<PAGE> 1
As Filed with the Securities
and Exchange Commission
on November 30, 2000
U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM U-9C-3
QUARTERLY REPORT PURSUANT TO RULE 58 OF
THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935
For the quarterly period ended September 30, 2000
Conectiv
(Name of Registered Holding Company)
800 King Street
Wilmington, DE 19899
(Address of Principal Executives Offices)
Inquiries concerning this Form U-9C-3 may
be directed to either:
Peter F. Clark
General Counsel
Conectiv
800 King Street
Wilmington, DE 19899
or
Philip S. Reese
Vice President and Treasurer
Conectiv
800 King Street
Wilmington, DE 19899
(302) 429-3884
<PAGE> 2
Conectiv
FORM U-9C-3
For the Quarter Ended June 30, 2000
Table of Contents
<TABLE>
<CAPTION>
Page
<S> <C>
Item 1. Organization Chart 1
Item 2. Issuance and Renewals of Securities and Capital Contributions 1
Item 3. Associated Transactions 1
Item 4. Summary of Aggregate Investment 3
Item 5. Other Investments 4
Item 6. Financial Statements and Exhibits 4
SIGNATURE 5
</TABLE>
<PAGE> 3
Item 1. - ORGANIZATION CHART
<TABLE>
<CAPTION>
Energy or Percentage
Name of Gas Related Date of State of of Voting Nature of
Reporting Company Company Organization Organization Securities Held Business
----------------- ------- ------------ ------------ --------------- --------
<S> <C> <C> <C> <C> <C>
None
</TABLE>
Item 2. - ISSUANCES AND RENEWALS OF SECURITIES AND CAPITAL CONTRIBUTIONS
CAPITIAL CONTRIBUTIONS:
<TABLE>
<CAPTION>
Principal Amount of Person to Whom Security
Company Issuing Security Type of Security Issued Security Was Issued
------------------------ ----------------------- -------- ----------
<S> <C> <C> <C>
None
</TABLE>
Item 3. - ASSOCIATED TRANSACTIONS
Part I. - Transactions performed by reporting companies on behalf of associate
companies.
NONE
<PAGE> 4
Part II - Transactions performed by associate companies on behalf of reporting
companies.
<TABLE>
<CAPTION>
Types of Services Direct Costs Total amount
Associate Company Reporting Company Rendered Charged Billed
Rendering Services Receiving Services -------- ------- ------
------------------ ------------------
<S> <C> <C> <C> <C>
------------------ ----------------------
* *
Conectiv Resource Conectiv Operating Core Business Support,
Partners, Inc. Services Company Financial services, Legal,
Marketing, Environmental,
Executive Management
------------------ ----------------------
Core Business Support, * *
Conectiv Resource Conectiv Energy Financial services, Legal,
Partners, Inc. Supply, Inc. Marketing, Executive
Management
------------------ ----------------------
Conectiv Resource Delmarva Services Financial, Executive * *
Partners, Inc. Management and Corporate
services
------------------ ----------------------
Conectiv Resource Conectiv Thermal Procurement & Corp * *
Partners, Inc. Systems, Inc. Services, Financial
Services, Legal, Marketing,
Information, Communications
Services Environmental,
Executive Management
------------------ ----------------------
</TABLE>
* Confidential Treatment Requested
<PAGE> 5
Item 4. - SUMMARY OF AGGREGATE INVESTMENT
Investments in energy-related companies (in thousands):
<TABLE>
<S> <C> <C>
Total consolidated capitalization as of June 30, 2000 $3,530,201 Line 1
Line 2
Total capitalization multiplied by 15% $ 529,530
(Line 1 multiplied by 0.15)
Greater of $50 million or line 2 $ 529,530 Line 3
---------
-----------------------
Total current aggregate investment:
(categorized by major line of energy-related business)
Energy-related business Category - Rule 58(b)(1)(ii) (1) *
Energy-related business Category - Rule 58(b)(1)(v) (2) *
Energy-related business Category - Rule 58(b)(1)(vi) (3) *
Energy-related business Category - Rule 58(b)(1)(vii) (4) *
-----------------------
Total current aggregate investment * Line 4
-----------------------
Difference between the greater of $50 million or 15% of * Line 5
Capitalization and the total aggregate investment of the
Registered holding company system (line 3 less line 4)
-----------------------
</TABLE>
* Confidential Treatment Requested
(1) Rule 58 defines category "ii" as the development and commercialization of
electrotechnologies related to energy conservation, storage and conversion,
energy efficiency, waste treatment, greenhouse gas reduction, and similar
innovations;
(2) Rule 58 defines category "v" as the brokering and marketing of energy
commodities, including but not limited to electricity, natural or
manufactured gas and other combustible fuels.
(3) Rule 58 defines category "vi" as the production, conversion, sale and
distribution of thermal energy products, such as process steam, heat, hot
water, chilled water, air conditioning, compressed air and similar products;
alternative fuels; and renewable energy resources; and the servicing of
thermal energy facilities.
(4) Rule 58 defines category "vii" as the sale of technical, operational,
management, and other similar kinds of services and expertise, developed in
the course of utility operations in such areas as power plant and
transmission system engineering, development, design and rehabilitation;
construction; maintenance and operation; fuel procurement, delivery and
management; and environmental licensing, testing and redemption.
Investments in gas-related companies:
NONE
<PAGE> 6
Item 5. - OTHER INVESTMENTS
<TABLE>
<CAPTION>
Major Line of Energy- Other Investment in Last Other Investment in this Reason for Difference in
Related Business U-9C-3 Report U-9C-3 Report Other Investment
---------------- ------------- ------------- ----------------
<S> <C> <C> <C>
NONE
</TABLE>
Item 6. - FINANCIAL STATEMENTS AND EXHIBITS
A. Financial Statements:
Exhibit A-1. Financial statements of Conectiv (incorporated by reference to
the filing by Conectiv on Form 10-Q for the period ended September 30,
2000.)
B. Exhibits:
Exhibit B-2. Certificate of Conectiv.
<PAGE> 7
SIGNATURE
The undersigned registered holding company has duly caused this
quarterly report to be signed on its behalf by the undersigned officer thereunto
duly authorized pursuant to the requirements of the Public Utility Holding
Company Act of 1935.
Conectiv
By: /s/Philip S. Reese
-------------------------------
Philip S. Reese
Vice President and Treasurer
November 30, 2000
<PAGE> 8
Exhibit B-2
CERTIFICATE
I hereby certify that the Form U-9C-3 for Conectiv for the previous quarter has
been provided to the state commissions listed below:
Delaware Public Service Commission
861 Silver Lake Boulevard
Cannon Building, Suite 100
Dover, DE 19904
Maryland Public Service Commission
6 St. Paul Centre, 16th Floor
Baltimore, MD 21202
Virginia State Corporation Commission
1300 E. Main Street
Tyler Building
Richmond, VA 23219
New Jersey Board of Public Utilities
Two Gateway Center
Newark, NJ 07102
CONECTIV
By: /s/Philip S. Reese
------------------
Philip S. Reese
Vice President and
Treasurer
Date: November 30, 2000
