UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F-E
NAME OF REPORTING MANAGER:
PZENA INVESTMENT MANAGEMENT, LLC
Report for the Calendar Year or Quarter Ended: 6/30/99
Institutional Investment Manager: PZENA INVESTMENT MANAGEMENT, LLC
I REPRESENT THAT I AM AUTHORIZED TO SUBMIT THIS FORM AND THAT ALL INFORMATION IN
THIS FORM AND THE ATTACHMENTS TO IT ARE TRUE, CORRECT AND COMPLETE, AND I
UNDERSTAND THAT ALL REQUIRED ITEMS, STATEMENTS AND SCHEDULES ARE INTEGRAL PARTS
OF THIS FORM AND THAT THE SUBMISSION OF ANY AMENDMENT REPRESENTS THAT ALL
UNAMENDED ITEMS, STATEMENTS AND SCHEDULES REMAIN TRUE, CORRECT AND COMPLETE AS
PREVIOUSLY SUBMITTED.
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
Name, Title and Telephone Number of Person Submitting Report:
Richard S. Pzena, Manager
(212) 355-1600
Signature, Place and Date of Signing:
/s/ Richard S. Pzena
- -----------------------
830 Third Avenue, 14th Floor
New York, New York 10022
4/30/99
Report Summary:
Number of Other Included Managers: None
------
Form 13F Information Table Entry Total: 53
----
Form 13F Information Table Value Total: $831,331,000
-------------
<PAGE>
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F-E
NAME OF REPORTING MANAGER:
PZENA INVESTMENT MANAGEMENT, LLC
<TABLE> <S> <C>
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
AETNA INC COM COM 8117103 20677 231190 SH SOLE 207190 0 24000
AGCO CORP COM COM 1084102 30986 2739050 SH SOLE 2446725 0 292325
ANIXTER INTL INC COM COM 35290105 41920 2296981 SH SOLE 2055381 0 241600
AUTODESK INC COM COM 52769106 1941 65650 SH SOLE 38150 0 27500
AVNET INC COM COM 53807103 19536 420125 SH SOLE 362875 0 57250
BEVERLY ENTERPRISES INC COM NE COM 87851309 53038 6578350 SH SOLE 5875450 0 702900
BOEING CO COM COM 97023105 45936 1044000 SH SOLE 954975 0 89025
BURLINGTON INDS INC NEW COM COM 121693105 36638 3960830 SH SOLE 3641255 0 319575
CADENCE DESIGNS SYS INC COM COM 127387108 5482 434200 SH SOLE 359550 0 74650
CBRL GROUP INC COM COM 12489V106 230 13275 SH SOLE 13275 0 0
CNA FINL CORP COM COM 126117100 14205 352375 SH SOLE 330400 0 21975
COLTEC INDS INC COM COM 196879100 20183 930650 SH SOLE 805975 0 124675
COLUMBIA / HCA HEALTHCARE CP C COM 197677107 9482 415632 SH SOLE 389407 0 26225
CROMPTON & KNOWLES CORP COM COM 227111101 11826 598775 SH SOLE 502175 0 96600
CYTEC INDS INC COM COM 232820100 27418 870425 SH SOLE 773450 0 96975
DELTA AIR LINES INC DEL COM COM 247361108 814 14125 SH SOLE 14125 0 0
ETHYL CORP COM COM 297659104 101 16900 SH SOLE 16900 0 0
FLEMING COS INC COM COM 339130106 5105 439125 SH SOLE 383750 0 55375
FLUOR CORP COM COM 343861100 5170 127650 SH SOLE 113575 0 14075
FMC CORP COM NEW COM 302491303 16889 247225 SH SOLE 207775 0 39450
FOUNDATION HEALTH SYSTEMS-A COM 350404109 12644 842950 SH SOLE 745750 0 97200
FRONTIER OIL CORP COM COM 35914P105 172 25275 SH SOLE 25275 0 0
GLOBAL MARINE INC COM NEW COM 379352404 1462 94300 SH SOLE 55750 0 38550
HEALTHCARE RLTY TR COM COM 421946104 11412 540200 SH SOLE 449825 0 90375
HUSSMANN INTL INC COM COM 448110106 12904 779100 SH SOLE 621250 0 157850
KENNAMETAL INC COM COM 489170100 22088 712525 SH SOLE 608050 0 104475
LEAR CORP COM COM 521865105 21786 437900 SH SOLE 384775 0 53125
LIFEPOINT HOSPS INC COM COM 53219L109 293 21835 SH SOLE 20456 0 1379
LOCKHEED MARTIN CORP COM COM 539830109 7705 206850 SH SOLE 175900 0 30950
LUBRIZOL CORP COM COM 549271104 25390 931725 SH SOLE 832750 0 98975
NABISCO GROUP HOLDINGS CORP COM 62952P102 2116 108150 SH SOLE 108150 0 0
NEVADA PWR CO COM COM 641423108 7510 300400 SH SOLE 262150 0 38250
NORTHEAST UTILS COM COM 664397106 12237 684575 SH SOLE 589225 0 95350
NORTHROP GRUMMAN CORP COM COM 666807102 9118 137500 SH SOLE 129075 0 8425
OLD REP INTL CORP COM COM 680223104 973 56200 SH SOLE 1475 0 54725
OWENS CORNING COM COM 69073F103 4870 141675 SH SOLE 111875 0 29800
PACIFIC CENTY FINL CORP COM COM 694058108 16785 778450 SH SOLE 650150 0 128300
PAYLESS SHOESOURCE INC COM COM 704379106 6681 124875 SH SOLE 96225 0 28650
PHILIP MORRIS COS INC COM COM 718154107 18824 468414 SH SOLE 412289 0 56125
PMI GROUP INC COM COM 69344M101 7594 120900 SH SOLE 102450 0 18450
POLARIS INDS INC COM COM 731068102 13402 308100 SH SOLE 277975 0 30125
QUANTUM CORP COM COM 747906105 46637 1933126 SH SOLE 1724801 0 208325
QUEST DIAGNOSTICS INC COM COM 74834L100 36080 1317995 SH SOLE 1198220 0 119775
REYNOLDS R J TOB HLDGS INC COM COM 76182K105 1144 36044 SH SOLE 36044 0 0
ST PAUL COS INC COM COM 792860108 11430 359305 SH SOLE 330004 0 29301
TOSCO CORP COM NEW COM 891490302 17310 667375 SH SOLE 548225 0 119150
TRIAD HOSPS INC COM COM 89579K109 386 28560 SH SOLE 27181 0 1379
UCAR INTL INC COM COM 90262K109 45575 1804950 SH SOLE 1600600 0 204350
UNICOM CORP COM COM 904911104 4550 118003 SH SOLE 90428 0 27575
UNION CARBIDE CORP COM COM 905581104 14602 299525 SH SOLE 261675 0 37850
UNION PAC CORP COM COM 907818108 16094 276000 SH SOLE 262325 0 13675
***CANADIAN PAC LTD NEW COM COM 135923100 13344 560375 SH SOLE 485500 0 74875
***FRUIT OF THE LOOM LTD CL A COM G3682L105 40636 4167775 SH SOLE 3752675 0 415100
</TABLE>
