SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-8A
NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a)
OF THE INVESTMENT COMPANY ACT OF 1940
The undersigned investment company hereby notifies the Securities and
Exchange Commission that it registers under and pursuant to the provisions of
Section 8(a) of the Investment Company Act of 1940 and in connection with such
notification of registration submits the following information:
Name: Brazos Mutual Funds
Address of Principal Business Office (No. & Street, City, State Zip Code):
5949 Sherry Lane, Suite 1560, Dallas, Texas 75225
Telephone Number (including area code): (214) 365-5200
Name and address of agent for service of process:
John D. McStay
5949 Sherry Lane, Suite 1560, Dallas, Texas 75225
Check Appropriate Box:
Registrant is filing a Registration Statement pursuant to Section 8(b) of
the Investment Company Act of 1940 concurrently with the filing of form N-8A:
YES [X] NO [ ]
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has caused this notification of registration to be duly signed on its
behalf in the city of Dallas and state of Texas on the 24th day of October 1996.
[SEAL] Signature Brazos Mutual Funds
(Name of Registrant)
By Daniel Hockenbrough
Daniel Hockenbrough, President
(Name of director, trustee
or officer signing on behalf of
Registrant)
Attest: Tricia Hundley
(Name)
Secretary
(Title)
