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SCHEDULE 13E-4
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON
DECEMBER 18, 1998
SECURITIES ACT FILE NO. 333-37243
INVESTMENT COMPANY ACT FILE NO. 811-07957
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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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SCHEDULE 13E-4
ISSUER TENDER OFFER STATEMENT
(PURSUANT TO SECTION 13 (E) (1) OF THE
SECURITIES EXCHANGE ACT OF 1934)
AMENDMENT NO. 1
GT GLOBAL FLOATING RATE FUND, INC.
(d/b/a AIM Floating Rate Fund)
(Name of Issuer)
GT GLOBAL FLOATING RATE FUND, INC.
(d/b/a AIM Floating Rate Fund)
(Name of Person(s) Filing Statement)
SHARES OF COMMON STOCK, PAR VALUE $0.001 PER SHARE
(Title of Class of Securities)
00141K-10-5
(CUSIP Number of Class of Securities)
ROBERT H. GRAHAM
GT GLOBAL FLOATING RATE FUND, INC.
(d/b/a AIM Floating Rate Fund)
11 GREENWAY PLAZA, SUITE 100
HOUSTON, TEXAS 77046-1173
1-800-347-4246
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications on Behalf of Person(s) Filing Statement)
COPIES TO:
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<S> <C>
ARTHUR J. BROWN, ESQ. OFELIA M. MAYO, ESQ.
R. CHARLES MILLER, ESQ. A I M ADVISORS, INC.
KIRKPATRICK & LOCKHART LLP 11 GREENWAY PLAZA, SUITE 100
1800 MASSACHUSETTS AVENUE, N.W. HOUSTON, TEXAS 77046
WASHINGTON, D.C. 20036 (713) 214-1919
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November 13, 1998
(Date Tender Offer First Published,
Sent or Given to Security Holders)
This Amendment No. 1 to the Issuer Tender Offer Statement on Schedule
13E-4 of GT Global Floating Rate Fund, Inc. (d/b/a AIM Floating Rate Fund) (the
"Fund") relating to an offer to purchase (the "Offer") up to 2,900,000 of the
Fund's shares of common stock, par value $0.001 per share (the "Shares") and
originally filed with the Securities and Exchange Commission on November 13,
1998 constitutes the final amendment pursuant to Rule 13e-4 (c) (3) under the
Securities Exchange Act of 1934 and General Instruction D of Schedule 13E-4.
The Offer terminated at 12:00 midnight, New York City time, on December
11, 1998 (the "Expiration Date"). Pursuant to the Offer, 1,855,444.123 Shares
were tendered, all of which were accepted by the Fund for repurchase at a net
asset value of $9.82 per Share, as determined as of the close of the New York
Stock Exchange on the Expiration Date, for an aggregate price of $18,220,461.29.
After due inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
GT GLOBAL FLOATING RATE FUND, INC.
(d/b/a AIM Floating Rate Fund)
By: /s/ SAMUEL D. SIRKO
Samuel D. Sirko
Assistant Secretary
