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SECURITIES AND EXCHANGE COMMISSION
FORM U-57
NOTIFICATION OF FOREIGN UTILITY COMPANY STATUS
FILED UNDER SECTION 33(A) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935, AS AMENDED,
ON BEHALF OF
ENRON SERVICIOS GUATEMALA LTDA.
Enron Corp. ("Enron"), an Oregon corporation, hereby files this Form U-57 under
Section 33(a) of the Public Utility Holding Company Act, as amended (the
"Act"), on behalf of Enron Servicios Guatemala, Ltda. ("Enron Servicios") for
the purpose of notifying the Securities and Exchange Commission (the
"Commission") that Enron Servicios is a "foreign utility company" under Section
33(a). The information in this filing supersedes the information in a previous
Form U-57 submitted by Puerto Quetzal Power Corp. and Electricidad Enron de
Guatemala, S.A. on April 11, 1995, which referred to the 110 MW generating
facility discussed herein.
ITEM 1
Set forth below is the following information for Enron Servicios: (a) its name;
(b) its business address; (c) a description of its facilities used for the
generation, transmission, and distribution of electric energy for sale; and (d)
to the extent known, the name of each person that holds five percent or more of
any class of its voting securities.
(a) Name: Enron Servicios Guatemala Ltda.
(b) Business Address:
Enron Servicios Guatemala Ltda.
6a. Avenida l-36, Zona 14
Edificio Los Arcos
Guatemala City, Guatemala
(c) Description of Facilities: Enron Servicios operates a 110 MW and a 124
MW barge-mounted fuel-oil-fired electric generating facility, both
located in Puerto Quetzal, Guatemala, and related on-shore auxiliary
facilities (collectively, the "Facilities"). The Facilities' electric
generating equipment is mounted on three movable barges, which are
moored at the Puerto Quetzal port facility. Enron Servicios provides
the day-to-day operations and maintenance services to the Facilities
pursuant to Operation and Maintenance Agreements.
(d) Shareholders Holding Five Percent or More of its Voting Securities:
Enron Servicios is a sociedad de responsabilidad limitada, organized
under the laws of Guatemala. Enron Servicios has the following
ownership: 99% interest held by Enron Guatemala Holdings Ltd., a
Cayman Islands company, and 1% interest held by a nominee shareholder.
Enron Guatemala Holdings Ltd. is wholly owned by Enron Caribbean Basin
LLC, a Delaware limited liability company, which is wholly-owned by
Atlantic Commercial Finance, Inc., a Delaware corporation. Atlantic
Commercial Finance, Inc. is 90% owned by Enron, and 5% owned by each
of Enron Holding Equity Corp. and Enron International Equity Inc.,
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both of which are wholly-owned subsidiaries of Enron. Enron is a
holding company that is exempt from regulation pursuant to Section
3(a)(1) of the Act.
ITEM 2
Domestic Associate Public Utility Companies. A subsidiary of Enron, Portland
General Electric Company, an Oregon corporation, is a public-utility company
that is engaged in the generation, transmission, and distribution of
electricity predominantly in the State of Oregon. Accordingly, Enron is a
"holding company" and Portland General Electric Company is an "associate
company" of Enron Servicios, as such terms are defined in the Act. Enron is
exempt from the provisions of the Act (other than Section 9(a)(2)) by reason of
Section 3(a)(1) of the Act and Rule 250.2 promulgated under the Act. Portland
General Electric Company does not own any interest in Enron Servicios.
EXHIBIT A
State Commission Certification. The certification of the Oregon Public Utility
Commission that is required under Section 33(a)(2) of the Act was filed by
Enron with the Commission on July 18, 1997, as an attachment to a Form U-57 on
behalf of Companhia Estadual de Gas do Rio de Janeiro and Riogas S.A. The
certification is hereby incorporated by reference.
The undersigned company has duly caused this statement to be signed by the
undersigned thereunto duly authorized.
ENRON CORP.
By: /s/ REX R. ROGERS
-----------------------------
Name: Rex R. Rogers
Title: Vice President & Associate
General Counsel
September 28, 2000
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