<PAGE> 1
CUSIP No. 739308 10 4 Page 1 of 41 Pages
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 2)*
Power-One, Inc.
--------------------------------------------------------------------------------
(Name of Issuer)
Common Stock
--------------------------------------------------------------------------------
(Title of Class of Securities)
739308 10 4
--------------------------------------------------------------------------------
(CUSIP Number)
David A. Knight, c/o Stephens Group, Inc., 111 Center Street,
Little Rock, AR 72201, (501) 377-2573
--------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized to Receive Notices
and Communications)
May 12, 2000
--------------------------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check
the following box [ ].
NOTE: Schedules filed in paper format shall include a signed original and five
copies of the schedule including all exhibits. See Section 240.13d-7(b) for
other parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
<PAGE> 2
CUSIP No. 739308 10 4 Page 2 of 41 Pages
SCHEDULE 13D
--------------------------------------------------------------------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Voting trust pursuant to agreement dated as of June 8, 1998
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
6,907,870
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
-0-
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
6,907,870
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [ ]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
18.9
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
<PAGE> 3
CUSIP No. 739308 10 4 Page 3 of 41 Pages
SCHEDULE 13D
--------------------------------------------------------------------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Stephens Group, Inc.
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [X]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
3,750,238
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
3,750,238
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [X]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
10.3
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
HC, CO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 4
CUSIP No. 739308 10 4 Page 4 of 41 Pages
SCHEDULE 13D
--------------------------------------------------------------------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Jackson T. Stephens Trust No. One
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
112,062
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
112,062
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [X]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.3
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 5
CUSIP No. 739308 10 4 Page 5 of 41 Pages
SCHEDULE 13D
--------------------------------------------------------------------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Jackson T. Stephens
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
244,668
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
244,668
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [X]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.7
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 6
CUSIP No. 739308 10 4 Page 6 of 41 Pages
SCHEDULE 13D
--------------------------------------------------------------------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Warren A. Stephens
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
78,408
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY 132,312
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING 78,408
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
645,367
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
723,775
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [X]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
2.0
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 7
CUSIP No. 739308 10 4 Page 7 of 41 Pages
SCHEDULE 13D
--------------------------------------------------------------------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Bess C. Stephens Trust
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
132,606
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
132,606
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [X]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.4
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 8
CUSIP No. 739308 10 4 Page 8 of 41 Pages
SCHEDULE 13D
--------------------------------------------------------------------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Bess C. Stephens
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY 26,250
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
534,112
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
534,112
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [X]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
1.5
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 9
CUSIP No. 739308 10 4 Page 9 of 41 Pages
SCHEDULE 13D
--------------------------------------------------------------------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Vernon J. Giss
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
132,606
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
132,606
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [X]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.4
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 10
CUSIP No. 739308 10 4 Page 10 of 41 Pages
SCHEDULE 13D
--------------------------------------------------------------------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Warren A. Stephens Trust
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
75,870
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
75,870
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [X]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.2
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 11
CUSIP No. 739308 10 4 Page 11 of 41 Pages
SCHEDULE 13D
--------------------------------------------------------------------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Warren & Harriet Stephens Children's Trust
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
149,968
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
149,968
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [X]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.4
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 12
CUSIP No. 739308 10 4 Page 12 of 41 Pages
SCHEDULE 13D
--------------------------------------------------------------------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Jon E.M. Jacoby
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
15,283
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY 199,812
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING 15,283
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
1,458,967
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
1,474,250
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [X]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
4.0
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 13
CUSIP No. 739308 10 4 Page 13 of 41 Pages
SCHEDULE 13D
--------------------------------------------------------------------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Harriet Calhoun Stephens Trust
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
38,127
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
38,127
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [X]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.1
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 14
CUSIP No. 739308 10 4 Page 14 of 41 Pages
SCHEDULE 13D
--------------------------------------------------------------------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Harriet C. Stephens
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
38,127
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
38,127
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [X]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.1
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 15
CUSIP No. 739308 10 4 Page 15 of 41 Pages
SCHEDULE 13D
--------------------------------------------------------------------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Elizabeth Ann Stephens Campbell Revocable Trust
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
269,943
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
269,943
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [X]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.7
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 16
CUSIP No. 739308 10 4 Page 16 of 41 Pages
SCHEDULE 13D
--------------------------------------------------------------------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Elizabeth Stephens Campbell
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
645,199
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
645,199
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [X]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
1.8
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 17
CUSIP No. 739308 10 4 Page 17 of 41 Pages
SCHEDULE 13D
--------------------------------------------------------------------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
W.R. Stephens, Jr. Revocable Trust
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
372,394
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
372,394
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [X]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
1.0
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 18
CUSIP No. 739308 10 4 Page 18 of 41 Pages
SCHEDULE 13D
--------------------------------------------------------------------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Wilton R. Stephens, Jr.
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY 26,500
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
773,900
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
773,900
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [X]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
2.1
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 19
CUSIP No. 739308 10 4 Page 19 of 41 Pages
SCHEDULE 13D
--------------------------------------------------------------------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Jackson T. Stephens Grandchildren Trust AAAA
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
553,783
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
553,783
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [X]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
1.5
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 20
CUSIP No. 739308 10 4 Page 20 of 41 Pages
SCHEDULE 13D
--------------------------------------------------------------------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Pamela Diane Stephens Trust One
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
375,256
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
375,256
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [X]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
1.0
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 21
CUSIP No. 739308 10 4 Page 21 of 41 Pages
SCHEDULE 13D
--------------------------------------------------------------------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Pamela Diane Stephens
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
375,256
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
375,256
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [X]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
1.0
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 22
CUSIP No. 739308 10 4 Page 22 of 41 Pages
SCHEDULE 13D
--------------------------------------------------------------------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Warren Miles Amerine Stephens Trust UID 9/10/86
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
73,080
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
73,080
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [X]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.2
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 23
CUSIP No. 739308 10 4 Page 23 of 41 Pages
SCHEDULE 13D
--------------------------------------------------------------------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
John Calhoun Stephens Trust
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
73,080
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
73,080
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [X]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.2
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 24
CUSIP No. 739308 10 4 Page 24 of 41 Pages
SCHEDULE 13D
--------------------------------------------------------------------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Laura Whitaker Stephens Trust
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
73,080
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
73,080
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [X]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.2
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
OO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 25
CUSIP No. 739308 10 4 Page 25 of 41 Pages
SCHEDULE 13D
--------------------------------------------------------------------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
J & J Partners
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
-0-
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
-0-
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [X]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.0
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
PN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 26
CUSIP No. 739308 10 4 Page 26 of 41 Pages
SCHEDULE 13D
--------------------------------------------------------------------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Jacoby Enterprises, Inc.
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
230,725
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
230,725
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [X]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.6
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
CO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 27
CUSIP No. 739308 10 4 Page 27 of 41 Pages
SCHEDULE 13D
--------------------------------------------------------------------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Coral Two Corporation
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
141,772
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
141,772
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [X]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.4
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
CO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 28
CUSIP No. 739308 10 4 Page 28 of 41 Pages
SCHEDULE 13D
--------------------------------------------------------------------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Douglas H. Martin
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
41,727
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING 41,727
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
75,079
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
116,806
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [X]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.3
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 29
CUSIP No. 739308 10 4 Page 29 of 41 Pages
SCHEDULE 13D
--------------------------------------------------------------------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Curtis F. Bradbury, Jr.
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
214,272
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
214,272
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [X]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.6
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 30
CUSIP No. 739308 10 4 Page 30 of 41 Pages
SCHEDULE 13D
--------------------------------------------------------------------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Bradbury Enterprises
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
-0-
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
-0-
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [X]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.0
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
PN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 31
CUSIP No. 739308 10 4 Page 31 of 41 Pages
SCHEDULE 13D
--------------------------------------------------------------------------------
1 Name of Reporting Persons
I.R.S. Identification No. of Above Persons (entities only)
Coral Partners
--------------------------------------------------------------------------------
2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC Use Only
--------------------------------------------------------------------------------
4 Source of Funds (See Instructions)
Not applicable
--------------------------------------------------------------------------------
5 Check Box if Disclosure of Legal Proceedings Is Required Pursuant to
Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
6 Citizenship or Place of Organization
Arkansas
--------------------------------------------------------------------------------
7 Sole Voting Power
-0-
NUMBER OF ---------------------------------------------------
SHARES 8 Shared Voting Power
BENEFICIALLY -0-
OWNED BY ---------------------------------------------------
EACH 9 Sole Dispositive Power
REPORTING -0-
PERSON ---------------------------------------------------
WITH 10 Shared Dispositive Power
105,883
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
105,883
--------------------------------------------------------------------------------
12 Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares
(See Instructions) [X]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
0.3
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
PN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 32
CUSIP No. 739308 10 4 Page 32 of 41 Pages
This Amendment No. 2 amends and supplements the Schedule 13D initially
filed by the Reporting Persons on June 11, 1998. It is being filed to report a
decrease in beneficial ownership resulting from the sale of Power-One common
stock by certain of the Reporting Persons. Except as set forth below, there are
no changes in the Schedule 13D. Capitalized terms not otherwise defined herein
shall have the same meanings as defined in the Schedule 13D.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
Item 5 is hereby amended by deleting the previous Item 5 and replacing
it in its entirety with the following:
(a) The table below discloses the ownership of the common stock of
Power-One by the Reporting Persons and their respective directors and executive
officers. Share amounts reflect a 3 for 2 stock split on June 5, 2000.
<TABLE>
<CAPTION>
Percent of
Number Outstanding
Name of Shares Shares Voting Power Investment Power
---- --------- ----------- ------------ ----------------
<S> <C> <C> <C> <C>
Voting Trust pursuant to the Voting Trust Agreement 6,907,870 18.9 Sole: 6,907,870 -0-
Stephens Group, Inc. 3,750,238 10.3 -0- Shared: 3,750,238
Jackson T. Stephens Trust No. One 112,062 0.3 -0- Shared: 112,062
Bess C. Stephens Trust 132,606 0.4 -0- Shared: 132,606
Warren A. Stephens Trust 75,870 0.2 -0- Shared: 75,870
Warren & Harriet Stephens Children's Trust 149,968 0.4 -0- Shared: 149,968
Harriet Calhoun Stephens Trust 38,127 0.1 -0- Shared: 38,127
Elizabeth Ann Stephens Campbell Revocable Trust 269,943 0.7 -0- Shared: 269,943
W. R. Stephens, Jr. Revocable Trust 372,394 1.0 -0- Shared: 372,394
Jackson T. Stephens Grandchildrens Trust AAAA 553,783 1.5 -0- Shared: 553,783
Pamela Diane Stephens Trust One 375,256 1.0 -0- Shared: 375,256
Warren Miles Amerine Stephens Trust 73,080 0.2 -0- Shared: 73,080
John Calhoun Stephens Trust 73,080 0.2 -0- Shared: 73,080
Laura Whitaker Stephens Trust 73,080 0.2 -0- Shared: 73,080
Jackson T. Stephens (1) 244,668 0.7 -0- Shared: 244,668
Warren A. Stephens (2) 723,775 2.0 Sole: 78,408 Sole: 78,408
Shared: 132,312 Shared: 645,367
Bess C. Stephens (3) 534,112 1.5 Shared: 26,250 Shared: 534,112
Vernon J. Giss (4) 132,606 0.4 -0- Shared: 132,606
Jon E.M. Jacoby (5) 1,474,250 4.0 Sole: 15,283 Sole: 15,283
Shared: 199,812 Shared: 1,458,967
Harriet C. Stephens (6) 38,127 0.1 -0- Shared: 38,127
Elizabeth Stephens Campbell (7) 645,199 1.8 -0- Shared: 645,199
Wilton R. Stephens, Jr. (8) 773,900 2.1 Shared: 26,500 Shared: 773,900
Pamela Diane Stephens (9) 375,256 1.0 -0- Shared: 375,256
J & J Partners -0- 0.0 -0- -0-
Jacoby Enterprises, Inc. 230,725 0.6 -0- Shared: 230,725
Coral Two Corporation 141,772 0.4 -0- Shared: 141,772
Douglas H. Martin (10) 116,806 0.3 Sole: 41,727 Sole: 41,727
Shared: 75,079
Curtis F. Bradbury, Jr. (11) 214,272 0.6 -0- Shared: 214,272
Bradbury Enterprises -0- 0.0 -0- -0-
</TABLE>
<PAGE> 33
CUSIP No. 739308 10 4 Page 33 of 41 Pages
<TABLE>
<CAPTION>
Percent of
Number Outstanding
Name of Shares Shares Voting Power Investment Power
---- --------- ----------- ------------ ----------------
<S> <C> <C> <C> <C>
I. Ernest Butler (12) 67,500 0.3 Shared: 67,500 Shared: 67,500
Coral Partners 105,883 0.3 -0- Shared: 105,883
Craig D. Campbell -0- -0- -0- -0-
William Walker 6,750 0.0 Sole: 6,750 Sole: 6,750
</TABLE>
(1) Includes 112,062 shares beneficially owned by Jackson T.
Stephens Trust No. One and 132,606 shares beneficially owned by Bess C. Stephens
Trust, of which Jackson T. Stephens is a trustee.
(2) Includes 112,062 shares beneficially owned by Jackson T.
Stephens Trust No. One, 75,870 shares beneficially owned by Warren A. Stephens
Trust, 73,080 shares beneficially owned by each of Warren Miles Amerine Stephens
Trust, John Calhoun Stephens Trust and Laura Whitaker Stephens Trust, and 44,104
shares owned by each of Grandchild's Trust One UID 12/16/85, Grandchild's Trust
Two UID 12/16/85 and Grandchild's Trust Three UID 12/89. Mr. Stephens is a
trustee for each of these trusts. Also includes 78,408 shares owned by Stephens
Inc. Custodian for Warren A. Stephens IRA. Also includes 105,883 shares
beneficially owned by Coral Partners, of which Mr. Stephens is a general
partner.
(3) Includes 132,606 shares beneficially owned by Bess C.
Stephens Trust, 375,256 shares beneficially owned by Pamela Diane Stephens Trust
One and 26,250 shares owned by W.R. Stephens, Jr. Children's Trust UID 3/1/95.
Ms. Stephens is a trustee for each of these trusts.
(4) Includes 132,606 shares beneficially owned by Bess C.
Stephens Trust, of which Vernon J. Giss is a trustee.
(5) Includes 44,104 shares owned by each of Grandchild's Trust
One UID 12/16/85, Grandchild's Trust Two UID 12/16/85 and Grandchild's Trust
Three UID 12/89, 149,968 shares beneficially owned by Warren & Harriet Stephens
Children's Trust UID 9/30/87, 553,783 shares beneficially owned by Jackson T.
Stephens Grandchildren's Trust AAAA, and 22,500 shares owned by each of Susan
Stephens Campbell 1995 Trust UID 12/4/95, Craig D. Campbell, Jr. 1995 Trust UID
12/4/95 and Elizabeth Chisum Campbell 1995 Trust UID 12/4/95. Mr. Jacoby is a
trustee for each of these trusts. Also includes 230,725 shares beneficially
owned by Jacoby Enterprises, Inc., 141,772 shares beneficially owned by Coral
Two Corporation, 15,283 shares owned by Delaware Charter Guarantee & Trust F/B/O
Jon E.M. Jacoby Keogh, 105,883 shares beneficially owned by Coral Partners and
77,024 shares beneficially owned by Mr. Jacoby.
(6) Includes 38,127 shares beneficially owned by Harriet
Calhoun Stephens Trust, of which Harriet C. Stephens is a trustee. Excludes
shares beneficially owned by Harriet Calhoun Stephens' husband, Warren A.
Stephens, listed in note (2) above.
(7) Includes 269,943 shares beneficially owned by Elizabeth
Ann Stephens Campbell Revocable Trust and 375,256 shares beneficially owned by
Pamela Diane Stephens Trust One, of which Elizabeth Stephens Campbell is a
trustee.
(8) Includes 372,394 shares beneficially owned by W. R.
Stephens, Jr. Revocable Trust and 375,256 shares beneficially owned by Pamela
Diane Stephens Trust One, of which Wilton R. Stephens, Jr. is a trustee. Also
includes 26,250 shares owned by W.R. Stephens, Jr. Children's Trust UID 3/1/95,
of which Wilton R. Stephens, Jr. is a trustee.
(9) Includes 375,256 shares beneficially owned by Pamela Diane
Stephens Trust One, of which Pamela Diane Stephens is a trustee.
<PAGE> 34
CUSIP No. 739308 10 4 Page 34 of 41 Pages
(10) Includes 41,727 shares owned by Stephens Inc. Custodian
for Douglas H. Martin IRA and 75,079 shares beneficially owned by Mr. Martin.
(11) Includes 214,272 shares beneficially owned by Mr.
Bradbury.
(12) Includes 22,500 shares owned by each of Susan Stephens
Campbell 1995 Trust UID 12/4/95, Craig D. Campbell, Jr. 1995 Trust UID 12/4/95
and Elizabeth Chisum Campbell 1995 Trust UID 12/4/95. Mr. Butler is a trustee
for each of these trusts.
(b) The table below discloses the beneficial ownership of common stock
of Power-One by persons who may comprise a group with any of the Reporting
Persons within the meaning of Rule 13-d(3) of the Exchange Act. The persons
listed below expressly disclaim membership in any group pursuant to Regulation
13D.
<TABLE>
<CAPTION>
Percent of
Number Outstanding
Name of Shares Shares
---- --------- -----------
<S> <C> <C>
Stephens Inc. 4,420 0.0
Grandchild's Trust One 44,104 0.1
Grandchild's Trust Two 44,104 0.1
Grandchild's Trust Three 44,104 0.1
K. Rick Turner 4,539 0.0
C. Ray Gash 202 0.0
Robert L. Schulte 100 0.0
William S. Walker 6,750 0.0
Gordon D. Grender & Amanda F. Grender, JTWROS 117,612 0.3
Susan Stephens Campbell 1995 Trust 22,500 0.1
Craig D. Campbell, Jr. 1995 Trust 22,500 0.1
Elizabeth Chisum Campbell 1995 Trust 22,500 0.1
W. R. Stephens, Jr. Children's Trust 26,500 0.1
</TABLE>
(c) The Voting Trustee expressly disclaims beneficial ownership of any
securities covered by this Schedule 13D.
(d) The table below discloses the sale of shares of Power-One common
stock by certain of the Reporting Persons during the past sixty days. All of
such sales were effected in broker's transactions.
<TABLE>
<CAPTION>
Number of
Name Date Shares Price
---- ---- ---------- -----
<S> <C> <C> <C>
Stephens Group, Inc. 5/8/00 25,000 75 7/8
5/8/00 37,800 76 9/32
5/8/00 1,800 76 1/2
5/8/00 4,300 76 1/4
5/8/00 100 76 1/8
5/8/00 10,700 76 3/8
5/9/00 7,100 76 1/8
5/9/00 9,400 75 7/8
5/9/00 5,300 76 1/2
5/9/00 8,000 76 3/4
5/9/00 1,000 77 3/4
</TABLE>
<PAGE> 35
CUSIP No. 739308 10 4 Page 35 of 41 Pages
<TABLE>
<CAPTION>
Number of
Name Date Shares Price
---- ---- ---------- -----
<S> <C> <C> <C>
5/9/00 7,100 77 11/16
5/9/00 100 78 5/16
5/9/00 20,000 77 5/8
5/9/00 10,000 78
5/9/00 6,300 77 1/2
5/9/00 10,000 75 3/16
5/9/00 2,400 77 1/4
5/10/00 4,900 76 1/2
5/10/00 20,000 70 7/8
5/12/00 100 89 1/4
5/12/00 1,300 90 1/2
5/12/00 3,600 90
5/12/00 10,000 88 3/4
5/12/00 5,000 89 1/2
6/15/00 21,800 80
6/15/00 23,600 80
6/16/00 82 85 3/4
6/16/00 1,896 87 1/8
6/16/00 2,200 87
6/16/00 10,500 85 3/8
6/16/00 5,100 86
6/16/00 4,000 85 7/16
6/16/00 10,000 84 1/2
6/16/00 4,500 85 1/4
6/16/00 2,500 85 1/4
6/16/00 500 85 1/4
6/16/00 10,000 85 3/4
6/16/00 10,982 81
6/16/00 20,000 81 1/4
6/16/00 10,000 81 3/4
6/16/00 10,000 82 1/4
6/16/00 10,000 82 3/4
6/16/00 5,500 84 1/4
6/16/00 10,000 83 3/4
6/16/00 4,320 83 15/16
6/16/00 10,000 84
6/16/00 10,000 83 1/2
Jackson T. Stephens Trust One 5/16/00 3,000 92.2558
Jackson T. Stephens 5/16/00 22,000 92.2558
Bess C. Stephens Trust UID 1/4/85 5/12/00 3,000 90
5/15/00 20,000 88.363
5/16/00 2,000 92.2558
Harriet Calhoun Stephens Trust UID 3/22/84 4/26/00 1,700 72 1/16
4/26/00 200 71 15/16
4/26/00 1,200 71 7/8
4/28/00 1,900 68 7/8
5/2/00 5,000 71 1/2
5/8/00 200 76 3/4
5/8/00 4,800 76 5/8
5/12/00 5,000 89
5/12/00 5,000 89
5/12/00 5,000 89
Elizabeth Ann Stephens Campbell Revocable Trust 5/16/00 30,000 92.2558
5/16/00 8,300 92.2558
6/15/00 1,000 81
6/15/00 5,600 80 7/8
6/15/00 3,800 80 3/4
6/15/00 4,600 80
W.R. Stephens Jr. Revocable Trust 5/12/00 3,000 90
5/12/00 1,000 88
5/15/00 20,000 88.363
5/16/00 1,000 92.2558
</TABLE>
<PAGE> 36
CUSIP No. 739308 10 4 Page 36 of 41 Pages
<TABLE>
<CAPTION>
Number of
Name Date Shares Price
---- ---- ---------- -----
<S> <C> <C> <C>
Pamela Diane Stephens Trust One UID 4/10/92 5/12/00 3,000 90
5/12/00 1,000 88
5/15/00 20,000 88.363
5/16/00 1,000 92.2558
Warren Miles Amerine Stephens Trust UID 9/10/86 5/8/00 300 76 5/8
5/8/00 4,700 76 1/2
John Calhoun Stephens Trust UID 12/1/87 5/8/00 5,000 76 1/2
Laura Whitaker Stephens Trust UID 12/28/90 5/8/00 5,000 77
Coral Two Corporation 6/8/00 13,500 75
6/9/00 3,500 75 3/4
6/9/00 3,000 75 7/8
Jon E.M. Jacoby 6/5/00 13,200 (1) 71 1/2
6/6/00 6,800 (1) 78 1/2
6/9/00 6,100 73 1/2
6/9/00 1,000 73 1/4
6/9/00 10,000 73
Jacoby Enterprises, Inc. 5/8/00 10,000 76
5/17/00 7,500 90 1/2
5/17/00 10,100 90
5/18/00 2,400 90 1/8
Douglas H. Martin (2) 5/8/00 4,000 76
5/16/00 4,900 91 3/4
5/16/00 2,000 89 3/4
5/16/00 3,100 89 5/32
Warren A. Stephens Trust UID 9/30/87 5/8/00 1,100 77
5/8/00 3,900 76 3/4
5/8/00 1,000 77
5/12/00 500 88 9/16
6/2/00 1,500 102
</TABLE>
(1) Represents sale of shares owned by Delaware Charter
Guarantee & Trust f/b/o Jon E.M. Jacoby Keogh.
(2) Represents sale of shares owned by Stephens Inc.,
Custodian for Douglas H. Martin IRA.
(e) On May 31, 2000, Stephens Group, Inc. gifted 538 shares of
Power-One common stock to a nonprofit organization. On June 16, 2000, the Warren
A. Stephens Trust gifted 1,852 shares of Power-One Common Stock to a nonprofit
organization, and Jon E.M. Jacoby gifted 12,346 shares of Power-One Common Stock
to a nonprofit organization.
(f) The table below discloses the sale of shares of Power-One common
stock during the past sixty days by persons who may comprise a group with any of
the Reporting Persons within the meaning of Rule 13-d(3)
<PAGE> 37
CUSIP No. 739308 10 4 Page 37 of 41 Pages
of the Exchange Act. The persons listed below expressly disclaim membership in
any group pursuant to Regulation 13D.
<TABLE>
<CAPTION>
Number of
Name Date Shares Price
---- ---- ---------- -----
<S> <C> <C> <C>
Susan Stephens Campbell 1995 Trust UID 12/16/85 5/16/00 7,500 92.2558
Craig D. Campbell, Jr. 1995 Trust UID 12/4/95 5/16/00 7,500 92.2558
Elizabeth Chisum Campbell 1995 Trust UID 12/4/95 5/16/00 7,500 92.2558
W.R. Stephens, Jr. Children's Trust UID 3/1/95 5/12/00 300 90
5/12/00 700 88
5/15/00 2,800 88.363
5/16/00 1,200 92.2558
Robert Schulte 4/25/00 10,000 69.325
5/12/00 3,000 88.5625
C. Ray Gash 4/26/00 1,000 72
William S. Walker 5/12/00 500 90
</TABLE>
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT
TO SECURITIES OF THE ISSUER
Item 6 is hereby amended by adding the following:
(c) On June 2, 2000, J&J Partners and Bradbury Enterprises
distributed their interests in Power-One common stock held in the Voting Trust
to their respective shareholders and/or partners in accordance with the
provisions of the Voting Trust Agreement. Accordingly, J&J Partners distributed
its interest in 11,752 shares to James O. Jacoby, Jr., 391 shares to Jon E.M.
Jacoby, and 27,029 shares to Jacoby Enterprises, Inc.; and Bradbury Enterprises
distributed its interest in 39,204 shares to Curtis F. Bradbury, Jr. and 13,068
shares to Ralph Bradbury. Pursuant to the terms of the Voting Trust Agreement,
such shares remained in the Voting Trust and the distributees executed consents
agreeing to become parties to the Voting Trust Agreement. On June 8, 2000, Ralph
Bradbury sold 19,602 of such shares (representing the original distribution plus
6,534 shares received pursuant to a 3 for 2 stock split) at $74.123 per share in
a broker's transaction. On June 12, 2000, James O. Jacoby, Jr. sold 4,000 of
such shares at $75 7/8 per share in a broker's transaction.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
(a) Consents to become parties to the Voting Trust Agreement.
(b) Agreement to File Joint Schedule 13D.
<PAGE> 38
CUSIP No. 739308 10 4 Page 38 of 41 Pages
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
STEPHENS GROUP, INC.
By: /s/ JACKSON T. STEPHENS
----------------------------------
Jackson T. Stephens
Chairman of the Board of Directors
JACKSON T. STEPHENS TRUST NO. ONE
By: /s/ JACKSON T. STEPHENS
----------------------------------
Jackson T. Stephens, Trustee
By: /s/ WARREN A. STEPHENS
----------------------------------
Warren A. Stephens, Trustee
BESS C. STEPHENS TRUST
By: /s/ BESS C. STEPHENS
----------------------------------
Bess C. Stephens, Trustee
By: /s/ JACKSON T. STEPHENS
----------------------------------
Jackson T. Stephens, Trustee
By: /s/ VERNON J. GISS
----------------------------------
Vernon J. Giss, Trustee
WARREN A. STEPHENS TRUST
By: /s/ WARREN A. STEPHENS
----------------------------------
Warren A. Stephens, Trustee
WARREN & HARRIET STEPHENS CHILDREN'S TRUST
By: /s/ JON E.M. JACOBY
----------------------------------
Jon E.M. Jacoby, Trustee
<PAGE> 39
CUSIP No. 739308 10 4 Page 39 of 41 Pages
HARRIET CALHOUN STEPHENS TRUST
By: /s/ HARRIET C. STEPHENS
-------------------------------------------
Harriet C. Stephens, Trustee
ELIZABETH ANN STEPHENS CAMPBELL REVOCABLE TRUST
By: /s/ ELIZABETH STEPHENS CAMPBELL
-------------------------------------------
Elizabeth Stephens Campbell, Trustee
W.R. STEPHENS, JR. REVOCABLE TRUST
By: /s/ WILTON R. STEPHENS, JR.
-------------------------------------------
Wilton R. Stephens, Jr., Trustee
JACKSON T. STEPHENS GRANDCHILDRENS TRUST AAAA
By: /s/ JON E.M. JACOBY
-------------------------------------------
Jon E.M. Jacoby, Trustee
PAMELA DIANE STEPHENS TRUST ONE
By: /s/ BESS C. STEPHENS
-------------------------------------------
Bess C. Stephens, Trustee
By: /s/ ELIZABETH STEPHENS CAMPBELL
-------------------------------------------
Elizabeth Stephens Campbell, Trustee
By: /s/ WILTON R. STEPHENS, JR.
-------------------------------------------
Wilton R. Stephens, Jr., Trustee
By: /s/ PAMELA DIANE STEPHENS
-------------------------------------------
Pamela Diane Stephens, Trustee
<PAGE> 40
CUSIP No. 739308 10 4 Page 40 of 41 Pages
WARREN MILES AMERINE STEPHENS TRUST
By: /s/ WARREN A. STEPHENS
-------------------------------------------
Warren A. Stephens, Trustee
JOHN CALHOUN STEPHENS TRUST
By: /s/ WARREN A. STEPHENS
-------------------------------------------
Warren A. Stephens, Trustee
LAURA WHITAKER STEPHENS TRUST
By: /s/ WARREN A. STEPHENS
-------------------------------------------
Warren A. Stephens, Trustee
J&J PARTNERS
By: /s/ JON E.M. JACOBY
-------------------------------------------
Jon E.M. Jacoby, Managing Partner
JACOBY ENTERPRISES, INC.
By: /s/ JON E.M. JACOBY
-------------------------------------------
Jon E.M. Jacoby, President
CORAL TWO CORPORATION
By: /s/ JON E.M. JACOBY
-------------------------------------------
Jon E.M. Jacoby, President
CORAL PARTNERS
By: /s/ WARREN A. STEPHENS
-------------------------------------------
Warren A. Stephens, Partner
By: /s/ JON E.M. JACOBY
-------------------------------------------
Jon E.M. Jacoby, Partner
<PAGE> 41
CUSIP No. 739308 10 4 Page 41 of 41 Pages
BRADBURY ENTERPRISES
By: /s/ CURTIS F. BRADBURY, JR.
-------------------------------------------
Curtis F. Bradbury, Jr., Partner
/s/ DOUGLAS H. MARTIN
-----------------------------------------------
Douglas H. Martin
/s/ CURTIS F. BRADBURY, JR.
-----------------------------------------------
Curtis F. Bradbury, Jr.
/s/ JACKSON T. STEPHENS
-----------------------------------------------
Jackson T. Stephens
/s/ WARREN A. STEPHENS
-----------------------------------------------
Warren A. Stephens
/s/ BESS C. STEPHENS
-----------------------------------------------
Bess C. Stephens
/s/ VERNON J. GISS
-----------------------------------------------
Vernon J. Giss
/s/ JON E.M. JACOBY
-----------------------------------------------
Jon E.M. Jacoby
/s/ HARRIET C. STEPHENS
-----------------------------------------------
Harriet C. Stephens
/s/ ELIZABETH STEPHENS CAMPBELL
-----------------------------------------------
Elizabeth Stephens Campbell
/s/ WILTON R. STEPHENS, JR.
-----------------------------------------------
Wilton R. Stephens, Jr.
/s/ PAMELA DIANE STEPHENS
-----------------------------------------------
Pamela Diane Stephens
/s/ JAMES SOMMERS
-----------------------------------------------
James Sommers, trustee pursuant to Voting Trust
Agreement dated as of June 8, 1998
<PAGE> 42
INDEX TO EXHIBITS
<TABLE>
<CAPTION>
EXHIBIT
NO. DESCRIPTION
------- -----------
<S> <C>
a Consents to become parties to the
Voting Trust Agreement.
b Agreement to File Joint Schedule 13D
</TABLE>
