SECURITIES AND EXCHANGE COMMISSION
FORM U-57
NOTIFICATION OF FOREIGN UTILITY COMPANY STATUS
FILED UNDER SECTION 33(A) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935, AS AMENDED,
ON BEHALF OF
AEOLOS S-A.
Enron Wind Corp., a California corporation, hereby files this Form U-57 under
Section 33(a) of the Public Utility Holding Company Act, as amended (the "Act"),
on behalf of Aeolos S.A. ("Aeolos") for the purpose of notifying the Securities
and Exchange Commission (the "Commission") that Aeolos is a "foreign utility
company" under Section 33(a).
ITEM 1
Set forth below is the following information for Aeolos: (a) its name; (b) its
business address; (C) a description of its facilities used for the generation,
transmission, and distribution of electric energy for sale; and (d) to the
extent known, the name of each person that holds five percent or more of any
class of its voting securities.
(a) Name: Aeolos S.A.
----
(b) Business Address:
-----------------
Aeolos S.A.
c/o IWECO
1 Tegeas & Aeroporias Str.
16452 Argyroupolis, Athens, Greece
(c) Description of Facilities: Aeolos owns a 9.9 MW electric generation
---------------------------
facility on the island of Crete in Greece ("Facility"). The Facility
is comprised of 18 Zond Z-43 550 kw wind turbines.
(d) Shareholders Holding Five Percent or More of its Voting Securities:
-----------------------------------------------------------------------
Aeolos, a Greek societes anonymes, is an indirect wholly-owned
subsidiary of Enron Wind Corp. Enron Corp. ("Enron"), an Oregon
corporation, indirectly owns 100% of Enron Wind Corp. Enron is a
holding company that is exempt from regulation pursuant to Section
3(a)(1) of the Act.
ITEM 2
Domestic Associate Public Utility Companies. A wholly-owned subsidiary of Enron,
-------------------------------------------
Portland General Electric Company, an Oregon corporation, is a public-utility
company that is engaged in the generation, transmission, and distribution of
electricity predominantly in the State of Oregon. Accordingly, Enron is a
"holding company" and Portland General Electric Company is an "associate
company" of Aeolos, as such terms are defined in the Act. Enron is exempt from
the provisions of the Act (other than Section 9(a)(2)) by reason of Section
1
<PAGE>
3(a)(1) of the Act and Rule 250.2 promulgated under the Act. Portland General
Electric Company does not own any interest in Aeolos.
EXHIBIT A
State Commission Certification. The certification of the Oregon Public Utility
-------------------------------
Commission that is required under Section 33(a)(2) of the Act was filed by Enron
with the Commission on July 18, 1997, as an attachment to a Form U-57 on behalf
of Companhia Estadual de Gas do Rio de Janeiro and Riogas S.A. The certification
is hereby incorporated by reference.
The undersigned company has duly caused this statement to be signed by the
undersigned thereunto duly authorized.
ENRON WIND CORP.
By: /s/ John A. Lamb
--------------------------------
Name: John A. Lamb
Title: Vice President
October 16, 2000
--
2
<PAGE>
