SUNSTONE FINANCIAL GROUP, INC.
207 EAST BUFFALO STREET, SUITE 400
MILWAUKEE, WISCONSIN
53202
(414) 271-5885
October 25, 1996
Securities and Exchange Commission
450 Fifth Street, N.W.
Judiciary Plaza
Washington, D.C. 20549
Re: The Garzarelli Funds
Filing of Forms N-1A and N-8A
Ladies and Gentlemen:
On behalf of The Garzarelli Funds (the "Trust"), and pursuant to the
Investment Company Act of 1940 and the Securities Act of 1933, we hereby file
the Trust's Registration Statement on Form N-1A. The filing relates to the
Garzarelli Affinity Equity Fund and the Garzarelli Balanced Fund, the Trust's
initial portfolios. The Trust will file all financial statements and the
remaining exhibits with Pre-Effective Amendment No. 1 to the Registration
Statement.
We are also filing herewith on behalf of the Trust a Notification of
Registration on Form N-8A for the registration of the Trust under the Investment
Company Act of 1940.
If you have questions or comments, please call the undersigned or, in my
absence, Randy M. Pavlick at (414) 271-5885.
Very truly yours,
Sunstone Financial Group, Inc.
By: /s/ Constance Dye Shannon
Legal and Compliance Manager
RMP/fd
Encl.
cc: David A. Sturms
H. Steel Bokhof Jr.
Andrew J. Goodwin III
Randy M. Pavlick
As filed with the Securities and Exchange Commission on October 25, 1996
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-8A
NOTIFICATION OF REGISTRATION
FILED PURSUANT TO SECTION 8(A) OF THE
INVESTMENT COMPANY ACT OF 1940
The undersigned investment company hereby notifies the Securities and Exchange
Commission that it registers under and pursuant to the provisions of Section
8(a) of the Investment Company Act of 1940 and in connection with such
notification of registration submits the following information:
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Name: THE GARZARELLI FUNDS
Address of Principal Business Office
(No. & Street, City, State, Zip Code):
100 South Wacker Drive, Suite 2100
Chicago, Illinois 60606-4002
Telephone Number (including area code): 312-782-1525
Name and address of agent for service of process:
Andrew J. Goodwin, III
100 South Wacker Drive, Suite 2100
Chicago, Illinois 60606-4002
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Check Appropriate Box:
Registrant is filing a Registration Statement pursuant to Section 8(b) of the
Investment Company Act of 1940 concurrently with the filing of Form N-8A:
Yes x No o
Pursuant to the requirements of the Investment Company Act of 1940, the
Registrant has caused this notification of registration to be duly signed on its
behalf in the City of Chicago and State of Illinois on the 25 day of October,
1996.
THE GARZARELLI FUNDS
(Name of Registrant)
By: /s/ H. Steel Bokhof, Jr.
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H. Steel Bokhof, Jr.
President; Chief Financial Officer
