As filed with the Securities and Exchange Registration No. 33-75986*
Commission on April 22, 1996 Registration No. 811-2513
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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-4
Post-Effective Amendment No. 6 To
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
and Amendment To
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
Variable Annuity Account C of Aetna Life Insurance and Annuity Company
(Exact Name of Registrant)
Aetna Life Insurance and Annuity Company
(Name of Depositor)
151 Farmington Avenue, RE4C, Hartford, Connecticut 06156
(Address of Depositor's Principal Executive Offices) (Zip Code)
Depositor's Telephone Number, including Area Code: (860) 273-7834
Susan E. Bryant, Counsel
Aetna Life Insurance and Annuity Company
151 Farmington Avenue, RE4C, Hartford, Connecticut 06156
(Name and Address of Agent for Service)
It is proposed that this filing will become effective:
[X] on May 1, 1996 pursuant to paragraph (a)(3) of Rule 485.
(Request for acceleration has been made)
Pursuant to Rule 24f-2 under the Investment Company Act of 1940, Registrant has
registered an indefinite number of securities under the Securities Act of 1933.
Registrant expects to file a Rule 24f-2 Notice for the fiscal year ended
December 31, 1995 on or before February 29, 1996.
*Pursuant to Rule 429(a) under the Securities Act of 1933, Registrant has
included a combined prospectus under this Registration Statement which includes
all the information which would currently be required in prospectuses relating
to the securities covered by the following earlier Registration Statements:
33-75970; 33-75954; and 33-75956.
<PAGE>
The Registrant hereby amends this Registration Statement to (i) substitute a new
Exhibit 24(b)(1) (Resolution of the Board of Directors of Aetna Life Insurance
and Annuity Company establishing Variable Annuity Account C), which is included
herein; and (ii) supplement Item 26 (Persons Controlled by or Under Common
Control with the Depositor or Registrant), which supplement is also included
herein. No other changes have been made and all other parts of the Registration
Statement (the Prospectus, the Statement of Additional Information and Other
Information) are incorporated into Part A, Part B and Part C of this
Post-Effective Amendment No. 6, respectively, by reference to Post-Effective
Amendment No. 5 to Registration Statement on Form N-4 (File No. 33-75986), as
filed electronically on April 12, 1996.
<PAGE>
Item 26. Persons Controlled by or Under Common Control with the Depositor
or the Registrant
The following information supplements the information contained in
Post-Effective Amendment No. 5 to Registration Statement on Form N-4
(File No. 33-75986), as filed electronically on April 12, 1996, and lists the
principal business of each of the companies listed below:
Company Name Principal Business
Aetna Life Insurance Company Life and Health Ins and related
services
Aetna Life and Casualty Company Holding Company
The Standard Fire Insurance Company Casualty Insurance and related
services
Aetna Retirement Services, Inc. Holding Company
Aetna Canada Holdings Limited Investment Holding Company
Aetna International, Inc. Holding Company for Int'l Sub.
Aetna International (N.Z.) Limited Holding Company
Aetna Life Insurance Company of Illinois Holding Company
ACS Financial Services, Inc. Bond Deals
ACS Portfolio Services, Inc. Bond Deals
Luettgens Limited Retail Specialty Store
AE Housing Corp. Real Estate
Aetna Gateway of Illinois Inc. Real Estate Investments
Gateway One L.L.C. Real Estate
Structured Benefits, Inc. Brokering of Life and Annuity
products & Admin. Services.
Structured Benefits of Florida, Inc. Broker Life & Annuity products and
administrative services
Aetna Capital L.L.C. Finance - limited liability
company
Aetna (Netherlands) Holdings B.V. Finance Company
Span Data Processing Center, Inc. Data Processing
5th Generation, Inc. Dissolved
Aetna Foundation, Inc. Supports charitable scientific,
literary and educational
activities
AE Four Incorporated General partner of Camballin of W.
Australia
AE Ten Incorporated Shell
AE Fifteen Incorporated Shell Corp. for interest in
cogeneration
Arcelia Limited Investment & holding company
for Aetna's Asia Pacific
operations
Aetna Realty Investments I, Inc. Real Estate Investment
Aetna Properties I Limited Partnership Real Estate Investment
Aetna Investment Management (F.E.) Investment Holding Co.
Holdings Limited
Consultores De Pensiones S.R.L. Financial advice/performance
of reports
Aetna Re-Insurance Company (U.K.) Ltd Reinsurance
PLJ Holdings Limited Investment Management & Securities
Trading
Aetna Investment Management (F.E.) Investment Management & Advisory
Limited Services for Individual
Clients and Investment Funds
Aetna Intl Fund Managers Limited Investment & Unit Trust Management
Aetna Investment Management (F.E.) Nominee Services Holding Assets of
Nominees Limited AIM F.E.'s Customers in Street
name
Kwang Hua Securities Investment & Trust Securities Investment & Trust
Co. LTD
Aetna Real Estate Properties Inc. Acquire, develop and lease real
estate
ALIC Energy, Co. Acquisition & Management of
non-traditional investments
Aetna Life Assignment Company Assignment Company for structured
settlement
Human Affairs International Incorporated Provide employee assistance
services and managed mental
health programs
Bayshore Heights Associates Real Estate
Aetna Institutional Investors I Real Estate Investment
Limited Partnership
Human Affairs of Alaska, Inc. Provides mental health
services/managed mental health
services
Human Affairs International of California Provides mental health
services/managed mental health
services
Aetna Hamilton Partnership Real Estate
F.L. Properties Real Estate
Aetna Life & Casualty (Bermuda) Insurance Guarantee & Indemnity
Business
AE Fourteen, Inc. Cogeneration
Shadow Oaks Real Estate
Shadow Ridge at Oak Park Condominium Real Estate
Associates
Capitol District Energy Center Cogeneration of electrical power
Cogeneration Associates
455 Market Street Real Estate
Friday Associates Real Estate Investment
Koll Center Newport A Real Estate Investment
Koll Center Newport Number 1 Real Estate Investment
Koll Center Newport Number 2 Real Estate Investment
Koll Center Newport Number 7 Real Estate Investment
Koll Center Newport Number 8 Real Estate Investment
Koll Center Newport Number 9 Real Estate Investment
Koll Center Newport Number 10 Real Estate Investment
Koll Center Newport Number 11 Real Estate Investment
Koll Center Newport Number 14 Real Estate Investment
Koll Center Newport Number 15 Real Estate Investment
Waterloo Associates Limited Partnership Real Estate Investment
Hayward Industrial Park Associates Real Estate Investment
Gables at Farmington Associates Real Estate Investment
Gables at Brighton Associates Real Estate Investment
Country Club Heights at Woburn Real Estate Investment
Associates
Birtcher Aetna-Laguna Hills Real Estate Investment
Harbor Business Park Real Estate Investment
Ensenada De Las Colinas I Associates Real Estate Investment
Trevose Hospitality, Inc. Real Estate Investment
Oaks at Valley Ranch I Real Estate Investment
Oaks at Valley Ranch II Real Estate Investment
KBC-Reid Hill Limited Partnership Real Estate Investment
KBC - Eastside Limited Partnership Real Estate Investment
C.R.I. Hotel Associates, L.P. Real Estate Investment
Trumbull One, Inc. Real Estate Investment
Trumbull Two, Inc. Real Estate Investment
Trunbull Three, Inc. Real Estate Investment
Trumbull Four, Inc. Real Estate Investment
Century City North L.L.C. Real Estate Investment
Southfield Partners Real Estate Investment
Lincoln Rancho Cucamonga Associates Real Estate Investment
Village Green of Madison Heights Real Estate Investment
Centrum Associates Real Estate Investment
Tri-City Mall Associates Real Estate Investment
B&H Ventures IV Limited Partnership Real Estate Investment
Champions Richland NorthCourte Real Estate Investment
Partnership
Chris-Town Village Associates Real Estate Investment
Woodsode Terrace Partners Real Estate Investment
Spectrum Fashion Center Real Estate Investment
Forge Park Associates Real Estate Investment
Cambridgeside Galleria Real Estate Investment
Golf Course View Partnership Real Estate Investment
ADBI Partnership Real Estate Investment
Marriott Inner Harbor Hotel Real Estate Investment
TCR Ventanja Limited Partnership Real Estate Investment
Fairway Partners Real Estate Investment
1501 Fourth Ave. Limited Partnership Real Estate Investment
Thace Associates Real Estate Investment
Lincoln Los Padres Real Estate Investment
EastMeadow Distribution Center Limited Real Estate Investment
Partnership
ARB-DTC LTD. Partnership Real Estate Investment
Eastmeadow Distribution Center Phase II Real Estate Investment
Limited Partnership
Azalea Mall. L.L.C. Real Estate Holding Company
Southeast Second Avenue, Inc. Real Estate Investment
Menlo One, L.L.C. Real Estate Holding Company
Aeltus Investment Management Inc. Investment Advisor
Aetna Investment Management (Bermuda) Holding Company
Holdings Limited
Aeltus Capital, Inc. Broker-dealer related functions
Smith Whiley & Company Allegiance with Aeltus
Aetna Realty Investors, Inc. Separate Entity for Aeltus' R.E.
personnel and activities
Aetna Investment Management (B.V.I.) Provide nominee and custodian
Nominees Limited services
Aetna Investment Management Investment Management
(Hong Kong) Limited
Aeltus Investment Management Fund Assets Pension Management
International Limited
Aetna Investment Management (S'Pore) Limited Private Investment
PTE LTD. Management
Aetna Financial Services Limited Investment Management Company
Aetna Financial Services Limited Investment Management Company
China Dynamic Investment Management Establish and manage collective
(Hong Kong) Limited investment scheme
Aetna Funds Management (Australia) Funds Management Company
Limited
AHP Holdings Holding Company
Aetna Health Plans of Ohio, Inc. HMO
Aetna Dental Care of California, Inc. Provide pre-paid dental services
Aetna Health Plans of Florida, Inc. HMO
Informed Health Inc. Sponsors health information
service
Aetna Health Plans of Tennessee, Inc. HMO
Aetna Health Plans of Georgia, Inc. HMO
Partners Health Plan of Pennsylvania HMO
Aetna Dental Care of New Jersey Inc. Dental Care
Healthways Systems, Inc. Holding Company
Aetna Health Plans of the Mid-Atlantic, Inc. HMO
Aetna Health Plans of the Carolinas Inc. HMO
Aetna Health Plans of Western HMO
Pennsylvania, Inc.
Physicians Health Plan, Preferred, Inc. HMO
PHPSNE Parent Corporation Sponsor of Partners
Aetna Health Plans of Arizona, Inc. HMO
Aetna Health Plans of Illinois, Inc. HMO
Aetna Dental Care of Kentucky, Inc. Dental Plan Organization
Aetna Health Plans of Southern New HMO
England, Inc.
Aetna Health Plans of Central and Eastern HMO
PA, Inc.
Aetna Health Plans of Texas, Inc. HMO
Aetna Health Plans of Louisiana, Inc. HMO
Aetna Professional Management Physician Practice Management
Corporation Company
Freedom Choice, Inc. Preferred Provider contracting
entity
Med Southwest, Inc. Holding Company
AHP San Diego Holdings, Inc. Holding Company
WMC Transition Corporation General business corporation
Aetna Health Management Inc. HMO management company
Partners Acquisition Company, Inc. Holding Company
Aetna Government Health Plans, Inc. Sponsors CHAMPUS business
Aetna Health Plans of California, Inc. HMO
Healthways Systems, Inc. Holding Company
Aetna Health Plans of New York Inc. HMO
Aetna Health Plans of New Jersey, Inc. HMO
MED Southwest, Inc. Holding Company
Southwest Physicians Life Insurance Life and Health Insurer
Company
Aetna Health Plans of North Texas, Inc. HMO
Aetna Asia Trust Unit trust for long term capital
application
The Aetna International Unbrella Fund Collective investment in
transferable securities
Aetna Retirement Services, Inc. Holding Company
Aetna Retirement Holdings, Inc. Holding Company
Systematized Benefits Administrators, Inc. Third Party Administrator
Aetna Life Insurance and Annuity Company Life insurance pensions and
annuities
Aetna Investment Services, Inc. Distribute securities products -
ALIAC and outside funds
Aetna Financial Services, Inc. Broker-Dealer and investment
advisor
Aetna Insurance Company of America Write/reinsure life and annuity
business
Aetna Variable Fund Regulated Investment Company
(Mutual Funds)
Aetna Generation Portfolios, Inc. Regulated Investment Co.
(Mutual Fund)
Aetna Investment Advisers Fund, Inc. Regulated Investment Co.
(Mutual Funds)
Aetna Series Fund, Inc. Regulated Investment Co.
(Mutual Funds)
Aetna Trust Company Recently sold
Aetna Life Insurance Company of Canada Life, accident and sickness
insurance
Equinox Financial Group Inc. Distributor of life insurance,
financial & related products
2733854 Canada Ltd. Marketing of life insurance and
related products
Aetna Capital Management Limited Investment Counselor Portfolio
Manager
Aetna Acceptance Corporation Limited Provider of Financial Assistance
to Agents to Assist in growth
of business
Eclipse Claims Services, Inc. Electronic Claims adjustment
services
Aetna Benefits Management Inc. Claims Admin.& Actuarial Services
Landex Properties Ltd. Real Estate acquisitions
Mount-Batten Properties LTD Acquisition, Development and
Management of Real Estate
PVS Preferred Vision Services, Inc. Provider of Opthalmic, Service for
Four major shareholders
Churchill Office Park Limited Real Estate Development of Ottawa
site
Aetna International Holdings (Hong Kong) Holding Company for insurance and
financial services
Aetna International Fund Management Inc. Investment Management Services
East Asia Aetna Insurance Company Life Disability and Employee
(Bermuda) Ltd. Benefits Insurance in Hong Kong
AE Insurance (Cayman) LTD. Insurance Company
Blue Cross (Asia Pacific) Insurance Ltd Underwriter Casualty and general
insurance in Hong Kong and Macau
East Asia Aetna Services Company Limited Management Services to
Associates Co.
Aetna International De Mexico S.A.
DE C.V.
ALICA Holdings Inc. Dedicated holding company
Aetna Life Insurance Company of America Life Insurance
Aetna International Holdings (Hong Kong) Holding Company
II Limited
PT Danamon-Aetna Life Insurance Limited Liability Life Insurance
Company Company
DAYA Aetna (Malaysia) Sdn. Bhd.. Holding Company
Aetna Universal Insurance Sdn. Bhd. Individual Life, Home service,
group and general insurance
Aetna Investment Management (Taiwan) Provide non-security business and
Limited investment advice
Aetna Investment Management (Australia) Stockbroking
Limited
Aetna Capital Holdings, Inc. Holding Company
AE Five Incorporated Holding Company
Aetna Securities Investment Management Securities Investment Advisor
(Taiwan)
Aetna Securities Investment Management Securities Investment Advisor
(Taiwan) LTD.
Aetna Capital Management International Promoter of offshore mutual funds
Ltd. or other open-ended investment
vehicles.
TravelGuard Limited Insurance agent
Toursafe Limited Insurance Agent
TravelSage Limited Insurance Agent for its ultimate
Holding Company
Aetna Intercional De Mexico S.A. De C.V. Mexican Holding Company
Valores Monterrey Aetna, S.A. De C.V. Holding Company
Meximed S.A. De C.V. Services for insureds for
hospitals admissions and
claims processing
Fianzas Monterrey Aetna, S.A. Issuance of Bonds
Seguros Monterrey Aetna, S.A. Insurance and Reinsurance
Grupo Vamsa S.A. De C.V. Legal Administration and Financial
Services
Asesores En Promocion Segunomina S.A. Marketing of Segunos
De C.V. products/payroll discounts
Aetna S.A. Holding Co.
Aetna Chile Seguros Generales S.A. Casualty Ins. Co.
Aetna Administradora De Fondos De Real Estate Investment Trust
Inversion S.A. Management Company
Aetna Credito Hipotecario S.A. Marketing Company
Aetna Pensiones S.A. Holding Company for Santa Maria
Aetna Pensiones Peru S.A. Investment
Aetna Chile Seguros De Vide S.A. Life Insurance Company
Aetna Vida S.A. Health and Life Insurance
Aetna International Peru S.A. Holding Company for Condor Shares
Aetna Salud S.A. Health Indemnity Provide in Chile
Administradora De Fondos De Pensiones Santa Pension Funds Management Company
Maria S.A.
Administradora De Fondos De Pensiones Management of Pension Funds
Integra S.A.
Aetna Inversiones Limitada Limited investment company
Compania De Seguros Condor S.A. Insurance and Reinsurance
Santa Maria Internacional S.A. Pension Administration
Aetna International (N.A.) Limited Holding Company
Aetna Health (N.Z.) Limited Health Insurance Underwriting
Aetna Life Insurance (N.Z.) Limited Group benefits/pension management
First Medical Corporation Limited Indemnity Health Insurance
Managed Care New Zealand Limited Superannuation/long term care
<PAGE>
SIGNATURES
As required by the Securities Act of 1933, as amended, and the Investment
Company Act of 1940, the Registrant, Variable Annuity Account C of Aetna Life
Insurance and Annuity Company, has duly caused this Post-Effective Amendment No.
6 to its Registration Statement on Form N-4 (File No. 33-75986) to be signed on
its behalf by the undersigned, thereunto duly authorized, in the City of
Hartford, State of Connecticut, on the 22nd day of April, 1996.
VARIABLE ANNUITY ACCOUNT C OF AETNA LIFE INSURANCE
AND ANNUITY COMPANY
(Registrant)
By: AETNA LIFE INSURANCE AND ANNUITY COMPANY
(Depositor)
By: Daniel P. Kearney*
--------------------------------------------------
Daniel P. Kearney
President
As required by the Securities Act of 1933, as amended, this Post-Effective
Amendment No. 6 to the Registration Statement on Form N-4 (File No. 33-75986)
has been signed by the following persons in the capacities and on the dates
indicated.
Signature Title Date
Daniel P. Kearney* Director and President )
- --------------------- )
Daniel P. Kearney (principal executive officer) )
)
Timothy A. Holt* Director, Senior Vice President) )
and Chief Financial) )
- --------------------- )
Timothy A. Holt Officer )
) April 22, 1996
Eugene M. Trovato* Vice President and Treasurer, )
Corporate Controller) )
- --------------------- )
Eugene M. Trovato )
)
Christopher J. Burns* Director )
- --------------------- )
Christopher J. Burns )
)
<PAGE>
Laura R. Estes* Director )
- ---------------------- )
Laura R. Estes )
)
Gail P. Johnson* Director )
- ---------------------- )
Gail P. Johnson )
)
John Y. Kim* Director )
- ---------------------- )
John Y. Kim )
)
Shaun P. Mathews* Director )
- ---------------------- )
Shaun P. Mathews )
)
Glen Salow* Director )
- ---------------------- )
Glen Salow )
)
Creed R. Terry* Director )
- ---------------------- )
Creed R. Terry )
By: /s/ Julie E. Rockmore
----------------------
Julie E. Rockmore
*Attorney-in-Fact
[logo] a Aetna Life Insurance and Annuity Susan E. Schechter
Company Law and Regulatory Affairs,
151 Farmington Avenue RE4C
Hartford, CT 06156 (860) 273-5663
Fax: (860) 273-8340
AETNA LIFE INSURANCE AND ANNUITY COMPANY
SECRETARY CERTIFICATION
I, Susan E. Schechter, hereby certify that I am the duly elected Corporate
Secretary of Aetna Life Insurance and Annuity Company (the "Company"), a company
organized and existing under the laws of the State of Connecticut, and that the
following Vote was duly adopted by the Board of Directors of the Company on
January 1, 1977, as amended November 15, 1993, and that such Vote remains in
full force and effect:
VOTED: That the Company is hereby authorized to exercise the powers granted by
the terms of Sections 38a-459 and 38a-433a of the Connecticut General
Statutes (or any successor provision to either of those sections).
I further certify that the following Vote was duly adopted by the Board of
Directors of the Company on October 18, 1976, as amended June 17, 1992, and that
such Vote remains in full force and effect:
VOTED: That the head of each Strategic Business Unit (SBU) of this Company, or
his or her delegate, is hereby authorized, acting on this Company's
behalf, to cause the establishment of one or more separate accounts
under Connecticut insurance law for the purpose of funding contracts
primarily marketed by that SBU, and to make any filings under applicable
law and to take any other actions which may be deemed necessary or
appropriate to the operations of any such separate account.
Date at Hartford, Connecticut on April 2, 1996.
/s/ Susan E. Schechter
----------------------
Susan E. Schechter
Corporate Secretary
<PAGE>
INFORMAL ACTION OF THE
BOARD OF DIRECTORS
FORWARD LIFE INSURANCE COMPANY
The undersigned, being all the members of the Board of Directors of FORWARD LIFE
INSURANCE COMPANY, a Connecticut corporation, hereby waive the holding of a
meeting and by consent adopt the following resolution:
VOTED: That the officers of this Company are hereby severally authorized to
establish pursuant to the provisions of the Connecticut Insurance Code
and the rules and regulations thereunder variable annuity separate
accounts which, upon the merger of Aetna Variable Annuity Life Insurance
Company with and into this Company, shall be the continuation of and
have the same purposes and names, respectively, as the separate accounts
of Aetna Variable Annuity Life Insurance Company existing at the time of
such merger.
Dated: October 18, 1976
/s/ William O. Bailey /s/ Donald G. Conrad
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William O. Bailey Donald G. Conrad
/s/ Dean E. Wolcott /s/ William B. Lusk
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Dean E. Wolcott William B. Lusk
/s/ Kenneth P. Veit /s/ Stephen B. Middlebrook
- -------------------------- ---------------------------
Kenneth P. Veit Stephen B. Middlebrook
/s/ George N. Gingold /s/ Jeffrey J. Park
- -------------------------- ---------------------------
George N. Gingold Jeffrey J. Park
/s/ Edwin L. Kerr
----------------------------
Edwin L. Kerr
<PAGE>
AETNA VARIABLE ANNUITY LIFE INSURANCE COMPANY
SEPARATE ACCOUNTS AND
VARIABLE ANNUITIES
January 1, 1977
VOTED: That the Company is hereby authorized to exercise the powers granted by
the terms of Sections 38-33a and 38-154a of the Connecticut General
Statutes.
