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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. ______)*
ARTECON INC.
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(Name of Issuer)
COMMON STOCK, $.005 PAR VALUE PER SHARE
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(Title of Class of Securities)
043003102
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(CUSIP Number)
DECEMBER 31, 1998
-----------------
(Date of Event Which Requires Filing of This Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[X] Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED
IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY
VALID OMB CONTROL NUMBER.
Page 1 of 10
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CUSIP NO. 043003102 13G PAGE 2 OF 10 PAGES
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1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
WILLIAM R. SAUEY No.:
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES OF AMERICA
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5 SOLE VOTING POWER
NUMBER OF 3,079,790
SHARES --------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 0
EACH --------------------------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON WITH 3,079,790
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8 SHARED DISPOSITIVE POWER
0
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,117,893
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES* [ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
19.1%
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12 TYPE OF REPORTING PERSON*
IN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 2 of 10
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CUSIP NO. 043003102 13G PAGE 3 OF 10 PAGES
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1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
FLAMBEAU CORPORATION No.:
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
WISCONSIN
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5 SOLE VOTING POWER
NUMBER OF 891,151
SHARES --------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 0
EACH --------------------------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON WITH 891,151
--------------------------------------------------------
8 SHARED DISPOSITIVE POWER
0
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
891,151
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES* [ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
4.1%
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12 TYPE OF REPORTING PERSON*
CO
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 3 of 10
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CUSIP NO. 043003102 13G PAGE 4 OF 10 PAGES
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1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
FLAMBEAU PRODUCTS CORPORATION No.:
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
OHIO
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5 SOLE VOTING POWER
NUMBER OF 235,507
SHARES --------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 0
EACH --------------------------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON WITH 235,507
--------------------------------------------------------
8 SHARED DISPOSITIVE POWER
0
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
235,507
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES* [ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
1.1%
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12 TYPE OF REPORTING PERSON*
CO
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 4 of 10
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CUSIP NO. 043003102 13G PAGE 5 OF 10 PAGES
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1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
SEATS, INC. No.:
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
WISCONSIN
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5 SOLE VOTING POWER
NUMBER OF 38,333
SHARES --------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 0
EACH --------------------------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON WITH 38,333
--------------------------------------------------------
8 SHARED DISPOSITIVE POWER
0
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
38,333
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES* [ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.2%
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12 TYPE OF REPORTING PERSON*
CO
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 5 of 10
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CUSIP No. 043003102 Page 6 of 10
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ITEM 1.
(a) Name of Issuer: ARTECON INC.
(b) Address of Issuer's Principal Executive Offices:
6305 EL CAMINO REAL
CARLSBAD CA 92009-1606
ITEM 2.
(a) Name of Person Filing:
WILLIAM R. SAUEY
FLAMBEAU CORPORATION
FLAMBEAU PRODUCTS CORPORATION
SEATS, INC.
(b) Address of Principal Business Office or, if none, Residence:
WILLIAM R. SAUEY : NORDIC GROUP OF COMPANIES LTD
414 BROADWAY
SUITE 200
BARABOO WI 53913
FLAMBEAU CORPORATION:
801 LYNN AVE, BARABOO, WI 53913
FLAMBEAU PRODUCTS CORPORATION:
1591 VALPLAST RD, MIDDLEFIELD OH 44062
SEATS, INC.:
1515 INDUSTRIAL ST, REEDSBURG, WI 53959
(c) Citizenship WILLIAM R. SAUEY : UNITED STATES
FLAMBEAU CORPORATION, SEATS, INC:
PLACE OF ORGANIZATION: WISCONSIN
FLAMBEAU PRODUCTS CORPORATION:
PLACE OF ORGANIZATION: OHIO
(d) Title of Class of Securities: COMMON STOCK, $.005 PAR VALUE
PER SHARE
(e) CUSIP Number: 043003102
Page 6 of 10
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CUSIP No. 043003102 Page 7 of 10
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ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTIONS 240.13d-1(b), OR
240.13d-2(b) OR (c), CHECK WHETHER THE PERSON FILING IS A:
NOT APPLICABLE
ITEM 4. OWNERSHIP
Provide the following information regarding the aggregate number and
percentage of the class of securities of the issuer identified in
Item 1.
(a) Amount Beneficially Owned:
WILLIAM R. SAUEY 4,117,893
FLAMBEAU CORPORATION 891,151
FLAMBEAU PRODUCTS CORPORATION 235,507
SEATS, INC. 38,333
(b) Percent of Class:
WILLIAM R. SAUEY 19.1%
FLAMBEAU CORPORATION 4.1%
FLAMBEAU PRODUCTS CORPORATION 1.1%
SEATS, INC. 0.2%
(c) Number of shares as to which such person has: (i) Sole power
to vote or to direct the vote:
WILLIAM R. SAUEY 3,079,790
FLAMBEAU CORPORATION 891,151
FLAMBEAU PRODUCTS CORPORATION 235,507
SEATS, INC. 38,333
(ii) Shared power to vote or to direct the vote:
WILLIAM R. SAUEY 0
FLAMBEAU CORPORATION 0
FLAMBEAU PRODUCTS CORPORATION 0
SEATS, INC. 0
Page 7 of 10
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CUSIP No. 043003102 Page 8 of 10
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(iii) Sole power to dispose or to direct the disposition of:
WILLIAM R. SAUEY 3,079,790
FLAMBEAU CORPORATION 891,151
FLAMBEAU PRODUCTS CORPORATION 235,507
SEATS, INC. 38,333
(iv) Shared power to dispose or to direct the disposition of:
WILLIAM R. SAUEY 0
FLAMBEAU CORPORATION 0
FLAMBEAU PRODUCTS CORPORATION 0
SEATS, INC. 0
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
If this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check the
following |_|.
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
NOT APPLICABLE
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE
SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
NOT APPLICABLE
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
NOT APPLICABLE
ITEM 9. NOTICE OF DISSOLUTION OF A GROUP
NOT APPLICABLE
ITEM 10. CERTIFICATION
NOT APPLICABLE
EXHIBIT A: JOINT FILING STATEMENT
Page 8 of 10
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CUSIP No. 043003102 Page 9 of 10
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
FEBRUARY 16, 1999
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Date
/s/ William R. Sauey
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Signature
William R. Sauey
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Name/Title
FLAMBEAU CORPORATION
/s/ William R. Sauey
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Signature
William R. Sauey / Chairman of the Board of
Directors, Flambeau Corporation
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Name/Title
FLAMBEAU PRODUCTS CORPORATION
/s/ William R. Sauey
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Signature
William R. Sauey / Chairman of the Board of
Directors, Flambeau Products Corporation
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Name/Title
SEATS, INC.
/s/ William R. Sauey
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Signature
William R. Sauey / Chairman of the Board of
Directors, Seats, Inc.
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Name/Title
The original statement shall be signed by each person on whose behalf
the statement is filed or his authorized representative. If the statement is
signed on behalf of a person by his authorized representative other than an
executive officer or general partner of the filing person, evidence of the
representative's authority to sign on behalf of such person shall be filed with
the statement, provided, however, that a power of attorney for this purpose
which is already on file with the Commission may be incorporated by reference.
The name and any title of each person who signs the statement shall be typed or
printed beneath his signature.
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including exhibits. See Section 240.13d-7 for
other parties for whom copies are to be sent.
ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL
CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001)
Page 9 of 10
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CUSIP No. 043003102 Page 10 of 10
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EXHIBIT A
JOINT FILING STATEMENT
Pursuant to Rule 13d-1(k)(1), we, the undersigned, hereby express our
agreement that the attached Schedule 13G is filed on behalf of each of us.
Date: FEBRUARY 16, 1999
WILLIAM R. SAUEY
By:/s/ William R. Sauey
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William R. Sauey
FLAMBEAU CORPORATION
By: :/s/ William R. Sauey
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William R. Sauey, Chairman of the Board of Directors
FLAMBEAU PRODUCTS CORPORATION
By: :/s/ William R. Sauey
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William R. Sauey, Chairman of the Board of Directors
SEATS, INC.
By: :/s/ William R. Sauey
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William R. Sauey, Chairman of the Board of Directors
Page 10 of 10
