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SCHEDULE 13E-4
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON DECEMBER 24, 1997
SECURITIES ACT FILE NO. 333-17425
INVESTMENT COMPANY ACT FILE NO. 811-07957
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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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SCHEDULE 13E-4
ISSUER TENDER OFFER STATEMENT
(PURSUANT TO SECTION 13(E)(1) OF THE
SECURITIES EXCHANGE ACT OF 1934)
AMENDMENT NO. 1
GT GLOBAL FLOATING RATE FUND, INC.
(Name of Issuer)
GT GLOBAL FLOATING RATE FUND, INC.
(Name of Person(s) Filing Statement)
SHARES OF COMMON STOCK, PAR VALUE $.001 PER SHARE
(Title of Class of Securities)
361969108
(CUSIP Number of Class of Securities)
WILLIAM J. GUILFOYLE
GT GLOBAL FLOATING RATE FUND, INC.
50 CALIFORNIA STREET, 27TH FLOOR
SAN FRANCISCO, CALIFORNIA 94111
(415) 392-6181
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications on Behalf of Person(s) Filing Statement)
COPIES TO:
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ARTHUR J. BROWN, ESQ. MICHAEL A. SILVER, ESQ.
<S> <C>
R. CHARLES MILLER, ESQ. CHANCELLOR LGT ASSET
KIRKPATRICK & LOCKHART LLP MANAGEMENT, INC.
1800 MASSACHUSETTS AVENUE, N.W. 50 CALIFORNIA STREET, 27TH FLOOR
WASHINGTON, D.C. 20036 SAN FRANCISCO, CALIFORNIA 94111
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November 17, 1997
(Date Tender Offer First Published,
Sent or Given to Security Holders)
This Amendment No. 1 to the Issuer Tender Offer Statement on Schedule
13E-4 of GT Global Floating Rate Fund, Inc. (the "Fund") relating to an offer
to purchase (the "Offer") up to 1,500,000 of the Fund's shares of common stock,
par value $0.001 per share (the "Shares") and originally filed with the
Securities and Exchange Commission on November 14, 1997 constitutes the final
amendment pursuant to Rule 13e-4(c)(3) under the Securities and Exchange Act
of 1934 (the "Exchange Act") and General Instruction D of Schedule 13E-4.
The Offer terminated at 12:00 midnight, New York City time, on December
16, 1997 (the "Expiration Date"). Pursuant to the Offer, 630,805.589 Shares
were tendered, all of which were accepted by the Fund for repurchase at a net
asset value of $10.02 per Share, as determined as of the close of the New
York Stock Exchange on the Expiration Date, for an aggregate price of
$6,320,672.002.
SIGNATURE
After due inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and
correct.
GT GLOBAL FLOATING RATE FUND, INC.
December 24, 1997 By: /s/ Michael A. Silver
_____________________________________
Michael A. Silver
Assistant Secretary
