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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
(Amendment No. )(1)
SalesLogix Corporation
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, Par Value $0.001 Per Share
- --------------------------------------------------------------------------------
(Title of Class of Securities)
79466P105
- --------------------------------------------------------------------------------
(CUSIP Number)
December 31, 1999
- --------------------------------------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
[_] Rule 13d-1(b)
[_] Rule 13d-1(c)
[x] Rule 13d-1(d)
- ----------
(1) The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
<PAGE> 2
CUSIP No. 79466P105 13G Page 2 of 10 Pages
- --------------------------------------------------------------------------------
1. NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Patrick M. Sullivan
- --------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [_]
- --------------------------------------------------------------------------------
3. SEC USE ONLY
- --------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
- --------------------------------------------------------------------------------
NUMBER OF 5. SOLE VOTING POWER
SHARES 1,936,667 (2)
-----------------------------------------------------------------
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 0
-----------------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 1,936,667 (2)
-----------------------------------------------------------------
PERSON 8. SHARED DISPOSITIVE POWER
WITH 0
- --------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,936,667 (2)
- --------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[_]
- --------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
10.0%
- --------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
(2) Includes 426,067 shares held by The Sullifam Limited Partnership,
319,550 shares held by The Cyndee K. Sullivan Fifteen Year Grantor
Retained Annuity Trust, dated December 18, 1998, 319,550 shares held by
The Cyndee K. Sullivan Ten Year Grantor Retained Annuity Trust, dated
December 18, 1998, 319,550 shares held by The Patrick M. Sullivan
Fifteen Year Grantor Retained Annuity Trust, dated December 18, 1998,
319,550 shares held by The Patrick M. Sullivan Ten Year Grantor
Retained Annuity Trust, dated December 18, 1998 and 232,400 shares held
by The PCS Trust, dated September 10, 1998, trusts for the benefit of
Mr. Sullivan's children, for which Mr. Sullivan has sole voting power.
<PAGE> 3
CUSIP No. 79466P105 13G Page 3 of 10 Pages
- --------------------------------------------------------------------------------
1. NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
The Sullifam Limited Partnership
- --------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [-]
(b) [-]
- --------------------------------------------------------------------------------
3. SEC USE ONLY
- --------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Arizona
- --------------------------------------------------------------------------------
NUMBER OF 5. SOLE VOTING POWER
SHARES 426,067
-----------------------------------------------------------------
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 0
-----------------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 426,067
-----------------------------------------------------------------
PERSON 8. SHARED DISPOSITIVE POWER
WITH 0
- --------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
426,067
- --------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[-]
- --------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.2%
- --------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 4
CUSIP No. 79466P105 13G Page 4 of 10 Pages
- --------------------------------------------------------------------------------
1. NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
The Cyndee K. Sullivan Fifteen Year Grantor Retained Annuity Trust u/a/d
12/18/98
- --------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [_]
- --------------------------------------------------------------------------------
3. SEC USE ONLY
- --------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Arizona
- --------------------------------------------------------------------------------
NUMBER OF 5. SOLE VOTING POWER
SHARES 319,550
-----------------------------------------------------------------
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 0
-----------------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 319,550
-----------------------------------------------------------------
PERSON 8. SHARED DISPOSITIVE POWER
WITH 0
- --------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
319,550
- --------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[_]
- --------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.7%
- --------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
OO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 5
CUSIP No. 79466P105 13G Page 5 of 10 Pages
- --------------------------------------------------------------------------------
1. NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
The Cyndee K. Sullivan Ten Year Grantor Retained Annuity Trust u/a/d
12/18/98
- --------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [_]
- --------------------------------------------------------------------------------
3. SEC USE ONLY
- --------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Arizona
- --------------------------------------------------------------------------------
NUMBER OF 5. SOLE VOTING POWER
SHARES 319,550
-----------------------------------------------------------------
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 0
-----------------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 319,550
-----------------------------------------------------------------
PERSON 8. SHARED DISPOSITIVE POWER
WITH 0
- --------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
319,550
- --------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[_]
- --------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.7%
- -------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
OO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 6
CUSIP No. 79466P105 13G Page 6 of 10 Pages
- --------------------------------------------------------------------------------
1. NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
The Patrick M. Sullivan Fifteen Year Grantor Retained Annuity Trust u/a/d
12/18/98
- --------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [_]
- --------------------------------------------------------------------------------
3. SEC USE ONLY
- --------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Arizona
- --------------------------------------------------------------------------------
NUMBER OF 5. SOLE VOTING POWER
SHARES 319,550
-----------------------------------------------------------------
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 0
-----------------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 319,550
-----------------------------------------------------------------
PERSON 8. SHARED DISPOSITIVE POWER
WITH 0
- --------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
319,550
- --------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[_]
- --------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.7%
- --------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
OO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 7
CUSIP No. 79466P105 13G Page 7 of 10 Pages
- --------------------------------------------------------------------------------
1. NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
The Patrick M. Sullivan Ten Year Grantor Retained Annuity Trust u/a/d
12/18/98
- --------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [_]
- --------------------------------------------------------------------------------
3. SEC USE ONLY
- --------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Arizona
- --------------------------------------------------------------------------------
NUMBER OF 5. SOLE VOTING POWER
SHARES 319,550
-----------------------------------------------------------------
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 0
-----------------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 319,550
-----------------------------------------------------------------
PERSON 8. SHARED DISPOSITIVE POWER
WITH 0
- --------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
319,550
- --------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[_]
- --------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.7%
- --------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
OO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 8
CUSIP No. 79466P105 13G Page 8 of 10 Pages
- --------------------------------------------------------------------------------
1. NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
The PCS Trust u/a/d 9/10/98
- --------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [_]
(b) [_]
- --------------------------------------------------------------------------------
3. SEC USE ONLY
- --------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Arizona
- --------------------------------------------------------------------------------
NUMBER OF 5. SOLE VOTING POWER
SHARES 232,400
-----------------------------------------------------------------
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY 0
-----------------------------------------------------------------
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 232,400
-----------------------------------------------------------------
PERSON 8. SHARED DISPOSITIVE POWER
WITH 0
- --------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
232,400
- --------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
[_]
- --------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.2%
- --------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
OO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 9
CUSIP No. 79466P105 13G Page 9 of 10 Pages
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Item 1(a). Name of Issuer:
SalesLogix Corporation
- --------------------------------------------------------------------------------
Item 1(b). Address of Issuer's Principal Executive Offices:
8800 N. Gainey Center Drive, Suite 200
Scottsdale, AZ 85258
- --------------------------------------------------------------------------------
Item 2(a). Name of Person Filing:
Patrick M. Sullivan
The Sullifam Limited Partnership ("SLP")
The Cyndee K. Sullivan Fifteen Year Grantor Retained Annuity Trust
u/a/d 12/18/98 ("CKS15")
The Cyndee K. Sullivan Ten Year Grantor Retained Annuity Trust u/a/d
12/18/98 ("CKS10")
The Patrick M. Sullivan Fifteen Year Grantor Retained Annuity Trust
u/a/d 12/18/98 ("PMS15")
The Patrick M. Sullivan Ten Year Grantor Retained Annuity Trust u/a/d
12/18/98 ("PMS10")
The PCS Trust u/a/d 9/10/98 ("PCS")
- --------------------------------------------------------------------------------
Item 2(b). Address of Principal Business Office, or if None, Residence:
SalesLogix Corporation
8800 N. Gainey Center Drive, Suite 200
Scottsdale, AZ 85258
- --------------------------------------------------------------------------------
Item 2(c). Citizenship:
Patrick M. Sullivan: U.S.A.
SLP: Arizona
CKS15: Arizona
CKS10: Arizona
PMS15: Arizona
PMS10: Arizona
PCS: Arizona
- --------------------------------------------------------------------------------
Item 2(d). Title of Class of Securities:
Common Stock
- --------------------------------------------------------------------------------
Item 2(e). CUSIP Number:
79466P105
- --------------------------------------------------------------------------------
Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b)
or (c), Check Whether the Person Filing is a:
(a) [_] Broker or dealer registered under Section 15 of the Exchange Act.
(b) [_] Bank as defined in Section 3(a)(6) of the Exchange Act.
(c) [_] Insurance company as defined in Section 3(a)(19) of the Exchange
Act.
(d) [_] Investment company registered under Section 8 of the Investment
Company Act.
(e) [_] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
(f) [_] An employee benefit plan or endowment fund in accordance with Rule
13d-1(b)(1)(ii)(F);
(g) [_] A parent holding company or control person in accordance with Rule
13d-1(b)(1)(ii)(G);
(h) [_] A savings association as defined in Section 3(b) of the Federal
Deposit Insurance Act;
(i) [_] A church plan that is excluded from the definition of an investment
company under Section 3(c)(14) of the Investment Company Act;
(j) [_] Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
If this statement is filed pursuant to Rule 13d-1(c), check this box. [_]
<PAGE> 10
CUSIP No. 79466P105 13G Page 10 of 10 Pages
Item 4. Ownership.
Provide the following information regarding the aggregate number and
percentage of the class of securities of the issuer identified in Item 1.
(a) Amount beneficially owned:
Patrick M. Sullivan: 1,936,667(3)
SLP 426,067
CKS15: 319,550
CKS10: 319,550
PMS15: 319,550
PMS10: 319,550
PCS: 232,400
(b) Percent of class:
Patrick M. Sullivan: 10.0%(3)
SLP 2.2%
CKS15: 1.7%
CKS10: 1.7%
PMS15: 1.7%
PMS10: 1.7%
PCS: 1.2%
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote ,
Patrick M. Sullivan: 1,936,667(3)
SLP 426,067
CKS15: 319,550
CKS10: 319,550
PMS15: 319,550
PMS10: 319,550
PCS: 232,400
(ii) Shared power to vote or to direct the vote ,
Patrick M. Sullivan: 0
SLP 0
CKS15: 0
CKS10: 0
PMS15: 0
PMS10: 0
PCS: 0
(iii) Sole power to dispose or to direct the disposition of ,
Patrick M. Sullivan: 1,936,667(3)
SLP 426,067
CKS15: 319,550
CKS10: 319,550
PMS15: 319,550
PMS10: 319,550
PCS: 232,400
(iv) Shared power to dispose or to direct the disposition of
Patrick M. Sullivan: 0
SLP 0
CKS15: 0
CKS10: 0
PMS15: 0
PMS10: 0
PCS: 0
(3) Includes 426,067 shares held by SLP, 319,550 shares held by
CKS15, 319,550 shares held by CKS10, 319,550 shares held by
PMS15, 319,550 shares held by PMS10 and 232,400 shares held by
PCS, trusts for the benefit of Mr. Sullivan's children, for
which Mr. Sullivan has sole voting power.
- --------------------------------------------------------------------------------
Item 5. Ownership of Five Percent or Less of a Class.
Not applicable.
- --------------------------------------------------------------------------------
Item 6. Ownership of More Than Five Percent on Behalf of Another Person.
Not applicable.
- --------------------------------------------------------------------------------
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on by the Parent Holding Company.
Not applicable.
- --------------------------------------------------------------------------------
Item 8. Identification and Classification of Members of the Group.
Not applicable.
- --------------------------------------------------------------------------------
Item 9. Notice of Dissolution of Group.
Not applicable.
- --------------------------------------------------------------------------------
Item 10. Certifications.
Not applicable.
<PAGE> 11
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 10, 2000
----------------------------------------
(Date)
/s/ Patrick M. Sullivan
----------------------------------------
(Signature)
Patrick M. Sullivan
----------------------------------------
(Name/Title)
The Sullifam Limited Partnership
/s/ Patrick M. Sullivan
----------------------------------------
Patrick M. Sullivan, General Partner
The Cyndee K. Sullivan Fifteen Year Grantor
Retained Annuity Trust u/a/d 12/18/98
/s/ Patrick M. Sullivan
--------------------------------------------
Patrick M. Sullivan, Trustee
The Cyndee K. Sullivan Ten Year Grantor
Retained Annuity Trust u/a/d 12/18/98
/s/ Patrick M. Sullivan
----------------------------------------
Patrick M. Sullivan, Trustee
The Patrick M. Sullivan Fifteen Year Grantor
Retained Annuity Trust u/a/d 12/18/98
/s/ Patrick M. Sullivan
----------------------------------------
Patrick M. Sullivan, Trustee
The Patrick M. Sullivan Ten Year Grantor
Retained Annuity Trust u/a/d 12/18/98
/s/ Patrick M. Sullivan
----------------------------------------
Patrick M. Sullivan, Trustee
The PCS Trust u/a/d 9/10/98
/s/ Patrick M. Sullivan
----------------------------------------
Patrick M. Sullivan, Trustee
