UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13f Cover Page
Report for the Calendar Year or Quarter Ended: September 30, 2000
If Amended Report Check Here: [X] Amendment Number: 1
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This Amendment (check only one) [X] is a restatement
[ ] adds new holding entries
PZENA INVESTMENT MANAGEMENT, LLC
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Name of Institutional Investment Manager
830 Third Avenue, 14th Floor New York NY 10022
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Business Address (Street) (City) (State) (Zip)
13F File Number: 28-03791
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The Institutional Investment Manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, and that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, and tables are considered integral parts of this form.
Name, Title and Telephone Number of Person Submitting Report:
Richard S. Pzena Manager (212) 355-1600
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Name (Title ) (Phone)
Signature, Place and Date of Signing:
/s/ Richard S. Pzena
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Richard S. Pzena
830 Third Avenue, 14th Floor
New York, New York 10022
11/30/00
Report Type:
[X] 13F HOLDINGS REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
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Form 13F Summary Page
Number of Other Included Managers: None
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Form 13F Information Table Entry Total: 90
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Form 13F Information Table Value Total: $1,013,250,000
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<PAGE>
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
INFORMATION TABLE
PZENA INVESTMENT MANAGEMENT, LLC
FORM 13F INFORMATION TABLE
AS OF DATE: 09/30/00
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ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AETNA INC COM COM 8117103 54876 945123 SH SOLE 541148 0 403975
AETNA INC COM COM 8117103 871 15000 SH OTHER 15000 0 0
AGCO CORP COM COM 1084102 16696 1405985 SH SOLE 1091085 0 314900
ALEXANDER & BALDWIN INC COM COM 14482103 218 8375 SH SOLE 8375 0 0
AMERADA HESS CORP COM COM 23551104 28219 421575 SH SOLE 233525 0 188050
AMERICAN NATL INS CO COM COM 28591105 249 3900 SH SOLE 3900 0 0
ANIXTER INTL INC COM COM 35290105 12171 417900 SH SOLE 355075 0 62825
ARVINMERITOR COM 43353101 188 12825 SH SOLE 12825 0 0
AUTODESK INC COM COM 52769106 14055 553895 SH SOLE 282670 0 271225
BEVERLY ENTERPRISES INC COM NE COM 87851309 19018 3203050 SH SOLE 2516675 0 686375
BEVERLY ENTERPRISES INC COM NE COM 87851309 558 94000 SH OTHER 94000 0 0
BOEING CO COM COM 97023105 26923 427350 SH SOLE 217650 0 209700
BURLINGTON INDS INC NEW COM COM 121693105 76 60600 SH SOLE 60600 0 0
CADENCE DESIGNS SYS INC COM COM 127387108 11920 464038 SH SOLE 375288 0 88750
CBRL GROUP INC COM COM 12489V106 32491 2260261 SH SOLE 1559411 0 700850
CBRL GROUP INC COM COM 12489V106 1042 72500 SH OTHER 72500 0 0
CENTRAL GARDEN & PET CO COM COM 153527106 131 18825 SH SOLE 18825 0 0
CIT GROUP INC CL A COM 125577106 12763 729290 SH SOLE 265540 0 463750
CIT GROUP INC CL A COM 125577106 219 12500 SH OTHER 12500 0 0
CNA FINL CORP COM COM 126117100 5611 146700 SH SOLE 126225 0 20475
CNF TRANSN INC COM COM 12612W104 16869 758150 SH SOLE 438975 0 319175
COMPUTER ASSOCIATE INTL INC CO COM 204912109 7892 313320 SH SOLE 146645 0 166675
COMPUTER ASSOCIATE INTL INC CO COM 204912109 126 5000 SH OTHER 5000 0 0
COOPER INDS INC COM COM 216669101 12569 356575 SH SOLE 97300 0 259275
CROMPTON CORPORATION COM 227116100 16735 2125041 SH SOLE 1194916 0 930125
CYTEC INDS INC COM COM 232820100 28841 862540 SH SOLE 546840 0 315700
DIAL CORP NEW COM COM 25247D101 162 13950 SH SOLE 13950 0 0
ENHANCE FINL SVCS GROUP INC CO COM 293310108 183 14075 SH SOLE 14075 0 0
ESTERLINE TECHNOLOGIES CORP CO COM 297425100 293 14900 SH SOLE 14900 0 0
EVEREST RE GROUP COM G3223R108 302 6100 SH SOLE 6100 0 0
FIRST CTZNS BANCSHARES NC CL A COM 31946M103 317 4425 SH SOLE 4425 0 0
FMC CORP COM NEW COM 302491303 40248 600150 SH SOLE 345500 0 254650
FMC CORP COM NEW COM 302491303 798 11900 SH OTHER 11900 0 0
FOUNDATION HEALTH SYSTEMS-A COM 350404109 27149 1633052 SH SOLE 1031177 0 601875
FOUNDATION HEALTH SYSTEMS-A COM 350404109 582 35000 SH OTHER 35000 0 0
GEORGIA PAC CORP COM COM 373298108 24924 1060585 SH SOLE 563960 0 496625
GEORGIA PAC CORP COM COM 373298108 729 31000 SH OTHER 31000 0 0
GEORGIA PAC CORP COM-TIMBER GR COM 373298702 15863 590250 SH SOLE 454650 0 135600
GEORGIA PAC CORP COM-TIMBER GR COM 373298702 860 32000 SH OTHER 32000 0 0
HASBRO INC COM COM 418056107 2859 250000 SH SOLE 100000 0 150000
HEALTHCARE RLTY TR COM COM 421946104 21762 1030140 SH SOLE 836315 0 193825
HERBALIFE INTL INC CL B COM 426908307 297 34675 SH SOLE 34675 0 0
HUDSON CITY BANCORP INC COM COM 443683107 268 15775 SH SOLE 15775 0 0
IBP INC COM COM 449223106 239 13050 SH SOLE 13050 0 0
INAMED CORP COM COM 453235103 323 11500 SH OTHER 11500 0 0
JOHN HANCOCK FINANCIAL SERVICE COM 41014S106 29122 1083600 SH SOLE 582200 0 501400
KELLWOOD CO COM COM 488044108 458 25075 SH SOLE 25075 0 0
KELLWOOD CO COM COM 488044108 694 38000 SH OTHER 38000 0 0
KENNAMETAL INC COM COM 489170100 27295 1060015 SH SOLE 648865 0 411150
LEAR CORP COM COM 521865105 34679 1686500 SH SOLE 883700 0 802800
LOEWS CORP COM COM 540424108 15068 180725 SH SOLE 94325 0 86400
LUBRIZOL CORP COM COM 549271104 37741 1917021 SH SOLE 1058946 0 858075
LUBRIZOL CORP COM COM 549271104 939 47700 SH OTHER 47700 0 0
MAY DEPT STORES CO COM COM 577778103 20336 992020 SH SOLE 432995 0 559025
MILACRON INC COM COM 598709103 182 13700 SH SOLE 13700 0 0
NACCO INDS INC CL A COM 629579103 246 5850 SH SOLE 5850 0 0
NEWPORT NEWS SHIPBLDING INC CO COM 652228107 3934 90700 SH SOLE 63625 0 27075
NORTHROP GRUMMAN CORP COM COM 666807102 5709 62828 SH SOLE 51203 0 11625
OLD REP INTL CORP COM COM 680223104 18390 764275 SH SOLE 367650 0 396625
PACIFIC CENTY FINL CORP COM COM 694058108 28759 1679338 SH SOLE 992763 0 686575
PACIFIC CENTY FINL CORP COM COM 694058108 308 18000 SH OTHER 18000 0 0
PAYLESS SHOESOURCE INC COM COM 704379106 30357 542089 SH SOLE 307739 0 234350
PHILIP MORRIS COS INC COM COM 718154107 15590 529612 SH SOLE 238412 0 291200
PITTSTON CO BRNKS GRP COM COM 725701106 228 14700 SH SOLE 14700 0 0
PUBLIC SVC CO N MEX COM COM 744499104 270 10425 SH SOLE 10425 0 0
QUANTUM CORP DSSG COM COM 747906204 32176 2136152 SH SOLE 1126452 0 1009700
QUANTUM CORP DSSG COM COM 747906204 618 41000 SH OTHER 41000 0 0
QUANTUM CORP HDDG COM COM 747906303 233 23412 SH SOLE 23412 0 0
QUANTUM CORP HDDG COM COM 747906303 248 25000 SH OTHER 25000 0 0
SARA LEE CORP COM COM 803111103 21905 1078400 SH SOLE 438075 0 640325
SERVICEMASTER CO COM COM 81760N109 2839 287500 SH SOLE 0 0 287500
SILGAN HLDGS INC COM COM 827048109 211 22675 SH SOLE 22675 0 0
SLI INC COM COM 78442T108 141 19350 SH SOLE 19350 0 0
SOUTHTRUST CORP COM COM 844730101 26342 837930 SH SOLE 433180 0 404750
SOUTHWESTERN ENERGY CO COM COM 845467109 204 23350 SH SOLE 23350 0 0
STOCK PERFORMANCE INDEX FUTURE COM 861121994 19865 112033 SH SOLE 0 0 112033
TENET HEALTHCARE CORP COM COM 88033G100 1084 29800 SH SOLE 29800 0 0
TOSCO CORP COM NEW COM 891490302 29914 959173 SH SOLE 540698 0 418475
TOSCO CORP COM NEW COM 891490302 605 19400 SH OTHER 19400 0 0
UCAR INTL INC COM COM 90262K109 21559 1699239 SH SOLE 930864 0 768375
UNICOM CORP COM COM 904911104 30157 536729 SH SOLE 335954 0 200775
UNION PAC CORP COM COM 907818108 34051 875900 SH SOLE 414775 0 461125
UNIVERSAL CORP VA COM COM 913456109 215 7325 SH SOLE 7325 0 0
UNIVERSAL CORP VA COM COM 913456109 734 25000 SH OTHER 25000 0 0
USX-MARATHON GROUP COM NEW COM 902905827 25708 906000 SH SOLE 433475 0 472525
USX-MARATHON GROUP COM NEW COM 902905827 142 5000 SH OTHER 5000 0 0
VENTAS INC COM COM 92276F100 200 40000 SH OTHER 40000 0 0
***ESG RE LTD ORD COM G31215109 265 89300 SH OTHER 89300 0 0
***PRECISION DRILLING CORP CL COM 74022D100 11252 315851 SH SOLE 240001 0 75850
***XL CAPITAL LTD CL A COM G98255105 22792 310100 SH SOLE 168400 0 141700
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