<PAGE> 1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C. 20549
FORM U-3A-2
Statement by Holding Company Claiming Exemption Under Rule U-3A-2 from the
Provisions of the Public Utility Holding Company Act of 1935
To Be Filed Annually Prior to March 1
ENRON CORP.
(an Oregon corporation)
hereby files with the Securities and Exchange Commission, pursuant to Rule 2,
its statement claiming exemption as a holding company from the provisions of
the Public Utility Holding Company Act of 1935, and submits the following
information. This Form is effective for the reporting period ended December 31,
1999.
1. Name, State of organization, location and nature of business of
claimant and every subsidiary thereof, other than any exempt wholesale
generator (EWG) or foreign utility company in which claimant directly or
indirectly holds an interest.
SEE APPENDIX I.
2. A brief description of the properties of claimant and each of its
subsidiary public utility companies used for the generation, transmission, and
distribution of electric energy for sale, or for the production, transmission
and distribution of natural or manufactured gas, indicating the location of
principal generating plants, transmission lines, producing fields, gas
manufacturing plants, and electric and gas distribution facilities, including
all such properties which are outside the State in which claimant and its
subsidiaries are organized and all transmission or pipelines which deliver or
receive electric energy or gas at the borders of such State.
SEE APPENDIX II.
3. The following information for the last calendar year with
respect to claimant and each of its subsidiary public utility companies:
(a) Number of kWh of electric energy sold (at retail or
wholesale), and Mcf of natural or manufactured gas distributed at retail:
Electric Energy:
Retail: 19,258,992,000 kWh
Wholesale: 12,612,085,000 kWh
Natural or Manufactured Gas: None
<PAGE> 2
(b) Number of kWh of electric energy and Mcf of natural or
manufactured gas distributed at retail outside the State in which each such
company is organized:
None
(c) Number of kWh of electric energy and Mcf of natural or
manufactured gas distributed at wholesale outside the State in which each such
company is organized, or at the State line:
11,604,508,000 kWh - Delivery of electric energy is primarily
at the Malin substation in Southern Oregon with ultimate use
in California.
17,974,651 Mcf of natural gas with ultimate use in California.
(d) Number of kWh of electric energy and Mcf of natural or
manufactured gas purchased outside the State in which each such company is
organized or at the State line:
Portland General Electric Company ("PGE") purchased electric
energy from certain nonassociated utilities, municipalities,
wholesale marketers, and public authorities, such as
Bonneville Power Administration ("BPA") and public utility
districts, which are either located in or have generation
facilities located outside the State of Oregon:
18,742,428,000 kWh - Delivery of electric energy is through
BPA transmission lines to PGE interconnections in Oregon.
43,887,297 Mcf - Natural gas purchases outside the State of
Oregon.
Note: Reference is made to that certain letter, dated January
10, 2000, from Mr. Robert P. Wason, Chief Financial Analyst
of the Securities and Exchange Commission, to "All Past-Year
Filers" of Form U-3A-2 requesting, with respect to the
information supplied under this Item 3, the identity of "the
state in which the sales or purchases are made and the amount
in dollars of their associated revenues or expenses." Except
as provided above in response to this Item 3, PGE does not
currently track the additional requested information with
respect to wholesale transactions and it is not possible for
PGE to identify specific states involved in the sale or
purchase of wholesale energy or gas. Wholesale energy and gas
sales typically pass through several states on their way to
the ultimate retailer and PGE has no method to track the
state of the purchase or sale of wholesale transactions.
4. The following information for the reporting period with respect to
claimant and each interest it holds directly or indirectly in an EWG or a
foreign utility company, stating monetary amounts in United States dollars:
(a) Name, location, business address and description of the facilities
used by the EWG or foreign utility company for the generation, transmission and
distribution of electric energy for sale or for the distribution at retail of
natural or manufactured gas.
2
<PAGE> 3
EXEMPT WHOLESALE GENERATORS
<TABLE>
<CAPTION>
- --------------------------------------------------------------------------------------------------------------
% ENRON
SUBSIDIARY INCORPORATION/ CITY STATE PURPOSE OWNERSHIP
FORMATION
<S> <C> <C> <C> <C> <C> <C>
- --------------------------------------------------------------------------------------------------------------
Brownsville Power I, L.L.C. Delaware Houston Texas The development, 100.00
operation and
maintenance of a power
plant in Brownsville,
Texas.
- --------------------------------------------------------------------------------------------------------------
Cabazon Power Partners LLC Delaware Tehachapi California To own and operate a 31.3289
40MW wind turbine
generation facility
under development near
Palm Springs, California
and to sell the power
generated there at
wholesale.
- --------------------------------------------------------------------------------------------------------------
Caledonia Power I, L.L.C. Delaware Houston Texas The development, 100.00
operation and
maintenance of a power
plant in Columbus,
Mississippi.
- --------------------------------------------------------------------------------------------------------------
Camden Cogen L.P. Delaware Houston Texas Ownership and operation 0.2550 to
of a natural gas-fired 25.2450
cogeneration facility in See
Camden, New Jersey. Exhibit C
p.4
- --------------------------------------------------------------------------------------------------------------
Cogen Technologies Linden Delaware Houston Texas Ownership and operation 0.2550 to
Venture, L.P. of a natural gas-fired 25.2450
cogeneration facility in See
Linden, New Jersey. Exhibit C
p.5
- --------------------------------------------------------------------------------------------------------------
Cogen Technologies NJ Venture Delaware Houston Texas Ownership and operation 0.2550 to
of a natural gas-fired 25.2450
cogeneration facility in See
Bayonne, New Jersey. Exhibit C
p.6
- --------------------------------------------------------------------------------------------------------------
Enron Europe Operations Limited England London England To hold Enron Power 100.00
Corp.'s equity positions
in the various joint
venture projects being
developed in the United
Kingdom.
- --------------------------------------------------------------------------------------------------------------
Enron Wind Systems, Inc. California Tehacahapi California To own and operate wind 78.3232
turbine generation
facilities and to sell
the power generated
there at wholesale.
- --------------------------------------------------------------------------------------------------------------
Hainan Meinan Power Company CJV China Haikou, China To develop, build, own, 50.00
Hainan operate, maintain,
Province manage, and administer
the power plant, arrange
financing for the power
plant, and produce and
sell electricity.
- --------------------------------------------------------------------------------------------------------------
Lake Benton Power Partners L.L.C. Delaware Tehachapi California To own and operate a 0.7832
107.25MW wind turbine
generation facility
under development near
Lake Benton, Minnesota
and to sell the power
generated there at
wholesale.
- --------------------------------------------------------------------------------------------------------------
Lake Benton Power Partners II Delaware Tehachapi California To own and operate a 78.3222
L.L.C. 103.5MW wind turbine
generation facility
under development
near Lake Benton,
Minnesota and to
sell the power
generated there
at wholesale.
- --------------------------------------------------------------------------------------------------------------
New Albany Power I, L.L.C. Delaware Houston Texas The development, 100.00
operation and
maintenance of a power
plant in Union County,
Mississippi.
- --------------------------------------------------------------------------------------------------------------
</TABLE>
3
<PAGE> 4
EXEMPT WHOLESALE GENERATORS (CONTINUED)
<TABLE>
<CAPTION>
- --------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Storm Lake Power Partners I LLC California Tehachapi California To own and operate a 0.7832
112MW wind turbine
generation facility
under development near
Alta, Iowa, and to sell
the power generated
there at wholesale.
- --------------------------------------------------------------------------------------------------------------
Storm Lake Power Partners II LLC Delaware Tehachapi California To own and operate a 0.7832
80.25MW wind turbine
generation facility
under development near
Alta, Iowa, and to sell
the power generated
there at wholesale.
- --------------------------------------------------------------------------------------------------------------
Trakya Elektrik Uretim ve Turkey Kavaklidere Turkey To build and operate 50.00
Ticaret A.S. Ankara power stations; to
generate wholesale
electrical energy.
- --------------------------------------------------------------------------------------------------------------
Zond-PanAero Windsystem California Tehacahapi California To own and operate a 0.3916
Partners I 19.5MW wind turbine
generation facility
located near Palm
Springs, California,
and to sell the
power generated
there at wholesale.
- --------------------------------------------------------------------------------------------------------------
Zond-PanAero Windsystem California Tehacahapi California To own and operate a 0.3916
Partners II 10.4MW wind turbine
generation facility
located near Palm
Springs, California,
and to sell the power
generated there at
wholesale.
- --------------------------------------------------------------------------------------------------------------
Zond Windsystems Partners, Ltd., California Tehacahapi California To own and operate a 0.7832
Series 85-A 14.2MW wind turbine
generation facility
located near Tehachapi,
California and to
sell the power
generated there
at wholesale.
- --------------------------------------------------------------------------------------------------------------
Zond Windsystems Partners, Ltd., California Tehacahapi California To own and operate a 0.7832
Series 85-B 21.4MW wind turbine
generation facility
located near Tehachapi,
California and to
sell the power
generated there
at wholesale.
- --------------------------------------------------------------------------------------------------------------
Zond Windsystems Partners, Ltd., California Tehacahapi California To own and operate an 0.7832
Series 85-C 18MW wind turbine
generation facility
located in Alameda
County, California
and to sell the
power generated
there at wholesale.
- --------------------------------------------------------------------------------------------------------------
ZWHC L.L.C. Delaware Tehacahapi California To own and operate a 39.1611
20MW wind turbine
generation facility
located near Tehachapi,
California and to sell
the power generated
there at wholesale.
- --------------------------------------------------------------------------------------------------------------
</TABLE>
4
<PAGE> 5
<TABLE>
<CAPTION>
FOREIGN UTILITY COMPANIES
- --------------------------------------------------------------------------------------------------------------
%ENRON
SUBSIDIARY INCORPORATION/ CITY STATE PURPOSE OWNERSHIP
FORMATION
- --------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Aeolos S.A. Greece Crete Greece To own and operate a 5MW 78.3222
wind turbine generation
facility in Crete, Greece
and to sell the power
generated there at
wholesale
- --------------------------------------------------------------------------------------------------------------
Batangas Power Corp. Philippines Batangas Philippines To own and operate a power 55.53
plant facility in
Batangas, Republic of the
Philippines.
- --------------------------------------------------------------------------------------------------------------
Bobae City Gas Co., Ltd. Korea Iksan Korea A gas distribution system 50.00
serving the city of Iksan
in the western part of
Korea
- --------------------------------------------------------------------------------------------------------------
Byucksan Energy Co., Ltd Korea Iksan Korea A 21megawatt coal-fired 50.00
cogeneration plant located
in the city of Iksan, Korea
- --------------------------------------------------------------------------------------------------------------
Chongju City Gas Co., Ltd. Korea Chongju Korea A natural gas distribution 50.00
system serving
approximately 81,700
customers in Chongju City
and Chongwon-kun, Korea
- --------------------------------------------------------------------------------------------------------------
Companhia de Gas de Bahia S.A. Brazil Bahia Brazil Gas distribution company 41.50
in the state of Bahia.
- --------------------------------------------------------------------------------------------------------------
Companhia de Gas de Santa Brazil Santa Brazil Gas distribution company 41.00
Catarina S.A. Catarina in the state of Santa
Catarina.
- --------------------------------------------------------------------------------------------------------------
Companhia Estadual de Gas do Brazil Rio de Rio de To build, own and operate 25.3833
Rio de Janeiro Janeiro Janeiro a pipeline network in the
State of Rio de Janeiro,
Brazil.
- --------------------------------------------------------------------------------------------------------------
Companhia Paraibana de Gas Brazil Paraiba Brazil Gas distribution company 41.50
S.A. in the state of Paraiba.
- --------------------------------------------------------------------------------------------------------------
Companhia Paranaense de Gas Brazil Parana Brazil Gas distribution company 24.2550
S.A. in the state of Parana.
- --------------------------------------------------------------------------------------------------------------
Companhia Pernambucana de Gas Brazil Pernambuco Brazil Gas distribution company 41.50
S.A. in the state of Pernambuco.
- --------------------------------------------------------------------------------------------------------------
Dabhol Power Company India Dabhol India To develop, construct, own 50.00
and operate a power
station and LNG
regasification facility
and associated port
facilities.
- --------------------------------------------------------------------------------------------------------------
Daehan City Gas Co., Ltd. Korea Seoul Korea A natural gas distribution 20.00
system serving
approximately 791,300
customers in Seoul and
Kyonggi-do, Korea
- --------------------------------------------------------------------------------------------------------------
Daeil City Gas Co., Ltd. Korea Chunchon Korea A gas distribution system 50.00
serving the city of
Chunchon in the northern
part of Korea
- --------------------------------------------------------------------------------------------------------------
Dongbu Haeyang City Gas Co., Korea Sunchon Korea A gas distribution system 50.00
Ltd. serving the city of
Sunchon in the southern
part of Korea
- --------------------------------------------------------------------------------------------------------------
EcoElectrica, L.P. Bermuda Hato Rey Puerto To design, construct and 24.8750
Rico own a power generating
facility in Puerto Rico.
- --------------------------------------------------------------------------------------------------------------
ECT Colombia Pipeline Cayman Islands Grand Cayman To be utilized in 100.00
Holdings 2 Ltd. Cayman Islands connection with the bid to
purchase shares in
PROMIGAS S.A., ESP.
- --------------------------------------------------------------------------------------------------------------
Electricidad Enron de Guatemala Guatemala Guatemala Development and 100.00
Guatemala, S.A. City construction of a power
facility in Guatemala.
- --------------------------------------------------------------------------------------------------------------
Elektro - Eletricidade e Brazil Sao Paulo Brazil Owns and operates a 74.0878
Servicos S/A transmission system for See
the distribution of Exhibit C
electricity throughout Sao p. 40
Paulo and Mato Grosso do
Su.
- --------------------------------------------------------------------------------------------------------------
</TABLE>
5
<PAGE> 6
FOREIGN UTILITY COMPANIES (CONTINUED)
<TABLE>
<CAPTION>
- --------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Elektrocieplownia Nowa Poland Nowa Poland To own and operate a heat 25.00
Sarzyna Sp. Z o.o. Sarzyna generating facility in
Nowa Sarzyna, Poland
- --------------------------------------------------------------------------------------------------------------
Empresa de Generacion Panama Republic Panama Thermal power generation 51.00
Electrica Bahia Las Minas, of Panama plants located on the
S.A. northern coast of Panama
near the eastern side of
the Panama Canal
- --------------------------------------------------------------------------------------------------------------
Empresa Sergipana de Gas S.A. Brazil Sergipe Brazil Gas distribution company 41.50
in the state of Sergipe.
- --------------------------------------------------------------------------------------------------------------
Enron Capital & Trade England London England To hold Enron Power 100.00
Resources Limited Corp.'s equity positions
in the various joint
venture projects being
developed in the United
Kingdom.
- --------------------------------------------------------------------------------------------------------------
Enron Equity Corp. Delaware Houston Texas To provide a 100.00
deconsolidated entity for
tax purposes into which
earnings of Transportadora
de Gas del Sur, S.A.,
Batangas Power Corp., and
Subic Power Corp. will
flow.
- --------------------------------------------------------------------------------------------------------------
Enron Power Operations England London England Operations and Management 51.00
Teesside
- --------------------------------------------------------------------------------------------------------------
Enron Power Philippines Corp. Philippines Metro Philippines Holding company for 55.53
Manila interests in power plant
facilities in the
Republic of the
Philippines.
- --------------------------------------------------------------------------------------------------------------
Enron Power Philippine Delaware Houston Texas Operation of Philippine 100.00
Operating Corp. based power generating
facility at Batangas.
- --------------------------------------------------------------------------------------------------------------
Enron Subic Power Corp. Philippines Manila Philippines Lease and operate 100.00
electric/power generating
facilities.
- --------------------------------------------------------------------------------------------------------------
Enron Teesside Operations England and London England Operator of Teesside 100.00
Limited Wales Utilities
- --------------------------------------------------------------------------------------------------------------
Gas de Alagoas S.A. Brazil Alagoas Brazil Gas distribution company 41.50
in the state of Alagoas.
- --------------------------------------------------------------------------------------------------------------
Gas de Risaralda S.A. Colombia Barranquilla Colombia Gas distribution company 2.0917
serving various locations
in Colombia.
- --------------------------------------------------------------------------------------------------------------
Gases del Caribe S.A., E.S.P. Colombia Barranquilla Colombia Gas distribution company 12.2534
serving Atlantico,
Magdalena and Cesar,
Colombia.
- --------------------------------------------------------------------------------------------------------------
Gases de la Guajira S.A., Colombia Barranquilla Colombia Gas distribution company 11.3233
E.S.P. serving Guajira, Colombia.
- --------------------------------------------------------------------------------------------------------------
Gases del Occidente S.A., Colombia Barranquilla Colombia Gas distribution company 5.9310
E.S.P. serving Caldas, Risaralda,
Quindio and Valle del
Cauca, Colombia.
- --------------------------------------------------------------------------------------------------------------
Gasnacol S.A. Colombia Barranquilla Colombia Gas distribution company 6.1478
serving various locations
in Colombia.
- --------------------------------------------------------------------------------------------------------------
IWECO Megali Vrissi S.A. Greece Crete Greece To own and operate a 5MW 78.3222
wind turbine generation
facility in Crete, Greece
and to sell the power
generated there at
wholesale
- --------------------------------------------------------------------------------------------------------------
Kumi City Gas Co., Ltd. Korea Kumi Korea A natural gas distribution 50.00
system serving
approximately 48,900
customers in Kumi City,
Korea
- --------------------------------------------------------------------------------------------------------------
Marianas Energy Company LLC Delaware Tamuning Guam To own and operate a power 50.00
plant facility in Piti,
Guam.
- --------------------------------------------------------------------------------------------------------------
Offshore Power Operations C.V. Netherlands Rotterdam Netherlands To operate a power 100.00
station, a liquid natural
gas regasification
facility and certain
marine works being
constructed near Dabhol,
Maharashtra, India.
- --------------------------------------------------------------------------------------------------------------
Owenreagh Power Partners United Kingdom Strabane Ireland To own and operate a 5.5MW 78.3222
wind turbine generation
facility in Crete, Greece
and to sell the power
generated there at
wholesale
- --------------------------------------------------------------------------------------------------------------
</TABLE>
6
<PAGE> 7
FOREIGN UTILITY COMPANIES (CONTINUED)
<TABLE>
<CAPTION>
- --------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Pohang City Gas Co., Ltd. Korea Pohang Korea A distributor of LPG 50.00
serving approximately
32,500 customers in Pohang
City, Yongil-kan,
Yongduk-kun, and Uljin
County, Korea.
- --------------------------------------------------------------------------------------------------------------
Promigas S.A., E.S.P. Colombia Barranquilla Colombia Engaged in business of 39.54
natural gas
transportation, operation
of natural gas pipelines
for third parties,
pipeline services and
utilization of compressed
natural gas.
- --------------------------------------------------------------------------------------------------------------
Puerto Quetzal Power Corp. Delaware Puerto Guatemala Owns power station on the 27.7650
Quetzal West Coast of Guatemala.
- --------------------------------------------------------------------------------------------------------------
Pusan City Gas Co., Ltd. Korea Pusan Korea A natural gas distribution 20.1568
system serving
approximately 359,900
customers in Pusan City,
Korea
- --------------------------------------------------------------------------------------------------------------
Riogas S.A. Brazil Rio de Rio de To build, own and operate 22.0050
Janeiro Janeiro a gas pipeline network in
the State of Rio de
Janeiro, Brazil.
- --------------------------------------------------------------------------------------------------------------
San Juan Gas Company, Inc. Puerto Rico Mirimar Puerto Distribution and sale of 100.00
Santurce Rico gas via underground
pipeline system in San
Juan, Puerto Rico.
- --------------------------------------------------------------------------------------------------------------
Sarlux S.R.L. Italy N/A Italy To participate in the 45.00
Sarlux IGCC Power Project.
- --------------------------------------------------------------------------------------------------------------
SK Gas Co., Ltd. Korea Seoul Korea An importer, marketer and 22.7650
distributor of LPG
operating throughout
Korea.
- --------------------------------------------------------------------------------------------------------------
Smith/Enron Cogeneration Turks & Grand Turks & To construct, acquire and 85.00
Limited Partnership Caicos Isles Turk Caicos, own, manage and operate
Island, the project (a 185 MW
B.W.I. barge -mounted power
generation facility.)
- --------------------------------------------------------------------------------------------------------------
Smith/Enron O&M Limited Turks & Grand Turks & To operate and maintain 50.00
Partnership Caicos Isles Turk Caicos, the approx. 185 MW power
Island, plant to be constructed
B.W.I. near Puerto Plata, Dom.
Rep.
- --------------------------------------------------------------------------------------------------------------
Subic Power Corp. Philippines Olangapo Philippines To design, construct, own 27.7650
and operate power
generating facilities in
the Republic of the
Philippines.
- --------------------------------------------------------------------------------------------------------------
Surtigas S.A., E.S.P. Colombia Barranquilla Colombia Gas distribution company 31.6597
serving Bolivar, Cordova
and Sucre, Colombia.
- --------------------------------------------------------------------------------------------------------------
Sutton Bridge Power England London England Development of a gas-fired 25.00
power plant located at See
Sutton Bridge in Exhibit C
Lincolnshire, England. p.74
- --------------------------------------------------------------------------------------------------------------
Teesside Gas Processing England London England Responsible for the gas 100.00
Limited liquids and gas processing
plant being built in
conjunction w/Teesside
Cogen plant.
- --------------------------------------------------------------------------------------------------------------
Teesside Gas Transportation England London England Responsible for gas supply 100.00
Limited going to the Teesside See
Cogen plant. Exhibit C
p.76
- --------------------------------------------------------------------------------------------------------------
Teesside Power Holdings England London England Holding 85.00
Limited Company See
Exhibit C
p.77
- --------------------------------------------------------------------------------------------------------------
Teesside Power Limited England London England Owns the power station at 42.50
Teesside, England. See
Exhibit C
p.78
- --------------------------------------------------------------------------------------------------------------
Tolgas, S.A. Colombia Barranquilla Colombia Gas distribution company 5.1972
serving various locations
in Colombia.
- --------------------------------------------------------------------------------------------------------------
</TABLE>
7
<PAGE> 8
(b) Name of each system company that holds an interest in such EWG or
foreign utility company; and description of the interest held.
SEE EXHIBIT C AND APPENDIX I FOR A DESCRIPTION OF THE INTEREST HELD.
(c) Type and amount of capital invested, directly or indirectly, by
the holding company claiming exemption; any direct or indirect guarantee of the
security of the EWG or foreign utility company by the holding company claiming
exemption; and any debt or other financial obligation for which there is
recourse, directly or indirectly, to the holding company claiming exemption or
another system company, other than the EWG or foreign utility company.
(For calendar year ended December 31, 1999)
[TO BE SUPPLEMENTED ON OR BEFORE MARCH 31, 2000]
<TABLE>
<CAPTION>
- ----------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
GUARANTEES/
SUBSIDIARY CAPITAL INVESTED RECOURSE DEBT NOTES
- ----------------------------------------------------------------------------------------------------
EXEMPT WHOLESALE GENERATORS
- ----------------------------------------------------------------------------------------------------
Brownsville Power I, L.L.C.
- ----------------------------------------------------------------------------------------------------
Cabazon Power Partners LLC
- ----------------------------------------------------------------------------------------------------
Caledonia Power I, L.L.C.
- ----------------------------------------------------------------------------------------------------
Camden Cogen L.P.
- ----------------------------------------------------------------------------------------------------
Cogen Technologies Linden Venture, L.P.
- ----------------------------------------------------------------------------------------------------
Cogen Technologies NJ Venture
- ----------------------------------------------------------------------------------------------------
Enron Europe Operations Limited
- ----------------------------------------------------------------------------------------------------
Enron Wind Systems, Inc.
- ----------------------------------------------------------------------------------------------------
Hainan Meinan Power Company CJV
- ----------------------------------------------------------------------------------------------------
Lake Benton Power Partners L.L.C.
- ----------------------------------------------------------------------------------------------------
Lake Benton Power Partners II L.L.C.
- ----------------------------------------------------------------------------------------------------
New Albany Power I, L.L.C.
- ----------------------------------------------------------------------------------------------------
Storm Lake Power Partners I LLC
- ----------------------------------------------------------------------------------------------------
Storm Lake Power Partners II LLC
- ----------------------------------------------------------------------------------------------------
Trakya Elektrik Uretim ve Ticaret A.S.
- ----------------------------------------------------------------------------------------------------
Zond-PanAero Windsystem Partners I
- ----------------------------------------------------------------------------------------------------
Zond-PanAero Windsystem Partners II
- ----------------------------------------------------------------------------------------------------
Zond Windsystems Partners, Ltd., Series 85-A
- ----------------------------------------------------------------------------------------------------
Zond Windsystems Partners, Ltd., Series 85-B
- ----------------------------------------------------------------------------------------------------
Zond Windsystems Partners, Ltd., Series 85-C
- ----------------------------------------------------------------------------------------------------
ZWHC L.L.C.
- ----------------------------------------------------------------------------------------------------
Notes:
- ----------------------------------------------------------------------------------------------------
</TABLE>
8
<PAGE> 9
<TABLE>
<CAPTION>
- ----------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
GUARANTEES/
SUBSIDIARY CAPITAL INVESTED RECOURSE DEBT NOTES
- ----------------------------------------------------------------------------------------------------
FOREIGN UTILITY COMPANIES
- ----------------------------------------------------------------------------------------------------
Aeolos S.A.
- ----------------------------------------------------------------------------------------------------
Batangas Power Corp.
- ----------------------------------------------------------------------------------------------------
Bobae City Gas Co., Ltd.
- ----------------------------------------------------------------------------------------------------
Byucksan Energy Co., Ltd.
- ----------------------------------------------------------------------------------------------------
Chongju City Gas Co., Ltd.
- ----------------------------------------------------------------------------------------------------
Companhia de Gas de Bahia S.A.
- ----------------------------------------------------------------------------------------------------
Companhia de Gas de Santa Catarina S.A.
- ----------------------------------------------------------------------------------------------------
Companhia Estadual de Gas do Rio de Janeiro
- ----------------------------------------------------------------------------------------------------
Companhia Paraibana de Gas S.A.
- ----------------------------------------------------------------------------------------------------
Companhia Paranaense de Gas S.A.
- ----------------------------------------------------------------------------------------------------
Companhia Pernambucana de Gas S.A.
- ----------------------------------------------------------------------------------------------------
Dabhol Power Company
- ----------------------------------------------------------------------------------------------------
Daehan City Gas Co., Ltd.
- ----------------------------------------------------------------------------------------------------
Daeil City Gas Co., Ltd.
- ----------------------------------------------------------------------------------------------------
Dongbu Haeyang City Gas Co., Ltd.
- ----------------------------------------------------------------------------------------------------
EcoElectrica, L.P.
- ----------------------------------------------------------------------------------------------------
ECT Colombia Pipeline Holdings 2 Ltd.
- ----------------------------------------------------------------------------------------------------
Electricidad Enron de Guatemala, S.A.
- ----------------------------------------------------------------------------------------------------
Elektro - Eletricidade e Servicos S/A
- ----------------------------------------------------------------------------------------------------
Elektrocieplownia Nowa Sarzyna Sp. Z o.o.
- ----------------------------------------------------------------------------------------------------
Empresa de Generacion Electrica Bahia Las Minas,S.A.
- ----------------------------------------------------------------------------------------------------
Empresa Sergipana de Gas S.A.
- ----------------------------------------------------------------------------------------------------
Enron Capital & Trade Resources Limited
- ----------------------------------------------------------------------------------------------------
Enron Equity Corp.
- ----------------------------------------------------------------------------------------------------
Enron Power Operations Teesside
- ----------------------------------------------------------------------------------------------------
Enron Power Philippines Corp.
- ----------------------------------------------------------------------------------------------------
Enron Power Philippine Operating Corp.
- ----------------------------------------------------------------------------------------------------
Enron Subic Power Corp.
- ----------------------------------------------------------------------------------------------------
Enron Teesside Operations Limited
- ----------------------------------------------------------------------------------------------------
Gas de Alagoas S.A.
- ----------------------------------------------------------------------------------------------------
Gas de Risaralda S.A.
- ----------------------------------------------------------------------------------------------------
Gases del Caribe S.A., E.S.P.
- ----------------------------------------------------------------------------------------------------
Gases de la Guajira S.A., E.S.P.
- ----------------------------------------------------------------------------------------------------
Gases del Occidente S.A., E.S.P.
- ----------------------------------------------------------------------------------------------------
Gasnacol S.A.
- ----------------------------------------------------------------------------------------------------
IWECO Megali Vrissi S.A.
- ----------------------------------------------------------------------------------------------------
Kumi City Gas Co., Ltd.
- ----------------------------------------------------------------------------------------------------
Marianas Energy Company LLC
- ----------------------------------------------------------------------------------------------------
</TABLE>
9
<PAGE> 10
<TABLE>
<CAPTION>
- ----------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
GUARANTEES/
SUBSIDIARY CAPITAL INVESTED RECOURSE DEBT NOTES
- ----------------------------------------------------------------------------------------------------
FOREIGN UTILITY COMPANIES (CONTINUED)
- ----------------------------------------------------------------------------------------------------
Offshore Power Operations C.V.
- ----------------------------------------------------------------------------------------------------
Owenreagh Power Partners
- ----------------------------------------------------------------------------------------------------
Pohang City Gas Co., Ltd.
- ----------------------------------------------------------------------------------------------------
Promigas S.A., E.S.P.
- ----------------------------------------------------------------------------------------------------
Puerto Quetzal Power Corp.
- ----------------------------------------------------------------------------------------------------
Pusan City Gas Co., Ltd.
- ----------------------------------------------------------------------------------------------------
Riogas S.A.
- ----------------------------------------------------------------------------------------------------
San Juan Gas Company, Inc.
- ----------------------------------------------------------------------------------------------------
Sarlux S.R.L.
- ----------------------------------------------------------------------------------------------------
SK Gas Co., Ltd.
- ----------------------------------------------------------------------------------------------------
Smith/Enron Cogeneration Limited Partnership
- ----------------------------------------------------------------------------------------------------
Smith/Enron O&M Limited Partnership
- ----------------------------------------------------------------------------------------------------
Subic Power Corp.
- ----------------------------------------------------------------------------------------------------
Surtigas S.A., E.S.P.
- ----------------------------------------------------------------------------------------------------
Sutton Bridge Power
- ----------------------------------------------------------------------------------------------------
Teesside Gas Processing Limited
- ----------------------------------------------------------------------------------------------------
Teesside Gas Transportation Limited
- ----------------------------------------------------------------------------------------------------
Teesside Power Holdings Limited
- ----------------------------------------------------------------------------------------------------
Teesside Power Limited
- ----------------------------------------------------------------------------------------------------
Tolgas, S.A.
- ----------------------------------------------------------------------------------------------------
Notes
- ----------------------------------------------------------------------------------------------------
</TABLE>
(d) Capitalization and earnings of the EWG or foreign utility
company during the reporting period.
(For calendar year ended December 31, 1999)
[TO BE SUPPLEMENTED ON OR BEFORE MARCH 31, 2000]
<TABLE>
<CAPTION>
- ----------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
SUBSIDIARY CAPITAL INVESTED NET EARNINGS NOTES
- ----------------------------------------------------------------------------------------------------
EXEMPT WHOLESALE GENERATORS
- ----------------------------------------------------------------------------------------------------
Brownsville Power I, L.L.C.
- ----------------------------------------------------------------------------------------------------
Cabazon Power Partners LLC
- ----------------------------------------------------------------------------------------------------
Caledonia Power I, L.L.C.
- ----------------------------------------------------------------------------------------------------
Camden Cogen L.P.
- ----------------------------------------------------------------------------------------------------
Cogen Technologies Linden Venture, L.P.
- ----------------------------------------------------------------------------------------------------
Cogen Technologies NJ Venture
- ----------------------------------------------------------------------------------------------------
Enron Europe Operations Limited
- ----------------------------------------------------------------------------------------------------
Enron Wind Systems, Inc.
- ----------------------------------------------------------------------------------------------------
Hainan Meinan Power Company CJV
- ----------------------------------------------------------------------------------------------------
</TABLE>
10
<PAGE> 11
<TABLE>
<CAPTION>
- ----------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
SUBSIDIARY CAPITAL INVESTED NET EARNINGS NOTES
- ----------------------------------------------------------------------------------------------------
EXEMPT WHOLESALE GENERATORS (CONTINUED)
- ----------------------------------------------------------------------------------------------------
Lake Benton Power Partners L.L.C.
- ----------------------------------------------------------------------------------------------------
Lake Benton Power Partners II L.L.C.
- ----------------------------------------------------------------------------------------------------
New Albany Power I, L.L.C.
- ----------------------------------------------------------------------------------------------------
Storm Lake Power Partners I LLC
- ----------------------------------------------------------------------------------------------------
Storm Lake Power Partners II LLC
- ----------------------------------------------------------------------------------------------------
Trakya Elektrik Uretim ve Ticaret A.S.
- ----------------------------------------------------------------------------------------------------
Zond-PanAero Windsystem Partners I
- ----------------------------------------------------------------------------------------------------
Zond-PanAero Windsystem Partners II
- ----------------------------------------------------------------------------------------------------
Zond Windsystems Partners Ltd., Series 85-A
- ----------------------------------------------------------------------------------------------------
Zond Windsystems Partners Ltd., Series 85-B
- ----------------------------------------------------------------------------------------------------
Zond Windsystems Partners Ltd., Series 85-C
- ----------------------------------------------------------------------------------------------------
ZWHC L.L.C.
- ----------------------------------------------------------------------------------------------------
Notes:
- ----------------------------------------------------------------------------------------------------
</TABLE>
<TABLE>
<CAPTION>
- ----------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
SUBSIDIARY CAPITAL INVESTED NET EARNINGS NOTES
- ----------------------------------------------------------------------------------------------------
FOREIGN UTILITY COMPANIES
- ----------------------------------------------------------------------------------------------------
Aeolos S.A.
- ----------------------------------------------------------------------------------------------------
Batangas Power Corp.
- ----------------------------------------------------------------------------------------------------
Bobae City Gas Co., Ltd.
- ----------------------------------------------------------------------------------------------------
Byucksan Energy Co., Ltd.
- ----------------------------------------------------------------------------------------------------
Chongju City Gas Co., Ltd.
- ----------------------------------------------------------------------------------------------------
Companhia de Gas de Bahia S.A.
- ----------------------------------------------------------------------------------------------------
Companhia de Gas de Santa Catarina S.A.
- ----------------------------------------------------------------------------------------------------
Companhia Estadual de Gas do Rio de Janeiro
- ----------------------------------------------------------------------------------------------------
Companhia Paraibana de Gas S.A.
- ----------------------------------------------------------------------------------------------------
Companhia Paranaense de Gas S.A.
- ----------------------------------------------------------------------------------------------------
Companhia Pernambucana de Gas S.A.
- ----------------------------------------------------------------------------------------------------
Dabhol Power Company
- ----------------------------------------------------------------------------------------------------
Daehan City Gas Co., Ltd.
- ----------------------------------------------------------------------------------------------------
Daeil City Gas Co., Ltd.
- ----------------------------------------------------------------------------------------------------
Dongbu Haeyang City Gas Co., Ltd.
- ----------------------------------------------------------------------------------------------------
EcoElectrica, L.P.
- ----------------------------------------------------------------------------------------------------
ECT Colombia Pipeline Holdings 2 Ltd.
- ----------------------------------------------------------------------------------------------------
Electricidad Enron de Guatemala, S.A.
- ----------------------------------------------------------------------------------------------------
Elektro - Eletricidade e Servicos S/A
- ----------------------------------------------------------------------------------------------------
Electrocieplownia Nowa Sarzyna Sp. Z o.o.
- ----------------------------------------------------------------------------------------------------
Empresa de Generacion Electrica Bahia Las Minas, S.A.
- ----------------------------------------------------------------------------------------------------
Empresa Sergipana de Gas S.A.
- ----------------------------------------------------------------------------------------------------
Enron Capital & Trade Resources Limited
- ----------------------------------------------------------------------------------------------------
</TABLE>
11
<PAGE> 12
<TABLE>
<CAPTION>
- ----------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
SUBSIDIARY CAPITAL INVESTED NET EARNINGS NOTES
- ----------------------------------------------------------------------------------------------------
FOREIGN UTILITY COMPANIES (CONTINUED)
- ----------------------------------------------------------------------------------------------------
Enron Equity Corp.
- ----------------------------------------------------------------------------------------------------
Enron Power Operations Teesside
- ----------------------------------------------------------------------------------------------------
Enron Power Philippines Corp.
- ----------------------------------------------------------------------------------------------------
Enron Power Philippine Operating Corp.
- ----------------------------------------------------------------------------------------------------
Enron Subic Power Corp
- ----------------------------------------------------------------------------------------------------
Enron Teesside Operations Limited
- ----------------------------------------------------------------------------------------------------
Gas de Alagoas S.A.
- ----------------------------------------------------------------------------------------------------
Gas de Risaralda S.A.
- ----------------------------------------------------------------------------------------------------
Gases del Caribe S.A., E.S.P.
- ----------------------------------------------------------------------------------------------------
Gases de la Guajira S.A., E.S.P.
- ----------------------------------------------------------------------------------------------------
Gases del Occidente S.A., E.S.P.
- ----------------------------------------------------------------------------------------------------
Gasnacol S.A.
- ----------------------------------------------------------------------------------------------------
IWECO Megali Vrissi S.A.
- ----------------------------------------------------------------------------------------------------
Kumi City Gas Co., Ltd.
- ----------------------------------------------------------------------------------------------------
Marianas Energy Company LLC
- ----------------------------------------------------------------------------------------------------
Offshore Power Operations C.V.
- ----------------------------------------------------------------------------------------------------
Owenreagh Power Partners
- ----------------------------------------------------------------------------------------------------
Pohang City Gas Co., Ltd.
- ----------------------------------------------------------------------------------------------------
Promigas S.A., E.S.P.
- ----------------------------------------------------------------------------------------------------
Puerto Quetzal Power Corp.
- ----------------------------------------------------------------------------------------------------
Pusan City Gas Co., Ltd.
- ----------------------------------------------------------------------------------------------------
Riogas S.A.
- ----------------------------------------------------------------------------------------------------
San Juan Gas Company, Inc.
- ----------------------------------------------------------------------------------------------------
Sarlux S.R.L.
- ----------------------------------------------------------------------------------------------------
SK Gas Co., Ltd.
- ----------------------------------------------------------------------------------------------------
Smith/Enron Cogeneration Limited Partnership
- ----------------------------------------------------------------------------------------------------
Smith/Enron O&M Limited Partnership
- ----------------------------------------------------------------------------------------------------
Subic Power Corp.
- ----------------------------------------------------------------------------------------------------
Surtigas S.A., E.S.P.
- ----------------------------------------------------------------------------------------------------
Sutton Bridge Power
- ----------------------------------------------------------------------------------------------------
Teesside Gas Processing Limited
- ----------------------------------------------------------------------------------------------------
Teesside Gas Transportation Limited
- ----------------------------------------------------------------------------------------------------
Teesside Power Holdings Limited
- ----------------------------------------------------------------------------------------------------
Teesside Power Limited
- ----------------------------------------------------------------------------------------------------
Tolgas, S.A.
- ----------------------------------------------------------------------------------------------------
Notes:
- ----------------------------------------------------------------------------------------------------
</TABLE>
12
<PAGE> 13
(e) Identify any service, sales or construction contract(s) between
the EWG or foreign utility company and a system company, and describe the
services to be rendered or goods sold and fees or revenues under such
agreement(s).
SEE APPENDIX III WHICH HAS BEEN FILED CONFIDENTIALLY WITH THE
SECURITIES AND EXCHANGE COMMISSION.
The above-named claimant has caused this statement to be duly executed
on its behalf by its authorized officer on this 28th day of February, 2000.
ENRON CORP.
/s/ ROBERT H. BUTTS
-------------------------------
By: Robert H. Butts
Title: Vice President and Controller
CORPORATE SEAL
Attest:
/s/ KATE B. COLE
- --------------------------------
Name, title, and address of officer to whom notices and correspondence
concerning this statement should be addressed:
Robert D. Eickenroht, Assistant General Counsel
- -----------------------------------------------
(Name) (Title)
1400 Smith Street, EB 4859
Houston, Texas 77002
Telephone: 713/853-3155
Telecopy: 713/646-5847
13
<PAGE> 14
12/31/99
SEC FORM U-3A-2
APPENDIX I
Enron Corp. Subsidiary Interests
Filed with the Securities and Exchange Commission
pursuant to Rule 202 of Regulation S-T
<PAGE> 15
12/31/99
SEC FORM U-3A-2
APPENDIX II
Enron Corp. properties and subsidiary public utility company interests
<TABLE>
<CAPTION>
- ----------------------------------------- ------------ --------- ---------- -------------------- ----------
SUBSIDIARY PLACE OF PRINCIPAL PRINCIPAL PURPOSE % ENRON
INCORPORATION ADDRESS ADDRESS OWNERSHIP
CITY STATE
<S> <C> <C> <C> <C> <C>
- ----------------------------------------- ------------ --------- ---------- -------------------- ----------
PORTLAND GENERAL ELECTRIC COMPANY Oregon Portland Oregon Electric utility. 100.00
- ----------------------------------------- ------------ --------- ---------- -------------------- ----------
Portland General Transport Oregon Portland Oregon Sale of segmented 100.00
Corporation gas pipeline
capacity,
currently inactive.
- ----------------------------------------- ------------ --------- ---------- -------------------- ----------
121 S.W. Salmon St. Oregon Portland Oregon Leases PGE 100.00
Corporation Headquarters.
- ----------------------------------------- ------------ --------- ---------- -------------------- ----------
Worldwide Trade Center Oregon Portland Oregon Development of 100.00
Northwest Corporation World Trade Center
complex in
Portland, Oregon.
- ----------------------------------------- ------------ --------- ---------- -------------------- ----------
Salmon Springs Hospitality Oregon Portland Oregon Meeting center and 100.00
Group, Inc. catering business
line in the
Portland, Oregon
metropolitan area.
- ----------------------------------------- ------------ --------- ---------- -------------------- ----------
</TABLE>
Enron Corp. has no properties other than the stock of its subsidiaries and an
immaterial amount of office equipment and furniture. Its only public utility
subsidiary is Portland General Electric Company ("PGE"). PGE is engaged in the
generation, purchase, transmission, distribution and sale of electric energy in
Oregon. PGE has a 321 MW ownership interest in generating plants in Washington
(1 plant) and Montana (2 plants), comprising approximately 15% of its total
generating capacity. PGE sells electric energy at wholesale in interstate
commerce to electric utilities located in other states, primarily California.
PGE purchases electric energy from public utility districts located in
Washington and from nonassociated utilities in Oregon, Washington, Montana,
Idaho, Arizona, New Mexico, California and Canada. PGE purchases surplus
electric energy from the Bonneville Power Administration ("BPA"), a federal
agency that markets electric energy generated by federal hydroelectric dams
located on the Columbia River in Oregon and Washington.
PGE owns wholly or jointly the following generating facilities:
<TABLE>
<CAPTION>
- ------------------------- ----------------------- ------------------ --------------------- ----------------
Percent of Fuel
Name Location Net Capability Company's
(MW) Interest
<S> <C> <C> <C> <C>
- ------------------------- ----------------------- ------------------ --------------------- ----------------
Sullivan West Linn, OR 16 100.0 Hydro
- ------------------------- ----------------------- ------------------ --------------------- ----------------
Faraday Estacada, OR 44 100.0 Hydro
- ------------------------- ----------------------- ------------------ --------------------- ----------------
River Mill Estacada, OR 25 100.0 Hydro
- ------------------------- ----------------------- ------------------ --------------------- ----------------
Bull Run Bull Run, OR 22 100.0 Hydro
- ------------------------- ----------------------- ------------------ --------------------- ----------------
Oak Grove Three Lynx, OR 44 100.0 Hydro
- ------------------------- ----------------------- ------------------ --------------------- ----------------
Pelton Madras, OR 108 100.0 Hydro
- ------------------------- ----------------------- ------------------ --------------------- ----------------
North Fork Estacada, OR 54 100.0 Hydro
- ------------------------- ----------------------- ------------------ --------------------- ----------------
Round Butte Madras, OR 300 100.0 Hydro
- ------------------------- ----------------------- ------------------ --------------------- ----------------
Beaver Clatskanie, OR 500 100.0 Gas or Oil
- ------------------------- ----------------------- ------------------ --------------------- ----------------
Boardman Boardman, OR 529 65.0 Coal
- ------------------------- ----------------------- ------------------ --------------------- ----------------
Colstrip 3&4 Colstrip, MT 1,480 20.0 Coal
- ------------------------- ----------------------- ------------------ --------------------- ----------------
Coyote Springs Boardman, OR 241 100.0 Gas or Oil
- ------------------------- ----------------------- ------------------ --------------------- ----------------
</TABLE>
<PAGE> 16
12/31/99
SEC FORM U-3A-2
APPENDIX II
(CONTINUED)
PGE's electric distribution system is located within its service territory in
Oregon. PGE serves an area of 3,170 square miles, including 54 incorporated
cities. PGE has transmission lines for the delivery of electricity from its
plants located in Oregon to its service territory or to the Northwest grid.
Electric energy from the plants located in other states is delivered to PGE
over the Northwest grid. PGE owns 20% of the Pacific Northwest Intertie, a
4,800 MW transmission facility between John Day, in Northern Oregon, and Malin,
in Southern Oregon near the California border. This line is used primarily for
interstate sales and purchases of electric energy among BPA, utilities in the
Pacific Northwest, including PGE, and California utilities.
PGE has a 90% ownership interest in a 20 inch diameter natural gas pipeline
that runs approximately 18 miles from its Beaver generating plant, located in
Clatskanie, Oregon, to Cowlitz County Washington where it interconnects with
the interstate gas distribution system of Northwest Pipeline Company.
<PAGE> 17
12/31/99
SEC FORM U-3A-2
APPENDIX III
A description of service, sales or construction contracts between any EWG or
foreign utility company and a system company.
Filed confidentially with the
Securities and Exchange Commission
pursuant to Rule 104 as promulgated under the
Public Utility Holding Company Act
<PAGE> 18
12/31/99
SEC FORM U-3A-2
EXHIBIT A
A consolidating statement of income and surplus of the claimant and its
subsidiary companies for the last calendar year, together with a consolidating
balance sheet of claimant and its subsidiary companies as of the close of such
calendar year.
Filed confidentially with the
Securities and Exchange Commission
pursuant to Rule 104 as promulgated under the
Public Utility Holding Company Act
[TO BE SUPPLEMENTED ON OR BEFORE MARCH 31, 2000]
<PAGE> 19
12/31/99
SEC FORM U-3A-2
EXHIBIT B
Financial Data Schedule
Enron Corp.
(for the calendar year ended December 31, 1999)
If, at the time a report on this form is filed, the registrant is required to
submit this report and any amendments thereto electronically via EDGAR, the
registrant shall furnish a Financial Data Schedule. The Schedule shall set
forth the financial and other data specified below that are applicable to the
registrant on a consolidated basis.
Total Assets $______________
Total Operating Revenues $______________
Net Income $______________
[TO BE SUPPLEMENTED ON OR BEFORE MARCH 31, 2000]
<PAGE> 20
12/31/99
SEC FORM U-3A-2
EXHIBIT C
An organization chart showing the relationship of each EWG or foreign utility
company to associate companies in the holding company system.
Filed with the Securities and Exchange Commission
pursuant to Rule 202 of Regulation S-T
