brief description of the properties of claimant and each of
its subsidiary public utility companies used for the generation, transmission,
and distribution of electric energy for sale, or for the production,
transmission, and distribution of natural or manufactured gas, indicating the
location of principal generating plants, transmission lines, producing fields,
gas manufacturing plants, and electric and gas distribution facilities,
including all such properties which are outside the State in which claimant and
its subsidiaries are organized and all transmission or pipelines which deliver
or receive electric energy or gas at the borders of such State.
SEE APPENDIX II.
<PAGE> 2
3. The following information of the last calendar year with
respect to claimant and each of its subsidiary public utility companies:
(a) Number of kWh of electric energy sold at retail and wholesale:
Retail: 18,254,801,277 kWh
Wholesale: 26,934,624,000 kWh
(b) Number of kWh of electric energy and Mcf of natural or
manufactured gas distributed at retail outside the State in which each such
company is organized:
Number of kWh of electric energy distributed at retail outside
state in which each Company is organized - None
(c) Number of kWh of electric energy and Mcf of natural or
manufactured gas distributed at wholesale outside the State in which each such
company is organized, or at the State line:
26,656,139 kWh - Delivery of electric energy is primarily at
the Malin substation in Southern Oregon with ultimate use in
California.
28,857,101 Mcf of natural gas with ultimate use in California.
(d) Number of kWh of electric energy and Mcf of natural or
manufactured gas purchased outside the State in which each such company is
organized or at the State line:
Portland General Electric Company ("PGE") purchased electric
energy from certain nonassociated utilities, municipalities,
wholesale marketers, and public authorities, such as
Bonneville Power Administration ("BPA") and public utility
districts, which are either located in or have generation
facilities located outside the State of Oregon:
31,964,564 kWh - Delivery of electric energy is through BPA
transmission lines to PGE interconnections in Oregon.
50,853,908 Mcf - Natural gas purchases outside the State of
Oregon.
4. The following information for the reporting period with
respect to claimant and each interest it holds directly or indirectly in an EWG
or a foreign utility company, stating monetary amounts in United States
dollars:
(a) Name, location, business address and description of the
facilities used by the EWG or foreign utility company for the generation,
transmission and distribution of electric energy for sale or for the
distribution at retail of natural or manufactured gas.
2
<PAGE> 3
EXEMPT WHOLESALE GENERATORS
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------
INCORPORATION/ % ENRON
SUBSIDIARY FORMATION CITY STATE PURPOSE OWNERSHIP
- -------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Dabhol Power Company India Dabhol Maharashstra Own and operate power 80.00
plant in state of
Maharashtra, India
- -------------------------------------------------------------------------------------------------------------------------
Enron Europe Operations England London England To hold Enron Power 100.00
Limited Corp.'s equity
positions in the
various joint venture
projects being
developed in the United
Kingdom.
- -------------------------------------------------------------------------------------------------------------------------
Hainan Meinan Power Company CJV China Haikou, China To develop, build, own, 50.00
Hainan operate, maintain,
Province manage, and administer
the power plant,
arrange financing for
the power plant, and
produce and sell
electricity.
- -------------------------------------------------------------------------------------------------------------------------
Lake Benton Power Partners L.L.C Delaware Tehachapi California To own and operate a 78.33
107.25MW wind turbine
generation facility
under development near
Lake Benton, Minnesota,
and to sell the power
generated there at
wholesale.
- -------------------------------------------------------------------------------------------------------------------------
Trakya Elektrik Uretim ve Turkey Kavaklidere/ Turkey To build and operate 50.00
Ticaret A.S Ankara power stations; to
generate wholesale
electrical energy.
- -------------------------------------------------------------------------------------------------------------------------
Zond Development Corporation California Tehachapi California To own and operate a 78.33
112MW wind turbine
generation facility
under development near
Alta, Iowa, and to sell
the power generated
there at wholesale.
- -------------------------------------------------------------------------------------------------------------------------
Zond-PanAero Windsystems California Tehacahapi California To own and operate a 0.50
Partners I 19.5MW wind turbine
generation facility
located near Palm
Springs, California,
and to sell the power
generated there at
wholesale.
- -------------------------------------------------------------------------------------------------------------------------
Zond-PanAero Windsystems California Tehacahapi California To own and operate a 0.50
Partners II 10.4MW wind turbine
generation facility
located near Palm
Springs, California,
and to sell the power
generated there at
wholesale.
- -------------------------------------------------------------------------------------------------------------------------
Zond Systems, Inc. California Tehacahapi California To own and operate wind 78.33
turbine generation
facilities and to sell
the power generated
there at wholesale.
- -------------------------------------------------------------------------------------------------------------------------
ZWHC L.L.C. Delaware Tehacahapi California To own and operate a 50.00
20MW wind turbine
generation facility
located near Tehachapi,
California and to sell
the power generated
there at wholesale.
- -------------------------------------------------------------------------------------------------------------------------
Zond Windsystems Partners, Ltd., California Tehacahapi California To own and operate a 1.00
Series 85-A 14.2MW wind turbine
generation facility
located near Tehachapi,
California and to sell
the power generated
there at wholesale.
- -------------------------------------------------------------------------------------------------------------------------
Zond Windsystems Partners, Ltd., California Tehacahapi California To own and operate a 1.00
Series 85-B 21.4MW wind turbine
generation facility
located near Tehachapi,
California and to sell
the power generated
there at wholesale.
- -------------------------------------------------------------------------------------------------------------------------
Zond Windsystems Partners, Ltd., California Tehacahapi California To own and operate an 1.00
Series 85-C 18MW wind turbine
generation facility
located in Alameda
County, California and
to sell the power
generated there at
wholesale.
- -------------------------------------------------------------------------------------------------------------------------
</TABLE>
3
<PAGE> 4
FOREIGN UTILITY COMPANIES
<TABLE>
<CAPTION>
- ----------------------------------------------------------------------------------------------------------------------------------
INCORPORATION/ %ENRON
SUBSIDIARY FORMATION CITY STATE PURPOSE OWNERSHIP
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Batangas Power Corp. Philippines Makati, Philippines To own and operate a power 50.00
Metro plant facility in
Manila Batangas, Republic of the
Philippines.
- ----------------------------------------------------------------------------------------------------------------------------------
Companhia de Gas de Bahia S.A. Brazil Bahia Brazil Gas distribution company 41.50
in the state of Bahia.
- ----------------------------------------------------------------------------------------------------------------------------------
Companhia de Gas de Santa Brazil Santa Brazil Gas distribution company 41.00
Catarina S.A. Catarina in the state of Santa
Catarina.
- ----------------------------------------------------------------------------------------------------------------------------------
Companhia Estadual de Gas do Rio Brazil Rio de Rio de To build, own and operate 25.3833
de Janeiro Janeiro Janeiro a pipeline network in the
State of Rio de Janeiro,
Brazil.
- ----------------------------------------------------------------------------------------------------------------------------------
Companhia Paraibana de Gas S.A. Brazil Paraiba Brazil Gas distribution company 41.50
in the state of Paraiba.
- ----------------------------------------------------------------------------------------------------------------------------------
Companhia Paranaense de Gas S.A. Brazil Parana Brazil Gas distribution company 24.50
in the state of Parana.
- ----------------------------------------------------------------------------------------------------------------------------------
Companhia Pernambucana de Gas Brazil Pernambuco Brazil Gas distribution company 41.50
S.A. in the state of
Pernambuco.
- ----------------------------------------------------------------------------------------------------------------------------------
EcoElectrica, L.P. Bermuda Penaclas Puerto To design, construct and 50.00
Rico own a power generating
facility in Puerto Rico.
- ----------------------------------------------------------------------------------------------------------------------------------
ECT Colombia Pipeline Holdings 2 Cayman Grand Cayman To be utilized in 100.00
Ltd. Islands Cayman Islands connection with the bid to
purchase shares in
PROMIGAS S.A., ESP.
- ----------------------------------------------------------------------------------------------------------------------------------
Electricidad Enron de Guatemala, Guatemala None Guatemala Development and 100.00
S.A. listed construction of a power
facility in Guatemala.
- ----------------------------------------------------------------------------------------------------------------------------------
Empresa Sergipana de Gas S.A. Brazil Sergipe Brazil Gas distribution company 41.50
in the state of Sergipe.
- ----------------------------------------------------------------------------------------------------------------------------------
Enron Capital & Trade Resources England London England To hold Enron Power 100.00
Limited Corp.'s equity positions
in the various joint
venture projects being
developed in the United
Kingdom.
- ----------------------------------------------------------------------------------------------------------------------------------
Enron Development Piti L.L.C. Delaware Tamuning Guam To own and operate a power 50.00
plant facility in Piti,
Guam.
- ----------------------------------------------------------------------------------------------------------------------------------
Enron Equity Corp. Delaware Houston Texas To provide a 73.00
deconsolidated entity for
tax purposes into which
earnings of Transportadora
de Gas del Sur, S.A.,
Batangas Power Corp., and
Subic Power Corp. will
flow.
- ----------------------------------------------------------------------------------------------------------------------------------
Enron Power Operations Teesside England London England Operations and Management 50.00
- ----------------------------------------------------------------------------------------------------------------------------------
Enron Power Philippines Corp. Philippines Metro Philippines Holding company for 100.00
Manila interests in power plant
facilities in the Republic
of the Philippines.
- ----------------------------------------------------------------------------------------------------------------------------------
Enron Power Philippine Operating Delaware Houston Texas Operation of Philippine 100.00
Corp. based power generating
facility at Batangas.
- ----------------------------------------------------------------------------------------------------------------------------------
Enron Subic Power Corp. Philippines Manila Philippines Lease and operate 99.00
electric/power generating
facilities.
- ----------------------------------------------------------------------------------------------------------------------------------
Gas de Alagoas S.A. Brazil Alagoas Brazil Gas distribution company 41.50
in the state of Alagoas.
- ----------------------------------------------------------------------------------------------------------------------------------
Promigas S.A., E.S.P. Colombia Barranquilla Colombia Engaged in business of 38.67
natural gas
transportation, operation
of natural gas pipelines
for third parties,
pipeline services and the
utilization of compressed
natural gas.
- ----------------------------------------------------------------------------------------------------------------------------------
Puerto Quetzal Power Corp. Delaware Houston Texas Operation and Management 50.00
- ----------------------------------------------------------------------------------------------------------------------------------
Riogas S.A. Brazil Rio de Rio de To build, own and operate 29.335
Janeiro Janeiro a gas pipeline network in
the State of Rio de
Janeiro, Brazil
- ----------------------------------------------------------------------------------------------------------------------------------
San Juan Gas Company, Inc. Puerto Rico Mirimar Puerto Distribution and sale of 100.00
Santurce Rico gas via underground
pipeline system in San
Juan,Puerto Rico
- ----------------------------------------------------------------------------------------------------------------------------------
Sarlux S.R.L. Italy N/A Italy To participate in the 45.00
Sarlux IGCC Power Project.
- ----------------------------------------------------------------------------------------------------------------------------------
</TABLE>
4
<PAGE> 5
FOREIGN UTILITY COMPANIES (CONTINUED)
<TABLE>
<CAPTION>
- ----------------------------------------------------------------------------------------------------------------------------------
INCORPORATION/ %ENRON
SUBSIDIARY FORMATION CITY STATE PURPOSE OWNERSHIP
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Smith/Enron Cogeneration Limited Turks & Caicos Grand Turks & To construct, acquire and 50.00
Partnership Isles Turk Caicos, own, manage and operate
Island, the project (a 185 MW
B.W.I. barge -mounted power
generation facility.)
- ----------------------------------------------------------------------------------------------------------------------------------
Smith/Enron O&M Limited Turks & Caicos Grand Turks & To operate and maintain the 50.00
Partnership Isles Turk Caicos, approx. 185 MW power
Island, plant to be constructed
B.W.I. near Puerto Plata, Dom.
Rep.
- ----------------------------------------------------------------------------------------------------------------------------------
Subic Power Corp. Philippines Metro Philippines To design, construct, own 50.00
Manila and operate power
generating facilities in
the Republic of the
Philippines.
- ----------------------------------------------------------------------------------------------------------------------------------
Sutton Bridge Power England London England Development of a gas-fired 100.00
power plant located at
Sutton Bridge in
Lincolnshire, England.
- ----------------------------------------------------------------------------------------------------------------------------------
Teesside Gas Processing Limited England London England Responsible for the gas 100.00
liquids and gas processing
plant being built in
conjunction w/Teesside
Cogen plant.
- ----------------------------------------------------------------------------------------------------------------------------------
Teesside Gas Transportation Limited England London England Responsible for gas supply 100.00
going to the Teesside
Cogen plant.
- ----------------------------------------------------------------------------------------------------------------------------------
Teesside Power Holdings Limited England London England Main Activity: Holding 85.00
Company
- ----------------------------------------------------------------------------------------------------------------------------------
Teesside Power Limited England London England Pending 50.00
- ----------------------------------------------------------------------------------------------------------------------------------
</TABLE>
(b) Name of each system company that holds an interest in such EWG
or foreign utility company; and description of the interest held.
SEE EXHIBIT C AND APPENDIX I FOR A DESCRIPTION OF THE INTEREST HELD.
(c) Type and amount of capital invested, directly or indirectly,
by the holding company claiming exemption; any direct or indirect guarantee of
the security of the EWG or foreign utility company by the holding company
claiming exemption; and any debt or other financial obligation for which there
is recourse, directly or indirectly, to the holding company claiming exemption
or another system company, other than the EWG or foreign utility company.
(For calendar year ended December 31, 1997)
[ TO BE SUPPLEMENTED ON OR BEFORE MARCH 31, 1998.]
<TABLE>
<CAPTION>
------------------------------------------------------------------------------------------------------------
GUARANTEES/
SUBSIDIARY CAPITAL INVESTED RECOURSE DEBT NOTES
-------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
EXEMPT WHOLESALE GENERATORS
-------------------------------------------------------------------------------------------------------------
Dabhol Power Company (d)
-------------------------------------------------------------------------------------------------------------
Enron Europe Operations Limited
-------------------------------------------------------------------------------------------------------------
Hainan Meinan Power Company CJV
-------------------------------------------------------------------------------------------------------------
Lake Benton Power Partners L.L.C
-------------------------------------------------------------------------------------------------------------
Trakya Elektrik Uretim ve Ticaret A.S.
-------------------------------------------------------------------------------------------------------------
Zond Development Corporation
-------------------------------------------------------------------------------------------------------------
Zond-PanAero Windsystem Partners I
-------------------------------------------------------------------------------------------------------------
Zond-PanAero Windsystems Partners II
-------------------------------------------------------------------------------------------------------------
Zond Systems, Inc.
-------------------------------------------------------------------------------------------------------------
ZWHC L.L.C.
-------------------------------------------------------------------------------------------------------------
Zond Windsystems Partners, Ltd., Series 85-A
-------------------------------------------------------------------------------------------------------------
Zond Windsystems Partners, Ltd., Series 85-B
-------------------------------------------------------------------------------------------------------------
Zond Windsystems Partners, Ltd., Series 85-C
-------------------------------------------------------------------------------------------------------------
</TABLE>
5
<PAGE> 6
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------
GUARANTEES/
SUBSIDIARY CAPITAL INVESTED RECOURSE DEBT NOTES
- -------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
FOREIGN UTILITY COMPANIES
- -------------------------------------------------------------------------------------------------------------------
Batangas Power Corp. (c)
- -------------------------------------------------------------------------------------------------------------------
Companhia de Gas de Bahia S.A. (d)
- -------------------------------------------------------------------------------------------------------------------
Companhia de Gas de Santa Catarina S.A.
- -------------------------------------------------------------------------------------------------------------------
Companhia Estadual de Gas do Rio de Janeiro
- -------------------------------------------------------------------------------------------------------------------
Companhia Paraibana de Gas S.A.
- -------------------------------------------------------------------------------------------------------------------
Companhia Paranaense de Gas S.A.
- -------------------------------------------------------------------------------------------------------------------
Companhia Pernambucana de Gas S.A.
- -------------------------------------------------------------------------------------------------------------------
EcoElectrica, L.P.
- -------------------------------------------------------------------------------------------------------------------
ECT Colombia Pipeline Holdings 2 Ltd. (a)
- -------------------------------------------------------------------------------------------------------------------
Electricidad Enron de Guatemala, S.A.
- -------------------------------------------------------------------------------------------------------------------
Empresa Sergipana de Gas S.A.
- -------------------------------------------------------------------------------------------------------------------
Enron Capital & Trade Resources Limited
- -------------------------------------------------------------------------------------------------------------------
Enron Development Piti L.L.C.
- -------------------------------------------------------------------------------------------------------------------
Enron Equity Corp.
- -------------------------------------------------------------------------------------------------------------------
Enron Power Operations Teesside
- -------------------------------------------------------------------------------------------------------------------
Enron Power Philippine Operating Co.
- -------------------------------------------------------------------------------------------------------------------
Enron Power Philippines Corp.
- -------------------------------------------------------------------------------------------------------------------
Enron Subic Power Corp
- -------------------------------------------------------------------------------------------------------------------
Gas de Alagoas S.A.
- -------------------------------------------------------------------------------------------------------------------
Promigas S.A. E.S.P.
- -------------------------------------------------------------------------------------------------------------------
Puerto Quetzal Power Corp. (c)
- -------------------------------------------------------------------------------------------------------------------
Riogas S.A.
- -------------------------------------------------------------------------------------------------------------------
San Juan Gas Company (d)
- -------------------------------------------------------------------------------------------------------------------
Sarlux S.R.L.
- -------------------------------------------------------------------------------------------------------------------
Smith/Enron Cogeneration Limited Partnership (d)
- -------------------------------------------------------------------------------------------------------------------
Smith/Enron O&M Limited Partnership
- -------------------------------------------------------------------------------------------------------------------
Subic Power Corp. (d)
- -------------------------------------------------------------------------------------------------------------------
Sutton Bridge Power
- -------------------------------------------------------------------------------------------------------------------
Teesside Gas Processing Limited
- -------------------------------------------------------------------------------------------------------------------
Teesside Gas Transportation Limited
- -------------------------------------------------------------------------------------------------------------------
Teesside Power Holdings Limited (b)
- -------------------------------------------------------------------------------------------------------------------
Teesside Power Limited (c)
- -------------------------------------------------------------------------------------------------------------------
(d)
- -------------------------------------------------------------------------------------------------------------------
(a) Holding company - holds investment in Promigas S.A.
E.S.P.
(b) Holding company - investment in Teesside Power Ltd
(c) Guarantees issued to support letters of credit
(d) Guarantees issued to support trade obligations and debt
- -------------------------------------------------------------------------------------------------------------------
</TABLE>
6
<PAGE> 7
(d) Capitalization and earnings of the EWG or foreign utility
company during the reporting period.
(For calendar year ended December 31, 1997)
[TO BE SUPPLEMENTED ON OR BEFORE MARCH 31, 1998.]
<TABLE>
<CAPTION>
- -------------------------------------------------------------------------------------------------------------------
SUBSIDIARY CAPITALIZATION NET EARNINGS NOTES
- -------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
EXEMPT WHOLESALE GENERATORS
- -------------------------------------------------------------------------------------------------------------------
Dabhol Power Company
- -------------------------------------------------------------------------------------------------------------------
Enron Europe Operations Limited
- -------------------------------------------------------------------------------------------------------------------
Hainan Meinan Power Company CJV
- -------------------------------------------------------------------------------------------------------------------
Lake Benton Power Partners L.L.C
- -------------------------------------------------------------------------------------------------------------------
Trakya Elektrik Uretim ve Ticaret A.S.
- -------------------------------------------------------------------------------------------------------------------
Zond Development Corporation
- -------------------------------------------------------------------------------------------------------------------
Zond-PanAero Windsystem Partners I
- -------------------------------------------------------------------------------------------------------------------
Zond-PanAero Windsystem Partners II
- -------------------------------------------------------------------------------------------------------------------
Zond Systems, Inc.
- -------------------------------------------------------------------------------------------------------------------
ZWHC L.L.C.
- -------------------------------------------------------------------------------------------------------------------
Zond Windsystems Partners Ltd., Series 85-A
- -------------------------------------------------------------------------------------------------------------------
Zond Windsystems Partners Ltd., Series 85-B
- -------------------------------------------------------------------------------------------------------------------
Zond Windsystems Partners Ltd., Series 85-C
- -------------------------------------------------------------------------------------------------------------------
FOREIGN UTILITY COMPANIES
- -------------------------------------------------------------------------------------------------------------------
Batangas Power Corp.
- -------------------------------------------------------------------------------------------------------------------
Companhia de Gas de Bahia S.A.
- -------------------------------------------------------------------------------------------------------------------
Companhia de Gas de Santa Catarina S.A.
- -------------------------------------------------------------------------------------------------------------------
Companhia Estadual de Gas do Rio de Janeiro
- -------------------------------------------------------------------------------------------------------------------
Companhia Paraibana de Gas S.A.
- -------------------------------------------------------------------------------------------------------------------
Companhia Paranaense de Gas S.A.
- -------------------------------------------------------------------------------------------------------------------
Companhia Pernambucana de Gas S.A.
- -------------------------------------------------------------------------------------------------------------------
EcoElectrica, L.P.
- -------------------------------------------------------------------------------------------------------------------
ECT Colombia Pipeline Holdings 2 Ltd.
- -------------------------------------------------------------------------------------------------------------------
Electricidad Enron de Guatemala, S.A.
- -------------------------------------------------------------------------------------------------------------------
Empresa Sergipana de Gas S.A.
- -------------------------------------------------------------------------------------------------------------------
Enron Capital & Trade Resources Limited
- -------------------------------------------------------------------------------------------------------------------
Enron Development Piti L.L.C.
- -------------------------------------------------------------------------------------------------------------------
Enron Equity Corp.
- -------------------------------------------------------------------------------------------------------------------
Enron Power Operations Teesside
- -------------------------------------------------------------------------------------------------------------------
Enron Power Philippine Operating Co.
- -------------------------------------------------------------------------------------------------------------------
Enron Power Philippines Corp.
- -------------------------------------------------------------------------------------------------------------------
Enron Subic Power Corp
- -------------------------------------------------------------------------------------------------------------------
Gas de Alagoas S.A.
- -------------------------------------------------------------------------------------------------------------------
Promigas S.A. E.S.P.
- -------------------------------------------------------------------------------------------------------------------
</TABLE>
7
<PAGE> 8
<TABLE>
<CAPTION>
- --------------------------------------------------------------------------------------------------------------
SUBSIDIARY CAPITALIZATION NET EARNINGS NOTES
- --------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
FOREIGN UTILITY COMPANIES (CONTINUED)
- --------------------------------------------------------------------------------------------------------------
Puerto Quetzal Power Corp.
- --------------------------------------------------------------------------------------------------------------
Riogas S.A.
- --------------------------------------------------------------------------------------------------------------
San Juan Gas Company
- --------------------------------------------------------------------------------------------------------------
Sarlux S.R.L.
- --------------------------------------------------------------------------------------------------------------
Smith/Enron Cogeneration Limited Partnership
- --------------------------------------------------------------------------------------------------------------
Smith/Enron O&M Limited Partnership
- --------------------------------------------------------------------------------------------------------------
Subic Power Corp.
- --------------------------------------------------------------------------------------------------------------
Sutton Bridge Power
- --------------------------------------------------------------------------------------------------------------
Teesside Gas Processing Limited
- --------------------------------------------------------------------------------------------------------------
Teesside Gas Transportation Limited
- --------------------------------------------------------------------------------------------------------------
Teesside Power Holdings Limited
- --------------------------------------------------------------------------------------------------------------
Teesside Power Limited
- --------------------------------------------------------------------------------------------------------------
- --------------------------------------------------------------------------------------------------------------
</TABLE>
(e) Identify any service, sales or construction contract(s)
between EWG or foreign utility company and a system company, and describe the
services to be rendered or goods sold and fees or revenues under such
agreement(s).
SEE APPENDIX III WHICH HAS BEEN FILED CONFIDENTIALLY WITH THE
SECURITIES AND EXCHANGE COMMISSION.
The above-named claimant has caused this statement to be duly executed
on its behalf by its authorized officer on this 27th day of February, 1998.
ENRON CORP.
/s/ ROBERT H. BUTTS
-------------------------------
By: Robert H. Butts
Title: Vice President and Controller
CORPORATE SEAL
Attest:
/s/ KATE B. COLE
- -----------------------------------------------
Name, title, and address of officer to whom notices and correspondence
concerning this statement should be addressed:
Robert D. Eickenroht, Assistant General Counsel
- -----------------------------------------------
(Name) (Title)
1400 Smith Street, EB3828
- -----------------------------------------------
Houston, Texas 77002
Telephone: 713/853-3155
Telecopy: 713/646-5847
8
<PAGE> 9
12/31/97
SEC FORM U-3A-2
APPENDIX I
Enron Corp. Subsidiary Interests
Filed with the Securities and Exchange Commission
pursuant to Rule 202 of Regulation S-T
<PAGE> 10
12/31/97
SEC FORM U-3A-2
APPENDIX II
Enron Corp. properties and subsidiary public utility company interests
<TABLE>
<CAPTION>
- ----------------------------------------------------------------------------------------------------------------------
PRINCIPAL PRINCIPAL
PLACE OF ADDRESS ADDRESS % ENRON
SUBSIDIARY INCORPORATION CITY STATE PURPOSE OWNERSHIP
- ----------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
PORTLAND GENERAL ELECTRIC COMPANY Oregon Portland Oregon Electric utility. 100.00
- ----------------------------------------------------------------------------------------------------------------------
Portland General Transport Corporation Oregon Portland Oregon Sale of segmented gas 100.00
pipeline capacity, currently
inactive.
- ----------------------------------------------------------------------------------------------------------------------
121 S.W. Salmon St. Corporation Oregon Portland Oregon Leases PGE Headquarters. 100.00
- ----------------------------------------------------------------------------------------------------------------------
Worldwide Trade Center Northwest Oregon Portland Oregon Development of World 100.00
Corporation Trade Center complex in
Portland, Oregon.
- ----------------------------------------------------------------------------------------------------------------------
</TABLE>
Enron Corp. has no properties other than the stock of its subsidiaries and an
immaterial amount of office equipment and furniture. Its only public utility
subsidiary is Portland General Electric Company ("PGE"). PGE is engaged in the
generation, purchase, transmission, distribution and sale of electric energy in
Oregon. PGE has a 321 MW ownership interest in generating plants in Washington
(1 plant) and Montana (2 plants), comprising approximately 15% of its total
generating capacity. PGE sells electric energy at wholesale in interstate
commerce to electric utilities located in other states, primarily California.
PGE purchases electric energy from public utility districts located in
Washington and from nonassociated utilities in Oregon, Washington, Montana,
Idaho, Arizona, New Mexico, California and Canada. PGE purchases surplus
electric energy from the Bonneville Power Administration ("BPA"), a federal
agency that markets electric energy generated by federal hydroelectric dams
located on the Columbia River in Oregon and Washington.
PGE owns wholly or jointly the following generating facilities:
<TABLE>
<CAPTION>
- --------------------------------------------------------------------------------------------------------
PERCENT OF COMPANY'S
NAME LOCATION NET CAPABILITY (MW) INTEREST FUEL
- --------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Sullivan West Linn, OR 16 100.0 Hydro
- --------------------------------------------------------------------------------------------------------
Faraday Estacada, OR 44 100.0 Hydro
- --------------------------------------------------------------------------------------------------------
River Mill Estacada, OR 23 100.0 Hydro
- --------------------------------------------------------------------------------------------------------
Bull Run Bull Run, OR 22 100.0 Hydro
- --------------------------------------------------------------------------------------------------------
Oak Grove Three Lynx, OR 44 100.0 Hydro
- --------------------------------------------------------------------------------------------------------
Pelton Madras, OR 108 100.0 Hydro
- --------------------------------------------------------------------------------------------------------
North Fork Estacada, OR 54 100.0 Hydro
- --------------------------------------------------------------------------------------------------------
Round Butte Madras, OR 300 100.0 Hydro
- --------------------------------------------------------------------------------------------------------
Centralia Centralia, OR 1,310 2.5 Coal
- --------------------------------------------------------------------------------------------------------
Bethel Salem, OR 116 100.0 Gas or Oil
- --------------------------------------------------------------------------------------------------------
Beaver Clatskanie, OR 500 100.0 Gas or Oil
- --------------------------------------------------------------------------------------------------------
Boardman Boardman, OR 508 65.0 Coal
- --------------------------------------------------------------------------------------------------------
Colstrip 3&4 Colstrip, MT 1,440 20.0 Coal
- --------------------------------------------------------------------------------------------------------
Coyote Springs Boardman, OR 241 100.0 Gas or Oil
- --------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 11
12/31/97
SEC FORM U-3A-2
APPENDIX II (CONTINUED)
PGE's electric distribution system is located within its service territory in
Oregon. PGE serves an area of 3,170 square miles, including 54 incorporated
cities. PGE has transmission lines for the delivery of electricity from its
plants located in Oregon to its service territory or to the Northwest grid.
Electric energy from the plants located in other states is delivered to PGE
over the Northwest grid. PGE owns 20% of the Pacific Northwest Intertie, a
4,800 MW transmission facility between John Day, in Northern Oregon, and Malin,
in Southern Oregon near the California border. This line is used primarily for
interstate sales and purchases of electric energy among BPA, utilities in the
Pacific Northwest, including PGE, and California utilities.
PGE has a 90% ownership interest in a 20 inch diameter natural gas pipeline
that runs approximately 18 miles from its Beaver generating plant, located in
Clatskanie, Oregon, to Cowlitz County Washington where it interconnects with
the interstate gas distribution system of Northwest Pipeline Company.
<PAGE> 12
12/31/97
SEC FORM U-3A-2
APPENDIX III
A description of service, sales or construction contracts between any EWG or
foreign utility company and a system company.
Filed confidentially with the
Securities and Exchange Commission
pursuant to Rule 104 as promulgated under the Public Utility Holding Company Act
<PAGE> 1
12/31/97
SEC FORM U-3A-2
EXHIBIT A
A consolidating statement of income and surplus of the claimant and its
subsidiary companies for the last calendar year, together with a consolidating
balance sheet of claimant and its subsidiary companies as of the close of such
calendar year.
[TO BE SUPPLEMENTED ON OR BEFORE MARCH 31, 1998.]
<PAGE> 1
12/31/97
SEC FORM U-3A-2
EXHIBIT B
Financial Data Schedule
Enron Corp.
(for the calendar year ended December 31, 1997)
If, at the time a report on this form is filed, the registrant is required to
submit this report and any amendments thereto electronically via EDGAR, the
registrant shall furnish a Financial Data Schedule. The Schedule shall set
forth the financial and other data specified below that are applicable to the
registrant on a consolidated basis.
Total Assets $
------------
Total Operating Revenue $
------------
Net Income $
------------
[TO BE SUPPLEMENTED ON OR BEFORE MARCH 31, 1998.]
<PAGE> 1
12/31/97
SEC FORM U-3A-2
EXHIBIT C
An organization chart showing the relationship of each EWG or foreign utility
company to associate companies in the holding company system.
Filed with the Securities and Exchange Commission
pursuant to Rule 202 of Regulation S-T
