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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 1 )*
ALAMOSA PCS HOLDINGS, INC.
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(Name of Issuer)
COMMON STOCK, $0.01 PAR VALUE
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(Title of Class of Securities)
011593100
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(CUSIP Number)
C. JEDSON NAU
100 CRESCENT COURT,
SUITE 1700
DALLAS, TEXAS 75201
(214) 756-6100
(214) 756-6212 (FAX)
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
APRIL 3, 2000
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Sections 240.13d-1(e), 240.13d- 1(f) or 240.13d-1(g), check
the following box. [ ]
Note: Schedules filed in paper format shall include a signed original and five
copies of the Schedule, including all exhibits. See Section 240.13d-7 for other
parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
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SCHEDULE 13D
CUSIP No. - 011593100 Page 2 of 4 Pages
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1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (entities only)
Caroline Hunt Trust Estate
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [ ]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS
OO
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Texas
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7 SOLE VOTING POWER 8,209,480
NUMBER OF
SHARES ----------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER 0
OWNED BY
EACH ----------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER 8,209,480
PERSON
WITH ----------------------------------------------------
10 SHARED DISPOSITIVE POWER 0
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,209,480
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES [ ]
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13.4%
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14 TYPE OF REPORTING PERSON
00
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Page 3 of 4 Pages
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This Amendment No. 1 to Schedule 13D (the "Amendment No. 1") amends and
supplements the Schedule 13D filed by Rosewood Telecommunications, L.L.C.,
Rosewood Financial, Inc., DFL Investing, Inc., The Rosewood Corporation and
Caroline Hunt Trust Estate (collectively, the "Reporting Persons") by furnishing
the information set forth below. Unless set forth below, all previous Items are
unchanged. Capitalized terms used herein which are not defined herein have the
meanings given to them in the Schedule 13D previously filed with the Securities
and Exchange Commission.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION
Item 3 is hereby amended by adding the following:
Effective February 7, 2000, Telecom distributed 98,731 shares of Common
Stock of Alamosa to Yellow Rock PCS, L.L.C. ("Yellow Rock") in complete
redemption of Yellow Rock's membership interest in Telecom. On April 3, 2000,
Telecom dissolved entirely. Pursuant to the dissolution, Telecom distributed all
of the Common Stock of Alamosa that it held to the members in proportion to each
member's membership interest in Telecom. As a result, Telecom has no further
filing obligations pursuant to Section 13(d).
CHTE and a wholly-owned subsidiary were members of Telecom. Pursuant to the
dissolution of Telecom, CHTE and its wholly-owned subsidiary received 8,209,480
shares of Alamosa's Common Stock, pursuant to their financial interests in
Telecom. These shares are now held by CHTE or wholly-owned subsidiaries of
CHTE. As a result, Financial, DFL and Rosewood have no further filing
obligations pursuant to Section 13(d).
ITEM 4. PURPOSE OF THE TRANSACTION
Item 4 is hereby amended by adding the following:
As stated in Item 3 above, CHTE and a wholly-owned subsidiary acquired
8,209,480 shares of Alamosa's Common Stock as a result of Telecom's dissolution
on April 3, 2000.
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Page 4 of 4 Pages
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SIGNATURE
After reasonable inquiry and to the best of the undersigned's knowledge and
belief, each of the undersigned certifies that the information set forth in this
statement is true, complete and correct.
Date: April 11, 2000
ROSEWOOD TELECOMMUNICATIONS,
L.L.C.
By: /s/ C. JEDSON NAU
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C. Jedson Nau
Senior Vice President
ROSEWOOD FINANCIAL, INC.
By: /s/ C. JEDSON NAU
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C. Jedson Nau
Senior Vice President
DFL INVESTING, INC.
By: /s/ C. JEDSON NAU
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C. Jedson Nau
Senior Vice President
THE ROSEWOOD CORPORATION
By: /s/ C. JEDSON NAU
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C. Jedson Nau
Senior Vice President
CAROLINE HUNT TRUST ESTATE
By: /s/ DON W. CRISP
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Don W. Crisp
Trustee
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Attachment A is hereby amended in its entirety as follows:
ATTACHMENT A
THE TRUSTEE AND ADVISORY BOARD MEMBERS OF CAROLINE HUNT TRUST ESTATE ("CHTE")
AND THE DIRECTORS AND EXECUTIVE OFFICERS OF CERTAIN CHTE SUBSIDIARIES
<TABLE>
<CAPTION>
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AMOUNT PRICE
PRESENT BUSINESS PRESENT PRINCIPAL OF DATE PER TYPE OF
NAME AND POSITION ADDRESS OCCUPATION SECURITIES ACQUIRED SHARE TRANSACTION PLEDGED
----------------- ------- ---------- ---------- -------- ----- ----------- -------
<S> <C> <C> <C> <C> <C> <C> <C>
Schuyler B. 100 Crescent President of 28,000 12/9/99 $17.00 Director No
Marshall, Court, Suite 1700 Financial, DFL options
director and Dallas, Texas and Rosewood 110,000 4/3/00 (1) (1)
executive officer 75201
of certain CHTE
subsidiaries
Don W. Crisp, 100 Crescent Chairman of the No
Trustee of Court, Suite 1700 Board of 50,429 4/3/00 (1) (1)
CHTE and director Dallas, Texas Rosewood
of certain 75201
CHTE subsidiaries
Susan L. Fish, 100 Crescent Senior vice No
director and executive Court, Suite 1700 president and 25,683 4/3/00 (1) (1)
officer of certain Dallas, Texas chief financial
CHTE subsidiaries 75201 officer of
Rosewood
C. Jedson Nau, 100 Crescent Senior vice No
executive officer Court, Suite 1700 president and 10,350 4/3/00 (1) (1)
of certain CHTE Dallas, Texas general counsel
subsidiaries 75201 of Rosewood
Stephen H. Sands, 100 Crescent Executive No
director and executive Court, Suite 1700 director of 49,365 4/3/00 (1) (1)
officer of certain Dallas, Texas Rosewood and (2) (2) (2) (2)
CHTE subsidiaries 75201 certain
subsidiaries
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</TABLE>
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<TABLE>
<CAPTION>
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AMOUNT PRICE
PRESENT BUSINESS PRESENT PRINCIPAL OF DATE PER TYPE OF
NAME AND POSITION ADDRESS OCCUPATION SECURITIES ACQUIRED SHARE TRANSACTION PLEDGED
----------------- ------- ---------- ---------- -------- ----- ----------- -------
<S> <C> <C> <C> <C> <C> <C> <C>
Laurie Sands 100 Crescent Executive No
Harrison, director of Court, Suite 1700 director of 98,731 4/3/00 (1) (1)
CHTE subsidiary Dallas, Texas Rosewood and (2) (2) (2) (2)
75201 certain
subsidiaries
David K. Sands, 100 Crescent Executive No
director of Court, Suite 1700 director of 103,731 4/3/00 (1) (1)
CHTE subsidiary Dallas, Texas Rosewood and (2) (2) (2) (2)
75201 certain
subsidiaries
J. B. Sands, director 100 Crescent Executive No
of CHTE subsidiary Court, Suite 1700 director of 98,731 4/3/00 (1) (1)
Dallas, Texas Rosewood and (2) (2) (2) (2)
75201 certain
subsidiaries
Patrick B. Sands, 100 Crescent Executive No
director of CHTE Court, Suite 1700 director of 174,279 4/3/00 (1) (1)
subsidiary Dallas, Texas Rosewood and (2) (2) (2) (2)
75201 certain
subsidiaries
John M. Dziminski, 100 Crescent President of 2,000 2/3/00 $17.00 Directed No
executive officer of Court, Suite 1700 Rosewood share
CHTE subsidiary Dallas, Texas Management purchase
75201 Corporation 14,810 4/3/00 (1) (1)
Tom Hunt, member 5000 Chairman of the No
of the advisory board Thanksgiving Board and
of CHTE Tower director of Hunt
Dallas, Texas Petroleum
75201 Corporation and
the management
of numerous
personal and
family interests
Charles P. 16475 Dallas Management of No
Summerall, member Parkway personal and
of the advisory board Dallas, Texas family interests
of CHTE 75252
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</TABLE>
(1) Acquired as a result of the dissolution of Telecom.
(2) These persons own no shares of Common Stock, other than as indicated or in
connection with his or her interests, if any, in CHTE.
