ENTERBANK HOLDINGS INC
SC 13D, 1999-09-08
STATE COMMERCIAL BANKS
Previous: VAN KAMPEN AMERICAN CAPITAL EQUITY OPPORTUNITY TRUST SER 172, 497J, 1999-09-08
Next: ADVISORS SERIES TRUST, 497J, 1999-09-08



<PAGE> 1

                       SECURITIES AND EXCHANGE COMMISSION
                             WASHINGTON, D.C. 20549

                             ----------------------

                                  SCHEDULE 13D

                    Under the Securities Exchange Act of 1934
                              (Amendment No. ____)<F*>

                            Enterbank Holdings, Inc.
                    ----------------------------------------
                                (Name of Issuer)


                     Common Stock, par value $.01 per share
                    ----------------------------------------
                         (Title of Class of Securities)


                                   293638 10 2
                    ----------------------------------------
                                 (CUSIP Number)

                                Jennifer S. Smith
                            Enterbank Holdings, Inc.
                                 150 N. Meramec
                             Clayton, Missouri 63105
                                 (314) 725-5500
                    ----------------------------------------
                  (Name, address and telephone number of person
                authorized to receive notices and communications)

                                 With a copy to:

                             David W. Braswell, Esq.
                             Armstrong Teasdale LLP
                       One Metropolitan Square, Suite 2600
                            St. Louis, Missouri 63102

                                  April 1, 1999
                    ----------------------------------------
             (Date of Event which Requires Filing of this Statement)


If the filing person has previously filed a statement on Schedule 13G to
report the acquisition that is the subject of this Schedule 13D, and is
filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check
the following box  [ ].

Note: Schedules filed in paper format shall include a signed original and
five copies of the schedule, including all exhibits.  See Sec.240.13d-7(b)
for other parties to whom copies are to be sent.

[FN]
<F*>The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section
of the Act but shall be subject to all other provisions of the Act (however,
see the Notes).

                            Page 1 of ___ Pages

<PAGE> 2

<TABLE>
- --------------------------------------------------------------------------------------------------
CUSIP No. 293638 10 2                        13D                               Page 2 of 4 Pages
- --------------------------------------------------------------------------------------------------

<S>                                                                                  <C>
- --------------------------------------------------------------------------------------------------
 1    NAME OF REPORTING PERSONS
      S.S. or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

      Ronald E. Henges      SSN: ###-##-####
- --------------------------------------------------------------------------------------------------
 2    CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
        (a) [ ]
        (b) [ ]
- --------------------------------------------------------------------------------------------------
 3    SEC USE ONLY


- --------------------------------------------------------------------------------------------------
 4    SOURCE OF FUNDS (See Instructions)

      PF
- --------------------------------------------------------------------------------------------------
 5    CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS
      REQUIRED PURSUANT TO ITEM 2(d) OR 2(e)

        [ ]
- --------------------------------------------------------------------------------------------------
 6    CITIZENSHIP OR PLACE OF ORGANIZATION

      United States
- --------------------------------------------------------------------------------------------------
                                      7    SOLE VOTING POWER

                                           36,305
                               -------------------------------------------------------------------
       NUMBER OF                      8    SHARED VOTING POWER
        SHARES
     BENEFICIALLY                          83,980
       OWNED BY                -------------------------------------------------------------------
         EACH                         9    SOLE DISPOSITIVE POWER
      REPORTING
     PERSON WITH                           36,305
                               -------------------------------------------------------------------
                                      10   SHARED DISPOSITIVE POWER

                                           83,980
- --------------------------------------------------------------------------------------------------
 11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

      120,285
- --------------------------------------------------------------------------------------------------
 12   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)

        [ ]
- --------------------------------------------------------------------------------------------------
 13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

      5.0%
- --------------------------------------------------------------------------------------------------
 14   TYPE OF REPORTING PERSON (See Instructions)

      IN
- --------------------------------------------------------------------------------------------------
</TABLE>

<PAGE> 3

- ------------------------------------------------------------------------------
CUSIP No. 293638 10 2                13D                     Page 3 of 4 Pages
- ------------------------------------------------------------------------------

ITEM 1.     SECURITY AND ISSUER

This Schedule 13D relates to shares of common stock, $.01 par value per share
(the "Common Stock"), of Enterbank Holdings, Inc., a Delaware corporation
(the "Issuer" or the "Company").  The address of the principal executive
office of the Issuer is 150 N. Meramec, St. Louis, Missouri 63105.

ITEM 2.     IDENTITY AND BACKGROUND

Ronald E. Henges, an individual and United States citizen ("Henges"), is
filing this Schedule 13D on behalf of himself.

Henges is the Chairman of the Board of Directors and a Director of the
Issuer. Henges's business address, and the address of his employer, is 150 N.
Meramec, St. Louis, Missouri 63105.

During the past five years, Henges has not been (i) convicted in a criminal
proceeding (excluding traffic violations or similar misdemeanors) or (ii) a
party to a civil proceeding of a judicial or administrative body of competent
jurisdiction and as a result of such proceeding was or is subject to a
judgment, decree or final order enjoining future violations of, or
prohibiting or mandating activities subject to, United States federal or
state securities laws or finding any violation with respect to such laws.

ITEM 3.     SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION

Henges currently owns (directly and indirectly) 120,285, and in the case of
14,000 shares subject to exercise of options will be shares of common stock
of the issuer.  The source of funds for purchase of these shares has been
personal.

ITEM 4.     PURPOSE OF TRANSACTION

Due to the vesting of 2,000 incentive stock options on April 1, 1999, Henges
beneficial ownership in the Company exceeded 5.0%. Henges does not have any
plans or proposals that would materially change or affect the issuer or any
of its subisidiaries.

ITEM 5.     INTEREST IN SECURITIES OF THE ISSUER

Henges is the beneficial owner of 120,285 shares of Common Stock, or
approximately 5.02% of the shares of Common Stock outstanding.

Henges has not affected any transaction in the Common Stock (other than in
connection with the transactions described herein) in the past 60 days.

Henges does not know of any person who has the right to receive or the power
to direct the receipt of dividends on the Common Stock owned beneficially by
him.

<PAGE> 4

- ------------------------------------------------------------------------------
CUSIP No. 293638 10 2                13D                     Page 4 of 4 Pages
- ------------------------------------------------------------------------------

The percentage beneficially owned by Henges is based upon 2,380,212 shares of
Common Stock outstanding (plus 14,000 options) as of August 24, 1999.  The
percentage calculation is as follows:
((106,285+14,000)/(2,380,212+14,000))-5.02%

ITEM 6.     CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH
            RESPECT TO SECURITIES OF THE ISSUER

Henges is a participant in the Company's incentive stock option plan. Options
in the Plan vest at 20% per year for five years.  The options expire after
ten years.  Henges currently holds 14,000 options that are vested and
exercisable under this incentive stock option plan.

ITEM 7.     MATERIAL TO BE FILED AS EXHIBITS

None

                                  SIGNATURE
                                  ---------

      After reasonable inquiry and to the best of his knowledge and belief,
the undersigned certifies that the information set forth in this Statement is
true, complete and correct.


September 3, 1999                   By:  /s/ Ronald E. Henges
                                         ------------------------------------
                                         Ronald E. Henges



© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission