<PAGE>
As filed with the Securities and Exchange Registration No. 333-01107*
Commission on December 13, 2000 Registration No. 811-2513
--------------------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-4
--------------------------------------------------------------------------------
POST-EFFECTIVE AMENDMENT NO. 23 TO
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
and Amendment To
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
--------------------------------------------------------------------------------
Variable Annuity Account C of Aetna Life Insurance and Annuity Company
(EXACT NAME OF REGISTRANT)
Aetna Life Insurance and Annuity Company
(NAME OF DEPOSITOR)
151 Farmington Avenue, TS31, Hartford, Connecticut 06156
(ADDRESS OF DEPOSITOR'S PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE)
Depositor's Telephone Number, including Area Code: (860) 273-4686
Julie E. Rockmore, Counsel
Aetna Life Insurance and Annuity Company
151 Farmington Avenue, TS31, Hartford, Connecticut 06156
(NAME AND ADDRESS OF AGENT FOR SERVICE)
--------------------------------------------------------------------------------
It is proposed that this filing will become effective:
immediately upon filing pursuant to paragraph (b) of Rule 485
--------
X on December 14, 2000 pursuant to paragraph (b) of Rule 485
--------
*Pursuant to Rule 429(a) under the Securities Act of 1933, Registrant has
included a combined prospectus under this Registration Statement which includes
all the information which would currently be required in a prospectus relating
to the securities covered by the following earlier Registration Statements:
33-88720; 33-75964 (which had included a combined prospectus for earlier
Registration Statements: 33-75958, 33-75960, and 33-75994); 33-75986 (which had
included a combined prospectus for earlier Registration Statements: 33-75970,
33-75954, and 33-75956); 33-75982 (which had included a combined prospectus for
earlier Registration Statements: 33-75968, 33-75966, 33-75990, and the
individual deferred compensation contracts covered by Registration Statement No.
33-75992); and 33-91846 (which had included a combined prospectus for earlier
Registration Statement: 33-75976).
C403BBF.DOT - 33301107.DOC
11/28/00 7:16PM
<PAGE>
VARIABLE ANNUITY ACCOUNT C
CROSS REFERENCE SHEET
<TABLE>
<CAPTION>
LOCATION - PROSPECTUS DATED MAY
1, 2000, AS AMENDED BY
SUPPLEMENTS DATED
FORM N-4 AUGUST 7, 2000, SEPTEMBER 12, 2000,
ITEM NO. PART A (PROSPECTUS) AND DECEMBER 14, 2000
<S> <C> <C>
1 Cover Page...........................................Cover Page
2 Definitions..........................................Not Applicable
3 Synopsis.............................................Contract Overview; Fee Tables, as amended
4 Condensed Financial Information......................Condensed Financial Information; Appendix VI -
Condensed Financial Information
5 General Description of Registrant, Depositor,
and Portfolio Companies..............................Other Topics - The Company, Variable Annuity
Account C; Appendix V - Fund Descriptions, as
amended
6 Deductions and Expenses..............................Fee Table and as amended; Fees, as amended
7 General Description of Variable
Annuity Contracts....................................Contract Overview; Other Topics
8 Annuity Period.......................................The Income Phase
9 Death Benefit........................................Death Benefit
10 Purchases and Contract Value.........................Contract Purchase and Participation; Your
Account Value
11 Redemptions..........................................Right to Cancel; Withdrawals; Systematic
Distribution Options
12 Taxes................................................Taxation, as amended
13 Legal Proceedings....................................Other Topics - Legal Matters and Proceedings,
as amended
14 Table of Contents of the Statement of
Additional Information...............................Contents of the Statement of Additional
Information
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
LOCATION - STATEMENT OF
ADDITIONAL INFORMATION DATED
MAY 1, 2000, AS AMENDED BY
SUPPLEMENTS DATED
FORM N-4 PART B (STATEMENT OF SEPTEMBER 12, 2000 AND
ITEM NO. ADDITIONAL INFORMATION) DECEMBER 14, 2000
<S> <C> <C>
15 Cover Page...............................................Cover page
16 Table of Contents........................................Table of Contents
17 General Information and History..........................General Information and History
18 Services.................................................General Information and History; Independent
Auditors
19 Purchase of Securities Being Offered.....................Offering and Purchase of Contracts
20 Underwriters.............................................Offering and Purchase of Contracts
21 Calculation of Performance Data..........................Performance Data; Average Annual Total
Return Quotations, as amended
22 Annuity Payments.........................................Income Phase Payments
23 Financial Statements.....................................Financial Statements
</TABLE>
PART C (OTHER INFORMATION)
Information required to be included in Part C is set forth under the appropriate
item, so numbered, in Part C to this Registration Statement.
<PAGE>
PARTS A AND B
The Prospectus dated May 1, 2000, as amended, is incorporated into Part A of
this Post-Effective Amendment No. 23 by reference to Registrant's filing under
Rule 497(c), as filed on May 2, 2000, by reference to Registrant's filing under
Rule 497(c) on August 7, 2000, by reference to Registrant's filing under Rule
497(e) on August 21, 2000, and by reference to Registrant's filing under Rule
497(c), as filed on September 12, 2000 (File No. 333-01107).
The Statement of Additional Information dated May 1, 2000, as amended, is
incorporated into Part B of this Post-Effective Amendment No. 23 by reference to
Registrant's filing under Rule 497(c), as filed on May 2, 2000, and by reference
to Post-Effective Amendment No. 22 to Registration Statement on Form N-4 (File
No. 333-01107), as filed on August 14, 2000 and declared effective on August 15,
2000, and by reference to Registrant's filing under Rule 497(e), as filed on
August 21, 2000 (File No. 333-01107).
A Supplement dated December 14, 2000, to the Prospectus and Statement of
Additional Information is included in Parts A and B, respectively, of this
Post-Effective Amendment.
<PAGE>
AETNA LIFE INSURANCE AND ANNUITY COMPANY
VARIABLE ANNUITY ACCOUNT B
VARIABLE ANNUITY ACCOUNT C
VARIABLE ANNUITY ACCOUNT G
AETNA INSURANCE COMPANY OF AMERICA
VARIABLE ANNUITY ACCOUNT I
SUPPLEMENT DATED DECEMBER 14, 2000
The information in this Supplement updates and amends certain information
contained in the Prospectuses, Statements of Additional Information and Contract
Prospectus Summaries and replaces the Supplement dated August 21, 2000. You
should read this Supplement along with the applicable Prospectus, Statement of
Additional Information and Contract Prospectus Summary.
Effective November 17, 2000, Aetna Life Insurance and Annuity Company's
("ALIAC") broker-dealer subsidiary, Aetna Investment Services, Inc. (which was
subsequently converted to Aetna Investment Services, LLC) ("AIS"), became the
principal underwriter for the securities sold under the prospectus. AIS, a
Delaware limited liability company, is registered as a broker-dealer with the
Securities and Exchange Commission. AIS is also a member of the National
Association of Securities Dealers, Inc. and the Securities Investor Protection
Corporation. AIS' principal office is located at 151 Farmington Avenue,
Hartford, Connecticut 06156. ALIAC is no longer a registered broker-dealer.
On December 13, 2000, ALIAC and Aetna Insurance Company of America ("AICA")
became indirect wholly-owned subsidiaries of ING Groep N.V. ("ING"). ING is a
global financial institution active in the fields of insurance, banking and
asset management. The terms of your contract will not be affected by this change
in ownership. In the future, you may begin to see the use of the ING lion logo
on our printed materials.
X.ING-00A December 2000
COO-1128-009
<PAGE>
VARIABLE ANNUITY ACCOUNT C
PART C - OTHER INFORMATION
ITEM 24. FINANCIAL STATEMENTS AND EXHIBITS
(a) Financial Statements:
(1) Included in Part A:
Condensed Financial Information
(2) Included in Part B:
Financial Statements of Variable Annuity Account C:
- Statement of Assets and Liabilities as of December 31, 1999
- Statement of Operations for the year ended December 31, 1999
- Statements of Changes in Net Assets for the years ended
December 31, 1999 and 1998
- Condensed Financial Information for the year ended
December 31, 1999
- Notes to Financial Statements
- Independent Auditors' Report
Financial Statements of the Depositor:
- Independent Auditors' Report
- Consolidated Statements of Income for the years ended
December 31, 1999, 1998 and 1997
- Consolidated Balance Sheets as of December 31, 1999 and 1998
- Consolidated Statements of Changes in Shareholder's Equity
for the years ended December 31, 1999, 1998 and 1997
- Consolidated Statements of Cash Flows for the years ended
December 31, 1999, 1998 and 1997
- Notes to Consolidated Financial Statements
(b) Exhibits
(1) Resolution of the Board of Directors of Aetna Life Insurance
and Annuity Company establishing Variable Annuity Account C(1)
(2) Not applicable
(3.1) Broker-Dealer Agreement(2)
(3.2) Alternative Form of Wholesaling Agreement and Related Selling
Agreement(3)
(3.3) Broker-Dealer Agreement dated June 7, 2000 between Aetna Life
Insurance and Annuity Company and Aetna Investment Services,
Inc. (AISI) and Letter of Assignment to AISI (4)
(3.4) Underwriting Agreement dated November 17, 2000 between Aetna
Life Insurance and Annuity Company and Aetna Investment
Services, Inc (4)
(4.1) Variable Annuity Contract (G-CDA(12/99))(5)
(4.2) Variable Annuity Contract Certificate (C-CDA(12/99))(5)
(4.3) Endorsement (E-MMLOAN(12/99)) to Contract G-CDA(12/99) and
Contract Certificate C-CDA(12/99)(5)
<PAGE>
(4.4) Endorsement (E-MMFPEX-99R) to Contract G-CDA(12/99) and
Contract Certificate C-CDA(12/99)(5)
(4.5) Endorsement (E-MMGDB(12/99)) to Contract G-CDA(12/99)
and Contract Certificate C-CDA(12/99)(5)
(4.6) Endorsement (E-MMLSWC(12/99)) to Contract G-CDA(12/99)
and Contract Certificate C-CDA(12/99)(5)
(4.7) Endorsement (E-MMTC(12/99)) to Contract G-CDA(12/99) and
Contract Certificate C-CDA(12/99)(5)
(4.8) Variable Annuity Contract (G-CDA-99(NY))(5)
(4.9) Variable Annuity Contract Certificate
(C-CDA-99(NY))(5)
(4.10) Endorsement (E-MMGDB-99(NY)) to Contract
G-CDA-99(NY) and Contract Certificate C-CDA-99(NY)(5)
(4.11) Endorsement (E-MMLOAN-99(NY)) to Contract G-CDA-99(NY) and
Contract Certificate C-CDA-99(NY)(5)
(4.12) Variable Annuity Contract (G-CDA(99))(5)
(4.13) Variable Annuity Contract Certificate (C-CDA(99))(5)
(4.14) Group Combination Annuity Contract (Nonparticipating)
(A001RP95)(6)
(4.15) Group Combination Annuity Certificate (Nonparticipating)
(A007RC95)(6)
(4.16) Group Combination Annuity Contract (Nonparticipating)
(A020RV95)(6)
(4.17) Group Combination Annuity Certificate (Nonparticipating)
(A027RV95)(6)
(4.18) Variable Annuity Contract (G-CDA-IA(RP))(3)
(4.19) Variable Annuity Contract Certificate (GTCC-IA(RP))(7)
(4.20) Variable Annuity Contract (G-CDA-IA(RPM/XC))(3)
(4.21) Variable Annuity Contract (G-CDA-HF)(8)
(4.22) Variable Annuity Contract Certificate (GTCC-HF)(9)
(4.23) Variable Annuity Contract Certificate (GDCC-HF)(5)
(4.24) Variable Annuity Contract (G-CDA-HD)(10)
(4.25) Variable Annuity Contract Certificate (GTCC-HD)(7)
(4.26) Variable Annuity Contract Certificate (GDCC-HD)(5)
(4.27) Variable Annuity Contract (GID-CDA-HO)(11)
(4.28) Variable Annuity Contract (GLID-CDA-HO)(11)
(4.29) Variable Annuity Contract (GSD-CDA-HO)(11)
(4.30) Variable Annuity Contract (G-CDA-HD(XC))(5)
(4.31) Variable Annuity Contract Certificate (GDCC-HO)(5)
(4.32) Variable Annuity Contract Certificate (GDCC-HD(XC))(5)
(4.33) Variable Annuity Contract Certificate (GTCC-HD(XC))(5)
(4.34) Variable Annuity Contract Certificate (GTCC-HO)(5)
(4.35) Variable Annuity Contract Certificate (GTCC-96(ORP))(5)
(4.36) Variable Annuity Contract (G-CDA-96(ORP))(5)
(4.37) Variable Annuity Contract Certificate (GTCC-96(TORP))(5)
<PAGE>
(4.38) Variable Annuity Contract Certificate (GTCC-IB(ATORP))(5)
(4.39) Variable Annuity Contract Certificate (GTCC-IB(AORP))(5)
(4.40) Variable Annuity Contract (GST-CDA-HO)(12)
(4.41) Variable Annuity Contract (I-CDA-HD)(12)
(4.42) Variable Annuity Contract (G-CDA-IB(ATORP))(13)
(4.43) Variable Annuity Contract (G-CDA-95(TORP)) and Contract
Certificate (GTCC-95(TORP))(13)
(4.44) Variable Annuity Contract (G-CDA-IB(AORP))(13)
(4.45) Variable Annuity Contract (G-CDA-95(ORP)) and Contract
Certificate (GTCC-95(ORP))(13)
(4.46) Variable Annuity Contracts (G-CDA-IB(ORP), (G-CDA-IB(TORP))(13)
(4.47) Variable Annuity Contract (G-CDA-96(TORP))(14)
(4.48) Variable Annuity Contract (IA-CDA-IA)(8)
(4.49) Variable Annuity Contract (GIT-CDA-HO)(12)
(4.50) Variable Annuity Contract (GLIT-CDA-HO)(12)
(4.51) Variable Annuity Contract (I-CDA-98(ORP))(8)
(4.52) Endorsement for Exchanged Contract (EINRP95) to
Contract A001RP95(6)
(4.53) Endorsement for Exchanged Contract (EINRV95) to
Contract A020RV95(6)
(4.54) Endorsement (GET 9/96) to Contracts A001RP95 and A020RV95(14)
(4.55) Endorsement (GET-1 (9/96)) to Contracts A001RP95 and
A020RV95(15)
(4.56) Endorsement (E1OMNI97) to Contract A001RP95(16)
(4.57) Endorsement (E2OMNI97) to Contract A001RP95(16)
(4.58) Endorsement (E1FXPL97) to Contract A001RP95(16)
(4.59) Endorsement (E3FXPL97) to Contracts A001RP95 and A020RV95(8)
(4.60) Endorsement (EINRP97) to Contract A001RP95(8)
(4.61) Endorsement (EINRV97) to Contract A020RV95(8)
(4.62) Endorsement (E1PAY97) to Contracts A001RP95 and A020RV95(8)
(4.63) Endorsement (E4OMNI98) to Contracts A001RP95 and A020RV95(17)
(4.64) Endorsement (EINRV98) to Contract A020RV95(8)
(4.65) Endorsement (EINRP98) to Contract A001RP95(8)
(4.66) Endorsement (EGET-IC(R)) to Contracts G-CDA-IA(RP), G-CDA-HF,
G-CDA-IB(ATORP), G-CDA-IB(AORP) and G-CDA-HD(3)
(4.67) Endorsement (EGETE-IC(R)) to Contracts G-CDA-IA(RPM/XC) and
GLID-CDA-HO(18)
(4.68) Endorsement (EGHDHFRPSDO97) to Contracts G-CDA-HF, G-CDA-HD and
G-CDA-IA(RP)(19)
(4.69) Endorsement (EG403-GIE-98) to Contracts G-CDA-HF, G-CDA-HD,
G-CDA-IA(RP), A001RP95, A020RV95 and Contract Certificates
GTCC-HF, GTCC-HD, GTCC-IA(RP), A007RC95 and A027RV95(20)
<PAGE>
(4.70) Endorsement (EG403-GIHC-98) to Contracts G-CDA-IA(RP),
A001RP95 and A020RV95 and Contract Certificates GTCC-IA(RP),
A007RC95 and A027RV95(20)
(4.71) Endorsement (EG403-GI-98) to Contract G-CDA-HF and Contract
Certificate GTCC-HF(21)
(4.72) Endorsement (EFUND97) to
Contracts GID-CDA-HO, GLID-CDA-HO, GSD-CDA-HO, and GST-CDA-HO(8)
(4.73) Endorsement (E98-G-CDA-HF/HD) to Contracts G-CDA-HF and
G-CDA-HD and Contract Certificates GTCC-HD and GTCC-HF(22)
(4.74) Endorsement (E98-CDA-HO) to Contracts GLID-CDA-HO, GID-CDA-HO
and GSD-CDA-HO(22)
(4.75) Endorsement (E3KSDC96) to Variable Annuity Contract
GLID-CDA-HO(23)
(4.76) Endorsement (EMETHO96) to Variable Annuity Contract
GLID-CDA-HO(24)
(4.77) Endorsement (ENEMHF96) to Variable Annuity Contract
G-CDA-HF(24)
(4.78) Endorsement (E2ME96) to Variable Annuity Contract
GLID-CDA-HO(25)
(4.79) Endorsement (GET 9/96) to Variable Annuity Contracts
G-CDA-95(TORP) and G-CDA-95(ORP) and Contract Certificates
GTCC-95(TORP) and GTCC-95(ORP)(14)
(4.80) Endorsements (EIGET-IC(R)), (EIGF-IC) and (EGF-IC(SPD)) to
Contract IA-CDA-IA(26)
(4.81) Endorsement (EIHDIASDO) to Contracts I-CDA-HD and IA-CDA-IA(27)
(4.82) Endorsement (EHOSDO) to Contracts GIT-CDA-HO, GLIT-CDA-HO and
GST-CDA-HO(27)
(4.83) Endorsement (EHOTABLE97) to Contracts GIT-CDA-HO, GLIT-CDA-HO
and GST-CDA-HO(27)
(4.84) Endorsement (EI403-GI-98) to Contract IA-CDA-IA(8)
(4.85) Endorsement (E-MMGDB(99)) to Contract G-CDA(99) and Contract
Certificate C-CDA (99)(28)
(4.86) Endorsement (E-MMFPEX(99)) to Contract G-CDA(99) and Contract
Certificate C-CDA(99)(28)
(4.87) Endorsement (E-MMLOAN(99)) to Contract G-CDA(99) and Contract
Certificate C-CDA(99)(5)
(4.88) Endorsement (E-MMLSWC(99)) to Contract G-CDA(99) and Contract
Certificate C-CDA(99)(28)
(4.89) Endorsement (E-MMTC(5/99)) to Contract G-CDA(99) and Contract
Certificate C-CDA(99)(28)
(4.90) Endorsement (EGET-99) to Contracts A001RP95, A020RV95,
G-CDA-IA(RP), G-CDA-IA(RPM/XC), G-CDA-HF, G-CDA-HD,
G-CDA-HD(X), GID-CDA-HO, GLID-CDA-HO, GIT-CDA-HO, GLIT-CDA-HO,
GSD-CDA-HO, GST-CDA-HO, I-CDA-HD, I-CDA-HD(XC),
G-CDA-IB(ATORP), G,CDA-IB(TORP), G-CDA-IB(AORP),
G-CDA-96(TORP), IA-CDA-IA, and I-CDA-98(ORP) and
<PAGE>
Contract Certificates A007RC95, A027RV95, GTCC-IA(RP),
GTCC-IA(RPM/XC), GTCC-HF, GTCC-HD, GTCC-HD(XC), and
GDCC-HD(XC)(28)
(4.91) Variable Annuity Contract Schedule I (A001RP95(1/98))(8)
(4.92) Variable Annuity Contract Schedule I (A020RV95(1/98))(8)
(5.1) Variable Annuity Contract Application (300-MOP-96)(29)
(5.2) Variable Annuity Contract Application (300-GTD-IA)(30)
(5.3) Variable Annuity Contract Application (710.00.16H(11/97))(31)
(5.4) Variable Annuity Contract Application
(710.00.16H(NY)(11/97))(31)
(6.1) Certificate of Incorporation of Aetna Life Insurance and
Annuity Company(31)
(6.2) Amendment of Certificate of Incorporation of Aetna Life
Insurance and Annuity Company(12)
(6.3) By-Laws as amended September 17, 1997 of Aetna Life
Insurance and Annuity Company(32)
(7) Not applicable
(8.1) Fund Participation Agreement between Aetna Life Insurance and
Annuity Company and AIM dated June 30, 1998(33)
(8.2) Service Agreement between Aetna Life Insurance and Annuity
Company and AIM effective June 30, 1998(33)
(8.3) First Amendment dated October 1, 2000 to the Service Agreement
between Aetna Life Insurance and Annuity Company and A I M
Advisors, Inc. effective June 30, 1998(4)
(8.4) Fund Participation Agreement by and among Aetna Life Insurance
and Annuity Company and Aetna Variable Fund, Aetna Variable
Encore Fund, Aetna Income Shares, Aetna Balanced VP, Inc.,
Aetna GET Fund on behalf of each of its series, Aetna
Generation Portfolios, Inc. on behalf of each of its series,
Aetna Variable Portfolios, Inc. on behalf of each of its
series, and Aeltus Investment Management, Inc. dated as of
May 1, 1998(2)
(8.5) Amendment dated November 9, 1998 to Fund Participation
Agreement by and among Aetna Life Insurance and Annuity
Company and Aetna Variable Fund, Aetna Variable Encore Fund,
Aetna Income Shares, Aetna Balanced VP, Inc., Aetna GET Fund
on behalf of each of its series, Aetna Generation Portfolios,
Inc. on behalf of each of its series, Aetna Variable
Portfolios, Inc. on behalf of each of its series, and Aeltus
Investment Management, Inc. dated as of May 1, 1998(34)
(8.6) Second Amendment dated December 31, 1999 to Fund Participation
Agreement by and among Aetna Life Insurance and Annuity
Company and Aetna Variable Fund, Aetna Variable Encore Fund,
Aetna Income Shares, Aetna Balanced VP, Inc., Aetna GET Fund
on behalf of each of its series, Aetna Generation Portfolios,
Inc. on behalf of each of its series, Aetna Variable
Portfolios, Inc. on behalf of each of its series, and Aeltus
Investment Management, Inc. dated as of May 1, 1998 and
amended on November 9, 1998(5)
(8.7) Third Amendment dated February 11, 2000 to Fund Participation
Agreement by and among Aetna Life Insurance and Annuity
Company and Aetna Variable Fund,
<PAGE>
Aetna Variable Encore Fund, Aetna Income Shares, Aetna Balanced
VP, Inc., Aetna GET Fund on behalf of each of its series, Aetna
Generation Portfolios, Inc. on behalf of each of its series,
Aetna Variable Portfolios, Inc. on behalf of each of its series,
and Aeltus Investment Management, Inc. dated as of May 1, 1998
and amended on November 9, 1998 and December 31, 1999(35)
(8.8) Fourth Amendment dated May 1, 2000 to Fund Participation
Agreement by and among Aetna Life Insurance and Annuity
Company and Aetna Variable Fund, Aetna Variable Encore Fund,
Aetna Income Shares, Aetna Balanced VP, Inc., Aetna GET Fund
on behalf of each of its series, Aetna Generation Portfolios,
Inc. on behalf of each of its series, Aetna Variable
Portfolios, Inc. on behalf of each of its series, and Aeltus
Investment Management, Inc. dated as of May 1, 1998 and
amended on November 9, 1998, December 31, 1999 and February 11,
2000(35)
(8.9) Service Agreement between Aeltus Investment Management, Inc.
and Aetna Life Insurance and Annuity Company in connection
with the sale of shares of Aetna Variable Fund, Aetna Variable
Encore Fund, Aetna Income Shares, Aetna Balanced VP, Inc.,
Aetna GET Fund on behalf of each of its series, Aetna
Generation Portfolios, Inc. on behalf of each of its series,
and Aetna Variable Portfolios, Inc. on behalf of each of its
series dated as of May 1, 1998(2)
(8.10) Amendment dated November 4, 1998 to Service Agreement between
Aeltus Investment Management, Inc. and Aetna Life Insurance
and Annuity Company in connection with the sale of shares of
Aetna Variable Fund, Aetna Variable Encore Fund, Aetna Income
Shares, Aetna Balanced VP, Inc., Aetna GET Fund on behalf of
each of its series, Aetna Generation Portfolios, Inc. on
behalf of each of its series and Aetna Variable Portfolios,
Inc. on behalf of each of its series dated as of May 1,
1998(34)
(8.11) Second Amendment dated February 11, 2000 to Service Agreement
between Aeltus Investment Management, Inc. and Aetna Life
Insurance and Annuity Company in connection with the sale of
shares of Aetna Variable Fund, Aetna Variable Encore Fund,
Aetna Income Shares, Aetna Balanced VP, Inc., Aetna GET Fund
on behalf of each of its series, Aetna Generation Portfolios,
Inc. on behalf of each of its series and Aetna Variable
Portfolios, Inc. on behalf of each of its series dated as of
May 1, 1998 and November 4, 1998(35)
(8.12) Third Amendment dated May 1, 2000 to Service Agreement between
Aeltus Investment Management, Inc. and Aetna Life Insurance
and Annuity Company in connection with the sale of shares of
Aetna Variable Fund, Aetna Variable Encore Fund, Aetna Income
Shares, Aetna Balanced VP, Inc., Aetna GET Fund on behalf of
each of its series, Aetna Generation Portfolios, Inc. on
behalf of each of its series and Aetna Variable Portfolios,
Inc. on behalf of each of its series dated as of May 1, 1998,
November 4, 1998 and February 11, 2000(35)
(8.13) Fund Participation Agreement dated as of July 1, 2000 between
Aetna Life Insurance and Annuity Company, American Century
Services Corporation, American Century Investment Services,
Inc.
<PAGE>
(8.14) Fund Participation Agreement among Calvert Responsibly Invested
Balanced Portfolio, Calvert Asset Management Company, Inc. and
Aetna Life Insurance and Annuity Company dated
December 1, 1997(36)
(8.15) Service Agreement between Calvert Asset Management Company, Inc.
and Aetna Life Insurance and Annuity Company dated
December 1, 1997(36)
(8.16) Fund Participation Agreement dated May 1, 2000 between The
Chapman Funds, Inc., The Chapman Co. and Aetna Life Insurance
and Annuity Company(37)
(8.17) Fund Participation Agreement between Aetna Life Insurance and
Annuity Company, Variable Insurance Products Fund and Fidelity
Distributors Corporation dated February 1, 1994 and amended on
December 15, 1994, February 1, 1995, May 1, 1995, January 1,
1996 and March 1, 1996(12)
(8.18) Fifth Amendment dated as of May 1, 1997 to the Fund
Participation Agreement between Aetna Life Insurance and
Annuity Company, Variable Insurance Products Fund and Fidelity
Distributors Corporation dated February 1, 1994 and amended on
December 15, 1994, February 1, 1995, May 1, 1995, January 1,
1996 and March 1, 1996(38)
(8.19) Sixth Amendment dated November 6, 1997 to the Fund
Participation Agreement between Aetna Life Insurance and
Annuity Company, Variable Insurance Products Fund and Fidelity
Distributors Corporation dated February 1, 1994 and amended on
December 15, 1994, February 1, 1995, May 1, 1995, January 1,
1996, March 1, 1996 and May 1, 1997(39)
(8.20) Seventh Amendment dated as of May 1, 1998 to the Fund
Participation Agreement between Aetna Life Insurance and
Annuity Company, Variable Insurance Products Fund and Fidelity
Distributors Corporation dated February 1, 1994 and amended on
December 15, 1994, February 1, 1995, May 1, 1995, January 1,
1996, March 1, 1996, May 1, 1997 and November 6, 1997(2)
(8.21) Eighth Amendment dated December 1, 1999 to Fund Participation
Agreement between Aetna Life Insurance and Annuity Company,
Variable Insurance Products Fund and Fidelity Distributors
Corporation dated February 1, 1994 and amended on December 15,
1994, February 1, 1995, May 1, 1995, January 1, 1996, March 1,
1996, May 1, 1997, November 6, 1997 and May 1, 1998(5)
(8.22) Fund Participation Agreement between Aetna Life Insurance and
Annuity Company, Variable Insurance Products Fund II and
Fidelity Distributors Corporation dated February 1, 1994 and
amended on December 15, 1994, February 1, 1995, May 1, 1995,
January 1, 1996 and March 1,1996(12)
(8.23) Fifth Amendment dated as of May 1, 1997 to the Fund
Participation Agreement between Aetna Life Insurance and
Annuity Company, Variable Insurance Products Fund II and
Fidelity Distributors Corporation dated February 1, 1994 and
amended on December 15, 1994, February 1, 1995, May 1, 1995,
January 1, 1996 and March 1, 1996(38)
(8.24) Sixth Amendment dated as of January 20, 1998 to the Fund
Participation Agreement between Aetna Life Insurance and
Annuity Company, Variable
<PAGE>
Insurance Products Fund II and Fidelity Distributors Corporation
dated February 1, 1994 and amended on December 15, 1994,
February 1, 1995, May 1, 1995, January 1, 1996, March 1, 1996
and May 1, 1997(40)
(8.25) Seventh Amendment dated as of May 1, 1998 to the Fund
Participation Agreement between Aetna Life Insurance and
Annuity Company, Variable Insurance Products Fund II and
Fidelity Distributors Corporation dated February 1, 1994 and
amended on December 15, 1994, February 1, 1995, May 1, 1995,
January 1, 1996, March 1, 1996, May 1, 1997 and January 20,
1998(2)
(8.26) Eighth Amendment dated December 1, 1999 to Fund Participation
Agreement between Aetna Life Insurance and Annuity Company,
Variable Insurance Products Fund II and Fidelity Distributors
Corporation dated February 1, 1994 and amended on December 15,
1994, February 1, 1995, May 1, 1995, January 1, 1996, March 1,
1996, May 1, 1997, January 20, 1998 and May 1, 1998(5)
(8.27) Service Agreement between Aetna Life Insurance and Annuity
Company and Fidelity Investments Institutional Operations
Company dated as of November 1, 1995(24)
(8.28) Amendment dated January 1, 1997 to Service Agreement between
Aetna Life Insurance and Annuity Company and Fidelity
Investments Institutional Operations Company dated as of
November 1, 1995(38)
(8.29) Service Contract between Fidelity Distributors Corporation and
Aetna Life Insurance and Annuity Company dated May 2, 1997(34)
(8.30) Fund Participation Agreement among Janus Aspen Series and Aetna
Life Insurance and Annuity Company and Janus Capital Corporation
dated December 8, 1997(41)
(8.31) Amendment dated October 12, 1998 to Fund Participation
Agreement among Janus Aspen Series and Aetna Life Insurance
and Annuity Company and Janus Capital Corporation dated
December 8, 1997(34)
(8.32) Second Amendment dated December 1, 1999 to Fund Participation
Agreement among Janus Aspen Series and Aetna Life Insurance
and Annuity Company and Janus Capital Corporation dated
December 8, 1997 and amended on October 12, 1998(5)
(8.33) Amendment dated as of August 1, 2000 to Fund Participation
Agreement among Janus Aspen Series and Aetna Life Insurance
and Annuity Company and Janus Capital Corporation dated
December 8, 1997 and amended on October 12, 1998(36)
(8.34) Service Agreement between Janus Capital Corporation and Aetna
Life Insurance and Annuity Company dated December 8, 1997(41)
(8.35) First Amendment dated August 1, 2000 to Service Agreement
between Janus Capital Corporation and Aetna Life Insurance and
Annuity Company dated December 8, 1997 with respect to the
Janus Aspen Series(37)
(8.36) Distribution and Shareholder Services Agreement - Service Shares
of Janus Aspen Series (for insurance Companies) dated August 1,
2000 between Janus Distributors, Inc. and Aetna Life Insurance
and Annuity Company(37)
<PAGE>
(8.37) Fund Participation Agreement dated May 11, 1994, between Janus
Capital Corporation and Aetna Life Insurance and Annuity
Company(5)
(8.38) Amendment dated January 2, 1995 to Fund Participation
Agreement dated May 11, 1994, between Janus Capital
Corporation and Aetna Life Insurance and Annuity Company(5)
(8.39) Amendment dated February 24, 1995 to Fund Participation
Agreement dated May 11, 1994, between Janus Capital
Corporation and Aetna Life Insurance and Annuity Company, as
amended on January 2, 1995(5)
(8.40) Third Amendment dated May 1, 1995 to Fund Participation
Agreement dated May 11, 1994, between Janus Capital
Corporation and Aetna Life Insurance and Annuity Company, as
amended on January 2, 1995 and February 24, 1995(5)
(8.41) Letter Agreement dated January 1,1996 to Fund Participation
Agreement dated May 11, 1994, between Janus Capital
Corporation and Aetna Life Insurance and Annuity Company, as
amended on January 2, 1995, February 24, 1995 and May 1,
1995(5)
(8.42) Letter Agreement dated February 18, 1999 to Fund Participation
Agreement dated May 11, 1994, between Janus Capital
Corporation and Aetna Life Insurance and Annuity Company, as
amended on January 2, 1995, February 24, 1995, May 1, 1995 and
January 1, 1996(5)
(8.43) Amendment dated May 1, 2000 to Fund Participation Agreement
dated May 11, 1994, between Janus Capital Corporation and
Aetna Life Insurance and Annuity Company, as amended on
January 2, 1995, February 24, 1995, May 1, 1995, January 1,
1996, and February 18, 1999(35)
(8.44) Fund Participation Agreement between Aetna Life Insurance and
Annuity Company and Lexington Management Corporation regarding
Natural Resources Trust dated December 1, 1988 and amended
February 11, 1991(3)
(8.45) Fund Participation Agreement dated March 11, 1997 between Aetna
Life Insurance and Annuity Company and Oppenheimer Variable
Annuity Account Funds and Oppenheimer Funds, Inc.(42)
(8.46) First Amendment dated December 1, 1999 to Fund Participation
Agreement between Aetna Life Insurance and Annuity Company and
Oppenheimer Variable Annuity Account Funds and Oppenheimer
Funds, Inc. dated March 11, 1997(5)
(8.47) Service Agreement effective as of March 11, 1997 between
Oppenheimer Funds, Inc. and Aetna Life Insurance and Annuity
Company(42)
(8.48) Fund Participation Agreement dated August 15, 2000 between
Oppenheimer and Aetna Life Insurance and Annuity Company
(8.49) Fund Participation Agreement dated as of August 8, 2000 by and
between PAX World Balanced Fund, Inc. and Aetna Life Insurance
and Annuity Company
(8.50) Fund Participation Agreement dated as of August 15, 2000 by
and between Federated Services Company, Federated
Distributors, Wachovia Bank, NA and Aetna Life Insurance and
Annuity Company
<PAGE>
(8.51) Shareholder Services Agreement dated October 4, 1999 between
Federated Administrative Services for the Wachovia Funds and
the Wachovia Municipal Funds and Aetna Investment Services,
Inc.
(8.52) First Amendment dated August 15, 2000 to the Shareholder
Services Agreement by and among Aetna Investment Services,
Inc. and Federated Administrative Services
(9) Opinion and Consent of Counsel
(10) Consent of Independent Auditors
(11) Not applicable
(12) Not applicable
(13) Schedule for Computation of Performance Data(17)
(14.1) Powers of Attorney(4)
(14.2) Authorization for Signatures(3)
1. Incorporated by reference to Post-Effective Amendment No. 6 to
Registration Statement on Form N-4 (File No. 33-75986), as filed on
April 22, 1996.
2. Incorporated by reference to Registration Statement on Form N-4 (File No.
333-56297), as filed on June 8, 1998.
3. Incorporated by reference to Post-Effective Amendment No. 5 to
Registration Statement on Form N-4 (File No. 33-75986), as filed on
April 12, 1996.
4. Incorporated by reference to Pre-Effective Amendment No. 1 to
Registration Statement on Form N-4 (File No. 333-49176), as filed
on November 30, 2000.
5. Incorporated by reference to Post-Effective Amendment No. 19 to
Registration Statement on Form N-4 (File No. 333-01107), as filed
on February 16, 2000.
6. Incorporated by reference to Registration Statement on Form N-4 (File No.
333-01107), as filed on February 21, 1996.
7. Incorporated by reference to Post-Effective Amendment No. 12 to
Registration Statement on Form N-4 (File No. 333-01107), as filed on
February 4, 1999.
8. Incorporated by reference to Post-Effective Amendment No. 14 to
Registration Statement on Form N-4 (File No. 33-75964), as filed on
July 29, 1997.
9. Incorporated by reference to Post-Effective Amendment No. 6 to
Registration Statement on Form N-4 (File No. 33-75980), as filed on
February 12, 1997.
10. Incorporated by reference to Post-Effective Amendment No. 6 to
Registration Statement on Form N-4 (File No. 33-75982), as filed on
April 22, 1996.
11. Incorporated by reference to Post-Effective Amendment No. 12 to
Registration Statement on Form N-4 (File No. 33-75982), as filed on
February 20, 1997.
12. Incorporated by reference to Post-Effective Amendment No. 12 to
Registration Statement on Form N-4 (File No. 33-75964), as filed on
February 11, 1997.
13. Incorporated by reference to Post-Effective Amendment No. 3 to
Registration Statement on Form N-4 (File No. 33-91846), as filed on
April 15, 1996.
14. Incorporated by reference to Post-Effective Amendment No. 6 to
Registration Statement on Form N-4 (File No. 33-91846), as filed on
August 6, 1996.
<PAGE>
15. Incorporated by reference to Post-Effective Amendment No. 10 to
Registration Statement on Form N-4 (File No. 333-01107), as filed on
July 22, 1998.
16. Incorporated by reference to Post-Effective Amendment No. 4 to
Registration Statement on Form N-4 (File No. 333-01107), as filed on
February 26, 1997.
17. Incorporated by reference to Post-Effective Amendment No. 9 to
Registration Statement on Form N-4 (File No. 333-01107), as filed on
April 7, 1998.
18. Incorporated by reference to Post-Effective Amendment No. 8 to
Registration Statement on Form N-4 (File No. 33-75986), as filed on
August 30, 1996.
19. Incorporated by reference to Post-Effective Amendment No. 13 to
Registration Statement on Form N-4 (File No. 33-75986), as filed on
April 11, 1997.
20. Incorporated by reference to Post-Effective Amendment No. 11 to
Registration Statement on Form N-4 (File No. 333-01107), as filed on
September 10, 1998.
21. Incorporated by reference to Post-Effective Amendment No. 15 to
Registration Statement on Form N-4 (File No. 33-75962), as filed on
September 15, 1998.
22. Incorporated by reference to Post-Effective Amendment No. 15 to
Registration Statement on Form N-4 (File No. 33-75982), as filed on
April 13, 1998.
23. Incorporated by reference to Post-Effective Amendment No. 1 to
Registration Statement on Form N-4 (File No. 33-88720), as filed on
April 22, 1996.
24. Incorporated by reference to Post-Effective Amendment No. 3 to
Registration Statement on Form N-4 (File No. 33-88720), as filed on
June 28, 1996.
25. Incorporated by reference to Post-Effective Amendment No. 5 to
Registration Statement on Form N-4 (File No. 33-88720), as filed on
February 21, 1997.
26. Incorporated by reference to Post Effective Amendment No. 8 to
Registration Statement on Form N-4 (File No. 33-75964), as filed on
August 30, 1996.
27. Incorporated by reference to Post-Effective Amendment No. 13 to
Registration Statement on Form N-4 (File No. 33-75964), as filed on
April 11, 1997.
28. Incorporated by reference to Post-Effective Amendment No. 13 to
Registration Statement on Form N-4 (File No. 333-01107), as filed on
May 3, 1999.
29. Incorporated by reference to Post-Effective Amendment No. 13 to
Registration Statement on Form N-4 (File No. 33-91846), as filed on
April 13, 1998.
30. Incorporated by reference to Post-Effective Amendment No. 14 to
Registration Statement on Form N-4 (File No. 33-75986), as filed on
August 19, 1997.
31. Incorporated by reference to Post-Effective Amendment No. 1 to
Registration Statement on Form S-1 (File No. 33-60477), as filed on
April 15, 1996.
32. Incorporated by reference to Post-Effective Amendment No. 12 to
Registration Statement on Form N-4 (File No. 33-91846), as filed on
October 30, 1997.
33. Incorporated by reference to Pre-Effective Amendment No. 1 to
Registration Statement on Form N-4 (File No. 333-56297), as filed on
August 4, 1998.
34. Incorporated by reference to Post-Effective Amendment No. 2 to
Registration Statement on Form N-4 (File No. 333-56297), as filed on
December 14, 1998.
35. Incorporated by reference to Post-Effective Amendment No. 20 to
Registration Statement on Form N-4 (File No. 333-01107), as filed on
April 4, 2000.
<PAGE>
36. Incorporated by reference to Post-Effective Amendment No. 8 to
Registration Statement on Form N-4 (File No. 333-01107), as filed on
February 19, 1998.
37. Incorporated by reference to Post-Effective Amendment No. 22 to
Registration Statement on Form N-4 (File No. 333-01107), as filed on
August 14, 2000.
38. Incorporated by reference to Post-Effective Amendment No. 30 to
Registration Statement on Form N-4 (File No. 33-34370), as filed on
September 29, 1997.
39. Incorporated by reference to Post-Effective Amendment No. 16 to
Registration Statement on Form N-4 (File No. 33-75964), as filed on
February 9, 1998.
40. Incorporated by reference to Post-Effective Amendment No. 7 to
Registration Statement on Form S-6 (File No. 33-75248), as filed on
February 24, 1998.
41. Incorporated by reference to Post-Effective Amendment No. 10 to
Registration Statement on Form N-4 (File No. 33-75992), as filed on
December 31, 1997.
42. Incorporated by reference to Post-Effective Amendment No. 27 to
Registration Statement on Form N-4 (File No. 33-34370), as filed on
April 16, 1997.
<PAGE>
ITEM 25. DIRECTORS AND OFFICERS OF THE DEPOSITOR
<TABLE>
<CAPTION>
NAME AND PRINCIPAL
BUSINESS ADDRESS* POSITIONS AND OFFICES WITH DEPOSITOR
------------------ ------------------------------------
<S> <C>
Thomas J. McInerney Director and President
Allan Baker Director and Senior Vice President
Catherine H. Smith Director, Senior Vice President and Chief
Financial Officer
Kirk P. Wickman Senior Vice President, General Counsel and
Corporate Secretary
Deborah Koltenuk Vice President, Corporate Controller and Assistant
Treasurer
Brian Murphy Vice President and Chief Compliance Officer
</TABLE>
* The principal business address of all directors and officers listed is
151 Farmington Avenue, Hartford, Connecticut 06156.
ITEM 26. PERSONS CONTROLLED BY OR UNDER COMMON CONTROL WITH THE DEPOSITOR OR
REGISTRANT
Incorporated herein by reference to Item 26 of Post-Effective Amendment
No. 44 to the Registration Statement on Form N-4 (File No. 33-34370), as
filed on December 13, 2000.
ITEM 27. NUMBER OF CONTRACT OWNERS
As of October 31, 2000, there were 583,777 individuals holding interests
in variable annuity contracts funded through Variable Annuity Account C.
ITEM 28. INDEMNIFICATION
Section 33-779 of the Connecticut General Statutes ("CGS") provides that a
corporation may provide indemnification of or advance expenses to a director,
officer, employee or agent only as permitted by Sections 33-770 to 33-778,
inclusive, of the CGS. Reference is hereby made to Section 33-771(e) of the
CGS regarding indemnification of directors and Section 33-776(d) of CGS
regarding indemnification of officers, employees and agents of Connecticut
corporations. These statutes provide in general that Connecticut corporations
incorporated prior to January 1, 1997 shall, except to the extent that their
certificate of incorporation expressly provides otherwise, indemnify their
directors, officers, employees and agents against "liability" (defined as the
obligation to pay a judgment, settlement, penalty, fine, including an excise
tax assessed with respect to an employee benefit plan, or reasonable expenses
incurred with respect to a proceeding) when (1) a determination is made
pursuant to Section 33-775 that the party seeking
<PAGE>
indemnification has met the standard of conduct set forth in Section 33-771
or (2) a court has determined that indemnification is appropriate pursuant to
Section 33-774. Under Section 33-775, the determination of and the
authorization for indemnification are made (a) by the disinterested
directors, as defined in Section 33-770(3); (b) by special counsel; (c) by
the shareholders; or (d) in the case of indemnification of an officer, agent
or employee of the corporation, by the general counsel of the corporation or
such other officer(s) as the board of directors may specify. Also, Section
33-772 provides that a corporation shall indemnify an individual who was
wholly successful on the merits or otherwise against reasonable expenses
incurred by him in connection with a proceeding to which he was a party
because he was a director of the corporation. Pursuant to Section 33-771(d),
in the case of a proceeding by or in the right of the corporation or with
respect to conduct for which the director, officer, agent or employee was
adjudged liable on the basis that he received a financial benefit to which he
was not entitled, indemnification is limited to reasonable expenses incurred
in connection with the proceeding against the corporation to which the
individual was named a party.
The statute does specifically authorize a corporation to procure indemnification
insurance on behalf of an individual who was a director, officer, employee or
agent of the corporation. Consistent with the statute, Aetna Inc. has procured
insurance from Lloyd's of London and several major United States and
international excess insurers for its directors and officers and the directors
and officers of its subsidiaries, including the Depositor.
ITEM 29. PRINCIPAL UNDERWRITER
(a) In addition to serving as the principal underwriter for
the Registrant, Aetna Investment Services, LLC (AIS) also acts as the
principal underwriter for Aetna Income Shares, Aetna Variable Fund,
Aetna Variable Encore Fund, Aetna Balanced VP, Inc., Aetna Variable
Portfolios, Inc., Aetna Generation Portfolios, Inc., Aetna GET Fund,
and Portfolio Partners, Inc. (all management investment companies
registered under the Investment Company Act of 1940 (1940 Act)).
Additionally, AIS acts as the principal underwriter for Variable Life
Account B of Aetna Life Insurance and Annuity Company (Aetna).
Variable Life Account C of Aetna, Variable Annuity Account B of Aetna
and Variable Annuity Account G of Aetna (separate accounts of Aetna
registered as unit investment trusts under the 1940 Act). AIS is also
the principal underwriter for Variable Annuity Account I of Aetna
Insurance Company of America (AICA) (a separate account of AICA
registered as a unit investment trust under the 1940 Act).
<PAGE>
(b) The following are the directors and principal officers of
the Principal Underwriter:
<TABLE>
<CAPTION>
NAME AND PRINCIPAL POSITIONS AND OFFICES WITH
BUSINESS ADDRESS* PRINCIPAL UNDERWRITER
------------------ --------------------------
<S> <C>
Maureen M. Gillis Director and President
Allan Baker Director and Senior Vice President
Robert L. Francis Director and Senior Vice President
Marie Augsberger Senior Vice President
Steven A. Haxton Senior Vice President
Gary J. Hegedus Senior Vice President
Deborah Koltenuk Vice President, Treasurer and Chief Financial
Officer
Therese Squillacote Vice President and Chief Compliance Officer
John F. Todd Corporate Secretary and Counsel (Chief Legal
Officer)
Martin T. Conroy Vice President and Assistant Treasurer
Reginald Bowen Vice President
Christina Lareau Vice President
Dwyatt McClain Vice President
Terran Titus Vice President
William T. Abramowicz Vice President
Douglas J. Ambrose Vice President
Louis E. Bachetti Vice President
Ronald R. Barhorst Vice President
Robert H. Barley Vice President
Steven M. Bresler Vice President
David Brounley Vice President
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
NAME AND PRINCIPAL POSITIONS AND OFFICES WITH
BUSINESS ADDRESS* PRINCIPAL UNDERWRITER
------------------ --------------------------
<S> <C>
Daniel P. Charles Vice President
Brian D. Comer Vice President
Albert J. DiCristofaro, Jr. Vice President
John B. Finigan Vice President
Brian P. Harrington Vice President
Bernard P. Heffernon Vice President
William S. Jasien Vice President
Jess D. Kravitz Vice President
George D. Lessner Vice President
Katherine E. Lewis Vice President
Susan J. Lewis Vice President
James F. Lille Vice President
David J. Linney Vice President
Richard T. Mason Vice President
Joseph F. McClain Vice President
Pamela Mulvey Vice President
W. Michael Montgomery Vice President
Scott T. Neeb Vice President
Patrick F. O'Christie Vice President
Paueltte Playce Vice President
Marcellous J. Reed Vice President
Charles A. Dklader Vice President
Frank W. Snodgrass Vice President
S. Bradford Vaughan, Jr. Vice President
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
NAME AND PRINCIPAL POSITIONS AND OFFICES WITH
BUSINESS ADDRESS* PRINCIPAL UNDERWRITER
------------------ --------------------------
<S> <C>
Mark Woolhiser Vice President
David A. Kelsey Assistant Vice President
Rose-Marie DeRensis Assistant Corporate Secretary
Melinda L. Dziavit Assistant Corporate Secretary
</TABLE>
* The principal business address of all directors and officers listed is:
151 Farmington Avenue, Hartford, Connecticut 06156
(c) Not Applicable
ITEM 30. LOCATION OF ACCOUNTS AND RECORDS
All accounts, books and other documents required to be maintained by
Section 31(a) of the 1940 Act and the rules under it relating to the securities
described in and issued under this Registration Statement are located at the
home office of the Depositor as follows:
Aetna Life Insurance and Annuity Company
151 Farmington Avenue
Hartford, Connecticut 06156
ITEM 31. MANAGEMENT SERVICES
Not applicable
ITEM 32. UNDERTAKINGS
Registrant hereby undertakes:
(a) to file a post-effective amendment to this registration
statement on Form N-4 as frequently as is necessary to ensure that the
audited financial statements in the registration statement are never
more than sixteen months old for as long as payments under the variable
annuity contracts may be accepted;
(b) to include as part of any application to purchase a
contract offered by a prospectus which is part of this registration
statement on Form N-4, a space that an applicant can check to request a
Statement of Additional Information; and
(c) to deliver any Statement of Additional Information and any
financial statements required to be made available under this Form N-4
promptly upon written or oral request.
<PAGE>
(d) The Company hereby represents that it is relying upon and
complies with the provisions of Paragraphs (1) through (4) of the SEC
Staff's No-Action Letter dated November 28, 1988 with respect to
language concerning withdrawal restrictions applicable to plans
established pursuant to Section 403(b) of the Internal Revenue Code.
See American Counsel of Life Insurance; SEC No- Action Letter, [1988 WL
1235221 *13 (S.E.C.)].
(e) Insofar as indemnification for liability arising under the
Securities Act of 1933 may be permitted to directors, officers and
controlling persons of the Registrant pursuant to the foregoing
provisions, or otherwise, the Registrant has been advised that in the
opinion of the Securities and Exchange Commission such indemnification
is against public policy as expressed in the Act and is, therefore,
unenforceable. In the event that a claim for indemnification against
such liabilities (other than the payment by the Registrant of expenses
incurred or paid by a director, officer or controlling person of the
Registrant in the successful defense of any action, suit or proceeding)
is asserted by such director, officer or controlling person in
connection with the securities being registered, the Registrant will,
unless in the opinion of its counsel the matter has been settled by
controlling precedent, submit to a court of appropriate jurisdiction
the question of whether such indemnification by it is against public
policy as expressed in the Act and will be governed by the final
adjudication of such issue.
(f) Aetna Life Insurance and Annuity Company represents that
the fees and charges deducted under the contracts covered by this
registration statement, in the aggregate, are reasonable in relation to
the services rendered, the expenses expected to be incurred, and the
risks assumed by the insurance company.
<PAGE>
SIGNATURES
As required by the Securities Act of 1933, and the Investment Company Act
of 1940, the Registrant, Variable Annuity Account C of Aetna Life Insurance and
Annuity Company, certifies that it meets the requirements of Securities Act Rule
485(b) for effectiveness of this Post-Effective Amendment to its Registration
Statement on Form N-4 (File No. 333-01107) and has duly caused this
Post-Effective Amendment to be signed on its behalf by the undersigned,
thereunto duly authorized, in the City of Hartford, State of Connecticut, on the
13th day of December, 2000.
VARIABLE ANNUITY ACCOUNT C OF AETNA
LIFE INSURANCE AND ANNUITY COMPANY
(REGISTRANT)
By: AETNA LIFE INSURANCE AND ANNUITY
COMPANY
(DEPOSITOR)
By: Thomas J. McInerney*
---------------------------------------
Thomas J. McInerney
President
As required by the Securities Act of 1933, this Post-Effective Amendment
No. 23 to the Registration Statement has been signed by the following persons in
the capacities and on the dates indicated.
<TABLE>
<CAPTION>
SIGNATURE TITLE DATE
--------- ----- ----
<S> <C> <C>
Thomas J. McInerney* Director and President )
------------------------------------ (principal executive officer) )
Thomas J. McInerney )
)
Allan Baker* Director ) December
------------------------------------ )
Allan Baker ) 13, 2000
)
Catherine H. Smith* Director and Chief Financial )
------------------------------------ Officer )
Catherine H. Smith )
)
Deborah Koltenuk* Corporate Controller )
----------------------------------- )
Deborah Koltenuk )
</TABLE>
By: /s/ Julie E. Rockmore
--------------------------------------------
Julie E. Rockmore
*Attorney-in-Fact
<PAGE>
VARIABLE ANNUITY ACCOUNT C
EXHIBIT INDEX
<TABLE>
<CAPTION>
EXHIBIT NO. EXHIBIT
----------- -------
<S> <C> <C>
99-B.8.13 Fund Participation Agreement dated as of July 1, 2000 between Aetna Life
Insurance and Annuity Company, American Century Services Corporation,
American Century Investment Services, Inc. --------------
99-B.8.16 Fund Participation Agreement dated May 1, 2000 between The Chapman
Funds, Inc., The Chapman Co. and Aetna Life Insurance and Annuity
Company
-------------
99-B.8.48 Fund Participation Agreement dated August 15, 2000 between Oppenheimer
and Aetna Life Insurance and Annuity Company
99-B.8.49 Fund Participation Agreement dated as of August 8, 2000 by and between
PAX World Balanced Fund, Inc. and Aetna Life Insurance and Annuity
Company --------------
99-B.8.50 Fund Participation Agreement dated as of August 15, 2000 by and between
Federated Services Company, Federated Distributors, Wachovia Bank,
NA and Aetna Life Insurance and Annuity Company
-------------
99-B.8.51 Shareholder Services Agreement dated October 4,1999
between Federated Administrative Services for the
Wachovia Funds and the Wachovia Municipal Funds and
Aetna Investment Services, Inc.
-------------
99-B.8.52 First Amendment dated August 15, 2000 to the Shareholder Services
Agreement by and among Aetna Investment Services, Inc. and Federated
Administrative Services
-------------
99-B.9 Opinion and Consent of Counsel
-------------
99-B.10 Consent of Independent Auditors
-------------
</TABLE>
