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Previous: FIRST TRUST SPECIAL SITUATIONS TRUST SERIES 193, 485BPOS, 2000-07-31 |
Next: ZINDART LTD, DEF 14A, 2000-07-31 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Amcore Investment Group, N.A.
Address: 501 Seventh Street
Rockford, IL 61110
13F File Number: 28-05946
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Heath W. Sorenson
Title: Assistant Vice President
Phone: 815-961-4935
Signature, Place, and Date of Signing:
/s/ Heath W. Sorenson Rockford, IL July 31, 2000
Report Type (Check only one.):
[x] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
-None-
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary: 13F - Holdings Report
Number of Other Included Managers: 2
Form 13F Information Table Entry Total: 635
Form 13F Information Table Value Total: $1,436,101
(x 1,000)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file
numbers(s) of all institutional investment managers with respect
to which this report is filed, other than the manager filing this
report.
1) 28-05705 Investors Management Group LTD of Illinois
2) 28-05707 Investors Management Group LTD of Iowa
<TABLE>
<PAGE>
AMCORE INVESTMENT GROUP, N.A. SECURITIES AND EXCHANGE COMMISSION FORM 13F-HR 06/30/2000
<S> <C> <C> <C> <C><C> <C> <C> <C> <C> <C> <C>
Market Investment Discretion Voting Authority
Value Sole Defined Other Sole Shared None
Issuer & Title of Class CUSIP (X$1000) Shs Sh A B C Manager (A) (B) (C)
ADC TELECOMMUNICATION INC COM 000886101 99 1,175SH X 400 0 775
ADC TELECOMMUNICATION INC COM 000886101 1,115 13,290SH X 2 13,290 0 0
ADC TELECOMMUNICATIONS INC 000886101 3,942 47,000SH X 2 47,000 0 0
ADC TELECOMMUNICATION INC COM 000886101 9,488 113,115SH X 1 109,203 0 3,912
AT&T CORP 001957109 370 11,626SH X 6,502 2,073 3,051
AT&T CORP 001957109 495 15,564SH X 2 15,564 0 0
AT&T CORP. 001957109 617 19,500SH X 2 19,500 0 0
AT&T CORP 001957109 6,350 199,607SH X 1 193,615 0 5,992
AXA FINANCIAL INC 002451102 179 5,251SH X 3,495 406 1,350
AXA FINANCIAL INC 002451102 855 25,140SH X 2 25,140 0 0
AXA FINANCIAL, INC. 002451102 1,020 30,000SH X 2 30,000 0 0
AXA FINANCIAL, INC. 002451102 3,060 90,000SH X 2 90,000 0 0
AXA FINANCIAL INC 002451102 8,606 253,120SH X 1 246,313 0 6,807
AXP NEW DIMENSIONS FUND CL A 00245V106 347 9,432SH X 1 9,432 0 0
AXP INSURED TAX EXEMPT FUND CL A 00246A101 131 24,791SH X 1 24,791 0 0
AXP TAX EXEMPT BOND FUND CL A 00246D402 40 10,340SH X 1 10,340 0 0
ABBOTT LABS 002824100 535 12,000SH X 10,100 800 1,100
ABBOTT LABORATORIES 002824100 927 20,800SH X 2 20,800 0 0
ABBOTT LABS 002824100 977 21,920SH X 2 21,920 0 0
ABBOTT LABS 002824100 12,247 274,830SH X 1 261,305 0 13,525
ACCESSOR SMALL TO MID CAP FUND 004322400 313 12,817SH X 1 12,817 0 0
ACTIVE SOFTWARE INC 00504E100 364 4,679SH X 1 4,679 0 0
AGILENT TECHNOLOGIES INC 00846U101 49 667SH X 667 0 0
AGILENT TECHNOLOGIES INC 00846U101 327 4,438SH X 1 4,438 0 0
AGILENT TECHNOLOGIES INC 00846U101 6,705 90,000SH X 2 90,000 0 0
AIR PRODUCTS AND CHEMICAL 009158106 19 600SH X 600 0 0
AIR PRODUCTS AND CHEMICAL 009158106 273 8,800SH X 1 8,400 0 400
ALCOA INC. 013817101 580 20,000SH X 2 20,000 0 0
ALLIANCE GROWTH AND INC FUND CL A 018597104 155 41,144SH X 1 41,144 0 0
ALLIANT ENERGY CORP 018802108 4 155SH X 2 155 0 0
ALLIANT ENERGY CORP 018802108 326 12,529SH X 1 12,029 0 500
ALLSTATE CORP 020002101 48 2,148SH X 2,148 0 0
ALLSTATE CORP 020002101 170 7,620SH X 1 7,620 0 0
ALLTEL CORP. 020039103 25 410SH X 2 410 0 0
ALZA CORP 022615108 1,478 25,000SH X 2 25,000 0 0
AMERICA ONLINE INC 02364J104 196 3,725SH X 3,075 0 650
AMERICA ONLINE INC 02364J104 649 12,325SH X 2 12,325 0 0
AMERICA ONLINE, INC. 02364J104 1,055 20,000SH X 2 20,000 0 0
AMERICA ONLINE INC 02364J104 6,879 130,710SH X 1 127,560 0 3,150
AMERICA ONLINE, INC. 02364J104 7,385 140,000SH X 2 140,000 0 0
AMCORE FINANCIAL INC 023912108 7,966 434,964SH X 221,700 1,000 212,264
AMCORE FINANCIAL INC 023912108 29,473 1,609,420SH X 1 1,591,810 0 17,610
AMERICAN EXPRESS COMPANY 025816109 78 1,500SH X 2 1,500 0 0
AMERICAN EXPRESS CO. 025816109 12,510 240,000SH X 2 240,000 0 0
AMERICAN HOME PRODUCTS 026609107 297 5,050SH X 4,400 0 650
AMERICAN HOME PRODUCTS 026609107 708 12,045SH X 2 12,045 0 0
AMERICAN HOME PRODUCTS CORP. 026609107 881 15,000SH X 2 15,000 0 0
AMERICAN HOME PRODUCTS CORP. 026609107 3,525 60,000SH X 2 60,000 0 0
AMERICAN HOME PRODUCTS 026609107 10,389 176,840SH X 1 167,285 0 9,555
AMERICAN HOME PRODUCTS CORP. 026609107 14,688 250,000SH X 2 250,000 0 0
AMERICAN INTL GROUP INC 026874107 423 3,604SH X 2,661 387 556
AMERICAN INTERNATIONAL GROUP, INC. 026874107 1,074 9,140SH X 2 9,140 0 0
AMERICAN INTL GROUP INC 026874107 1,166 9,922SH X 2 9,922 0 0
AMERICAN INTL GROUP INC 026874107 12,503 106,405SH X 1 103,862 0 2,543
AMERICAN INTERNATIONAL GROUP, INC. 026874107 14,688 125,000SH X 2 125,000 0 0
AMGEN INC 031162100 6 90SH X 2 90 0 0
AMGEN INC 031162100 42 600SH X 600 0 0
AMGEN INC 031162100 221 3,140SH X 1 3,140 0 0
AMGEN, INC. 031162100 2,459 35,000SH X 2 35,000 0 0
AMGEN, INC. 031162100 16,860 240,000SH X 2 240,000 0 0
ANADARKO PETROLEUM CORP 032511107 4,931 100,000SH X 2 100,000 0 0
ANHEUSER BUSCH CO 035229103 215 2,880SH X 0 2,880 0
ANHEUSER BUSCH CO 035229103 855 11,442SH X 1 1,200 0 10,242
APACHE CORP 037411105 342 5,807SH X 1 5,807 0 0
APACHE CORP. 037411105 8,234 140,000SH X 2 140,000 0 0
APPLIED MATERIALS INC. 038222105 54 600SH X 2 600 0 0
APPLIED MICRO CIRCUITS CORP. 03822W109 5 50SH X 2 50 0 0
APPLIED MICRO CIRCUITS CORP 03822W109 1,975 20,000SH X 2 20,000 0 0
ARMADA INT'L EQUITY FD CL I 042086629 217 14,881SH X 1 14,881 0 0
ASSOCIATES FIRST CAPITAL-A 046008108 15 690SH X 2 690 0 0
AVANEX CORP 05348W109 3,104 32,500SH X 2 32,500 0 0
AVISTA CORP. 05379B107 5 275SH X 2 275 0 0
AVISTA CORPORATION 05379B107 523 30,000SH X 2 30,000 0 0
AVISTA CORPORATION 05379B107 884 50,700SH X 2 50,700 0 0
BP AMOCO PLC ADR 055622104 7 132SH X 2 132 0 0
BP AMOCO PLC ADR 055622104 470 8,294SH X 2,732 5,234 328
BP AMOCO 055622104 3,959 70,000SH X 2 70,000 0 0
BP AMOCO PLC ADR 055622104 3,977 70,240SH X 1 61,664 0 8,576
DEUTSCHE INT'L EQUITY FUND 055922868 849 28,610SH X 12,703 8,412 7,494
DEUTSCHE INT'L EQUITY FUND 055922868 23,465 790,872SH X 1 781,659 1,100 8,112
BANK OF AMERICA CORP 060505104 130 2,999SH X 1,644 857 498
BANK OF AMERICA CORP 060505104 645 14,862SH X 1 14,862 0 0
BANK OF AMERICA CORP 060505104 7,740 180,000SH X 2 180,000 0 0
BANK OF NEW YORK CO INC 064057102 363 7,805SH X 5,330 1,400 1,075
BANK OF NEW YORK CO INC 064057102 935 20,105SH X 2 20,105 0 0
BANK OF NEW YORK CO., INC. 064057102 1,088 23,400SH X 2 23,400 0 0
BANK OF NEW YORK CO., INC. 064057102 3,255 70,000SH X 2 70,000 0 0
BANK OF NEW YORK CO., INC. 064057102 10,230 220,000SH X 2 220,000 0 0
BANK OF NEW YORK CO INC 064057102 10,856 233,471SH X 1 227,576 0 5,895
BANK ONE CORP 06423A103 3 100SH X 2 100 0 0
BANK ONE CORP 06423A103 8 308SH X 0 308 0
BANK ONE CORP 06423A103 949 35,743SH X 1 35,743 0 0
BARRICK GOLD CORP. 067901108 27 1,500SH X 2 1,500 0 0
BAXTER INTERNATIONAL, INC. 071813109 8 115SH X 2 115 0 0
BAXTER INTL INC 071813109 1,187 16,887SH X 1 15,887 0 1,000
BAXTER INTERNATIONAL, INC. 071813109 3,375 48,000SH X 2 48,000 0 0
BAXTER INTERNATIONAL, INC. 071813109 14,063 200,000SH X 2 200,000 0 0
BELL ATLANTIC CORP 077853109 21 422SH X 2 422 0 0
BELL ATLANTIC CORP 077853109 79 1,546SH X 296 156 1,094
BELL ATLANTIC CORP 077853109 736 14,454SH X 1 12,958 0 1,496
BELLSOUTH 079860102 12 288SH X 2 288 0 0
BELLSOUTH 079860102 161 3,772SH X 2,776 996 0
BELLSOUTH 079860102 1,455 34,138SH X 1 32,230 0 1,908
BERGER SMALL CAP VALUE FUND-INSTL 083902205 359 15,946SH X 8,642 5,557 1,746
BERGER SMALL CAP VALUE FUND-INSTL 083902205 9,684 429,633SH X 1 423,390 870 5,373
BERKSHIRE HATHAWAY CL A 084670108 6,617 123SH X 123 0 0
BERKSHIRE HATHAWAY CL A 084670108 13,558 252SH X 1 218 0 34
BERKSHIRE HATHAWAY INC. CLASS B 084670207 21 12SH X 2 12 0 0
BEST BUY INC 086516101 209 3,310SH X 1 3,310 0 0
BESTFOODS INC 08658U101 396 5,720SH X 5,400 320 0
BESTFOODS INC 08658U101 419 6,045SH X 1 6,045 0 0
BIOGEN INC. 090597105 5 85SH X 2 85 0 0
BIOGEN 090597105 968 15,000SH X 2 15,000 0 0
BIOGEN 090597105 9,030 140,000SH X 2 140,000 0 0
BIOMATRIX INC. 09060P102 136 6,000SH X 2 6,000 0 0
H&R BLOCK, INC. 093671105 32 1,000SH X 2 1,000 0 0
BRISTOL-MYERS SQUIBB CO 110122108 241 4,135SH X 2,760 0 1,375
BRISTOL-MYERS SQUIBB CO. 110122108 824 14,140SH X 2 14,140 0 0
BRISTOL-MYERS SQUIBB CO. 110122108 1,165 20,000SH X 2 20,000 0 0
BRISTOL-MYERS SQUIBB CO. 110122108 2,621 45,000SH X 2 45,000 0 0
BRISTOL-MYERS SQUIBB CO 110122108 11,767 202,000SH X 1 186,305 0 15,695
BROADBASE SOFTWARE 11130R100 1,225 40,000SH X 2 40,000 0 0
BROADCOM CORP. 111320107 2,190 10,000SH X 2 10,000 0 0
BUTLER MANUFACTURING CO. 123655102 5 300SH X 2 300 0 0
CTG RESOURCES INC. 125957100 4 100SH X 2 100 0 0
CARNIVAL CORP. 143658102 27 1,400SH X 2 1,400 0 0
CATERPILLAR TRACTOR 149123101 6,098 180,000SH X 2 180,000 0 0
CHASE MANHATTAN CORP. 16161A108 9,213 200,000SH X 2 200,000 0 0
CHATEAU COMMUNITIES INC. 161726104 57 2,000SH X 2 2,000 0 0
CHEVRON 166751107 139 1,634SH X 0 0 1,634
CHEVRON 166751107 290 3,414SH X 1 3,414 0 0
CHUBB CORP 171232101 249 4,044SH X 1 4,044 0 0
CIEN CORP 171779101 833 5,000SH X 2 5,000 0 0
CISCO SYSTEMS 17275R102 1,319 20,746SH X 2 20,746 0 0
CISCO SYSTEMS 17275R102 1,420 22,340SH X 18,540 2,700 1,100
CISCO SYSTEMS, INC. 17275R102 1,899 30,000SH X 2 30,000 0 0
CISCO SYSTEMS, INC. 17275R102 1,963 31,000SH X 2 31,000 0 0
CISCO SYSTEMS, INC. 17275R102 16,461 260,000SH X 2 260,000 0 0
CISCO SYSTEMS 17275R102 17,376 273,368SH X 1 266,093 0 7,275
CITIGROUP INC 172967101 57 950SH X 350 0 600
CITIGROUP, INC. 172967101 679 11,230SH X 2 11,230 0 0
CITIGROUP, INC. 172967101 1,205 20,000SH X 2 20,000 0 0
CITIGROUP, INC. 172967101 2,109 35,000SH X 2 35,000 0 0
CITIGROUP INC 172967101 6,562 108,574SH X 1 105,254 0 3,320
CITIGROUP, INC. 172967101 9,038 150,000SH X 2 150,000 0 0
CITIZENS BANKING CORP MICH 174420109 669 41,217SH X 0 41,217 0
CITRIX SYSTEMS INC 177376100 55 2,900SH X 875 300 1,725
CITRIX SYSTEMS, INC. 177376100 281 14,815SH X 2 14,815 0 0
CITRIX SYSTEMS INC 177376100 379 20,000SH X 2 20,000 0 0
CITRIX SYSTEMS INC 177376100 1,326 70,000SH X 2 70,000 0 0
CITRIX SYSTEMS INC 177376100 3,198 168,891SH X 1 164,614 0 4,277
CITRIX SYSTEMS INC 177376100 5,681 300,000SH X 2 300,000 0 0
CLARCOR INC 179895107 5,704 287,003SH X 1 287,003 0 0
CLEAR CHANNEL COMMUNICATION 184502102 234 3,115SH X 2,440 0 675
CLEAR CHANNEL COMMUNICATIONS 184502102 964 12,855SH X 2 12,855 0 0
CLEAR CHANNEL COMMUNICATIONS 184502102 1,500 20,000SH X 2 20,000 0 0
CLEAR CHANNEL COMMUNICATIONS 184502102 3,375 45,000SH X 2 45,000 0 0
CLEAR CHANNEL COMMUNICATION 184502102 9,086 121,143SH X 1 117,628 0 3,515
CLEAR CHANNEL COMMUNICATIONS 184502102 10,500 140,000SH X 2 140,000 0 0
COASTAL CORP 190441105 151 2,485SH X 1,710 0 775
COASTAL CORP. 190441105 823 13,515SH X 2 13,515 0 0
COASTAL CORP. 190441105 1,218 20,000SH X 2 20,000 0 0
COASTAL CORP. 190441105 1,522 25,000SH X 2 25,000 0 0
COASTAL CORP 190441105 8,843 145,269SH X 1 141,294 0 3,975
COCA COLA CO 191216100 2,456 42,759SH X 1 18,759 0 24,000
COLGATE PALMOLIVE CO 194162103 144 2,400SH X 0 2,400 0
COLGATE PALMOLIVE CO 194162103 2,396 40,016SH X 1 40,016 0 0
COMPAQ COMPUTER CORP. 204493100 5 200SH X 2 200 0 0
COMPAQ COMPUTER CORP 204493100 77 3,010SH X 2,260 750 0
COMPAQ COMPUTER CORP. 204493100 767 30,000SH X 2 30,000 0 0
COMPAQ COMPUTER CORP 204493100 1,237 48,395SH X 1 47,895 0 500
COMPAQ COMPUTER CORP. 204493100 7,669 300,000SH X 2 300,000 0 0
CONEXANT SYSTEMS INC 207142100 282 5,794SH X 1 5,794 0 0
CONSOLIDATED PAPERS INC 209759109 494 13,500SH X 13,500 0 0
CONSOLIDATED PAPERS INC 209759109 2,865 78,360SH X 1 78,360 0 0
CONSOLIDATED-TOMOKA LAND CO. 210226106 15 1,208SH X 2 1,208 0 0
CORIXA CORP 21887F100 472 11,000SH X 2 11,000 0 0
CORNING INC 219350105 94 350SH X 350 0 0
CORNING INC 219350105 437 1,620SH X 1 1,620 0 0
CROMPTON CORPORATION 227116100 4 287SH X 2 287 0 0
DEERE & CO. 244199105 66 1,784SH X 2 1,784 0 0
DELPHI AUTOMOTIVE SYSTEMS 247126105 1 39SH X 0 39 0
DELPHI AUTOMOTIVE SYSTEMS 247126105 151 10,382SH X 1 4,399 0 5,983
DIAL CORP. 25247D101 1 100SH X 2 100 0 0
DIGITAL MICROWAVE CORP. 253859102 5 130SH X 2 130 0 0
DIGITAL MICROWAVE 253859102 1,334 35,000SH X 2 35,000 0 0
DIGITAL ISLAND INC. 25385N101 6 125SH X 2 125 0 0
DIGITAL ISLAND INC. 25385N101 3,195 65,700SH X 2 65,700 0 0
DISNEY (WALT) CO. 254687106 36 936SH X 2 936 0 0
WALT DISNEY COMPANY 254687106 117 3,005SH X 3,005 0 0
WALT DISNEY COMPANY 254687106 1,937 49,895SH X 1 46,145 0 3,750
DOMINION RESOURCES INC 25746U109 215 5,013SH X 1 5,013 0 0
DREYFUS BASIC GNMA FUND 26188N108 190 13,106SH X 1 13,106 0 0
DREYFUS SHORT INT GOVT FUND 261919104 120 11,478SH X 1 11,478 0 0
DREYFUS MUNICIPAL BOND FUND 26201Q104 136 11,918SH X 1 11,918 0 0
DU PONT EI DENEMOURS 263534109 3 77SH X 77 0 0
DU PONT EI DENEMOURS 263534109 454 10,322SH X 1 5,222 0 5,100
DUFF & PHELPS UTILS INCOME INC 264324104 34 3,500SH X 2,000 0 1,500
DUFF & PHELPS UTILS INCOME INC 264324104 134 13,963SH X 1 13,963 0 0
EMC CORPORATION 268648102 16,926 220,000SH X 2 220,000 0 0
EASTMAN KODAK CO. 277461109 595 10,000SH X 2 10,000 0 0
EASTMAN KODAK CO. 277461109 11,305 190,000SH X 2 190,000 0 0
EDUCATIONAL DEVELOPMENT CORP 281479105 23 10,000SH X 1 10,000 0 0
EDWARDS LIFESCIENCES CORP. 28176E108 0 23SH X 2 23 0 0
EDWARDS LIFESCIENCES 28176E108 643 33,600SH X 2 33,600 0 0
EL PASO ENERGY CORP 283905107 10,188 200,000SH X 2 200,000 0 0
ELAN CORP. PLC (ADR) 284131208 12 240SH X 2 240 0 0
ELAN CORP. ADR 284131208 1,666 34,400SH X 2 34,400 0 0
EMERSON ELEC CO 291011104 706 11,690SH X 1 11,390 0 300
ENERFLEX SYSTEMS LTD. 29265B104 15 400SH X 2 400 0 0
ENRON CORPORATION 293561106 12 180SH X 2 180 0 0
ENRON CORP 293561106 251 3,893SH X 1 3,893 0 0
ENRON CORP. 293561106 645 10,000SH X 2 10,000 0 0
ENRON CORP. 293561106 3,225 50,000SH X 2 50,000 0 0
ENRON CORP. 293561106 8,385 130,000SH X 2 130,000 0 0
ERICSSON LM TELEPHONE CO ADR 294821400 2 100SH X 0 0 100
ERICSSON LM TELEPHONE CO ADR 294821400 356 17,785SH X 1 17,785 0 0
EVERGREEN MUNICIPAL BOND FD CL A 300258746 71 10,355SH X 1 10,355 0 0
EXODUS COMMUNICATIONS 302088109 921 20,000SH X 2 20,000 0 0
EXODUS COMMUNICATIONS 302088109 1,106 24,000SH X 2 24,000 0 0
EXODUS COMMUNICATIONS 302088109 11,055 240,000SH X 2 240,000 0 0
EXXON MOBILE 30231G102 628 8,000SH X 2 8,000 0 0
EXXON MOBIL CORP 30231G102 683 8,705SH X 6,470 1,635 600
EXXON MOBIL CORP. 30231G102 792 10,090SH X 2 10,090 0 0
EXXON MOBILE 30231G102 7,850 100,000SH X 2 100,000 0 0
EXXON MOBIL CORP 30231G102 15,547 198,050SH X 1 189,558 0 8,492
PROPHETSTOWN BANKING CO 310099106 2,298 41,040SH X 1 41,040 0 0
FREDDIE MAC 313400301 44 1,080SH X 2 1,080 0 0
FEDERAL HOME LOAN MORTGAGE CORP. 313400301 8,100 200,000SH X 2 200,000 0 0
FANNIE MAE 313586109 373 7,135SH X 4,635 1,600 900
FANNIE MAE 313586109 804 15,360SH X 2 15,360 0 0
FANNIE MAE 313586109 835 16,000SH X 2 16,000 0 0
FANNIE MAE 313586109 3,392 65,000SH X 2 65,000 0 0
FANNIE MAE 313586109 7,828 150,000SH X 2 150,000 0 0
FANNIE MAE 313586109 8,936 170,815SH X 1 166,182 0 4,633
FEDERATED MUNI SECURITIES FD A 313913105 190 19,142SH X 1 19,142 0 0
FEDERATED GNMA TRUST #16 314184102 110 10,170SH X 1 10,170 0 0
FEDERATED HIGH YIELD TRUST #38 314197104 158 20,592SH X 1 20,592 0 0
FIDELITY CONTRAFUND 316071109 285 4,938SH X 1 4,938 0 0
FIDELITY INST CASH PORT TREAS 316175504 215 214,936SH X 1 214,936 0 0
FIDELITY MAGELLAN FUND 316184100 380 2,822SH X 1 2,822 0 0
FIDELITY PURITAN FUND 316345107 283 15,039SH X 1 15,039 0 0
FIFTH THIRD BANCORP 316773100 349 5,521SH X 1 5,521 0 0
FIRSTHAND TECHNOLOGY VALUE FUND 337941108 429 3,749SH X 1 3,749 0 0
FORD MOTOR CO. 345370100 57 1,320SH X 2 1,320 0 0
FORD MOTOR CO 345370100 466 10,841SH X 1 4,261 0 6,580
FORD MOTOR CO. 345370100 7,740 180,000SH X 2 180,000 0 0
FRANKLIN US GOVT SEC FUND A 353496607 170 25,882SH X 1 25,882 0 0
FRANKLIN FED TAX-FREE INC FUND A 353519101 967 84,068SH X 1 80,723 0 3,345
FRANKLIN INSD TAX FREE INC FUND 354723108 191 16,717SH X 1 16,717 0 0
FRANKLIN HIGH YIELD TF INC FD 354723702 128 12,339SH X 1 12,339 0 0
GTE CORP 362320103 259 4,168SH X 2,980 0 1,188
GTE CORP. 362320103 604 9,703SH X 2 9,703 0 0
GTE CORP 362320103 6,831 109,727SH X 1 106,135 0 3,592
GANNETT INC 364730101 45 750SH X 750 0 0
GANNETT INC 364730101 307 5,135SH X 1 5,135 0 0
GARTNER GROUP INC.-A 366651107 12 1,000SH X 2 1,000 0 0
GENENTECH INC. 368710406 860 5,000SH X 2 5,000 0 0
GENERAL ELECTRIC CO. 369604103 1,272 24,000SH X 2 24,000 0 0
GENERAL ELECTRIC CO. 369604103 1,497 28,590SH X 2 28,590 0 0
GENERAL ELEC CO 369604103 1,697 32,405SH X 28,520 1,710 2,175
GENERAL ELECTRIC CO. 369604103 15,900 300,000SH X 2 300,000 0 0
GENERAL ELEC CO 369604103 30,029 573,352SH X 1 537,577 0 35,775
GENERAL MILLS INC 370334104 61 1,600SH X 1,600 0 0
GENERAL MILLS INC 370334104 352 9,200SH X 1 9,200 0 0
GENERAL MOTORS CORP 370442105 18 306SH X 0 306 0
GENERAL MOTORS CORP 370442105 1,080 18,621SH X 1 10,061 0 8,560
GENERAL MOTORS H 370442832 702 8,000SH X 2 8,000 0 0
GENERAL MOTORS H 370442832 10,530 120,000SH X 2 120,000 0 0
GENZYME CORP. 372917104 1,189 20,000SH X 2 20,000 0 0
GEORGIA-PACIFIC CORP 373298108 95 3,625SH X 2,800 0 825
GEORGIA-PACIFIC GROUP 373298108 396 15,070SH X 2 15,070 0 0
GEORGIA PACIFIC CORP. 373298108 656 25,000SH X 2 25,000 0 0
GEORGIA-PACIFIC CORP 373298108 3,759 143,185SH X 1 138,803 0 4,382
GILLETTE CO. 375766102 28 800SH X 2 800 0 0
GILLETTE CO 375766102 98 2,800SH X 1,200 1,600 0
GILLETTE CO 375766102 784 22,444SH X 1 22,444 0 0
GLOBESPAN INC. 379571102 1,221 10,000SH X 2 10,000 0 0
GOLDMAN SACHS INST TAX EX CA 38142B633 175 175,000SH X 0 0 175,000
GOVT SECS INCOME FD GNMA SER I 383743523 2 25,765SH X 1 25,765 0 0
GOVT SECS INCOME FD GNMA SER G 383743580 3 48,634SH X 1 48,634 0 0
GOVT SECS INCOME FD GNMA SER F 383743598 1 16,630SH X 1 16,630 0 0
GUIDANT CORP. 401698105 990 20,000SH X 2 20,000 0 0
GUIDANT CORP. 401698105 2,970 60,000SH X 2 60,000 0 0
HALLIBURTON CO. 406216101 5 115SH X 2 115 0 0
HALLIBURTON CO 406216101 235 4,988SH X 1 4,988 0 0
HALLIBURTON CO. 406216101 864 18,300SH X 2 18,300 0 0
HALLIBURTON CO. 406216101 1,652 35,000SH X 2 35,000 0 0
HALLIBURTON CO. 406216101 9,438 200,000SH X 2 200,000 0 0
HARSCO CORPORATION 415864107 1,826 71,618SH X 1 71,618 0 0
HEWLETT PACKARD 428236103 219 1,750SH X 1,750 0 0
HEWLETT PACKARD 428236103 1,453 11,639SH X 1 10,839 0 800
HILLENBRAND INDS INC 431573104 480 15,363SH X 1 15,363 0 0
HOME DEPOT INC 437076102 689 13,800SH X 1 13,800 0 0
HOME DEPOT, INC. 437076102 11,236 225,000SH X 2 225,000 0 0
HOMEFED CORPORATION 43739D208 2 2,376SH X 2 2,376 0 0
HONEYWELL INTERNATIONAL INC 438516106 51 1,500SH X 0 1,500 0
HONEYWELL INTERNATIONAL INC 438516106 1,412 41,918SH X 1 41,918 0 0
HOUSEHOLD INTL 441815107 25 613SH X 0 0 613
HOUSEHOLD INTL 441815107 363 8,723SH X 1 8,723 0 0
HUTCHINSON TECHNOLOGY INC. 448407106 21 1,500SH X 2 1,500 0 0
IDEC PHARMACEUTICALS CORP 449370105 587 5,000SH X 2 5,000 0 0
INHALE THERAPEUTIC 457191104 710 7,000SH X 2 7,000 0 0
INKTOMI 457277101 2,661 22,500SH X 2 22,500 0 0
INTEGRATED BUSINESS CORP 457924108 0 10,000SH X 1 10,000 0 0
INTEL CORP 458140100 744 5,565SH X 4,465 600 500
INTEL CORP. 458140100 1,275 9,540SH X 2 9,540 0 0
INTEL CORP. 458140100 2,406 18,000SH X 2 18,000 0 0
INTEL CORP. 458140100 3,342 25,000SH X 2 25,000 0 0
INTEL CORP. 458140100 8,021 60,000SH X 2 60,000 0 0
INTEL CORP 458140100 18,247 136,487SH X 1 133,897 0 2,590
INTELLICORP INC 458153103 29 15,000SH X 1 15,000 0 0
FEDERATED INTERM MUNI TRUST #78 458810108 273 27,189SH X 1 27,189 0 0
INTERNATIONAL BUSINESS MACHS CORP 459200101 238 2,170SH X 1,370 400 400
IBM 459200101 818 7,470SH X 2 7,470 0 0
IBM 459200101 964 8,800SH X 2 8,800 0 0
INTERNATIONAL BUSINESS MACHS CORP 459200101 8,699 79,396SH X 1 75,681 0 3,715
INTERNATIONAL PAPER CO 460146103 252 8,458SH X 1 8,458 0 0
INTERWOVEN INC 46114T102 275 2,500SH X 1 2,500 0 0
JABIL CIRCUIT, INC. 466313103 1,985 40,000SH X 2 40,000 0 0
JANUS FUND 471023101 425 9,352SH X 1 9,352 0 0
JANUS OLYMPUS FUND 471023754 270 4,994SH X 1 4,994 0 0
JANUS ENTERPRISE FUND 471023804 285 3,600SH X 1 3,600 0 0
JOHNSON & JOHNSON 478160104 71 700SH X 2 700 0 0
JOHNSON & JOHNSON 478160104 270 2,650SH X 2,650 0 0
JOHNSON & JOHNSON 478160104 1,321 12,970SH X 1 11,770 0 1,200
JOHNSON CONTROLS INC 478366107 431 8,400SH X 1 2,000 0 6,400
KANSAS CITY SOUTHERN INDS. 485170104 1,330 15,000SH X 2 15,000 0 0
KANSAS CITY SOUTHERN INDS. 485170104 2,669 30,100SH X 2 30,100 0 0
KEMPER US MORTGAGE FUND CL A 487902843 88 13,214SH X 1 13,214 0 0
KEMPER HIGH YIELD FUND CL A 488411109 101 15,191SH X 1 15,191 0 0
KEMPER US GOVERNMENT FUND CL A 488438102 44 5,280SH X 1 5,280 0 0
KEMPER US GOVERNMENT FUND CL A 488438102 51 6,226SH X 6,226 0 0
KEMPER GOVERNMENT SECURITIES TR 488903360 2 41,710SH X 1 41,710 0 0
KIMBERLY CLARK CORP 494368103 53 928SH X 640 288 0
KIMBERLY CLARK 494368103 281 4,906SH X 2 4,906 0 0
KIMBERLY CLARK CORP 494368103 569 9,925SH X 1 9,925 0 0
KIMBERLY CLARK CORP. 494368103 975 17,000SH X 2 17,000 0 0
KINDER MORGAN INC. 49455P101 7 200SH X 2 200 0 0
KINDER MORGAN INC. 49455P101 1,728 50,000SH X 2 50,000 0 0
KOHL'S CORP. 500255104 834 15,000SH X 2 15,000 0 0
KOHL'S CORP 500255104 2,249 40,425SH X 1 40,425 0 0
LSI LOGIC CORP. 502161102 12 220SH X 2 220 0 0
LSI LOGIC CORP. 502161102 1,353 25,000SH X 2 25,000 0 0
LAIDLAW INC. 50730K503 0 700SH X 2 700 0 0
LEUCADIA NATIONAL CORP. 527288104 91 4,000SH X 2 4,000 0 0
LEVEL 3 COMMUNICATIONS, INC. 52729N100 70 800SH X 2 800 0 0
LIBERTY ALL STAR EQUITY FUND 530158104 124 10,032SH X 1 10,032 0 0
ELI LILLY & CO 532457108 20 200SH X 200 0 0
ELI LILLY & CO 532457108 582 5,825SH X 1 5,825 0 0
LILLY (ELI) & CO. 532457108 14,981 150,000SH X 2 150,000 0 0
LORD ABBETT NATL TF INC CL A 543902100 143 13,399SH X 1 13,399 0 0
LOWE'S COS INC 548661107 90 2,175SH X 1,450 0 725
LOWE'S COS. 548661107 551 13,370SH X 2 13,370 0 0
LOWE'S COS. 548661107 944 23,000SH X 2 23,000 0 0
LOWE'S COS. 548661107 2,353 57,300SH X 2 57,300 0 0
LOWE'S COS INC 548661107 5,327 129,323SH X 1 125,363 0 3,960
LUCENT TECHNOLOGIES 549463107 27 464SH X 2 464 0 0
LUCENT TECHNOLOGIES 549463107 542 9,218SH X 6,098 1,132 1,988
LUCENT TECHNOLOGIES 549463107 4,882 83,093SH X 1 81,389 0 1,704
LUCENT TECHNOLOGIES 549463107 8,295 140,000SH X 2 140,000 0 0
MGI PROPERTIES INC. 552885105 11 5,000SH X 2 5,000 0 0
MANULIFE FINANCIAL CORP 56501R106 388 21,797SH X 1 21,797 0 0
MARLOWE FEED & HATCHERY INC 565998010 544 500SH X 1 500 0 0
MARSH & MCLENNAN CO 571748102 47 450SH X 0 0 450
MARSH & MCLENNAN CO 571748102 367 3,515SH X 1 3,515 0 0
MARSHALL & ILSLEY 571834100 314 7,570SH X 1 7,570 0 0
MAYTAG CORPORATION 578592107 11 300SH X 2 300 0 0
MCDONALDS CORP 580135101 10 300SH X 300 0 0
MCDONALDS CORP 580135101 613 18,599SH X 1 15,499 0 3,100
MCHENRY METALS GOLF CORP. 58117F104 0 1,000SH X 2 1,000 0 0
MEAD CORP 582834107 6 250SH X 2 250 0 0
MEAD CORP. 582834107 505 20,000SH X 2 20,000 0 0
MEDIAONE GROUP INC. 58440J104 3 50SH X 2 50 0 0
MEDIAONE GROUP 58440J104 10 150SH X 2 150 0 0
MEDTRONIC INC 585055106 457 9,175SH X 7,700 600 875
MEDTRONIC, INC. 585055106 747 15,000SH X 2 15,000 0 0
MEDTRONIC, INC. 585055106 828 16,630SH X 2 16,630 0 0
MEDTRONIC INC 585055106 8,616 172,971SH X 1 168,359 0 4,612
MERCK & CO INC 589331107 10 130SH X 130 0 0
MERCK & CO., INC. 589331107 138 1,800SH X 2 1,800 0 0
MERCK & CO INC 589331107 1,832 23,908SH X 1 23,308 0 600
MERCURY GENERAL CORP. 589400100 54 2,300SH X 2 2,300 0 0
MICROSOFT CORP 594918104 352 4,395SH X 3,145 300 950
MICROSOFT CORP 594918104 1,453 18,165SH X 2 18,165 0 0
MICROSOFT CORP 594918104 2,096 26,200SH X 2 26,200 0 0
MICROSOFT CORP 594918104 5,000 62,500SH X 2 62,500 0 0
MICROSOFT CORP 594918104 12,000 150,000SH X 2 150,000 0 0
MICROSOFT CORP 594918104 17,780 222,247SH X 1 216,270 0 5,977
MINNESOTA MINING & MFG CO 604059105 521 6,297SH X 5,722 0 575
MINNESOTA MINING & MFG CO 604059105 891 10,775SH X 2 10,775 0 0
MINNESOTA MINING & MFG CO 604059105 1,073 13,000SH X 2 13,000 0 0
MINNESOTA MINING & MFG CO 604059105 10,316 124,760SH X 1 121,465 0 3,295
MINNESOTA MINING & MFG CO 604059105 10,725 130,000SH X 2 130,000 0 0
J.P. MORGAN & CO. 616880100 55 500SH X 2 500 0 0
MORGAN STANLEY DEAN WITTER 617446448 10 120SH X 2 120 0 0
MORGAN STANLEY DEAN WITTER 617446448 158 1,896SH X 1,896 0 0
MORGAN STANLEY DEAN WITTER 617446448 680 8,164SH X 1 8,164 0 0
MORGAN STANLEY DEAN WITTER 617446448 833 10,000SH X 2 10,000 0 0
MORGAN STANLEY DEAN WITTER 617446448 1,665 20,000SH X 2 20,000 0 0
MORGAN STANLEY DEAN WITTER 617446448 16,650 200,000SH X 2 200,000 0 0
MOSSIMO INC 619696107 21 27,200SH X 1 27,200 0 0
MOTOROLA 620076109 191 6,360SH X 4,710 0 1,650
MOTOROLA 620076109 904 30,140SH X 2 30,140 0 0
MOTOROLA 620076109 1,308 45,000SH X 2 45,000 0 0
MOTOROLA 620076109 3,052 105,000SH X 2 105,000 0 0
MOTOROLA 620076109 8,955 298,486SH X 1 289,996 0 8,490
MOTOROLA 620076109 8,719 300,000SH X 2 300,000 0 0
MUNICIPAL INVEST TRUST FD PUT 10M 62623C605 5 10,000SH X 1 10,000 0 0
MUTUAL BEACON FUND CL Z 628380305 195 14,596SH X 1 14,596 0 0
NASDAQ-100 SHARES 631100104 335 3,585SH X 1 3,585 0 0
NATIONAL MANUFACTURING CO 634999AA4 238 2,110SH X 1 2,110 0 0
NATIONAL CITY CORP 635405103 194 11,366SH X 1 11,366 0 0
NATIONAL GOLF PROPERTIES INC. 63623G109 42 2,000SH X 2 2,000 0 0
NESTLE SA ADR 641069406 50 500SH X 2 500 0 0
NETEGRITY, INC. 64110P107 8 100SH X 2 100 0 0
NETEGRITY 64110P107 3,013 40,000SH X 2 40,000 0 0
NETRO CORP 64114R109 575 10,000SH X 2 10,000 0 0
NETWORK APPLIANCE 64120L104 4,830 60,000SH X 2 60,000 0 0
NEWELL RUBBERMAID INC 651229106 442 17,169SH X 1 17,169 0 0
NEWELL RUBBERMAID, INC. 651229106 6,180 240,000SH X 2 240,000 0 0
NICHOLAS FUND 653735100 66 982SH X 982 0 0
NICHOLAS FUND 653735100 149 2,210SH X 1 2,210 0 0
NICOR INC 654086107 66 2,019SH X 800 167 1,052
NICOR INC 654086107 185 5,662SH X 1 5,062 0 600
NIKE, INC. CLASS B 654106103 46 1,164SH X 2 1,164 0 0
NOKIA CORPORATION ADR 654902204 806 16,100SH X 1 16,100 0 0
NORTEL NETWORKS CORP 656568102 470 6,830SH X 5,680 0 1,150
NORTEL NETWORKS CORP 656568102 1,472 21,375SH X 2 21,375 0 0
NORTEL NETWORKS CORP 656568102 2,730 40,000SH X 2 40,000 0 0
NORTEL NETWORKS CORP 656568102 2,730 40,000SH X 2 40,000 0 0
NORTEL NETWORKS CORP 656568102 15,741 228,543SH X 1 223,288 0 5,255
NORTEL NETWORKS CORP 656568102 23,205 340,000SH X 2 340,000 0 0
NORTHEAST INVESTORS TRUST 664210101 154 16,831SH X 1 16,831 0 0
NORTHERN INTERNATIONAL EQ INDEX A 665278354 1,058 80,057SH X 1 80,057 0 0
NORTHERN INST EQ INDEX FUND CL A 665278529 2,184 91,181SH X 1 91,181 0 0
NORTHERN INSTL SMALL CO INDEX A 665278560 873 66,567SH X 1 66,567 0 0
NORTHERN TRUST CORP 665859104 1,054 16,200SH X 1 16,200 0 0
NVIDIA CORP 67066G104 1,271 20,000SH X 2 20,000 0 0
OLD KENT FINL CORP 679833103 1,299 48,565SH X 1 48,565 0 0
OMNICOM GROUP 681919106 334 3,755SH X 2,680 550 525
OMNICOM GROUP 681919106 865 9,710SH X 2 9,710 0 0
OMNICOM GROUP 681919106 980 11,000SH X 2 11,000 0 0
OMNICOM GROUP 681919106 8,215 92,243SH X 1 89,851 0 2,392
OPPENHEIMER STRAT INC FD CL A 68380K102 209 49,262SH X 1 49,262 0 0
OPPENHEIMER STRAT INC FD CL B 68380K201 129 30,439SH X 1 30,439 0 0
ORACLE CORP 68389X105 201 2,395SH X 1,720 0 675
ORACLE CORP 68389X105 841 10,000SH X 2 10,000 0 0
ORACLE CORP 68389X105 963 11,455SH X 2 11,455 0 0
ORACLE CORP 68389X105 10,655 126,753SH X 1 123,288 0 3,465
PHC INC 693315103 14 11,800SH X 1 11,800 0 0
PE CORP - PE BIOSYSTEMS GROUP 69332S102 1,976 30,000SH X 2 30,000 0 0
CELERA GENOMICS GROUP 69332S201 468 5,000SH X 2 5,000 0 0
PARAMETRIC TECHNOLOGY CORP. 699173100 12 1,125SH X 2 1,125 0 0
PARAMETRIC TECHNOLOGY CORP. 699173100 220 20,000SH X 2 20,000 0 0
PARAMETRIC TECHNOLOGY CORP. 699173100 990 90,000SH X 2 90,000 0 0
PENNEY, J.C. 708160106 13 720SH X 2 720 0 0
PEPSICO INC 713448108 27 600SH X 2 600 0 0
PEPSICO INC 713448108 380 8,540SH X 2,760 1,080 4,700
PEPSICO INC 713448108 1,264 28,440SH X 1 26,440 0 2,000
PFIZER 717081103 1,084 22,584SH X 2 22,584 0 0
PFIZER 717081103 1,220 25,425SH X 21,330 2,720 1,375
PFIZER 717081103 1,320 27,500SH X 2 27,500 0 0
PFIZER 717081103 2,640 55,000SH X 2 55,000 0 0
PFIZER 717081103 22,320 465,000SH X 2 465,000 0 0
PFIZER 717081103 24,022 500,462SH X 1 484,065 0 16,396
PHARMACIA CORP 71713U102 83 1,600SH X 1,600 0 0
PHARMACIA CORP 71713U102 1,262 24,410SH X 1 24,410 0 0
PHILIP MORRIS COMPANIES INC 718154107 12 450SH X 450 0 0
PHILIP MORRIS COMPANIES INC 718154107 367 13,835SH X 1 6,635 0 7,200
PITNEY BOWES, INC. 724479100 58 1,456SH X 2 1,456 0 0
PORTAL SOFTWARE 736126103 6 100SH X 2 100 0 0
PORTAL SOFTWARE 736126103 1,916 30,000SH X 2 30,000 0 0
POST PROPERTIES INC. 737464107 44 1,000SH X 2 1,000 0 0
POTOMAC ELEC PWR CO 737679100 30 1,150SH X 750 0 400
POTOMAC ELEC PWR CO 737679100 213 8,189SH X 1 8,189 0 0
PREVENTCO INC 74137H103 0 12,500SH X 1 12,500 0 0
PRICE ENTERPRISES INC. 741444202 2 363SH X 2 363 0 0
PROCTER & GAMBLE 742718109 23 400SH X 2 400 0 0
PROCTER & GAMBLE CO 742718109 93 1,620SH X 720 900 0
PROCTER & GAMBLE CO 742718109 1,254 21,903SH X 1 21,165 0 738
PUBLIC SERVICE CO. OF NEW MEXICO 744499104 15 1,000SH X 2 1,000 0 0
PUTNAM TAX EXEMPT INC FUND CL A 746870104 107 12,697SH X 1 12,697 0 0
PUTNAM U.S. GOVT INC TRUST CL A 746885102 131 10,523SH X 1 10,523 0 0
QUALCOM, INC. 747525103 600 10,000SH X 2 10,000 0 0
QWEST COMMUNICATIONS 749121109 12 235SH X 2 235 0 0
R&B FALCON CORPORATION 74912E101 1,885 80,000SH X 2 80,000 0 0
RATIONAL SOFTWARE CORP COM 75409P202 230 2,475SH X 1,600 200 675
RATIONAL SOFTWARE CORP COM 75409P202 910 9,795SH X 2 9,795 0 0
RATIONAL SOFTWARE CORP COM 75409P202 9,000 96,840SH X 1 93,877 0 2,963
REDBACK NETWORKS INC. 757209101 2,670 15,000SH X 2 15,000 0 0
REGIONS FINANCIAL 758940100 3,975 200,000SH X 2 200,000 0 0
REKO INTERNATIONAL GROUP INC 75941H106 33 10,200SH X 1 10,200 0 0
REUTERS GROUP PLC ADR 76132M102 286 2,859SH X 1 2,859 0 0
ROCKWELL INTERNATIONAL CORP NEW 773903109 352 11,188SH X 1 11,188 0 0
ROHM AND HAAS CO 775371107 121 3,500SH X 2,575 0 925
ROHM AND HAAS CO 775371107 562 16,280SH X 2 16,280 0 0
ROHM AND HAAS CO 775371107 863 25,000SH X 2 25,000 0 0
ROHM AND HAAS CO 775371107 5,355 155,230SH X 1 150,160 0 5,070
T ROWE PRICE INT'L STOCK FD 77956H203 568 31,068SH X 1 31,068 0 0
ROYAL DUTCH PETE CO NEW 780257804 282 4,584SH X 1 4,584 0 0
SBC COMMUNICATIONS INC 78387G103 39 910SH X 2 910 0 0
SBC COMMUNICATIONS INC 78387G103 484 11,186SH X 4,206 3,480 3,500
SBC COMMUNICATIONS INC 78387G103 6,966 161,066SH X 1 156,900 600 3,566
SEI INST MANAGED EQUITY INC #63 783925407 194 22,251SH X 1 22,251 0 0
SANTA FE SNYDER INC. 80218K105 569 50,000SH X 2 50,000 0 0
SARA LEE CORP 803111103 189 9,848SH X 400 9,448 0
SARA LEE CORP 803111103 1,379 71,891SH X 1 68,891 0 3,000
SCHERING PLOUGH CORP 806605101 20 400SH X 400 0 0
SCHERING PLOUGH CORP 806605101 190 3,770SH X 1 3,770 0 0
SCHLUMBERGER LTD 806857108 231 3,100SH X 2,425 0 675
SCHLUMBERGER LTD 806857108 924 12,385SH X 2 12,385 0 0
SCHLUMBERGER LTD 806857108 1,030 13,800SH X 2 13,800 0 0
SCHLUMBERGER LTD 806857108 1,866 25,000SH X 2 25,000 0 0
SCHLUMBERGER LTD 806857108 10,067 134,895SH X 1 130,495 0 4,400
SCHLUMBERGER LTD 806857108 10,448 140,000SH X 2 140,000 0 0
SCHWEITZER-MAUDUIT 808541106 4 354SH X 2 354 0 0
SCOTTISH POWER PLC-ADR 81013T705 1,969 58,871SH X 1 58,871 0 0
SELIGMAN HIGH YIELD BOND FD CL D 816336408 80 13,768SH X 1 13,768 0 0
SERVICEMASTER COMPANY 81760N109 23 2,000SH X 2 2,000 0 0
724 SOLUTIONS INC. 81788Q100 4 100SH X 2 100 0 0
724 SOLUTIONS 81788Q100 1,316 30,000SH X 2 30,000 0 0
SOLECTRON CORP. 834182107 628 15,000SH X 2 15,000 0 0
SOUTHERN CO 842587107 229 9,802SH X 1 8,352 0 1,450
SOUTHWEST SECURITIES GR. 845224104 857 23,000SH X 2 23,000 0 0
SPRINT CORP (FON GROUP) 852061100 757 14,846SH X 1 14,846 0 0
SPRINT CORP (PCS GROUP) 852061506 451 7,572SH X 1 7,572 0 0
STANLEY WORKS 854616109 343 14,449SH X 1 14,449 0 0
STEWART ENTERPRISES INC.-A 860370105 4 1,000SH X 2 1,000 0 0
STRONG CORPORATE BOND FUND 862912102 189 18,113SH X 1 18,113 0 0
STRATOS LIGHTWAVE 863100103 28 1,000SH X 2 1,000 0 0
STRONG BALANCED FUND 863342101 250 9,925SH X 1 9,925 0 0
STRONG HIGH YIELD MUNI BOND FUND 863345104 161 18,072SH X 1 18,072 0 0
STRONG LARGE CAP GROWTH FUND 863350104 280 5,883SH X 1 5,883 0 0
SUN MICROSYSTEMS 866810104 159 1,750SH X 1,075 0 675
SUN MICROSYSTEMS 866810104 1,027 11,295SH X 2 11,295 0 0
SUN MICROSYSTEMS 866810104 1,819 20,000SH X 2 20,000 0 0
SUN MICROSYSTEMS 866810104 1,819 20,000SH X 2 20,000 0 0
SUN MICROSYSTEMS 866810104 10,030 110,295SH X 1 108,095 0 2,200
SYCAMORE NETWORKS INC. 871206108 1,876 17,000SH X 2 17,000 0 0
SYMBOL TECHNOLOGIES 871508107 1,671 30,000SH X 2 30,000 0 0
TRW INC 872649108 63 1,452SH X 1,452 0 0
TRW INC 872649108 156 3,600SH X 1 3,600 0 0
TANGER FACTOTY OUTLET CENTER 875465106 35 1,500SH X 2 1,500 0 0
TARGET CORP 87612E106 291 5,020SH X 4,295 0 725
TARGET CORP 87612E106 580 10,000SH X 2 10,000 0 0
TARGET CORP 87612E106 834 14,375SH X 2 14,375 0 0
TARGET CORP 87612E106 986 17,000SH X 2 17,000 0 0
TARGET CORP 87612E106 8,665 149,393SH X 1 145,788 0 3,605
TARGET CORP 87612E106 9,280 160,000SH X 2 160,000 0 0
TELEFONOS DE MEXICO SA ADR 879403400 33 12,166SH X 1 12,166 0 0
TEMPLETON FOREIGN FUND 880196209 1,950 183,135SH X 1 115,364 0 67,770
TENNECO AUTOMOTIVE INC. 880349105 5 1,000SH X 2 1,000 0 0
TEXACO INC 881694103 317 5,944SH X 1 5,944 0 0
TEXAS INSTRUMENTS 882508104 27 400SH X 2 400 0 0
TEXAS INSTRUMENTS 882508104 282 4,100SH X 4,100 0 0
TEXAS INSTRUMENTS 882508104 771 11,220SH X 1 11,220 0 0
TEXAS INSTRUMENTS 882508104 17,859 260,000SH X 2 260,000 0 0
TEXTRON INC 883203101 456 8,398SH X 1 8,398 0 0
TIME WARNER INC 887315109 292 3,840SH X 1 3,840 0 0
TIME WARNER INC 887315109 2,280 30,000SH X 2 30,000 0 0
TODAY HOME ENTERTAINMENT INC 888895109 4 14,000SH X 1 14,000 0 0
TRICON GLOBAL RESTAURANTS 895953107 2 60SH X 2 60 0 0
TYCO INTL LTD NEW 902124106 164 3,455SH X 2,605 0 850
TYCO INTL LTD NEW 902124106 721 15,225SH X 2 15,225 0 0
TYCO INTL LTD NEW 902124106 853 18,000SH X 2 18,000 0 0
TYCO INTL LTD NEW 902124106 7,239 152,810SH X 1 148,520 0 4,290
TYCO INTL LTD NEW 902124106 9,475 200,000SH X 2 200,000 0 0
U.S. BANCORP 902973106 7 338SH X 2 338 0 0
U.S. BANCORP 902973106 385 20,000SH X 2 20,000 0 0
US WEST INC NEW 91273H101 4 45SH X 0 45 0
US WEST INC NEW 91273H101 11 124SH X 2 124 0 0
US WEST INC NEW 91273H101 288 3,364SH X 1 2,970 0 394
UNITED TECHNOLOGIES 913017109 53 900SH X 350 0 550
UNITED TECHNOLOGIES 913017109 531 9,025SH X 2 9,025 0 0
UNITED TECHNOLOGIES 913017109 883 15,000SH X 2 15,000 0 0
UNITED TECHNOLOGIES 913017109 1,472 25,000SH X 2 25,000 0 0
UNITED TECHNOLOGIES 913017109 5,888 100,000SH X 2 100,000 0 0
UNITED TECHNOLOGIES 913017109 6,541 111,100SH X 1 108,087 0 3,013
VALUE LINE AGGRESSIVE INCOME TR 920394103 152 23,269SH X 1 23,269 0 0
VKAC PRIME RATE INCOME TRUST 920914108 256 26,840SH X 1 26,840 0 0
VANGUARD U.S. GROWTH PORT #23 921910105 224 4,875SH X 1 4,875 0 0
VANGUARD TOTAL BOND MARKET INDEX 921937108 96 10,008SH X 1 10,008 0 0
VANGUARD INTERMEDIATE BOND INDEX 921937306 143 15,020SH X 1 15,020 0 0
VANGUARD CALIF INSD LONG TERM PORT 922021100 264 23,848SH X 0 0 23,848
VANGUARD GNMA FUND #36 922031307 209 21,068SH X 1 21,068 0 0
VANGUARD PA INSD LONG TERM PORT 92204L104 121 11,273SH X 1 11,273 0 0
VANGUARD INTER-TERM TAX-EXEMPT FD 922907209 374 29,057SH X 1 29,057 0 0
VANGUARD LTD-TERM TAX-EXEMPT FUND 922907704 143 13,558SH X 1 13,558 0 0
VANGUARD INDEX TRUST 500 PORT 922908108 1,357 10,113SH X 1 10,113 0 0
VERITAS SOFTWARE CORP. 923436109 565 5,000SH X 2 5,000 0 0
VERISIGN INC. 92343E102 3,530 20,000SH X 2 20,000 0 0
VERSATA, INC. 925298101 3 70SH X 2 70 0 0
VERSATA INC. 925298101 1,955 48,500SH X 2 48,500 0 0
VISTEON CORP 92839U107 286 23,568SH X 2 23,568 0 0
VITESSE SEMICONDUCTOR CORP 928497106 6 75SH X 2 75 0 0
VITESSE SEMICONDUCTOR CORP 928497106 3,310 45,000SH X 2 45,000 0 0
VODAFONE GROUP PLC 92857T107 13 320SH X 210 110 0
VODAFONE AIRTOUCH PLC ADR 92857T107 21 500SH X 2 500 0 0
VODAFONE GROUP PLC 92857T107 216 5,174SH X 1 4,114 0 1,060
WALMART STORES INC 931142103 1,114 19,520SH X 1 13,250 0 6,270
WALMART 931142103 8,068 140,000SH X 2 140,000 0 0
WALGREEN CO 931422109 219 6,815SH X 4,990 0 1,825
WALGREEN COMPANY 931422109 805 25,000SH X 2 25,000 0 0
WALGREEN CO. 931422109 1,143 35,580SH X 2 35,580 0 0
WALGREEN COMPANY 931422109 9,656 300,000SH X 2 300,000 0 0
WALGREEN CO 931422109 13,487 419,826SH X 1 407,389 2,775 9,662
WASHINGTON POST - B 939640108 48 100SH X 2 100 0 0
WASHINGTON POST CLASS B 939640108 832 1,740SH X 1 1,740 0 0
WASTE MANAGEMENT, INC. 94106L109 57 3,000SH X 2 3,000 0 0
WEATHERFORD INTL. 947074100 5 130SH X 2 130 0 0
WEATHERFORD INTERNATIONAL 947074100 518 13,000SH X 2 13,000 0 0
WEATHERFORD INTERNATIONAL 947074100 1,792 45,000SH X 2 45,000 0 0
WELLS FARGO COMPANY 949746101 581 15,000SH X 2 15,000 0 0
WELLS FARGO CO. 949746101 611 15,565SH X 2 15,565 0 0
WELLS FARGO COMPANY 949746101 9,688 250,000SH X 2 250,000 0 0
WESCO FINANCIAL CORP. 950817106 21 100SH X 2 100 0 0
WILLIAMS COS., INC. 969457100 6 155SH X 2 155 0 0
WILLIAMS CO. 969457100 1,251 30,000SH X 2 30,000 0 0
WILLIAMS CO. 969457100 10,422 250,000SH X 2 250,000 0 0
WINNEBAGO INDUSTRIES 974637100 1 100SH X 2 100 0 0
WISCONSIN ENERGY CORP 976657106 19 948SH X 2 948 0 0
WORLDCOM, INC. 98157D106 625 13,624SH X 2 13,624 0 0
WORLDCOM, INC. 98157D106 1,147 25,000SH X 2 25,000 0 0
WORLDCOM, INC. 98157D106 1,720 37,500SH X 2 37,500 0 0
WORLDCOM, INC. 98157D106 6,881 150,000SH X 2 150,000 0 0
TRANSOCEAN SEDCO FOREX INC G90078109 14 260SH X 260 0 0
TRANSOCEAN SEDCO FOREX INC G90078109 325 6,090SH X 1 5,748 0 342
TRANSOCEAN SEDCO FOREX INC G90078109 1,336 25,000SH X 2 25,000 0 0
TRANSOCEAN SEDCO FOREX INC G90078109 2,931 54,840SH X 2 54,840 0 0
PACIFIC CENTURY CYBERWORKS LTD Y6801N100 20 10,000SH X 1 10,000 0 0
1,436,101
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