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Previous: STATIA TERMINALS INTERNATIONAL NV, 10-Q, EX-27.2, 2000-11-14 |
Next: ORA ELECTRONICS INC, NT 10-Q, 2000-11-14 |
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OMB Number: 3235-0006
Expires: October 31, 2000
Estimated average
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment [ ]; Amendment Number:
-------------------
This Amendment (Check only one.):
[_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Soros Fund Management LLC
Address: 888 Seventh Avenue
New York, NY 10106
Form 13F File Number: 28-6420
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Michael C. Neus
Title: Deputy General Counsel
Phone: 212-397-5540
Signature, Place, and Date of Signing:
/S/ MICHAEL C. NEUS
-----------------------------------------------------------------------
[Signature]
New York, New York
-----------------------------------------------------------------------
[City, State]
November 14, 2000
-----------------------------------------------------------------------
[Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
<PAGE>
Form 13F Summary Page
Report Summary:
Number of Other Included Managers:
0
Form 13F Information Table Entry Total:
407
Form 13F Information Table Value Total:
$2,818,059 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of
all institutional investment managers with respect to which this
report is filed, other than the manager filing this report. If there
are no entries in this list, state "NONE" and omit the column headings
and list entries.
NONE
<PAGE>
<TABLE>
<CAPTION>
Investment Voting
Discretion Authority
Issuer Title of Class Cusip Fair Market Shares or Sole Shared Shared- Sole Shared None
Number Value Prinipal Instr.V Other
(in thousands) Amount
------ -------------- --------- ----------- --------- ---- ------- ------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ACT MFG INC COM 000973107 $ 1,675 31,750 X X
AFLAC INC COM 001055102 $ 1,461 22,807 X X
AES CORP JR SBDB CV4.5%05 00130HAN5 $ 7,712 3,000,000 X X
AT&T CORP COM LIB GRP A 001957208 $ 503 27,937 X X
ASA LTD COM 002050102 $ 955 57,000 X X
AXA FINL INC COM 002451102 $ 18,852 370,100 X X
ABGENIX INC COM 00339B107 $ 13,657 169,000 X X
ABOUT COM INC COM 003736105 $ 1,030 31,800 X X
ACTUATE CORP COM 00508B102 $ 8,291 240,000 X X
ADAPTEC INC COM 00651F108 $ 958 47,900 X X
ADELPHIA COMMUNICATIONS CORP CL A 006848105 $ 761 27,600 X X
ADVEST GROUP INC COM 007566102 $ 6,097 190,900 X X
ADVANCED MICRO DEVICES INC COM 007903107 $ 4,531 191,800 X X
AETHER SYS INC SUB NT CV 6%05 00808VAA3 $ 4,643 6,000,000 X X
AFFYMETRIX INC COM 00826T108 $ 4,788 96,000 X X
AGILENT TECHNOLOGIES INC COM 00846U101 $ 3,176 64,900 X X
ALCATEL SPONSORED ADR 013904305 $ 1,050 16,700 X X
ALKERMES INC COM 01642T108 $ 11,388 294,830 X X
ALLMERICA FINL CORP COM 019754100 $ 951 14,881 X X
ALPHARMA INC SR SB NT CV 3%06 020813AD3 $ 3,913 2,000,000 X X
ALTEON WEBSYSTEMS INC COM 02145A109 $ 87,428 806,600 X X
ALZA CORP DEL SUB LYON ZERO 14 022615AC2 $ 16,403 17,800,000 X X
AMBAC FINL GROUP INC COM 023139108 $ 3,760 51,337 X X
AMERICA ONLINE INC DEL SUB NT CV ZRO 19 02364JAC8 $ 14,228 28,000,000 X X
AMERICAN GENERAL CORP COM 026351106 $ 900 11,535 X X
AMERICAN INTL GROUP INC COM 026874107 $ 1,476 15,429 X X
<PAGE>
Investment Voting
Discretion Authority
uer Title of Class Cusip Fair Market Shares or Sole Shared Shared- Sole Shared None
Number Value Prinipal Instr.V Other
(in thousands) Amount
--- -------------- --------- ----------- --------- ---- ------- ------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AMERICAN TOWER CORP NT CV 2.25%09 029912AD4 $ 21,000 17,500,000 X X
AMERICAN TOWER CORP NT CV 144A 5%10 029912AE2 $ 8,505 9,000,000 X X
AMERICREDIT CORP COM 03060R101 $ 569 19,750 X X
AMGEN INC COM 031162100 $ 15,223 218,000 X X
ANIXTER INTL INC LYON ZERO 144A20 035290AA3 $ 9,800 3,500,0000 X X
ANNTAYLOR STORES CORP GTD SB DB CV 19 036115AC7 $ 29,437 52,101,000 X X
AO TATNEFT SPON ADR REG S 03737P306 $ 710 71,430 X X
APEX SILVER MINES LTD ORD G04074103 $ 34,476 3,405,071 X X
APPLIED MATLS INC COM 038222105 $ 1,857 31,310 X X
APPLIED MATLS INC COM 038222105 $ 5,875 99,050 X X
APPLIED MICRO CIRCUITS CORP COM 03822W109 $ 1,025 4,950 X X
AREL COMMUNICATIONS &
SOFTWARE COM M14925107 $ 6,322 722,500 X X
ARIBA INC COM 04033V104 $ 1,168 8,150 X X
ARROW ELECTRS INC COM 042735100 $ 7,925 232,650 X X
ASPECT COMMUNICATIONS CORP COM 04523Q102 $ 4,366 211,700 X X
AT HOME CORP COM SER A 045919107 $ 2,072 146,700 X X
AT HOME CORP SB NT CV 144A 06 045919AD9 $ 4,725 7,000,000 X X
ASSOCIATES FIRST CAP CORP CL A 046008108 $ 7,790 205,000 X X
ASSOCIATES FIRST CAP CORP CL A 046008108 $ 1,120 29,478 X X
ATMEL CORP COM 049513104 $ 3,472 228,600 X X
AVAX TECHNOLOGIES INC COM PAR $0.004 053495305 $ 772 98,876 X X
AVIGEN INC COM 053690103 $ 9,893 248,893 X X
AVNET INC COM 053807103 $ 3,595 126,700 X X
AVON PRODS INC COM 054303102 $ 466 11,409 X X
AXCAN PHARMA INC COM 054923107 $ 27,344 2,500,000 X X
AXENT TECHNOLOGIES INC COM 05459C108 $ 865 40,100 X X
BJ SVCS CO COM 055482103 $ 7,304 119,500 X X
BANK NEW YORK INC COM 064057102 $ 247 4,402 X X
<PAGE>
Investment Voting
Discretion Authority
Issuer Title of Class Cusip Fair Market Shares or Sole Shared Shared- Sole Shared None
Number Value Prinipal Instr.V Other
(in thousands) Amount
------ -------------- --------- ----------- --------- ---- ------- ------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BANK ONE CORP COM 06423A103 $ 4,796 124,181 X X
BANK UTD CORP CL A 065412108 $ 1,906 37,600 X X
BEA SYS INC COM 073325102 $ 1,254 16,100 X X
BEA SYS INC SB NT CV144A4%06 073325AC6 $ 5,908 2,500,000 X X
BED BATH & BEYOND INC COM 075896100 $ 807 33,090 X X
BELL MICROPRODUCTS INC COM 078137106 $ 1,200 38,400 X X
BERKLEY W R CORP COM 084423102 $ 233 6,732 X X
BERKSHIRE HATHAWAY INC DEL CL A 084670108 $ 2,190 34 X X
BEST BUY INC COM 086516101 $ 6,464 101,600 X X
BESTFOODS COM 08658U101 $ 29,027 399,000 X X
BIOCHEM PHARMA INC COM 09058T108 $ 2,253 102,700 X X
BIOMET INC COM 090613100 $ 5,250 150,000 X X
BOSTON SCIENTIFIC CORP COM 101137107 $ 9,863 600,000 X X
BRINKER INTL INC COM 109641100 $ 734 24,357 X X
BRISTOL MYERS SQUIBB CO COM 110122108 $ 7,426 130,000 X X
BROCADE COMMUNICATIONS
SYS INC COM 111621108 $ 779 3,300 X X
BUSH BOAKE ALLEN INC COM 123162109 $ 478 10,000 X X
CDW COMPUTER CTRS INC COM 125129106 $ 2,049 29,700 X X
CMS ENERGY CORP ADJ CV TR8.75% 125896308 $ 1,008 32,000 X X
CSG SYS INTL INC COM 126349109 $ 1,490 47,900 X X
CVS CORP COM 126650100 $ 6,127 132,300 X X
CABLETRON SYS INC COM 126920107 $ 4,001 136,200 X X
CARDINAL HEALTH INC COM 14149Y108 $ 8,691 98,550 X X
CENDANT CORP COM 151313103 $ 381 35,000 X X
CHASE MANHATTAN CORP NEW COM 16161A108 $ 462 10,000 X X
<PAGE>
Investment Voting
Discretion Authority
Issuer Title of Class Cusip Fair Market Shares or Sole Shared Shared- Sole Shared None
Number Value Prinipal Instr.V Other
(in thousands) Amount
------ -------------- --------- ----------- --------- ---- ------- ------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CHIRON CORP SB CV ADJ 144A00 170040AB5 $ 28,855 18,657,000 X X
CHUBB CORP COM 171232101 $ 2,051 25,926 X X
CIENA CORP COM 171779101 $ 1,388 11,300 X X
CIRCLE INTL GROUP INC COM 172574105 $ 2,220 73,400 X X
CIRRUS LOGIC CORP COM 172755100 $ 1,258 31,200 X X
CISCO SYS INC COM 17275R102 $ 5,486 99,300 X X
CISCO SYS INC COM 17275R102 $ 2,895 52,400 X X
CITIGROUP INC COM 172967101 $ 721 13,333 X X
CITIGROUP INC COM 172967101 $ 7,929 146,666 X X
CITRIX SYS INC SB DB CV ZRO 19 177376AB6 $ 6,305 17,000,000 X X
COBALT NETWORKS INC COM 19074R101 $ 3,073 53,100 X X
COLUMBIA ENERGY GROUP COM 197648108 $ 6,142 86,500 X X
COMMERCE BANCORP INC NJ COM 200519106 $ 332 5,702 X X
COMPAQ COMPUTER CORP COM 204493100 $ 17,800 645,400 X X
COMPUTER ASSOC INTL INC COM 204912109 $ 2,297 91,200 X X
COMPUTER SCIENCES CORP COM 205363104 $ 3,575 48,150 X X
COMPUWARE CORP COM 205638109 $ 842 100,500 X X
COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 $ 918 8,500 X X
CONEXANT SYSTEMS INC SB NT CV 4.25%06 207142AB6 $ 21,893 11,500,000 X X
CONEXANT SYSTEMS INC SUB NT CONV 4%07 207142AF7 $ 1,387 1,940,000 X X
CONNETICS CORP COM 208192104 $ 536 22,236 X X
CONTINUCARE CORP COM 212172100 $ 1,266 2,250,000 X X
COOPER CAMERON CORP COM 216640102 $ 7,678 104,200 X X
COORS ADOLPH CO CL B 217016104 $ 710 11,233 X X
COR THERAPEUTICS INC COM 217753102 $ 8,760 140,580 X X
CORNING INC COM 219350105 $ 1,485 5,000 X X
COSTCO WHSL CORP NEW COM 22160K105 $ 479 13,696 X X
CRAYFISH CO LTD SPONSORED ADR 225226109 $ 379 112,300 X X
CREDENCE SYS CORP COM 225302108 $ 657 21,900 X X
<PAGE>
Investment Voting
Discretion Authority
Issuer Title of Class Cusip Fair Market Shares or Sole Shared Shared- Sole Shared None
Number Value Prinipal Instr.V Other
(in thousands) Amount
------ -------------- --------- ----------- --------- ---- ------- ------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CROSSWORLDS SOFTWARE INC COM 22769P109 $ 26,101 1,321,586 X X
CURAGEN CORP COM 23126R101 $ 37,563 705,000 X X
CYPRESS SEMICONDUCTOR CORP COM 232806109 $ 7,163 172,350 X X
CYPRESS SEMICONDUCTOR CORP SUB NT CV 4%05 232806AE9 $ 20,998 18,500,000 X X
CYPRESS SEMICONDUCTOR CORP SB NT CV 3.75%05 232806AF6 $ 4,702 5,000,000 X X
D R HORTON INC COM 23331A109 $ 461 26,824 X X
DELHAIZE AMER INC CL A 246688105 $ 2,093 120,000 X X
DETROIT DIESEL CORP COM 250837101 $ 2,468 108,200 X X
DEVON ENERGY CORP NEW SRDBCV ZRO144A20 25179MAC7 $ 9,525 20,000,000 X X
DEXTER CORP COM 252165105 $ 23,613 318,700 X X
DIGITAL IS INC DEL SUB NT CV 6%05 25385NAA9 $ 7,254 12,580,000 X X
DIME BANCORP INC NEW COM 25429Q102 $ 1,892 87,760 X X
DONALDSON LUFKIN &
JENRETTE NW COM DLJ 257661108 $ 87,613 979,600 X X
DOWNEY FINL CORP COM 261018105 $ 257 6,500 X X
DURA PHARMACEUTICALS INC COM 26632S109 $ 877 24,800 X X
DURA PHARMACEUTICALS INC SUB NT CV 3.5%02 26632SAA7 $ 4,840 4,990,000 X X
E M C CORP MASS COM 268648102 $ 1,487 15,000 X X
E M C CORP MASS COM 268648102 $ 748 7,550 X X
ENSCO INTL INC COM 26874Q100 $ 7,497 196,000 X X
EBOOKERS COM PLC SPONSORED ADR 278725106 $ 272 47,300 X X
ECHOSTAR COMMUNICATIONS NEW SUB NT CV 144A07 278762AB5 $ 5,948 4,500,000 X X
ECLIPSYS CORP COM 278856109 $ 3,075 192,200 X X
J D EDWARDS & CO COM 281667105 $ 1,754 67,800 X X
EFFICIENT NETWORKS INC SB NT CV 144A 05 282056AA8 $ 1,280 2,000,000 X X
ELANTEC SEMICONDUCTOR INC COM 284155108 $ 9,205 92,400 X X
ENZON INC COM 293904108 $ 5,346 81,000 X X
EQUITY OFFICE PROPERTIES
TRUST COM 294741103 $ 963 31,000 X X
ERICSSON L M TEL CO ADR CL B SEK10 294821400 $ 1,464 98,833 X X
<PAGE>
Investment Voting
Discretion Authority
Issuer Title of Class Cusip Fair Market Shares or Sole Shared Shared- Sole Shared None
Number Value Prinipal Instr.V Other
(in thousands) Amount
------ -------------- --------- ----------- --------- ---- ------- ------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
EXAR CORP COM 300645108 $ 2,747 22,700 X X
FEDERAL HOME LN MTG CORP COM 313400301 $ 6,516 120,530 X X
FEDERAL NATL MTG ASSN COM 313586109 $ 2,862 40,026 X X
FIFTH THIRD BANCORP COM 316773100 $ 425 7,893 X X
FIRST AMERN CORP CALIF COM 318522307 $ 431 20,652 X X
FIRST SEC CORP DEL COM 336294103 $ 5,800 355,550 X X
FIRSTFED FINL CORP COM 337907109 $ 853 37,107 X X
FORCENERGY INC COM NEW 345206205 $ 1,105 44,300 X X
FORT JAMES CORP COM 347471104 $ 1,736 56,800 X X
GTS DURATEK INC COM 36237J107 $ 1,433 184,928 X X
GALLAGHER ARTHUR J & CO COM 363576109 $ 2,051 34,694 X X
GATEWAY INC COM 367626108 $ 1,605 33,500 X X
GENENTECH INC COM NEW 368710406 $ 23,155 124,700 X X
GENERAL ELEC CO COM 369604103 $ 4,517 78,300 X X
GEORGIA PAC CORP COM-TIMBER GRP 373298702 $ 2,137 79,500 X X
GETTHERE INC COM 374266104 $ 3,713 209,900 X X
GETTY IMAGES INC SB NT CV 144A 07 374276AD5 $ 1,771 2,300,000 X X
GLOBAL CROSSING LTD PFD CV 6.375% G3921A126 $ 1,775 20,000 X X
GLOBAL MARINE INC COM 379352404 $ 7,648 247,700 X X
GOLDEN ST BANCORP INC COM 381197102 $ 266 11,255 X X
GOLDEN TELECOM INC COM 38122G107 $ 3,394 195,333 X X
GOLDEN WEST FINL CORP DEL COM 381317106 $ 2,113 39,410 X X
GOLDMAN SACHS GROUP INC COM 38141G104 $ 4,498 39,478 X X
GO2NET INC COM 383486107 $ 12,275 226,200 X X
HALLIBURTON CO COM 406216101 $ 7,350 150,200 X X
HANCOCK JOHN FINL SVCS INC COM 41014S106 $ 938 34,912 X X
HARMONIC INC COM 413160102 $ 1,150 47,900 X X
HARTFORD FINL SVCS GROUP INC COM 416515104 $ 832 11,404 X X
HEALTH MGMT ASSOC INC NEW SR SB DBCV144A20 421933AA0 $ 599 825,000 X X
HELLENIC TELECOM
ORGANIZATN SA SPONSORED ADR 423325307 $ 278 30,000 X X
<PAGE>
Investment Voting
Discretion Authority
Issuer Title of Class Cusip Fair Market Shares or Sole Shared Shared- Sole Shared None
Number Value Prinipal Instr.V Other
(in thousands) Amount
------ -------------- --------- ----------- --------- ---- ------- ------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
HELLER FINANCIAL INC CL A 423328103 $ 394 13,785 X X
HOMELAND HLDG CORP NEW COM 43739T104 $ 1,822 640,541 X X
HUMANA INC COM 444859102 $ 49 4,562 X X
HUMAN GENOME SCIENCES INC COM 444903108 $ 10,114 58,420 X X
HYBRID NETWORKS INC COM 44860K102 $ 1,817 97,900 X X
ICN PHARMACEUTICALS INC NEW COM 448924100 $ 333 10,000 X X
HYPERION SOLUTIONS CORP COM 44914M104 $ 1,418 54,800 X X
IDEC PHARMACEUTICALS CORP COM 449370105 $ 10,336 58,940 X X
IMS HEALTH INC COM 449934108 $ 4,150 200,000 X X
INDYMAC BANCORP INC COM 456607100 $ 349 16,950 X X
INFINITY BROADCASTING CP NEW CL A 45662S102 $ 3,465 105,000 X X
INFONET SVCS CORP CL B 45666T106 $ 999 94,600 X X
INFORMATION RESOURCE
ENGR INC COM PAR $0.01 45675F303 $ 3,309 109,400 X X
INGRAM MICRO INC CL A 457153104 $ 3,006 218,600 X X
INSMED INC COM NEW 457669208 $ 9,420 714,288 X X
INTEGRATED DEVICE TECHNOLOGY COM 458118106 $ 4,566 50,450 X X
INTEL CORP COM 458140100 $ 12,876 309,800 X X
INTEL CORP COM 458140100 $ 10,233 246,200 X X
INTERFACE INC CL A 458665106 $ 642 80,620 X X
INTERMEDIA COMMUNICATIONS
INC COM 458801107 $ 5,900 200,000 X X
INTERNATIONAL RECTIFIER CORP SUB NT CV 144A07 460254AD7 $ 4,525 5,000,000 X X
INTERTAN INC COM 461120107 $ 524 36,300 X X
INTIMATE BRANDS INC CL A 461156101 $ 1,474 78,853 X X
INVITROGEN CORP COM 46185R100 $ 1,344 18,900 X X
IONA TECHNOLOGIES PLC SPONSORED ADR 46206P109 $ 490 7,050 X X
I2 TECHNOLOGIES INC COM 465754109 $ 1,627 8,700 X X
I2 TECHNOLOGIES INC SUBNTCV 144A 06 465754AD1 $ 19,369 7,500,000 X X
JDS UNIPHASE CORP COM 46612J101 $ 639 6,750 X X
JOHNSON & JOHNSON COM 478160104 $ 7,299 77,700 X X
JOS A BANK CLOTHIERS INC COM 480838101 $ 2,774 616,401 X X
<PAGE>
Investment Voting
Discretion Authority
Issuer Title of Class Cusip Fair Market Shares or Sole Shared Shared- Sole Shared None
Number Value Prinipal Instr.V Other
(in thousands) Amount
------ -------------- --------- ----------- --------- ---- ------- ------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
JUNIPER NETWORKS INC COM 48203R104 $ 1,336 6,100 X X
JUNIPER NETWORKS INC SB NT CV 4.75%07 48203RAA2 $ 54,148 35,750,000 X X
KLA-TENCOR CORP COM 482480100 $ 8,845 214,750 X X
KANA COMMUNICATIONS COM 483600102 $ 534 24,000 X X
KAUFMAN & BROAD HOME CORP COM 486168107 $ 740 27,480 X X
KEY TRONICS CORP COM 493144109 $ 328 70,000 X X
KRISPY KREME DOUGHNUTS INC COM 501014104 $ 277 3,309 X X
KROGER CO COM 501044101 $ 388 17,200 X X
LSI LOGIC CORP COM 502161102 $ 9,037 308,950 X X
LSI LOGIC CORP SB NT CV 4.25%04 502161AD4 $ 10,831 5,500,000 X X
LSI LOGIC CORP SUB NT CV 4%05 502161AE2 $ 20,963 26,000,000 X X
LA JOLLA PHARMACEUTICAL CO COM 503459109 $ 931 100,000 X X
LAM RESEARCH CORP COM 512807108 $ 1,762 84,170 X X
LAMAR ADVERTISING CO NT CV 5.25%06 512815AF8 $ 3,009 3,000,000 X X
LANOPTICS LTD ORD M6706C103 $ 42,000 1,200,000 X X
LATTICE SEMICONDUCTOR CORP SUB NT CV4.75%06 518415AC8 $ 15,864 10,950,000 X X
LEGATO SYS INC COM 524651106 $ 595 44,300 X X
LEHMAN BROS HLDGS INC COM 524908100 $ 253 1,711 X X
LEXMARK INTL NEW CL A 529771107 $ 3,750 100,000 X X
LILLY ELI & CO COM 532457108 $ 16,124 198,750 X X
LIMITED INC COM 532716107 $ 1,011 45,810 X X
LINENS N THINGS INC COM 535679104 $ 1,217 47,710 X X
LUCENT TECHNOLOGIES INC COM 549463107 $ 645 21,100 X X
LUXOTTICA GROUP S P A SPONSORED ADR 55068R202 $ 1,422 88,180 X X
LYCOS INC COM 550818108 $ 6,588 95,800 X X
LYCOS INC COM 550818108 $ 1,025 14,900 X X
MBIA INC COM 55262C100 $ 978 13,747 X X
M D C HLDGS INC COM 552676108 $ 324 12,470 X X
MGIC INVT CORP WIS COM 552848103 $ 1,126 18,424 X X
<PAGE>
Investment Voting
Discretion Authority
Issuer Title of Class Cusip Fair Market Shares or Sole Shared Shared- Sole Shared None
Number Value Prinipal Instr.V Other
(in thousands) Amount
------ -------------- --------- ----------- --------- ---- ------- ------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MGM MIRAGE COM 552953101 $ 689 18,050 X X
MMC NETWORKS INC COM 55308N102 $ 85,071 672,500 X X
MACROMEDIA INC COM 556100105 $ 970 12,000 X X
MADDEN STEVEN LTD COM 556269108 $ 172 19,910 X X
MALLINCKRODT INC NEW COM 561232109 $ 5,633 125,000 X X
MANPOWER INC COM 56418H100 $ 1,826 57,160 X X
MAXIM INTEGRATED PRODS INC COM 57772K101 $ 3,262 40,550 X X
MCKESSON HBOC INC COM 58155Q103 $ 1,528 50,000 X X
MCKESSON HBOC INC COM 58155Q103 $ 10,637 348,050 X X
MEDICALOGIC/MEDSCAPE INC COM 584642102 $ 5,587 1,568,421 X X
MERCK & CO INC COM 589331107 $ 1,861 25,000 X X
MERCK & CO INC COM 589331107 $ 7,075 95,050 X X
MERCURY INTERACTIVE CORP SB NT CV 144A 07 589405AA7 $ 25,726 16,500,000 X X
MERRILL LYNCH & CO INC COM 590188108 $ 7,498 113,600 X X
METLIFE INC COM 59156R108 $ 864 32,977 X X
MICROSOFT CORP COM 594918104 $ 2,838 47,100 X X
MICROSTRATEGY INC CL A 594972101 $ 1,215 44,500 X X
MICROTUNE INC DEL COM 59514P109 $ 205,680 3,840,000 X X
MICROMUSE INC COM 595094103 $ 904 4,500 X X
MICRON TECHNOLOGY INC COM 595112103 $ 13,938 303,000 X X
MICRON TECHNOLOGY INC COM 595112103 $ 10,127 220,150 X X
MILLENNIUM PHARMACEUTICALS
INC COM 599902103 $ 12,553 85,941 X X
MILLENNIUM PHARMACEUTICALS
INC SUB NT CV 5.5%07 599902AB9 $ 3,810 2,000,000 X X
MORGAN STANLEY DEAN
WITTER&CO COM NEW 617446448 $ 7,032 76,900 X X
MOTOROLA INC COM 620076109 $ 8,688 307,550 X X
NRG ENERGY INC COM 629377102 $ 1,632 44,700 X X
NABISCO HLDGS CORP CL A 629526104 $ 2,274 42,300 X X
NABISCO GROUP HLDG CORP COM 62952P102 $ 855 30,000 X X
NABORS INDS INC COM 629568106 $ 8,421 160,700 X X
NATIONAL DISC BROKERS GROUP COM 635646102 $ 212 6,845 X X
<PAGE>
Investment Voting
Discretion Authority
Issuer Title of Class Cusip Fair Market Shares or Sole Shared Shared- Sole Shared None
Number Value Prinipal Instr.V Other
(in thousands) Amount
------ -------------- --------- ----------- --------- ---- ------- ------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NATIONAL SEMICONDUCTOR CORP COM 637640103 $ 4,701 116,800 X X
NATIONWIDE FINL SVCS INC CL A 638612101 $ 1,189 31,826 X X
NAUTICA ENTERPRISES INC COM 639089101 $ 424 32,800 X X
NETMANAGE INC COM 641144100 $ 835 393,100 X X
NETWORK APPLIANCE INC COM 64120L104 $ 1,751 13,750 X X
NEXMED INC COM 652903105 $ 393 20,000 X X
NEXMED INC COM 652903105 $ 1,963 100,000 X X
NEXUS TELOCATION SYS LTD ORD M74919107 $ 6,311 2,885,000 X X
NIKU CORP COM 654113109 $ 14,625 600,000 X X
NOBLE DRILLING CORP COM 655042109 $ 8,226 163,700 X X
NORTEL NETWORKS CORP NEW COM 656568102 $ 557 9,350 X X
OBJECTIVE SYS INTEGRATORS
INC COM 674424106 $ 2,115 243,400 X X
OLD REP INTL CORP COM 680223104 $ 2,549 105,921 X X
ON TECHNOLOGY CORP COM 68219P108 $ 577 233,600 X X
OPEN JT STK CO-VIMPEL
COMMUNIC SPONSORED ADR 68370R109 $ 15,734 1,005,800 X X
ORACLE CORP COM 68389X105 $ 1,965 24,950 X X
ORTEC INTL INC COM 68749B108 $ 9,194 782,500 X X
OXFORD HEALTH PLANS INC COM 691471106 $ 6,142 199,850 X X
PE CORP COM PE BIO GRP 69332S102 $ 24,301 208,588 X X
PE CORP CELERA GEN GRP 69332S201 $ 6,824 68,500 X X
PLX TECHNOLOGY INC COM 693417107 $ 2,576 95,850 X X
PMC-SIERRA INC COM 69344F106 $ 1,281 5,950 X X
PNC FINL SVCS GROUP INC COM 693475105 $ 1,302 20,026 X X
PAINE WEBBER GROUP INC COM 695629105 $ 103,686 1,522,000 X X
PARAMETRIC TECHNOLOGY CORP COM 699173100 $ 1,340 122,500 X X
PARK PL ENTMT CORP COM 700690100 $ 267 17,685 X X
PEOPLESOFT INC COM 712713106 $ 13,300 476,050 X X
PEPSI BOTTLING GROUP INC COM 713409100 $ 288 9,590 X X
PEPSICO INC COM 713448108 $ 768 16,694 X X
PERKINELMER INC CONV ZERO 20 714046AA7 $ 6,780 10,000,000 X X
PHARMACYCLICS INC COM 716933106 $ 3,442 69,360 X X
<PAGE>
Investment Voting
Discretion Authority
Issuer Title of Class Cusip Fair Market Shares or Sole Shared Shared- Sole Shared None
Number Value Prinipal Instr.V Other
(in thousands) Amount
------ -------------- --------- ----------- --------- ---- ------- ------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PHARMACIA CORP COM 71713U102 $ 15,047 250,000 X X
PHILADELPHIA CONS HLDG CORP COM 717528103 $ 976 46,753 X X
PHILIP MORRIS COS INC COM 718154107 $ 1,680 57,062 X X
PHILLIPS VAN HEUSEN CORP COM 718592108 $ 565 54,771 X X
POLO RALPH LAUREN CORP CL A 731572103 $ 365 22,627 X X
PRAECIS PHARMACEUTICALS INC COM 739421105 $ 114,555 2,695,414 X X
PRIDE INTL INC SB DB CV ZRO 18 741932AB3 $ 5,558 12,350,000 X X
PROGRESSIVE CORP OHIO COM 743315103 $ 440 5,374 X X
PROVIDIAN FINL CORP COM 74406A102 $ 1,832 14,426 X X
PSINET INC PFD C CV 6 3/4 74437C309 $ 6,014 258,670 X X
PULTE CORP COM 745867101 $ 358 10,838 X X
QUAKER OATS CO COM 747402105 $ 506 6,390 X X
QUALCOMM INC COM 747525103 $ 802 11,250 X X
QUANTUM CORP COM DSSG 747906204 $ 723 47,900 X X
QUIKSILVER INC COM 74838C106 $ 1,302 67,626 X X
QUINTILES TRANSNATIONAL CORP COM 748767100 $ 3,188 200,000 X X
RADIAN GROUP INC COM 750236101 $ 672 9,950 X X
RATIONAL SOFTWARE CORP SUB NT CV 144A07 75409PAA1 $ 55,734 26,900,000 X X
READ-RITE CORP COM 755246105 $ 1,349 119,900 X X
REDBACK NETWORKS INC COM 757209101 $ 836 5,100 X X
REDBACK NETWORKS INC SB NT CV 144A 07 757209AA9 $ 2,760 2,500,000 X X
REPLIGEN CORP COM 759916109 $ 2,886 405,000 X X
RESEARCH IN MOTION LTD COM 760975102 $ 1,454 14,750 X X
ROGERS COMMUNICATIONS INC DB CONV 2.00%05 775109AE1 $ 16,997 24,000,000 X X
ROWAN COS INC COM 779382100 $ 7,691 265,200 X X
RYLAND GROUP INC COM 783764103 $ 473 15,263 X X
SBC COMMUNICATIONS INC COM 78387G103 $ 4,428 88,550 X X
SCI SYS INC COM 783890106 $ 6,986 170,400 X X
SDL INC COM 784076101 $ 1,540 5,000 X X
SDL INC COM 784076101 $ 1,679 5,450 X X
<PAGE>
Investment Voting
Discretion Authority
Issuer Title of Class Cusip Fair Market Shares or Sole Shared Shared- Sole Shared None
Number Value Prinipal Instr.V Other
(in thousands) Amount
------ -------------- --------- ----------- --------- ---- ------- ------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ST PAUL COS INC COM 792860108 $ 1,662 33,696 X X
SANMINA CORP SUB NTCV 4.25%04 800907AB3 $ 6,600 3,000,000 X X
SANMINA CORP SD CV ZRO 144A20 800907AC1 $ 9,185 22,000,000 X X
SCHLUMBERGER LTD COM 806857108 $ 7,713 93,700 X X
SCHWAB CHARLES CORP NEW COM 808513105 $ 7,567 213,150 X X
SCIOS INC COM 808905103 $ 311 30,000 X X
SCIOS INC COM 808905103 $ 1,573 151,569 X X
SEAGATE TECHNOLOGY COM 811804103 $ 8,280 120,000 X X
SEAGRAM LTD COM 811850106 $ 32,894 572,700 X X
SEALED AIR CORP NEW PFD CV A $2 81211K209 $ 8,426 187,500 X X
SELECTICA INC COM 816288104 $ 7,975 200,000 X X
SEMTECH CORP SB NT CV 144A 07 816850AB7 $ 5,355 4,500,000 X X
SEMTECH CORP SUB NT CV 4.5%07 816850AD3 $ 3,570 3,000,000 X X
SEPRACOR INC SUB DB CONV 7%05 817315AH7 $ 4,135 2,000,000 X X
SEPRACOR INC SB DB CV 144A 07 817315AJ3 $ 11,213 7,500,000 X X
SHAW INDS INC COM 820286102 $ 6,708 362,600 X X
SIEBEL SYS INC COM 826170102 $ 1,725 15,500 X X
SILICON VY BANCSHARES COM 827064106 $ 432 7,416 X X
SIRIUS SATELLITE RADIO INC COM 82966U103 $ 317 5,986 X X
SMITH INTL INC COM 832110100 $ 261 3,200 X X
SODEXHO MARRIOTT SVCS INC COM 833793102 $ 1,598 97,200 X X
SOFTWARE COM INC COM 83402P104 $ 6,841 37,706 X X
SOLECTRON CORP SR LYON ZERO 20 834182AK3 $ 42,456 62,950,000 X X
SOUTHDOWN INC COM 841297104 $ 6,313 88,600 X X
SPEEDFAM-IPEC INC COM 847705100 $ 2,141 187,200 X X
SPRINT CORP COM FON GROUP 852061100 $ 6,009 205,000 X X
SPRINT CORP PCS COM SER 1 852061506 $ 701 20,000 X X
STANCORP FINL GROUP INC COM 852891100 $ 1,115 26,080 X X
STANDARD PAC CORP NEW COM 85375C101 $ 610 33,896 X X
STARBUCKS CORP COM 855244109 $ 933 23,300 X X
STILWELL FINL INC COM 860831106 $ 526 12,096 X X
<PAGE>
Investment Voting
Discretion Authority
Issuer Title of Class Cusip Fair Market Shares or Sole Shared Shared- Sole Shared None
Number Value Prinipal Instr.V Other
(in thousands) Amount
------ -------------- --------- ----------- --------- ---- ------- ------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
STORA ENSO CORP SPON ADR REP R 86210M106 $ 2,099 258,365 X X
SUN MICROSYSTEMS INC COM 866810104 $ 1,956 16,750 X X
SUNGARD DATA SYS INC COM 867363103 $ 1,781 41,600 X X
SYNAVANT INC COM 87157A105 $ 67 10,000 X X
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 $ 1,015 49,800 X X
TALBOTS INC COM 874161102 $ 3,068 46,302 X X
TALK CITY INC COM 874263106 $ 937 789,286 X X
TALK COM INC COM 874264104 $ 198 45,000 X X
TANOX INC COM 87588Q109 $ 5,793 171,000 X X
TECH DATA CORP COM 878237106 $ 4,023 94,100 X X
TELCOM SEMICONDUCTOR INC COM 87921P107 $ 2,143 144,100 X X
TELEFONOS DE MEXICO S A SPON ADR ORD L 879403780 $ 1,915 36,000 X X
TELEGLOBE INC COM 87941V100 $ 14,070 670,000 X X
TELOCITY INC COM 87971D103 $ 4,104 1,250,668 X X
TEXAS INSTRS INC COM 882508104 $ 1,401 29,700 X X
TEXAS INSTRS INC COM 882508104 $ 8,015 169,850 X X
THERMO ELECTRON CORP COM 883556102 $ 704 27,060 X X
TIMBERLAND CO CL A 887100105 $ 348 8,476 X X
TOLL BROTHERS INC COM 889478103 $ 364 10,600 X X
TOO INC COM 890333107 $ 499 21,031 X X
TRANSKARYOTIC THERAPIES INC COM 893735100 $ 9,759 226,619 X X
TRANSWITCH CORP COM 894065101 $ 2,799 43,900 X X
TRIANGLE PHARMACEUTICALS INC COM 89589H104 $ 3,572 423,395 X X
TRIANGLE PHARMACEUTICALS INC COM 89589H104 $ 2,300 272,605 X X
TRIMERIS INC COM 896263100 $ 9,225 131,900 X X
TRIQUINT SEMICONDUCTOR INC SB NT CV 144A 07 89674KAA1 $ 1,180 1,500,000 X X
TRITEL INC CL A 89675X104 $ 355 24,800 X X
TRITON PCS HLDGS INC CL A 89677M106 $ 770 28,000 X X
TUBOS DE ACERO DE MEXICO S A ADR NEW 898592506 $ 2,596 155,000 X X
TURBOCHEF TECHNOLOGIES INC COM 900006107 $ 220 73,400 X X
<PAGE>
Investment Voting
Discretion Authority
Issuer Title of Class Cusip Fair Market Shares or Sole Shared Shared- Sole Shared None
Number Value Prinipal Instr.V Other
(in thousands) Amount
------ -------------- --------- ----------- --------- ---- ------- ------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
USA NETWORKS INC COM 902984103 $ 1,307 59,600 X X
ULTIMATE ELECTRS INC COM 903849107 $ 511 12,430 X X
ULTRATECH STEPPER INC COM 904034105 $ 224 13,944 X X
UNION CARBIDE CORP COM 905581104 $ 4,530 120,000 X X
VANS INC COM 921930103 $ 611 39,763 X X
VERITAS SOFTWARE CO COM 923436109 $ 1,647 11,600 X X
VERISIGN INC COM 92343E102 $ 1,286 6,350 X X
VERTEX PHARMACEUTICALS INC COM 92532F100 $ 19,413 229,738 X X
VIANT CORP COM 92553N107 $ 140 23,900 X X
VIGNETTE CORP COM 926734104 $ 2,515 84,200 X X
VIRATA CORP COM 927646109 $ 2,222 33,600 X X
VITRIA TECHNOLOGY COM 92849Q104 $ 676 14,500 X X
VOICESTREAM WIRELESS CORP COM 928615103 $ 17,531 151,090 X X
WALGREEN CO COM 931422109 $ 5,797 152,800 X X
WASHINGTON MUT INC COM 939322103 $ 567 14,232 X X
WEATHERFORD INTL INC SD CV ZRO 144A20 947074AA8 $ 14,281 25,000,000 X X
WEBMD CORP COM 94769M105 $ 6,100 400,000 X X
WEBVAN GROUP INC COM 94845V103 $ 463 200,000 X X
WESLEY JESSEN VISIONCARE INC COM 951018100 $ 1,972 51,300 X X
WESTELL TECHNOLOGIES INC CL A 957541105 $ 2,341 181,800 X X
WESTERN PPTYS TR SH BEN INT 959261108 $ 265 21,500 X X
WHOLE FOODS MKT INC SB DB CV ZRO 18 966837AC0 $ 1,991 5,000,000 X X
WIND RIVER SYSTEMS INC SUB NT CONV 5%02 973149AC1 $ 24,524 16,540,000 X X
WORLDCOM INC GA NEW COM 98157D106 $ 6,075 200,000 X X
WORLDCOM INC GA NEW COM 98157D106 $ 6,836 225,050 X X
XILINX INC COM 983919101 $ 12,595 147,100 X X
YOUNG & RUBICAM INC COM 987425105 $ 45,748 924,200 X X
ZIFF-DAVIS INC COM ZD 989511100 $ 2,462 303,000 X X
<PAGE>
Investment Voting
Discretion Authority
Issuer Title of Class Cusip Fair Market Shares or Sole Shared Shared- Sole Shared None
Number Value Prinipal Instr.V Other
(in thousands) Amount
------ -------------- --------- ----------- --------- ---- ------- ------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ZIFF-DAVIS INC COM ZDNET 989511209 $ 3,424 243,500 X X
ZIXIT CORP COM 98974P100 $ 7,854 257,500 X X
NUMBER OF DATA RECORDS: 407 $ 2,818,059
</TABLE>
<PAGE>
The following investment managers that are required to file a report pursuant to
Section 13(f) of the Securities Exchange Act of 1934 exercise investment
discretion with respect to certain securities held in accounts managed by Soros
Fund Management LLC and such managers will report such positions on their
reports:
28-6432 Cambridge Investments Ltd.
28-4298 Everest Capital Limited
28-5499 NWI Management LLC
28-5307 Satellite Fund Management LLC
28-5367 Sirios Capital, L.L.C.
28-7818 George U. Wyper
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