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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
AMENDMENT NO. 1
TO
FORM 10-Q
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[X]
QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
For the quarterly period ended March 31, 1998
OR
[ ]
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
For the transition period from ___________ to ___________
COMMISSION FILE NUMBER: 0-24077
MOBIUS MANAGEMENT SYSTEMS, INC.
(Exact name of Registrant as Specified in Its Charter)
DELAWARE 13-3078745
(State or Other Jurisdiction of (I.R.S. Employer
Incorporation or Organization) Identification No.)
120 OLD POST ROAD 10580
RYE, NEW YORK (Zip Code)
(Address of Principal Executive Offices)
Registrant's telephone number, including area code: (914) 921-7200
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Indicate by check mark whether the registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been subject to such
filing requirements for the past 90 days. Yes [ ] No [X]
As of June 8, 1998, the registrant had 17,694,000 shares of Common
Stock outstanding.
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EXPLANATORY NOTE
This Amendment No. 1 to Form 10-Q of Mobius Management Systems, Inc. is filed
solely for the purpose of providing the information required by Item 2 of Part
II to Form 10-Q which was inadvertently omitted.
<PAGE>
Part II -- Other Information
Item 2 . Changes in Securities and Use of Proceeds
On April 27, 1998, the Securities and Exchange Commission declared effective the
Company's Registration Statement on Form S-1 (File No. 333-47117). Pursuant to
this Registration Statement, on May 1, 1998, the Company completed the initial
public offering of 3,752,000 shares of common stock at an initial public
offering price of $14.50 per share (the "Offering"). The Offering included
1,252,000 shares sold by certain stockholders of the Company, of which 452,000
shares were sold pursuant to the exercise of the underwriters' overallotment
option. The Offering was managed by Goldman, Sachs & Co., NationsBanc Montgomery
Securities LLC and BancAmerica Robertson Stephens. Proceeds to the Company,
after calculation of the underwriters discount and commission, from the Offering
totaled approximately $33 million net of offering costs of approximately
$700,000. None of the expenses incurred in the offering were direct or indirect
payments to directors, officers, general partners of the issuer or their
associates, to persons owning ten percent or more of any class of equity
securities of the issuer or to affiliates of the issuer. To date, the Company
has not used any of the proceeds of the Offering. The proceeds are currently
invested in short-term, investment-grade, interest-bearing securities.
<PAGE>
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
MOBIUS MANAGEMENT SYSTEMS, INC.
By: /s/ E. Kevin Dahill
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E. Kevin Dahill
Vice President, Finance, Chief Financial
Officer & Treasurer
Dated: September 15 , 1998
