<PAGE> 1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C. 20549
FORM U-3A-2\A
Statement by Holding Company Claiming Exemption Under Rule U-3A-2 from the
Provisions of the Public Utility Holding Company Act of 1935
To Be Filed Annually Prior to March 1
ENRON CORP.
(an Oregon corporation)
hereby files with the Securities and Exchange Commission, pursuant to Rule 2,
its statement claiming exemption as a holding company from the provisions of the
Public Utility Holding Company Act of 1935, and submits the following
information. This Form amends and restates in its entirety the Form U-3A-2 filed
by Enron Corp. with the Securities and Exchange Commission on February 29, 1999,
and is effective for the reporting period ended December 31, 1999.
1. Name, State of organization, location and nature of business of claimant
and every subsidiary thereof, other than any exempt wholesale generator (EWG) or
foreign utility company in which claimant directly or indirectly holds an
interest.
SEE APPENDIX I.
2. A brief description of the properties of claimant and each of its
subsidiary public utility companies used for the generation, transmission, and
distribution of electric energy for sale, or for the production, transmission
and distribution of natural or manufactured gas, indicating the location of
principal generating plants, transmission lines, producing fields, gas
manufacturing plants, and electric and gas distribution facilities, including
all such properties which are outside the State in which claimant and its
subsidiaries are organized and all transmission or pipelines which deliver or
receive electric energy or gas at the borders of such State.
SEE APPENDIX II.
3. The following information for the last calendar year with respect to
claimant and each of its subsidiary public utility companies:
<PAGE> 2
(a) Number of kWh of electric energy sold (at retail or wholesale), and Mcf
of natural or manufactured gas distributed at retail:
Electric Energy:
Retail: 19,258,992,000 kWh
Wholesale: 12,612,085,000 kWh
Natural or Manufactured Gas: None
(b) Number of kWh of electric energy and Mcf of natural or manufactured gas
distributed at retail outside the State in which each such company is organized:
None
(c) Number of kWh of electric energy and Mcf of natural or manufactured gas
distributed at wholesale outside the State in which each such company is
organized, or at the State line:
11,604,508,000 kWh - Delivery of electric energy is primarily at the
Malin substation in Southern Oregon with ultimate use in California.
17,974,651 Mcf of natural gas with ultimate use in California.
(d) Number of kWh of electric energy and Mcf of natural or manufactured gas
purchased outside the State in which each such company is organized or at the
State line:
Portland General Electric Company ("PGE") purchased electric energy
from certain nonassociated utilities, municipalities, wholesale
marketers, and public authorities, such as Bonneville Power
Administration ("BPA") and public utility districts, which are either
located in or have generation facilities located outside the State of
Oregon:
18,742,428,000 kWh - Delivery of electric energy is through BPA
transmission lines to PGE interconnections in Oregon.
43,887,297 Mcf - Natural gas purchases outside the State of Oregon.
Note: Reference is made to that certain letter, dated January 10, 2000, from
Mr. Robert P. Wason, Chief Financial Analyst of the Securities and
Exchange Commission, to "All Past-Year Filers" of Form U-3A-2
requesting, with respect to the information supplied under this Item 3,
the identity of "the state in which the sales or purchases are made and
the amount in dollars of their associated revenues or expenses." Except
as provided above in response to this Item 3, PGE does not currently
track the additional requested information with respect to wholesale
transactions and it is not possible for PGE to identify specific states
involved in the sale or purchase of wholesale energy or gas. Wholesale
energy and gas sales typically pass through several states on their way
to the
2
<PAGE> 3
ultimate retailer and PGE has no method to track the state of the
purchase or sale of wholesale transactions.
4. The following information for the reporting period with respect to
claimant and each interest it holds directly or indirectly in an EWG or a
foreign utility company, stating monetary amounts in United States dollars:
(a) Name, location, business address and description of the facilities used
by the EWG or foreign utility company for the generation, transmission and
distribution of electric energy for sale or for the distribution at retail of
natural or manufactured gas.
EXEMPT WHOLESALE GENERATORS
<TABLE>
<CAPTION>
INCORPORATION/ % ENRON
SUBSIDIARY FORMATION CITY STATE PURPOSE OWNERSHIP
- -----------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Brownsville Power I, L.L.C. Delaware Houston Texas The development, operation 100.00
and maintenance of a power
plant in Brownsville, Texas.
- -----------------------------------------------------------------------------------------------------------------------
Cabazon Power Partners LLC Delaware Tehachapi California To own and operate a 40MW 31.3289
wind turbine generation
facility under development
near Palm Springs, California
and to sell the power generated
there at wholesale.
- -----------------------------------------------------------------------------------------------------------------------
Caledonia Power I, L.L.C. Delaware Houston Texas The development, operation 100.00
and maintenance of a power
plant in Columbus,
Mississippi.
- -----------------------------------------------------------------------------------------------------------------------
Camden Cogen L.P. Delaware Houston Texas Ownership and operation of a 0.2550 to
natural gas-fired cogeneration 25.2450
facility in Camden, New See
Jersey. Exhibit C
p.4
- -----------------------------------------------------------------------------------------------------------------------
Cogen Technologies Linden Delaware Houston Texas Ownership and operation of a 0.2550 to
Venture, L.P. natural gas-fired cogeneration 25.2450
facility in Linden, New Jersey. See
Exhibit C
p.5
- -----------------------------------------------------------------------------------------------------------------------
Cogen Technologies NJ Venture Delaware Houston Texas Ownership and operation of a 0.2550 to
natural gas-fired cogeneration 25.2450
facility in Bayonne, New See
Jersey. Exhibit C
p.6
- -----------------------------------------------------------------------------------------------------------------------
Enron Europe Operations Limited England London England To hold Enron Power Corp.'s 100.00
equity positions in the various
joint venture projects being
developed in the United
Kingdom.
- -----------------------------------------------------------------------------------------------------------------------
Enron Wind Systems, Inc. California Tehacahapi California To own and operate wind 78.3232
turbine generation facilities
and to sell the power generated
there at wholesale.
- -----------------------------------------------------------------------------------------------------------------------
Hainan Meinan Power Company CJV China Haikou, China To develop, build, own, 50.00
Hainan operate, maintain, manage, and
Province administer the power plant,
arrange financing for the power
plant, and produce and sell
electricity.
- -----------------------------------------------------------------------------------------------------------------------
</TABLE>
3
<PAGE> 4
<TABLE>
<CAPTION>
INCORPORATION/ % ENRON
SUBSIDIARY FORMATION CITY STATE PURPOSE OWNERSHIP
- -----------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Lake Benton Power Partners L.L.C. Delaware Tehachapi California To own and operate a 0.7832
107.25MW wind turbine generation
facility under development near
Lake Benton, Minnesota and to sell
the power generated there at
wholesale.
- -----------------------------------------------------------------------------------------------------------------------------
Lake Benton Power Partners II L.L.C. Delaware Tehachapi California To own and operate a 78.3222
103.5MW wind turbine generation
facility under development near
Lake Benton, Minnesota and to sell
the power generated there at
wholesale.
- -----------------------------------------------------------------------------------------------------------------------------
New Albany Power I, L.L.C. Delaware Houston Texas The development, operation 100.00
and maintenance of a power plant
in Union County, Mississippi.
- -----------------------------------------------------------------------------------------------------------------------------
Storm Lake Power Partners I LLC California Tehachapi California To own and operate a 112MW 0.7832
wind turbine generation facility
under development near Alta, Iowa,
and to sell the power generated
there at wholesale.
- -----------------------------------------------------------------------------------------------------------------------------
Storm Lake Power Partners II LLC Delaware Tehachapi California To own and operate a 0.7832
80.25MW wind turbine generation
facility under development near
Alta, Iowa, and to sell the power
generated there at wholesale.
- -----------------------------------------------------------------------------------------------------------------------------
Trakya Elektrik Uretim ve Ticaret A.S. Turkey Kavaklidere/Turkey To build and operate power 50.00
Ankara stations; to generate wholesale
electrical energy.
- -----------------------------------------------------------------------------------------------------------------------------
Zond-PanAero Windsystem Partners I California Tehacahapi California To own and operate a 19.5MW 0.3916
wind turbine generation facility
located near Palm Springs,
California, and to sell the power
generated there at wholesale.
- -----------------------------------------------------------------------------------------------------------------------------
Zond-PanAero Windsystem Partners II California Tehacahapi California To own and operate a 10.4MW 0.3916
wind turbine generation facility
located near Palm Springs,
California, and to sell the power
generated there at wholesale.
- -----------------------------------------------------------------------------------------------------------------------------
Zond Windsystems Partners, Ltd., California Tehacahapi California To own and operate a 14.2MW 0.7832
Series 85-A wind turbine generation facility
located near Tehachapi, California
and to sell the power generated
there at wholesale.
- -----------------------------------------------------------------------------------------------------------------------------
Zond Windsystems Partners, Ltd., California Tehacahapi California To own and operate a 21.4MW 0.7832
Series 85-B wind turbine generation facility
located near Tehachapi, California
and to sell the power generated
there at wholesale.
- -----------------------------------------------------------------------------------------------------------------------------
</TABLE>
4
<PAGE> 5
<TABLE>
<CAPTION>
INCORPORATION/ % ENRON
SUBSIDIARY FORMATION CITY STATE PURPOSE OWNERSHIP
- -------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Zond Windsystems Partners, Ltd., California Tehacahapi California To own and operate an 18MW 0.7832
Series 85-C wind turbine generation facility
located in Alameda County,
California and to sell the power
generated there at wholesale.
- -------------------------------------------------------------------------------------------------------------------------------
ZWHC L.L.C. Delaware Tehacahapi California To own and operate a 20MW 39.1611
wind turbine generation facility
located near Tehachapi, California
and to sell the power generated
there at wholesale.
- -------------------------------------------------------------------------------------------------------------------------------
</TABLE>
FOREIGN UTILITY COMPANIES
<TABLE>
<CAPTION>
INCORPORATION/ % ENRON
SUBSIDIARY FORMATION CITY STATE PURPOSE OWNERSHIP
- -------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Aeolos S.A. Greece Crete Greece To own and operate a 5MW wind 78.3222
turbine generation facility in
Crete, Greece and to sell the
power generated there at
wholesale
- -------------------------------------------------------------------------------------------------------------------------------
Batangas Power Corp. Philippines Batangas Philippines To own and operate a power plant 55.53
facility in Batangas, Republic of
the Philippines.
- -------------------------------------------------------------------------------------------------------------------------------
Bobae City Gas Co., Ltd. Korea Iksan Korea A gas distribution system serving 50.00
the city of Iksan in the western
part of Korea
- -------------------------------------------------------------------------------------------------------------------------------
Byucksan Energy Co., Ltd Korea Iksan Korea A 21megawatt coal-fired 50.00
cogeneration plant located in the
city of Iksan, Korea
- -------------------------------------------------------------------------------------------------------------------------------
Chongju City Gas Co., Ltd. Korea Chongju Korea A natural gas distribution system 50.00
serving approximately 81,700
customers in Chongju City and
Chongwon-kun, Korea
- -------------------------------------------------------------------------------------------------------------------------------
Companhia de Gas de Bahia S.A. Brazil Bahia Brazil Gas distribution company in the 41.50
state of Bahia.
- -------------------------------------------------------------------------------------------------------------------------------
Companhia de Gas de Santa Brazil Santa Brazil Gas distribution company in the 41.00
Catarina S.A. Catarina state of Santa Catarina.
- -------------------------------------------------------------------------------------------------------------------------------
Companhia Estadual de Gas do Brazil Rio de Rio de To build, own and operate a 25.3833
Rio de Janeiro Janeiro Janeiro pipeline network in the State of
Rio de Janeiro, Brazil.
- -------------------------------------------------------------------------------------------------------------------------------
Companhia Paraibana de Gas S.A. Brazil Paraiba Brazil Gas distribution company in the 41.50
state of Paraiba.
- -------------------------------------------------------------------------------------------------------------------------------
Companhia Paranaense de Gas S.A. Brazil Parana Brazil Gas distribution company in the 24.2550
state of Parana.
- -------------------------------------------------------------------------------------------------------------------------------
Companhia Pernambucana de Gas Brazil Pernambuco Brazil Gas distribution company in the 41.50
S.A. state of Pernambuco.
- -------------------------------------------------------------------------------------------------------------------------------
Dabhol Power Company India Dabhol India To develop, construct, own and 50.00
operate a power station and LNG
regasification facility and
associated port facilities.
- -------------------------------------------------------------------------------------------------------------------------------
Daehan City Gas Co., Ltd. Korea Seoul Korea A natural gas distribution system 20.00
serving approximately 791,300
customers in Seoul and
Kyonggi-do, Korea
- -------------------------------------------------------------------------------------------------------------------------------
</TABLE>
5
<PAGE> 6
<TABLE>
<CAPTION>
INCORPORATION/ % ENRON
SUBSIDIARY FORMATION CITY STATE PURPOSE OWNERSHIP
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Daeil City Gas Co., Ltd. Korea Chunchon Korea A gas distribution system serving 50.00
the city of Chunchon in the
northern part of Korea
- ------------------------------------------------------------------------------------------------------------------------------------
Dongbu Haeyang City Gas Co., Ltd. Korea Sunchon Korea A gas distribution system serving 50.00
the city of Sunchon in the
southern part of Korea
- ------------------------------------------------------------------------------------------------------------------------------------
EcoElectrica, L.P. Bermuda Hato Rey Puerto Rico To design, construct and own a 24.8750
power generating facility in
Puerto Rico.
- ------------------------------------------------------------------------------------------------------------------------------------
ECT Colombia Pipeline Holdings 2 Cayman Islands Grand Cayman To be utilized in connection with 100.00
Ltd. Cayman Islands the bid to purchase shares in
Promigas S.A., E.S.P.
- ------------------------------------------------------------------------------------------------------------------------------------
Electricidad Enron de Guatemala, Guatemala Guatemala Guatemala Development and construction of 100.00
S.A. City a power facility in Guatemala.
- ------------------------------------------------------------------------------------------------------------------------------------
Elektro - Eletricidade e Servicos Brazil Sao Paulo Brazil Owns and operates a transmission 74.0878
S/A system for the distribution of See
electricity throughout Sao Paulo Exhibit C
and Mato Grosso do Su. p. 40
- ------------------------------------------------------------------------------------------------------------------------------------
Elektrocieplownia Nowa Sarzyna Poland Nowa Poland To own and operate a heat 25.00
Sp. Z o.o. Sarzyna generating facility in Nowa
Sarzyna, Poland
- ------------------------------------------------------------------------------------------------------------------------------------
Empresa de Generacion Electrica Panama Republic Panama Thermal power generation plants 51.00
Bahia Las Minas, S.A. of Panama located on the northern coast of
Panama near the eastern side of
the Panama Canal
- ------------------------------------------------------------------------------------------------------------------------------------
Empresa Sergipana de Gas S.A. Brazil Sergipe Brazil Gas distribution company in the 41.50
state of Sergipe.
- ------------------------------------------------------------------------------------------------------------------------------------
Enron Capital & Trade Resources England London England To hold Enron Power Corp.'s 100.00
Limited equity positions in the various
joint venture projects being
developed in the United Kingdom.
- ------------------------------------------------------------------------------------------------------------------------------------
Enron Equity Corp. Delaware Houston Texas To provide a deconsolidated entity 100.00
for tax purposes into which
earnings of Transportadora de Gas
del Sur, S.A., Batangas Power
Corp., and Subic Power Corp. will
flow.
- ------------------------------------------------------------------------------------------------------------------------------------
Enron Power Operations Teesside England London England Operations and Management 51.00
- ------------------------------------------------------------------------------------------------------------------------------------
Enron Power Philippines Corp. Philippines Metro Philippines Holding company for interests in 55.53
Manila power plant facilities in the
Republic of the Philippines.
- ------------------------------------------------------------------------------------------------------------------------------------
Enron Power Philippine Operating Delaware Houston Texas Operation of Philippine based 100.00
Corp. power generating facility at
Batangas.
- ------------------------------------------------------------------------------------------------------------------------------------
Enron Subic Power Corp. Philippines Manila Philippines Lease and operate electric/power 100.00
generating facilities.
- ------------------------------------------------------------------------------------------------------------------------------------
Enron Teesside Operations Limited England and London England Operator of Teesside Utilities 100.00
Wales
- ------------------------------------------------------------------------------------------------------------------------------------
Gas de Alagoas S.A. Brazil Alagoas Brazil Gas distribution company in the 41.50
state of Alagoas.
- ------------------------------------------------------------------------------------------------------------------------------------
Gas de Risaralda S.A. Colombia Barranquilla Colombia Gas distribution company serving 2.1810
various locations in Colombia.
- ------------------------------------------------------------------------------------------------------------------------------------
Gases del Caribe S.A., E.S.P. Colombia Barranquilla Colombia Gas distribution company serving 12.7765
Atlantico, Magdalena and Cesar,
Colombia.
- ------------------------------------------------------------------------------------------------------------------------------------
Gases de la Guajira S.A., E.S.P. Colombia Barranquilla Colombia Gas distribution company serving 12.5834
Guajira, Colombia.
- ------------------------------------------------------------------------------------------------------------------------------------
Gases del Occidente S.A., E.S.P. Colombia Barranquilla Colombia Gas distribution company serving 10.7193
Caldas, Risaralda, Quindio and
Valle del Cauca, Colombia.
- ------------------------------------------------------------------------------------------------------------------------------------
</TABLE>
6
<PAGE> 7
<TABLE>
<CAPTION>
INCORPORATION/ % ENRON
SUBSIDIARY FORMATION CITY STATE PURPOSE OWNERSHIP
- -------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Gasnacol S.A. Colombia Barranquilla Colombia Gas distribution company serving 6.4103
various locations in Colombia.
- -------------------------------------------------------------------------------------------------------------------------------
IWECO Megali Vrissi S.A. Greece Crete Greece To own and operate a 5MW wind 78.3222
turbine generation facility in
Crete, Greece and to sell the
power generated there at
wholesale
- -------------------------------------------------------------------------------------------------------------------------------
Kumi City Gas Co., Ltd. Korea Kumi Korea A natural gas distribution system 50.00
serving approximately 48,900
customers in Kumi City, Korea
- -------------------------------------------------------------------------------------------------------------------------------
Marianas Energy Company LLC Delaware Tamuning Guam To own and operate a power plant 50.00
facility in Piti, Guam.
- -------------------------------------------------------------------------------------------------------------------------------
Offshore Power Operations C.V. Netherlands Rotterdam Netherlands To operate a power station, a 100.00
liquid natural gas regasification
facility and certain marine works
being constructed near Dabhol,
Maharashtra, India.
- -------------------------------------------------------------------------------------------------------------------------------
Owenreagh Power Partners United Kingdom Strabane Ireland To own and operate a 5.5MW 78.3222
wind turbine generation facility
in Crete, Greece and to sell the
power generated there at
wholesale
- -------------------------------------------------------------------------------------------------------------------------------
Pohang City Gas Co., Ltd. Korea Pohang Korea A distributor of LPG station, a 50.00
approximately 32,500 customers in
Pohang City, Yongil-kan,
Yongduk-kun, and Uljin County,
Korea.
- -------------------------------------------------------------------------------------------------------------------------------
Promigas S.A., E.S.P. Colombia Barranquilla Colombia Engaged in business of natural gas 41.2279
transportation, operation of
natural gas pipelines for third
parties, pipeline services and
utilization of compressed natural
gas.
- -------------------------------------------------------------------------------------------------------------------------------
Puerto Quetzal Power Corp. Delaware Puerto Guatemala Owns power station on the West 27.7650
Quetzal Coast of Guatemala.
- -------------------------------------------------------------------------------------------------------------------------------
Pusan City Gas Co., Ltd. Korea Pusan Korea A natural gas distribution system 20.1568
serving approximately 359,900
customers in Pusan City, Korea
- -------------------------------------------------------------------------------------------------------------------------------
Riogas S.A. Brazil Rio de Rio de To build, own and operate a gas 22.0050
Janeiro Janeiro pipeline network in the State of
Rio de Janeiro, Brazil.
- -------------------------------------------------------------------------------------------------------------------------------
San Juan Gas Company, Inc. Puerto Rico Mirimar Puerto Distribution and sale of gas via 100.00
Santurce Rico underground pipeline system in
San Juan, Puerto Rico.
- -------------------------------------------------------------------------------------------------------------------------------
Sarlux S.R.L. Italy N/A Italy To participate in the Sarlux IGCC 45.00
Power Project.
- -------------------------------------------------------------------------------------------------------------------------------
SK Gas Co., Ltd. Korea Seoul Korea An importer, marketer and 22.7650
distributor of LPG operating
throughout Korea.
- -------------------------------------------------------------------------------------------------------------------------------
Smith/Enron Cogeneration Limited Turks & Grand Turks & To construct, acquire and own, 85.00
Partnership Caicos Isles Turk Caicos, manage and operate the project (a
Island, 185 MW barge-mounted power
B.W.I. generation facility.)
- -------------------------------------------------------------------------------------------------------------------------------
Smith/Enron O&M Limited Turks & Grand Turks & To operate and maintain the 50.00
Partnership Caicos Isles Turk Caicos, approx. 185 MW power plant to
Island, be constructed near Puerto Plata,
B.W.I. Dom. Rep.
- -------------------------------------------------------------------------------------------------------------------------------
Subic Power Corp. Philippines Olangapo Philippines To design, construct, own and 27.7650
operate power generating
facilities in the Republic of the
Philippines.
- -------------------------------------------------------------------------------------------------------------------------------
</TABLE>
7
<PAGE> 8
<TABLE>
<CAPTION>
INCORPORATION/ % ENRON
SUBSIDIARY FORMATION CITY STATE PURPOSE OWNERSHIP
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Surtigas S.A., E.S.P. Colombia Barranquilla Colombia Gas distribution company 33.0112
serving Bolivar, Cordova
and Sucre, Colombia.
- ------------------------------------------------------------------------------------------------------------------------------------
Sutton Bridge Power England London England Development of a gas-fired 25.00
power plant located at See
Sutton Bridge in Exhibit C
Lincolnshire, England. p.74
- ------------------------------------------------------------------------------------------------------------------------------------
Teesside Gas Processing England London England Responsible for the gas 100.00
Limited liquids and gas processing
plant being built in
conjunction w/Teesside
Cogen plant.
- ------------------------------------------------------------------------------------------------------------------------------------
Teesside Gas Transportation England London England Responsible for gas supply 100.00
Limited going to the Teesside See
Cogen plant. Exhibit C
p.76
- ------------------------------------------------------------------------------------------------------------------------------------
Teesside Power Holdings Limited England London England Holding Company 85.00
See
Exhibit C
p.77
- ------------------------------------------------------------------------------------------------------------------------------------
Teesside Power Limited England London England Owns the power station at 42.50
Teesside, England. See
Exhibit C
p.78
- ------------------------------------------------------------------------------------------------------------------------------------
Tolgas, S.A. Colombia Barranquilla Colombia Gas distribution company 3.0205
serving various locations
in Colombia.
- ------------------------------------------------------------------------------------------------------------------------------------
</TABLE>
(b) Name of each system company that holds an interest in such EWG or
foreign utility company; and description of the interest held.
SEE EXHIBIT C AND APPENDIX I FOR A DESCRIPTION OF THE INTEREST HELD.
(c) Type and amount of capital invested, directly or indirectly, by the
holding company claiming exemption; any direct or indirect guarantee of the
security of the EWG or foreign utility company by the holding company claiming
exemption; and any debt or other financial obligation for which there is
recourse, directly or indirectly, to the holding company claiming exemption or
another system company, other than the EWG or foreign utility company.
(For calendar year ended December 31, 1999)
<TABLE>
<CAPTION>
GUARANTEES/
SUBSIDIARY CAPITAL INVESTED RECOURSE DEBT NOTES
- ------------------------------------------------------------------------------------------------------------------------
EXEMPT WHOLESALE GENERATORS
- ------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
Brownsville Power I, L.L.C. Equity 124,858,000 --
- ------------------------------------------------------------------------------------------------------------------------
Cabazon Power Partners LLC Equity 10,604,000 --
- ------------------------------------------------------------------------------------------------------------------------
Caledonia Power I, L.L.C. Equity 152,652,000 --
- ------------------------------------------------------------------------------------------------------------------------
Camden Cogen L.P. Equity/Debt 112,941,000 --
- ------------------------------------------------------------------------------------------------------------------------
Cogen Technologies Linden Venture, L.P. Equity 433,505,000 --
- ------------------------------------------------------------------------------------------------------------------------
</TABLE>
8
<PAGE> 9
<TABLE>
<CAPTION>
GUARANTEES/
SUBSIDIARY CAPITAL INVESTED RECOURSE DEBT NOTES
- ------------------------------------------------------------------------------------------------------------------------
EXEMPT WHOLESALE GENERATORS
- ------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
Cogen Technologies NJ Venture Equity/Debt 90,939,000 --
- ------------------------------------------------------------------------------------------------------------------------
Enron Europe Operations Limited Equity 144,000,000 --
- ------------------------------------------------------------------------------------------------------------------------
Enron Wind Systems, Inc. Equity 5,075,000 --
- ------------------------------------------------------------------------------------------------------------------------
Hainan Meinan Power Company CJV Equity/Debt 150,787,000 --
- ------------------------------------------------------------------------------------------------------------------------
Lake Benton Power Partners L.L.C. Equity 416,000 --
- ------------------------------------------------------------------------------------------------------------------------
Lake Benton Power Partners II L.L.C. Equity 1,000 --
- ------------------------------------------------------------------------------------------------------------------------
New Albany Power I, L.L.C. Equity 146,861,000 --
- ------------------------------------------------------------------------------------------------------------------------
Storm Lake Power Partners I LLC Equity 944,000 --
- ------------------------------------------------------------------------------------------------------------------------
Storm Lake Power Partners II LLC Equity 381,000 --
- ------------------------------------------------------------------------------------------------------------------------
Trakya Elektrik Uretim ve Ticaret A.S. Equity 57,714,000 20,284,000 (a)
- ------------------------------------------------------------------------------------------------------------------------
Zond-PanAero Windsystem Partners I Equity 275,000 --
- ------------------------------------------------------------------------------------------------------------------------
Zond-PanAero Windsystem Partners II Equity 149,000 --
- ------------------------------------------------------------------------------------------------------------------------
Zond Windsystems Partners, Ltd., Series 85-A Equity 382,000 --
- ------------------------------------------------------------------------------------------------------------------------
Zond Windsystems Partners, Ltd., Series 85-B Equity 552,000 --
- ------------------------------------------------------------------------------------------------------------------------
Zond Windsystems Partners, Ltd., Series 85-C Equity 431,000 --
- ------------------------------------------------------------------------------------------------------------------------
ZWHC L.L.C. Equity 920,000 --
- ------------------------------------------------------------------------------------------------------------------------
Notes:
(a) Guarantees issued to support letters of credit
- ------------------------------------------------------------------------------------------------------------------------
</TABLE>
<TABLE>
<CAPTION>
GUARANTEES/
SUBSIDIARY CAPITAL INVESTED RECOURSE DEBT NOTES
- ------------------------------------------------------------------------------------------------------------------------
FOREIGN UTILITY COMPANIES
- ------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
Aeolos S.A. Equity 6,945,000 --
- ------------------------------------------------------------------------------------------------------------------------
Batangas Power Corp. Equity 25,865,000 --
- ------------------------------------------------------------------------------------------------------------------------
Bobae City Gas Co., Ltd. Cash 5,570,000 --
- ------------------------------------------------------------------------------------------------------------------------
Byucksan Energy Co., Ltd. -- --
- ------------------------------------------------------------------------------------------------------------------------
Chongju City Gas Co., Ltd. Cash 7,282,000 --
- ------------------------------------------------------------------------------------------------------------------------
Companhia de Gas de Bahia S.A. Equity 32,000,000 --
- ------------------------------------------------------------------------------------------------------------------------
Companhia de Gas de Santa Catarina S.A. Equity 8,149,000 --
- ------------------------------------------------------------------------------------------------------------------------
Companhia Estadual de Gas do Rio de Janeiro Equity 194,000,000 --
- ------------------------------------------------------------------------------------------------------------------------
Companhia Paraibana de Gas S.A. Equity 11,000,000 --
- ------------------------------------------------------------------------------------------------------------------------
Companhia Paranaense de Gas S.A. Equity 37,850,000 --
- ------------------------------------------------------------------------------------------------------------------------
</TABLE>
9
<PAGE> 10
<TABLE>
<CAPTION>
GUARANTEES/
SUBSIDIARY CAPITAL INVESTED RECOURSE DEBT NOTES
- ------------------------------------------------------------------------------------------------------------------------
FOREIGN UTILITY COMPANIES
- ------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
Companhia Pernambucana de Gas S.A. Equity 43,000,000 --
- ------------------------------------------------------------------------------------------------------------------------
Dabhol Power Company Equity 239,329,000 --
- ------------------------------------------------------------------------------------------------------------------------
Daehan City Gas Co., Ltd. Cash 56,906,000 --
- ------------------------------------------------------------------------------------------------------------------------
Daeil City Gas Co., Ltd. Cash 7,874,000 --
- ------------------------------------------------------------------------------------------------------------------------
Dongbu Haeyang City Gas Co., Ltd. Cash 17,798,000 --
- ------------------------------------------------------------------------------------------------------------------------
EcoElectrica, L.P. Equity 8,136,000 --
- ------------------------------------------------------------------------------------------------------------------------
ECT Colombia Pipeline Holdings 2 Ltd. Equity 88,589,000 -- (a)
- ------------------------------------------------------------------------------------------------------------------------
Electricidad Enron de Guatemala, S.A. Equity/Debt 1,000 --
- ------------------------------------------------------------------------------------------------------------------------
Elektro - Eletricidade e Servicos S/A Equity 842,355,000 --
- ------------------------------------------------------------------------------------------------------------------------
Elektrocieplownia Nowa Sarzyna Sp. Z o.o. -- 5,270,000 (b)
- ------------------------------------------------------------------------------------------------------------------------
Empresa de Generacion Electrica Bahia Las Minas, S.A. Equity 97,265,000 --
- ------------------------------------------------------------------------------------------------------------------------
Empresa Sergipana de Gas S.A. Equity 11,000,000 --
- ------------------------------------------------------------------------------------------------------------------------
Enron Capital & Trade Resources Limited -- --
- ------------------------------------------------------------------------------------------------------------------------
Enron Equity Corp. Equity 121,607,000 --
- ------------------------------------------------------------------------------------------------------------------------
Enron Power Operations Teesside -- --
- ------------------------------------------------------------------------------------------------------------------------
Enron Power Philippines Corp. Equity/Debt 30,909,000 --
- ------------------------------------------------------------------------------------------------------------------------
Enron Power Philippine Operating Corp. Equity 1,000 --
- ------------------------------------------------------------------------------------------------------------------------
Enron Subic Power Corp. Equity 500,000 --
- ------------------------------------------------------------------------------------------------------------------------
Enron Teesside Operations Limited Equity 118,158,000 --
- ------------------------------------------------------------------------------------------------------------------------
Gas de Alagoas S.A. Equity 21,000,000 --
- ------------------------------------------------------------------------------------------------------------------------
Gas de Risaralda S.A. Equity 3,907,000 --
- ------------------------------------------------------------------------------------------------------------------------
Gases del Caribe S.A., E.S.P. Equity 42,286,000 --
- ------------------------------------------------------------------------------------------------------------------------
Gases de la Guajira S.A., E.S.P. Equity 4,118,000 --
- ------------------------------------------------------------------------------------------------------------------------
Gases del Occidente S.A., E.S.P. Equity 3,504,000 --
- ------------------------------------------------------------------------------------------------------------------------
Gasnacol S.A. Equity 1,716,000 --
- ------------------------------------------------------------------------------------------------------------------------
IWECO Megali Vrissi S.A. Equity 3,485,000 --
- ------------------------------------------------------------------------------------------------------------------------
Kumi City Gas Co., Ltd. Cash 11,166,000 --
- ------------------------------------------------------------------------------------------------------------------------
Marianas Energy Company LLC Equity/Debt 19,312,000 --
- ------------------------------------------------------------------------------------------------------------------------
Offshore Power Operations C.V. Equity/Debt 45,000 --
- ------------------------------------------------------------------------------------------------------------------------
Owenreagh Power Partners Equity 1,633,000 --
- ------------------------------------------------------------------------------------------------------------------------
Pohang City Gas Co., Ltd. Cash 4,612,000 --
- ------------------------------------------------------------------------------------------------------------------------
</TABLE>
10
<PAGE> 11
<TABLE>
<CAPTION>
GUARANTEES/
SUBSIDIARY CAPITAL INVESTED RECOURSE DEBT NOTES
- ------------------------------------------------------------------------------------------------------------------------
FOREIGN UTILITY COMPANIES
- ------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
Promigas S.A., E.S.P. Equity 271,908,000 --
- ------------------------------------------------------------------------------------------------------------------------
Puerto Quetzal Power Corp. Equity 16,500,000 --
- ------------------------------------------------------------------------------------------------------------------------
Pusan City Gas Co., Ltd. Cash 61,144,000 --
- ------------------------------------------------------------------------------------------------------------------------
Riogas S.A. Equity 101,782,000 --
- ------------------------------------------------------------------------------------------------------------------------
San Juan Gas Company, Inc. Equity/Debt 31,847,000 --
- ------------------------------------------------------------------------------------------------------------------------
Sarlux S.R.L. Equity/Debt 9,395,000 197,222,000 (b)
- ------------------------------------------------------------------------------------------------------------------------
SK Gas Co., Ltd. Cash 33,983,000 --
- ------------------------------------------------------------------------------------------------------------------------
Smith/Enron Cogeneration Limited Partnership Equity 48,536,000 68,833,000 (b)
- ------------------------------------------------------------------------------------------------------------------------
Smith/Enron O&M Limited Partnership -- --
- ------------------------------------------------------------------------------------------------------------------------
Subic Power Corp. Equity 11,136,000 --
- ------------------------------------------------------------------------------------------------------------------------
Surtigas S.A., E.S.P. Equity 26,812,000 --
- ------------------------------------------------------------------------------------------------------------------------
Sutton Bridge Power Equity 42,400,000 45,900,000 (b)
- ------------------------------------------------------------------------------------------------------------------------
Teesside Gas Processing Limited -- --
- ------------------------------------------------------------------------------------------------------------------------
Teesside Gas Transportation Limited -- --
- ------------------------------------------------------------------------------------------------------------------------
Teesside Power Holdings Limited -- -- (c)
- ------------------------------------------------------------------------------------------------------------------------
Teesside Power Limited Equity 117,839,000 149,530,000 (b)
138,969,000 (d)
- ------------------------------------------------------------------------------------------------------------------------
Tolgas, S.A. Equity 840,000 --
- ------------------------------------------------------------------------------------------------------------------------
Notes:
(a) Holding company - holds investment in
Promigas S.A., E.S.P.
(b) Guarantees issued to support trade
obligations and debt
(c) Holding company - holds investment in
Teesside Power Ltd
(d) Guarantees issued to support letters of
credit
- ------------------------------------------------------------------------------------------------------------------------
</TABLE>
(d) Capitalization and earnings of the EWG or foreign utility company
during the reporting period.
(For calendar year ended December 31, 1999)
<TABLE>
<CAPTION>
SUBSIDIARY CAPITALIZATION NET EARNINGS NOTES
- ------------------------------------------------------------------------------------------------------------------------
EXEMPT WHOLESALE GENERATORS
- ------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
Brownsville Power I, L.L.C. 124,858,000 --
- ------------------------------------------------------------------------------------------------------------------------
Cabazon Power Partners LLC 54,465,000 1,905,000
- ------------------------------------------------------------------------------------------------------------------------
Caledonia Power I, L.L.C. 152,652,000 --
- ------------------------------------------------------------------------------------------------------------------------
Camden Cogen L.P. 119,272,000 4,526,000
- ------------------------------------------------------------------------------------------------------------------------
Cogen Technologies Linden Venture, L.P. 464,052,000 65,283,000
- ------------------------------------------------------------------------------------------------------------------------
Cogen Technologies NJ Venture 96,979,000 45,189,000
- ------------------------------------------------------------------------------------------------------------------------
</TABLE>
11
<PAGE> 12
<TABLE>
<S> <C> <C> <C>
- ------------------------------------------------------------------------------------------------------------------------
Enron Europe Operations Limited 217,000,000 60,000,000
- ------------------------------------------------------------------------------------------------------------------------
Enron Wind Systems, Inc. (69,972,000) (27,762,000)
- ------------------------------------------------------------------------------------------------------------------------
Hainan Meinan Power Company CJV 113,797,000 1,747,000
- ------------------------------------------------------------------------------------------------------------------------
Lake Benton Power Partners L.L.C. 110,129,000 (5,457,000)
- ------------------------------------------------------------------------------------------------------------------------
Lake Benton Power Partners II L.L.C. 119,260,000 --
- ------------------------------------------------------------------------------------------------------------------------
New Albany Power I, L.L.C. 147,891,000 --
- ------------------------------------------------------------------------------------------------------------------------
Storm Lake Power Partners I LLC 177,571,000 (5,064,000)
- ------------------------------------------------------------------------------------------------------------------------
Storm Lake Power Partners II LLC 118,614,000 (2,189,000)
- ------------------------------------------------------------------------------------------------------------------------
Trakya Elektrik Uretim ve Ticaret A.S. 54,338,000 (3,376,000)
- ------------------------------------------------------------------------------------------------------------------------
Zond-PanAero Windsystem Partners I 6,542,000 2,117,000
- ------------------------------------------------------------------------------------------------------------------------
Zond-PanAero Windsystem Partners II 3,559,000 1,423,000
- ------------------------------------------------------------------------------------------------------------------------
Zond Windsystems Partners Ltd., Series 85-A 3,429,000 114,000
- ------------------------------------------------------------------------------------------------------------------------
Zond Windsystems Partners Ltd., Series 85-B 5,797,000 622,000
- ------------------------------------------------------------------------------------------------------------------------
Zond Windsystems Partners Ltd., Series 85-C 4,436,000 203,000
- ------------------------------------------------------------------------------------------------------------------------
ZWHC L.L.C. 2,996,000 256,000
- ------------------------------------------------------------------------------------------------------------------------
</TABLE>
<TABLE>
<CAPTION>
SUBSIDIARY CAPITALIZATION NET EARNINGS NOTES
- ------------------------------------------------------------------------------------------------------------------------
FOREIGN UTILITY COMPANIES
- ------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
Aeolos S.A. 7,981,000 (354,000)
- ------------------------------------------------------------------------------------------------------------------------
Batangas Power Corp. 67,575,000 19,310,000
- ------------------------------------------------------------------------------------------------------------------------
Bobae City Gas Co., Ltd. -- --
- ------------------------------------------------------------------------------------------------------------------------
Byucksan Energy Co., Ltd. -- --
- ------------------------------------------------------------------------------------------------------------------------
Chongju City Gas Co., Ltd. 29,137,000 3,096,000
- ------------------------------------------------------------------------------------------------------------------------
Companhia de Gas de Bahia S.A. 14,635,000 4,901,000 (a)
- ------------------------------------------------------------------------------------------------------------------------
Companhia de Gas de Santa Catarina S.A. 24,886,000 -- (a)
- ------------------------------------------------------------------------------------------------------------------------
Companhia Estadual de Gas do Rio de Janeiro 119,211,000 7,584,000 (a)
- ------------------------------------------------------------------------------------------------------------------------
Companhia Paraibana de Gas S.A. 3,047,000 724,000 (a)
- ------------------------------------------------------------------------------------------------------------------------
Companhia Paranaense de Gas S.A. 34,650,000 (472,000) (a)
- ------------------------------------------------------------------------------------------------------------------------
Companhia Pernambucana de Gas S.A. 19,458,000 2,611,000 (a)
- ------------------------------------------------------------------------------------------------------------------------
Dabhol Power Company 1,171,341,000 48,851,000
- ------------------------------------------------------------------------------------------------------------------------
Daehan City Gas Co., Ltd. 251,773,000 19,686,000
- ------------------------------------------------------------------------------------------------------------------------
Daeil City Gas Co., Ltd. -- --
- ------------------------------------------------------------------------------------------------------------------------
Dongbu Haeyang City Gas Co., Ltd. -- --
- ------------------------------------------------------------------------------------------------------------------------
EcoElectrica, L.P. 613,064,000 --
- ------------------------------------------------------------------------------------------------------------------------
ECT Colombia Pipeline Holdings 2 Ltd. 124,426,000 16,553,000
- ------------------------------------------------------------------------------------------------------------------------
Electricidad Enron de Guatemala, S.A. 1,916,000 (110,000)
- ------------------------------------------------------------------------------------------------------------------------
</TABLE>
12
<PAGE> 13
<TABLE>
<CAPTION>
SUBSIDIARY CAPITALIZATION NET EARNINGS NOTES
- ------------------------------------------------------------------------------------------------------------------------
FOREIGN UTILITY COMPANIES
- ------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
Elektro - Eletricidade e Servicos S/A 842,355,000 38,621,000
- ------------------------------------------------------------------------------------------------------------------------
Electrocieplownia Nowa Sarzyna Sp. Z o.o. (91,000) (89,000)
- ------------------------------------------------------------------------------------------------------------------------
Empresa de Generacion Electrica Bahia Las Minas, S.A. 186,094,000 190,000
- ------------------------------------------------------------------------------------------------------------------------
Empresa Sergipana de Gas S.A. 4,109,000 517,000 (a)
- ------------------------------------------------------------------------------------------------------------------------
Enron Capital & Trade Resources Limited 406,904,000 62,333,000
- ------------------------------------------------------------------------------------------------------------------------
Enron Equity Corp. 248,149,000 16,210,000
- ------------------------------------------------------------------------------------------------------------------------
Enron Power Operations Teesside 51,018,000 1,885,000
- ------------------------------------------------------------------------------------------------------------------------
Enron Power Philippines Corp. 116,790,000 20,885,000
- ------------------------------------------------------------------------------------------------------------------------
Enron Power Philippine Operating Corp. 1,000 --
- ------------------------------------------------------------------------------------------------------------------------
Enron Subic Power Corp 876,000 60,000
- ------------------------------------------------------------------------------------------------------------------------
Enron Teesside Operations Limited 120,521,000 10,728,000
- ------------------------------------------------------------------------------------------------------------------------
Gas de Alagoas S.A. 7,471,000 1,531,000 (a)
- ------------------------------------------------------------------------------------------------------------------------
Gas de Risaralda S.A. 8,575,000 (145,000) (a)
- ------------------------------------------------------------------------------------------------------------------------
Gases del Caribe S.A., E.S.P. 56,197,000 5,246,000 (a)
- ------------------------------------------------------------------------------------------------------------------------
Gases de la Guajira S.A., E.S.P. 4,164,000 208,000 (a)
- ------------------------------------------------------------------------------------------------------------------------
Gases del Occidente S.A., E.S.P. 19,317,000 266,000 (a)
- ------------------------------------------------------------------------------------------------------------------------
Gasnacol S.A. 1,976,000 (356,000) (a)
- ------------------------------------------------------------------------------------------------------------------------
IWECO Megali Vrissi S.A. 3,797,000 (451,000)
- ------------------------------------------------------------------------------------------------------------------------
Kumi City Gas Co., Ltd. 40,874,000 8,112,000
- ------------------------------------------------------------------------------------------------------------------------
Marianas Energy Company LLC 155,199,000 702,000
- ------------------------------------------------------------------------------------------------------------------------
Offshore Power Operations C.V. (154,000) (198,000)
- ------------------------------------------------------------------------------------------------------------------------
Owenreagh Power Partners 10,177,000 90,000
- ------------------------------------------------------------------------------------------------------------------------
Pohang City Gas Co., Ltd. 20,121,000 1,958,000
- ------------------------------------------------------------------------------------------------------------------------
Promigas S.A., E.S.P. 306,423,000 19,723,000 (a)
- ------------------------------------------------------------------------------------------------------------------------
Puerto Quetzal Power Corp. 81,875,000 8,284,000
- ------------------------------------------------------------------------------------------------------------------------
Pusan City Gas Co., Ltd. 165,288,000 15,431,000
- ------------------------------------------------------------------------------------------------------------------------
Riogas S.A. 20,261,000 69,000 (a)
- ------------------------------------------------------------------------------------------------------------------------
San Juan Gas Company, Inc. 21,713,000 (3,910,000)
- ------------------------------------------------------------------------------------------------------------------------
Sarlux S.R.L. 45,715,000 (9,380,000)
- ------------------------------------------------------------------------------------------------------------------------
SK Gas Co., Ltd. 478,112,000 11,709,000
- ------------------------------------------------------------------------------------------------------------------------
Smith/Enron Cogeneration Limited Partnership 181,541,000 (19,162,000)
- ------------------------------------------------------------------------------------------------------------------------
Smith/Enron O&M Limited Partnership 6,018,000 2,425,000
- ------------------------------------------------------------------------------------------------------------------------
Subic Power Corp. 92,609,000 9,419,000
- ------------------------------------------------------------------------------------------------------------------------
Surtigas S.A., E.S.P. 24,269,000 3,359,000 (a)
- ------------------------------------------------------------------------------------------------------------------------
Sutton Bridge Power 95,141,000 26,023,000
- ------------------------------------------------------------------------------------------------------------------------
Teesside Gas Processing Limited -- --
- ------------------------------------------------------------------------------------------------------------------------
Teesside Gas Transportation Limited 8,913,000 (6,495,000)
- ------------------------------------------------------------------------------------------------------------------------
Teesside Power Holdings Limited -- --
- ------------------------------------------------------------------------------------------------------------------------
Teesside Power Limited 117,839,000 62,912,000
- ------------------------------------------------------------------------------------------------------------------------
</TABLE>
13
<PAGE> 14
<TABLE>
<CAPTION>
SUBSIDIARY CAPITALIZATION NET EARNINGS NOTES
- ------------------------------------------------------------------------------------------------------------------------
FOREIGN UTILITY COMPANIES
- ------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
Tolgas, S.A. 1,196,782 (106,807) (a)
- ------------------------------------------------------------------------------------------------------------------------
Notes:
(a) Not U.S. GAAP
- ------------------------------------------------------------------------------------------------------------------------
</TABLE>
(e) Identify any service, sales or construction contract(s) between the EWG
or foreign utility company and a system company, and describe the services to be
rendered or goods sold and fees or revenues under such agreement(s).
SEE APPENDIX III WHICH HAS BEEN FILED CONFIDENTIALLY WITH THE SECURITIES
AND EXCHANGE COMMISSION.
14
<PAGE> 15
The above-named claimant has caused this statement to be duly executed on
its behalf by its authorized officer on this 30th day of March, 2000.
ENRON CORP.
/s/ ROBERT H. BUTTS
-----------------------------------------
By: Robert H. Butts
Title: Vice President and Controller
CORPORATE SEAL
Attest:
/s/ KATE B. COLE
- -----------------------------------
Name, title, and address of officer
to whom notices and correspondence
concerning this statement should be
addressed:
Robert D. Eickenroht, Assistant General Counsel
- -----------------------------------------------
(Name) (Title)
1400 Smith Street, EB 4859
Houston, Texas 77002
Telephone: 713/853-3155
Telecopy: 713/646-5847
15
<PAGE> 16
12/31/99
SEC FORM U-3A-2\A
APPENDIX I
Enron Corp. Subsidiary Interests
Filed with the Securities and Exchange Commission
pursuant to Rule 202 of Regulation S-T
<PAGE> 17
12/31/99
SEC FORM U-3A-2\A
APPENDIX II
Enron Corp. properties and subsidiary public utility company interests
<TABLE>
<CAPTION>
PRINCIPAL PRINCIPAL
PLACE OF ADDRESS ADDRESS % ENRON
SUBSIDIARY INCORPORATION CITY STATE PURPOSE OWNERSHIP
- -----------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
PORTLAND GENERAL ELECTRIC COMPANY Oregon Portland Oregon Electric utility. 100.00
- -----------------------------------------------------------------------------------------------------------------------
Portland General Transport Corporation Oregon Portland Oregon Sale of segmented gas 100.00
pipeline capacity,
currently inactive.
- -----------------------------------------------------------------------------------------------------------------------
121 S.W. Salmon St. Corporation Oregon Portland Oregon Leases PGE Headquarters. 100.00
- -----------------------------------------------------------------------------------------------------------------------
Worldwide Trade Center Northwest Oregon Portland Oregon Development of 100.00
Corporation World Trade Center
complex in
Portland, Oregon.
- -----------------------------------------------------------------------------------------------------------------------
Salmon Springs Hospitality Group, Inc. Oregon Portland Oregon Meeting center and 100.00
catering business line in
the Portland, Oregon
metropolitan area.
- -----------------------------------------------------------------------------------------------------------------------
</TABLE>
Enron Corp. has no properties other than the stock of its subsidiaries and an
immaterial amount of office equipment and furniture. Its only public utility
subsidiary is Portland General Electric Company ("PGE"). PGE is engaged in the
generation, purchase, transmission, distribution and sale of electric energy in
Oregon. PGE has a 321 MW ownership interest in generating plants in Washington
(1 plant) and Montana (2 plants), comprising approximately 15% of its total
generating capacity. PGE sells electric energy at wholesale in interstate
commerce to electric utilities located in other states, primarily California.
PGE purchases electric energy from public utility districts located in
Washington and from nonassociated utilities in Oregon, Washington, Montana,
Idaho, Arizona, New Mexico, California and Canada. PGE purchases surplus
electric energy from the Bonneville Power Administration ("BPA"), a federal
agency that markets electric energy generated by federal hydroelectric dams
located on the Columbia River in Oregon and Washington.
PGE owns wholly or jointly the following generating facilities:
<TABLE>
<CAPTION>
Percent of Company's
Name Location Net Capability (MW) Interest Fuel
- -----------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Sullivan West Linn, OR 16 100.0 Hydro
- -----------------------------------------------------------------------------------------------------------
Faraday Estacada, OR 44 100.0 Hydro
- -----------------------------------------------------------------------------------------------------------
River Mill Estacada, OR 25 100.0 Hydro
- -----------------------------------------------------------------------------------------------------------
Bull Run Bull Run, OR 22 100.0 Hydro
- -----------------------------------------------------------------------------------------------------------
Oak Grove Three Lynx, OR 44 100.0 Hydro
- -----------------------------------------------------------------------------------------------------------
Pelton Madras, OR 108 100.0 Hydro
- -----------------------------------------------------------------------------------------------------------
North Fork Estacada, OR 54 100.0 Hydro
- -----------------------------------------------------------------------------------------------------------
Round Butte Madras, OR 300 100.0 Hydro
- -----------------------------------------------------------------------------------------------------------
Beaver Clatskanie, OR 500 100.0 Gas or Oil
- -----------------------------------------------------------------------------------------------------------
Boardman Boardman, OR 529 65.0 Coal
- -----------------------------------------------------------------------------------------------------------
Colstrip 3&4 Colstrip, MT 1,480 20.0 Coal
- -----------------------------------------------------------------------------------------------------------
Coyote Springs Boardman, OR 241 100.0 Gas or Oil
- -----------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 18
12/31/99
SEC FORM U-3A-2\A
APPENDIX II
(CONTINUED)
PGE's electric distribution system is located within its service territory in
Oregon. PGE serves an area of 3,170 square miles, including 54 incorporated
cities. PGE has transmission lines for the delivery of electricity from its
plants located in Oregon to its service territory or to the Northwest grid.
Electric energy from the plants located in other states is delivered to PGE over
the Northwest grid. PGE owns 20% of the Pacific Northwest Intertie, a 4,800 MW
transmission facility between John Day, in Northern Oregon, and Malin, in
Southern Oregon near the California border. This line is used primarily for
interstate sales and purchases of electric energy among BPA, utilities in the
Pacific Northwest, including PGE, and California utilities.
PGE has a 90% ownership interest in a 20 inch diameter natural gas pipeline that
runs approximately 18 miles from its Beaver generating plant, located in
Clatskanie, Oregon, to Cowlitz County Washington where it interconnects with the
interstate gas distribution system of Northwest Pipeline Company.
<PAGE> 19
12/31/99
SEC FORM U-3A-2\A
APPENDIX III
A description of service, sales or construction contracts between any EWG or
foreign utility company and a system company.
Filed confidentially with the
Securities and Exchange Commission
pursuant to Rule 104 as promulgated under the Public Utility Holding Company Act
<PAGE> 20
12/31/99
SEC FORM U-3A-2\A
EXHIBIT A
A consolidating statement of income and surplus of the claimant and its
subsidiary companies for the last calendar year, together with a consolidating
balance sheet of claimant and its subsidiary companies as of the close of such
calendar year.
Filed confidentially with the
Securities and Exchange Commission
pursuant to Rule 104 as promulgated under the Public Utility Holding Company Act
<PAGE> 21
12/31/99
SEC FORM U-3A-2\A
EXHIBIT B
Financial Data Schedule
Enron Corp.
(for the calendar year ended December 31, 1999)
If, at the time a report on this form is filed, the registrant is required to
submit this report and any amendments thereto electronically via EDGAR, the
registrant shall furnish a Financial Data Schedule. The Schedule shall set forth
the financial and other data specified below that are applicable to the
registrant on a consolidated basis.
<TABLE>
<S> <C>
Total Assets $33,381,000,000
Total Operating Revenues $40,112,000,000
Net Income $ 893,000,000
</TABLE>
<PAGE> 22
12/31/99
SEC FORM U-3A-2\A
EXHIBIT C
An organization chart showing the relationship of each EWG or foreign utility
company to associate companies in the holding company system.
Filed with the Securities and Exchange Commission
pursuant to Rule 202 of Regulation S-T
