<PAGE>
As filed with the Securities and Exchange Registration No. 33-75962*
Commission on December 6, 2000 Registration No. 811-2513
--------------------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-4
--------------------------------------------------------------------------------
POST-EFFECTIVE AMENDMENT NO. 25 TO
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
and Amendment To
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
--------------------------------------------------------------------------------
Variable Annuity Account C of Aetna Life Insurance and Annuity Company
(EXACT NAME OF REGISTRANT)
Aetna Life Insurance and Annuity Company
(NAME OF DEPOSITOR)
151 Farmington Avenue, TS31, Hartford, Connecticut 06156
(ADDRESS OF DEPOSITOR'S PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE)
Depositor's Telephone Number, including Area Code: (860) 273-4686
Julie E. Rockmore, Counsel
Aetna Life Insurance and Annuity Company
151 Farmington Avenue, TS31, Hartford, Connecticut 06156
(NAME AND ADDRESS OF AGENT FOR SERVICE)
--------------------------------------------------------------------------------
It is proposed that this filing will become effective:
____ immediately upon filing pursuant to paragraph (b) of Rule 485
_X__ on December 6, 2000 pursuant to paragraph (b) of Rule 485
*Pursuant to Rule 429(a) under the Securities Act of 1933, Registrant has
included a combined prospectus under this Registration Statement which includes
all the information which would currently be required in a prospectus relating
to the securities covered by the following earlier Registration Statement:
33-75978.
<PAGE>
VARIABLE ANNUITY ACCOUNT C
CROSS REFERENCE SHEET
<TABLE>
<CAPTION>
LOCATION - PROSPECTUS DATED
MAY 1, 2000, AS AMENDED BY
SUPPLEMENTS DATED AUGUST 21, 2000,
FORM N-4 SEPTEMBER 1, 2000, SEPTEMBER 14, 2000,
ITEM NO. PART A (PROSPECTUS) DECEMBER 6, 2000 AND MARCH __, 2001
<S> <C> <C>
1 Cover Page........................................ Cover Page
2 Definitions....................................... Not Applicable
3 Synopsis.......................................... Contract Overview; Fee Table, as amended
4 Condensed Financial Information................... Condensed Financial Information; Appendix IV -
Condensed Financial Information
5 General Description of Registrant,
Depositor, and Portfolio Companies................ Other Topics - The Company, as amended; Variable Annuity
Account C; Appendix III - Fund Descriptions, as amended
6 Deductions and Expenses........................... Fee Table as amended; Fees, as amended
7 General Description of Variable Annuity
Contracts......................................... Contract Overview; Other Topics
8 Annuity Period.................................... The Income Phase
9 Death Benefit..................................... Death Benefit
10 Purchases and Contract Value...................... Contract Purchase and Participation; Your Account Value
11 Redemptions....................................... Right to Cancel; Withdrawals; Systematic Distribution
Options
12 Taxes............................................. Taxation
13 Legal Proceedings................................. Other Topics - Legal Matters and Proceedings, as amended
14 Table of Contents of the Statement of
Additional Information............................ Contents of the Statement of Additional Information
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
LOCATION - STATEMENT OF
ADDITIONAL INFORMATION DATED
MAY 1, 2000, AS AMENDED BY
FORM N-4 PART B (STATEMENT OF SUPPLEMENTS DATED AUGUST 21, 2000 AND
ITEM NO. ADDITIONAL INFORMATION) SEPTEMBER 14, 2000
<S> <C> <C>
15 Cover Page........................................... Cover page
16 Table of Contents.................................... Table of Contents
17 General Information and History...................... General Information and History, as amended
18 Services............................................. General Information and History, as amended; Independent
Auditors
19 Purchase of Securities Being Offered................. Offering and Purchase of Contracts
20 Underwriters......................................... Offering and Purchase of Contracts
21 Calculation of Performance Data...................... Performance Data, as amended; Average Annual Total
Return Quotations
22 Annuity Payments..................................... Income Phase Payments
23 Financial Statements................................. Financial Statements of the Separate Account;
Financial Statements of Aetna Life Insurance and
Annuity Company
</TABLE>
PART C (OTHER INFORMATION)
Information required to be included in Part C is set forth under the appropriate
item, so numbered, in Part C to this Registration Statement.
<PAGE>
PARTS A AND B
The Prospectus dated May 1, 2000, as amended, is incorporated into Part A of
this Post-Effective Amendment No. 25 by reference to Registrant's filing under
Rule 497(c) filed on May 2, 2000 (File No. 33-75962), by reference to Prospectus
Supplement dated August 21, 2000 as filed under Rule 497(e) on August 21, 2000,
by reference to Prospectus Supplement dated September 1, 2000 as filed in
Post-Effective Amendment No. 23 to Registration Statement on Form N-4 (File No.
33-75962), as filed on August 18, 2000 and declared effective on September 1,
2000, and by reference to Supplement dated September 14, 2000 as filed in
Post-Effective Amendment No. 24 to Registration Statement on Form N-4 (File No.
33-75962), as filed on September 1, 2000 and declared effective on September 14,
2000.
The Statement of Additional Information dated May 1, 2000, as amended, is
incorporated into Part B of this Post-Effective Amendment No. 25 by reference to
Registrant's filing on Form N-4 (File No. 33-75962), as filed on April 13, 2000
and declared effective on May 1, 2000, by reference to Prospectus Supplement
dated August 21, 2000 filed pursuant to Rule 497(e), as filed on August 21,
2000, and by reference to Supplement dated September 14, 2000 as filed in
Post-Effective Amendment No. 24 to Registration Statement on Form N-4 (File No.
33-75962), as filed on September 1, 2000 and declared effective on September 14,
2000.
Two Supplements to the Prospectus, one dated December 6, 2000, and one dated
March __, 2001 are included in Part A of this Post-Effective Amendment.
<PAGE>
VARIABLE ANNUITY ACCOUNT C
AETNA LIFE INSURANCE AND ANNUITY COMPANY
SUPPLEMENT DATED DECEMBER 6, 2000 TO THE PROSPECTUS DATED MAY 1, 2000
AS AMENDED BY SUPPLEMENTS DATED AUGUST 21, 2000, SEPTEMBER 1, 2000
AND SEPTEMBER 14, 2000
GENERAL DESCRIPTION OF GET L
Series L of the Aetna GET Fund (GET L) is an investment option that may be
available during the accumulation phase of the contract. Aetna Life Insurance
and Annuity Company (the Company or we) makes a guarantee, as described below,
when you direct money into GET L. Aeltus Investment Management, Inc. serves as
the investment adviser to GET L.
We will offer GET L shares only during its offering period, which is scheduled
to run from December 14, 2000 through the close of business on March 14, 2001.
GET L may not be available under your contract, your plan or in your state.
Please read the GET L prospectus for a more complete description of GET L,
including its charges and expenses.
INVESTMENT OBJECTIVE OF GET L
GET L seeks to achieve maximum total return without compromising a minimum
targeted return by participating in favorable equity market performance during
the guarantee period.
GET L's guarantee period runs from March 15, 2001 through March 14, 2006. During
the offering period, all GET L assets will be invested in short-term
instruments, and during the guarantee period will be invested in a combination
of fixed income and equity securities.
THE GET FUND GUARANTEE
The guarantee period for GET L will end on March 14, 2006, which is GET L's
maturity date. The Company guarantees that the value of an accumulation unit of
the GET L subaccount under the contract on the maturity date (as valued after
the close of business on March 14, 2006), will not be less than its value as
determined after the close of business on the last day of the offering period.
If the value on the maturity date is lower than it was on the last day of the
offering period, we will transfer funds from our general account to the GET L
subaccount to make up the difference. This means that if you remain invested in
GET L until the maturity date, at the maturity date you will receive no less
than the value of your separate account investment directed to GET L as of the
last day of the offering period, less any maintenance fees or any amounts you
transfer or withdraw from the GET L subaccount. The value of dividends and
distributions made by GET L throughout the guarantee period is taken into
account in determining whether, for purposes of the guarantee, the value of your
GET L investment on the maturity date is no less than its value as of the last
day of the offering period. The guarantee does not promise that you will earn
the fund's minimum targeted return referred to in the investment objective.
If you withdraw or transfer funds from GET L before the maturity date, we will
process the transactions at the actual unit value next determined after we
receive your order. The guarantee will not apply to these amounts or to amounts
deducted as a maintenance fee, if applicable.
MATURITY DATE
Before the maturity date, we will send a notice to each contract holder or
participant who has amounts in GET L. This notice will remind you that the
maturity date is approaching and that you must choose other investment options
for your GET L amounts. If you do not make a choice, on the maturity date we
will transfer your GET L amounts to another available series of the GET Fund
that is accepting deposits. If no GET Fund series is available, we will transfer
your GET L amounts to the fund or funds designated by the Company.
X.GETL75962-00
December 2000
<PAGE>
The following information amends the "Fee Table" section contained in the
prospectus:
FEES DEDUCTED FROM THE SUBACCOUNTS DURING THE ACCUMULATION PHASE
(Daily deductions equal to the given percentage of values invested in the
subaccounts on an annual basis)
<TABLE>
<S> <C>
MORTALITY AND EXPENSE RISK CHARGE........................... 1.10%(2)
ADMINISTRATIVE EXPENSE CHARGE............................... 0.00%-0.25%(3)
GET L GUARANTEE CHARGE (deducted daily during the Guarantee
Period)................................................... 0.25%
-----------
TOTAL SEPARATE ACCOUNT EXPENSES............................. 1.35%-1.60%
===========
</TABLE>
FEES DEDUCTED BY THE FUNDS
The following information supplements the "Fund Expense Table" contained in the
prospectus:
AETNA GET FUND SERIES L ANNUAL EXPENSES
(As a percentage of the average net assets)
<TABLE>
<CAPTION>
INVESTMENT TOTAL FUND ANNUAL EXPENSES
ADVISORY FEES(4) OTHER EXPENSES(5) (AFTER EXPENSE REIMBURSEMENT)(6)
---------------- ----------------- --------------------------------
<S> <C> <C> <C>
Aetna GET Fund Series L 0.60% 0.15% 0.75%
</TABLE>
For more information regarding expenses paid out of assets of the fund, see the
GET L prospectus.
--------------------------------
<TABLE>
<C> <S>
(2) The mortality and expense risk charge for all subaccounts
except the Aetna Money Market VP subaccount is 1.10% on an
annual basis effective February 15, 2000, 1.05% on an annual
basis effective February 15, 2001, and 1.00% on an annual
basis effective February 15, 2002. The mortality and expense
risk charge for the Aetna Money Market VP subaccount is
0.35% on an annual basis effective February 15, 2000. During
the income phase, the mortality and expense risk charge for
all subaccounts is 1.25% annually.
(3) We do not currently impose an administrative expense charge.
However, we reserve the right to deduct a daily charge of
not more than 0.25% on an annual basis from the subaccounts.
(4) The Investment Advisory Fee will be 0.25% during the
offering period and 0.60% during the guarantee period.
(5) "Other Expenses" include an annual fund administrative fee
of 0.075% of the average daily net assets of GET L and any
additional direct fund expenses.
(6) The investment adviser is contractually obligated through
GET L's maturity date to waive all or a portion of its
investment advisory fee and/or its administrative fee and/or
to reimburse a portion of GET L's other expenses in order to
ensure that GET L's Total Fund Annual Expenses do not exceed
0.75% of the fund's average daily net assets. It is not
expected that GET L's actual expenses without this waiver or
reimbursement will exceed this amount.
</TABLE>
<PAGE>
The following information supplements the "Hypothetical Examples" contained in
the prospectus:
HYPOTHETICAL EXAMPLES--AETNA GET FUND SERIES L
ACCOUNT FEES INCURRED OVER TIME. The following hypothetical examples shows the
fees and expenses paid over time if you invest $1,000 in the GET L investment
option under the contract (until GET L's maturity date), assuming a 5% annual
return on the investment.(7)
<TABLE>
<S> <C> <C> <C>
F THESE EXAMPLES ARE PURELY HYPOTHETICAL.
F THEY SHOULD NOT BE CONSIDERED A
REPRESENTATION OF PAST OR FUTURE EXPENSES OR
EXPECTED RETURNS.
F ACTUAL EXPENSES AND/OR RETURNS MAY BE MORE OR
LESS THAN THOSE SHOWN BELOW.
</TABLE>
<TABLE>
<CAPTION>
EXAMPLE A EXAMPLE B
<S> <C> <C> <C>
If you withdraw your entire If you leave your entire
account value at the end of the account value invested or if
periods shown, you would pay you select an income phase
the following expenses, payment option at the end of
including any applicable early the periods shown, you would
withdrawal charge assessed: pay the following expenses (no
early withdrawal charge is
assessed):
</TABLE>
<TABLE>
<CAPTION>
1 YEAR 3 YEARS 5 YEARS 1 YEAR 3 YEARS 5 YEARS
--------- --------- --------- --------- --------- ---------
<S> <C> <C> <C> <C> <C> <C>
Aetna GET Fund Series L $75 $127 $183 $24 $73 $126
</TABLE>
--------------------------------
<TABLE>
<C> <S>
(7) The examples shown reflect a maximum mortality and expense
risk charge of 1.10% on an annual basis, a maximum
administrative expense charge of 0.25% on an annual basis, a
GET L guarantee charge of 0.25% on an annual basis, and all
charges and expenses of the GET L Fund. Example A reflects
an early withdrawal charge of 5% of the account value at the
end of years 1, 3 and 5. (The expenses that you would pay
under your contract may be lower. Please refer to the "Fees"
section of your prospectus.)
</TABLE>
X.GETL75962-00
December 2000
<PAGE>
VARIABLE ANNUITY ACCOUNT C
AETNA LIFE INSURANCE AND ANNUITY COMPANY
SUPPLEMENT DATED MARCH __, 2001 TO THE PROSPECTUS DATED MAY 1, 2000
AS AMENDED BY SUPPLEMENTS DATED AUGUST 21, 2000, SEPTEMBER 1, 2000
AND SEPTEMBER 14, 2000
GENERAL DESCRIPTION OF GET M
Series M of the Aetna GET Fund (GET M) is an investment option that may be
available during the accumulation phase of the contract. Aetna Life Insurance
and Annuity Company (the Company or we) makes a guarantee, as described below,
when you direct money into GET M. Aeltus Investment Management, Inc. serves as
the investment adviser to GET M.
We will offer GET M shares only during its offering period, which is scheduled
to run from March 15, 2001 through the close of business on June 13, 2001. GET M
may not be available under your contract, your plan or in your state. Please
read the GET M prospectus for a more complete description of GET M, including
its charges and expenses.
INVESTMENT OBJECTIVE OF GET M
GET M seeks to achieve maximum total return without compromising a minimum
targeted return by participating in favorable equity market performance during
the guarantee period.
GET M's guarantee period runs from June 14, 2001 through June 13, 2006. During
the offering period, all GET M assets will be invested in short-term
instruments, and during the guarantee period will be invested in a combination
of fixed income and equity securities.
THE GET FUND GUARANTEE
The guarantee period for GET M will end on June 13, 2006, which is GET M's
maturity date. The Company guarantees that the value of an accumulation unit of
the GET M subaccount under the contract on the maturity date (as valued after
the close of business on June 13, 2006), will not be less than its value as
determined after the close of business on the last day of the offering period.
If the value on the maturity date is lower than it was on the last day of the
offering period, we will transfer funds from our general account to the GET M
subaccount to make up the difference. This means that if you remain invested in
GET M until the maturity date, at the maturity date you will receive no less
than the value of your separate account investment directed to GET M as of the
last day of the offering period, less any maintenance fees or any amounts you
transfer or withdraw from the GET M subaccount. The value of dividends and
distributions made by GET M throughout the guarantee period is taken into
account in determining whether, for purposes of the guarantee, the value of your
GET M investment on the maturity date is no less than its value as of the last
day of the offering period. The guarantee does not promise that you will earn
the fund's minimum targeted return referred to in the investment objective.
If you withdraw or transfer funds from GET M before the maturity date, we will
process the transactions at the actual unit value next determined after we
receive your order. The guarantee will not apply to these amounts or to amounts
deducted as a maintenance fee, if applicable.
MATURITY DATE
Before the maturity date, we will send a notice to each contract holder or
participant who has amounts in GET M. This notice will remind you that the
maturity date is approaching and that you must choose other investment options
for your GET M amounts. If you do not make a choice, on the maturity date we
will transfer your GET M amounts to another available series of the GET Fund
that is accepting deposits. If no GET Fund series is available, we will transfer
your GET M amounts to the fund or funds designated by the Company.
X.GETM75962-00
March 2001
<PAGE>
The following information amends the "Fee Table" section contained in the
prospectus:
FEES DEDUCTED FROM THE SUBACCOUNTS DURING THE ACCUMULATION PHASE
(Daily deductions equal to the given percentage of values invested in the
subaccounts on an annual basis)
<TABLE>
<S> <C>
MORTALITY AND EXPENSE RISK CHARGE........................... 1.10%(2)
ADMINISTRATIVE EXPENSE CHARGE............................... 0.00%-0.25%(3)
GET M GUARANTEE CHARGE (deducted daily during the Guarantee
Period)................................................... 0.25%
-----------
TOTAL SEPARATE ACCOUNT EXPENSES............................. 1.35%-1.60%
===========
</TABLE>
FEES DEDUCTED BY THE FUNDS
The following information supplements the "Fund Expense Table" contained in the
prospectus:
AETNA GET FUND SERIES M ANNUAL EXPENSES
(As a percentage of the average net assets)
<TABLE>
<CAPTION>
INVESTMENT TOTAL FUND ANNUAL EXPENSES
ADVISORY FEES(4) OTHER EXPENSES(5) (AFTER EXPENSE REIMBURSEMENT)(6)
---------------- ----------------- --------------------------------
<S> <C> <C> <C>
Aetna GET Fund Series M 0.60% 0.15% 0.75%
</TABLE>
For more information regarding expenses paid out of assets of the fund, see the
GET M prospectus.
--------------------------------
<TABLE>
<C> <S>
(2) The mortality and expense risk charge for all subaccounts
except the Aetna Money Market VP subaccount is 1.10% on an
annual basis effective February 15, 2000, 1.05% on an annual
basis effective February 15, 2001, and 1.00% on an annual
basis effective February 15, 2002. The mortality and expense
risk charge for the Aetna Money Market VP subaccount is
0.35% on an annual basis effective February 15, 2000. During
the income phase, the mortality and expense risk charge for
all subaccounts is 1.25% annually.
(3) We do not currently impose an administrative expense charge.
However, we reserve the right to deduct a daily charge of
not more than 0.25% on an annual basis from the subaccounts.
(4) The Investment Advisory Fee will be 0.25% during the
offering period and 0.60% during the guarantee period.
(5) "Other Expenses" include an annual fund administrative fee
of 0.075% of the average daily net assets of GET M and any
additional direct fund expenses.
6 The investment adviser is contractually obligated through
GET M's maturity date to waive all or a portion of its
investment advisory fee and/or its administrative fee and/or
to reimburse a portion of GET M's other expenses in order to
ensure that GET M's Total Fund Annual Expenses do not exceed
0.75% of the fund's average daily net assets. It is not
expected that GET M's actual expenses without this waiver or
reimbursement will exceed this amount.
</TABLE>
<PAGE>
The following information supplements the "Hypothetical Examples" contained in
the prospectus:
HYPOTHETICAL EXAMPLES--AETNA GET FUND SERIES M
ACCOUNT FEES INCURRED OVER TIME. The following hypothetical examples shows the
fees and expenses paid over time if you invest $1,000 in the GET M investment
option under the contract (until GET M's maturity date), assuming a 5% annual
return on the investment.(7)
<TABLE>
<S> <C> <C> <C>
F THESE EXAMPLES ARE PURELY HYPOTHETICAL.
F THEY SHOULD NOT BE CONSIDERED A
REPRESENTATION OF PAST OR FUTURE EXPENSES OR
EXPECTED RETURNS.
F ACTUAL EXPENSES AND/OR RETURNS MAY BE MORE OR
LESS THAN THOSE SHOWN BELOW.
</TABLE>
<TABLE>
<CAPTION>
EXAMPLE A EXAMPLE B
<S> <C> <C> <C>
If you withdraw your entire If you leave your entire
account value at the end of the account value invested or if
periods shown, you would pay you select an income phase
the following expenses, payment option at the end of
including any applicable early the periods shown, you would
withdrawal charge assessed: pay the following expenses (no
early withdrawal charge is
assessed):
</TABLE>
<TABLE>
<CAPTION>
1 YEAR 3 YEARS 5 YEARS 1 YEAR 3 YEARS 5 YEARS
--------- --------- --------- --------- --------- ---------
<S> <C> <C> <C> <C> <C> <C>
Aetna GET Fund Series M $75 $127 $183 $24 $73 $126
</TABLE>
--------------------------------
<TABLE>
<C> <S>
(7) The examples shown reflect a maximum mortality and expense
risk charge of 1.10% on an annual basis, a maximum
administrative expense charge of 0.25% on an annual basis, a
GET M guarantee charge of 0.25% on an annual basis, and all
charges and expenses of the GET M Fund. Example A reflects
an early withdrawal charge of 5% of the account value at the
end of years 1, 3 and 5. (The expenses that you would pay
under your contract may be lower. Please refer to the "Fees"
section of your prospectus.)
</TABLE>
X.GETM75962-00
March 2001
<PAGE>
VARIABLE ANNUITY ACCOUNT C
PART C - OTHER INFORMATION
ITEM 24. FINANCIAL STATEMENTS AND EXHIBITS
(a) Financial Statements:
(1) Included in Part A:
Condensed Financial Information
(2) Included in Part B:
Financial Statements of Variable Annuity Account C:
- Statement of Assets and Liabilities as of December 31, 1999
- Statement of Operations for the year ended December 31, 1999
- Statements of Changes in Net Assets for the years ended
December 31, 1999 and 1998
- Condensed Financial Information for the year ended
December 31, 1999
- Notes to Financial Statements
- Independent Auditors' Report
Financial Statements of the Depositor:
- Independent Auditors' Report
- Consolidated Statements of Income for the years ended
December 31, 1999, 1998and 1997
- Consolidated Balance Sheets as of December 31, 1999 and 1998
- Consolidated Statements of Changes in Shareholder's Equity
for the years ended December 31, 1999, 1998 and 1997
- Consolidated Statements of Cash Flows for the years ended
December 31, 1999, 1998 and 1997
- Notes to Consolidated Financial Statements
(b) Exhibits
(1) Resolution of the Board of Directors of Aetna Life Insurance
and Annuity Company establishing Variable Annuity Account C(1)
(2) Not applicable
(3.1) Broker-Dealer Agreement(2)
(3.2) Alternative Form of Wholesaling Agreement and Related
Selling Agreement(3)
(3.3) Broker-Dealer Agreement dated June 7, 2000 between Aetna Life
Insurance and Annuity Company and Aetna Investment Services,
Inc. (AISI) and Letter of Assignment to AISI(4)
(3.4) Underwriting Agreement dated November 17, 2000 between Aetna
Life Insurance and Annuity Company and Aetna Investment
Services, Inc.(4)
(4.1) Variable Annuity Contract (G-TDA-HH(XC/M))(5)
(4.2) Variable Annuity Contract (G-TDA-HH(XC/S))(5)
(4.3) Variable Annuity Certificate (GTCC-HH(XC/M))(6)
(4.4) Variable Annuity Certificate (GTCC-HH(XC/S))(6)
<PAGE>
(4.5) Endorsement (EGET-IC(R)) to Contracts G-TDA-HH(XC/M) and
G-TDA-HH(XC/S)(3)
(4.6) Endorsement (ENYSUTMF97) to Contract G-TDA-HH(XC/M)(7)
(4.7) Endorsement (ENYSUTMF97(S)) to Contract G-TDA-HH(XC/S)(7)
(4.8) Endorsement (ENYSTSDO97) to Contracts G-TDA-HH(XC/M) and
G-TDA-HH(XC/S)(7)
(4.9) Endorsement (EGAA(5/98) NY) to Contracts G-TDA-HH(XC/M)
and G-TDA-HH(XC/S) and Certificates GTCC-HH(XC/M) and
GTCC-HH(XC/S)(6)
(4.10) Endorsement (EG403-GIE-98) to Contract G-TDA-HH(XC/M)
and Certificate GTCC-HH(XC/M)(8)
(4.11) Endorsement (EG403-GI-98) to Contract G-TDA-HH(XC/M) and
Certificate GTCC-HH(XC/M)(9)
(4.12) Endorsement (EGET-99) to Contracts G-TDA-HH(XC/M) and
G-TDA-HH(XC/S) and Certificates GTCC-HH(XC/M) and
GTCC-HH(XC/S)(10)
(4.13) Endorsement (ENYS-XC/M-00) to Contract G-TDA-HH(XC/M) and
Certificate G-TDA-HH(XC/M)(11)
(4.14) Endorsement (ENYS-XC/S-00) to Contract G-TDA-HH(XC/S) and
Certificate G-TDA-HH(XC/S)(11)
(4.15) Endorsement (EGSF-IB(XC/M)) to Contract G-TDA-HH(XC/M)
and Certificate GTCC-HH(XC/M)
(4.16) Endorsement (EGAA-ID(XC)) to Contract G-TDA-HH(XC/S) and
Certificate GTCC-HH(XC/S)
(5) Variable Annuity Contract Application (300-GTD-NY(5/98))(9)
(6.1) Certificate of Incorporation of Aetna Life Insurance and
Annuity Company(12)
(6.2) Amendment of Certificate of Incorporation of Aetna Life
Insurance and Annuity Company(13)
(6.3) By-Laws as amended September 17, 1997 of Aetna Life
Insurance and Annuity Company(14)
(7) Not applicable
(8.1) Fund Participation Agreement between Aetna Life Insurance and
Annuity Company and AIM dated June 30, 1998(15)
(8.2) Service Agreement between Aetna Life Insurance and Annuity
Company and AIM effective June 30, 1998(15)
(8.3) First Amendment dated October 1, 2000 to the Service
Agreement between Aetna Life Insurance and Annuity Company and
AIM Advisors, Inc. effective June 30, 1998(4)
(8.4) Fund Participation Agreement by and among Aetna Life
Insurance and Annuity Company and Aetna Variable Fund, Aetna
Variable Encore Fund, Aetna Income Shares, Aetna Balanced VP,
Inc., Aetna GET Fund on behalf of each of its series, Aetna
Generation Portfolios, Inc. on behalf of each of its series,
Aetna Variable Portfolios, Inc. on behalf of each of its series,
and Aeltus Investment Management, Inc. dated as of
May 1, 1998(2)
<PAGE>
(8.5) Amendment dated November 9, 1998 to Fund Participation Agreement
by and among Aetna Life Insurance and Annuity Company and Aetna
Variable Fund, Aetna Variable Encore Fund, Aetna Income Shares,
Aetna Balanced VP, Inc., Aetna GET Fund on behalf of each of its
series, Aetna Generation Portfolios, Inc. on behalf of each of
its series, Aetna Variable Portfolios, Inc. on behalf of each
of its series, and Aeltus Investment Management, Inc. dated as
of May 1, 1998(16)
(8.6) Second Amendment dated December 31, 1999 to Fund Participation
Agreement by and among Aetna Life Insurance and Annuity Company
and Aetna Variable Fund, Aetna Variable Encore Fund, Aetna
Income Shares, Aetna Balanced VP, Inc., Aetna GET Fund on behalf
of each of its series, Aetna Generation Portfolios, Inc. on
behalf of each of its series, Aetna Variable Portfolios, Inc.
on behalf of each of its series, and Aeltus Investment
Management, Inc. dated as of May 1, 1998 and amended on
November 9, 1998(17)
(8.7) Third Amendment dated February 11, 2000 to Fund
Participation Agreement by and among Aetna Life Insurance and
Annuity Company and Aetna Variable Fund, Aetna Variable Encore
Fund, Aetna Income Shares, Aetna Balanced VP, Inc., Aetna GET
Fund on behalf of each of its series, Aetna Generation
Portfolios, Inc. on behalf of each of its series, Aetna
Variable Portfolios, Inc. on behalf of each of its series,
and Aeltus Investment Management, Inc. dated as of May 1, 1998
and amended on November 9, 1998 and December 31, 1999(18)
(8.8) Fourth Amendment dated May 1, 2000 to Fund Participation
Agreement by and among Aetna Life Insurance and Annuity Company
and Aetna Variable Fund, Aetna Variable Encore Fund, Aetna
Income Shares, Aetna Balanced VP, Inc., Aetna GET Fund on
behalf of each of its series, Aetna Generation
Portfolios, Inc. on behalf of each of its series, Aetna Variable
Portfolios, Inc. on behalf of each of its series, and Aeltus
Investment Management, Inc. dated as of May 1, 1998 and amended
on November 9, 1998, December 31, 1999 and February 11, 2000(18)
(8.9) Service Agreement between Aeltus Investment Management,
Inc. and Aetna Life Insurance and Annuity Company in
connection with the sale of shares of Aetna Variable Fund,
Aetna Variable Encore Fund, Aetna Income Shares, Aetna
Balanced VP, Inc., Aetna GET Fund on behalf of each of its
series, Aetna Generation Portfolios, Inc. on behalf of each
of its series, and Aetna Variable Portfolios, Inc. on
behalf of each of its series dated as of May 1, 1998(2)
(8.10) Amendment dated November 4, 1998 to Service Agreement
between Aeltus Investment Management, Inc. and Aetna Life
Insurance and Annuity Company in connection with the sale
of shares of Aetna Variable Fund, Aetna Variable Encore
Fund, Aetna Income Shares, Aetna Balanced VP, Inc., Aetna
GET Fund on behalf of each of its series, Aetna Generation
Portfolios, Inc. on behalf of each of its series and Aetna
Variable Portfolios, Inc. on behalf of each of its series
dated as of May 1, 1998(16)
<PAGE>
(8.11) Second Amendment dated February 11, 2000 to Service
Agreement between Aeltus Investment Management, Inc. and
Aetna Life Insurance and Annuity Company in connection with
the sale of shares of Aetna Variable Fund, Aetna Variable
Encore Fund, Aetna Income Shares, Aetna Balanced VP, Inc.,
Aetna GET Fund on behalf of each of its series, Aetna
Generation Portfolios, Inc. on behalf of each of its series
and Aetna Variable Portfolios, Inc. on behalf of each of
its series dated as of May 1, 1998 and November 4, 1998(18)
(8.12) Third Amendment dated May 1, 2000 to Service Agreement
between Aeltus Investment Management, Inc. and Aetna Life
Insurance and Annuity Company in connection with the sale
of shares of Aetna Variable Fund, Aetna Variable Encore
Fund, Aetna Income Shares, Aetna Balanced VP, Inc., Aetna
GET Fund on behalf of each of its series, Aetna Generation
Portfolios, Inc. on behalf of each of its series and Aetna
Variable Portfolios, Inc. on behalf of each of its series
dated as of May 1, 1998, November 4, 1998 and February 11,
2000(18)
(8.13) Fund Participation Agreement among Calvert Responsibly
Invested Balanced Portfolio, Calvert Asset Management Company,
Inc. and Aetna Life Insurance and Annuity Company dated
December 1, 1997(19)
(8.14) Service Agreement between Calvert Asset Management Company,
Inc. and Aetna Life Insurance and Annuity Company dated
December 1, 1997(19)
(8.15) Fund Participation Agreement between Aetna Life
Insurance and Annuity Company, Variable Insurance
Products Fund and Fidelity Distributors Corporation dated
February 1, 1994 and amended on December 15, 1994,
February 1, 1995, May 1, 1995, January 1, 1996 and
March 1, 1996(13)
(8.16) Fifth Amendment dated as of May 1, 1997 to the Fund
Participation Agreement between Aetna Life Insurance and
Annuity Company, Variable Insurance Products Fund and
Fidelity Distributors Corporation dated February 1, 1994
and amended on December 15, 1994, February 1, 1995, May 1,
1995, January 1, 1996 and March 1, 1996(20)
(8.17) Sixth Amendment dated November 6, 1997 to the Fund
Participation Agreement between Aetna Life Insurance and
Annuity Company, Variable Insurance Products Fund and Fidelity
Distributors Corporation dated February 1, 1994 and amended on
December 15, 1994, February 1, 1995, May 1, 1995, January 1,
1996, March 1, 1996 and May 1, 1997(21)
(8.18) Seventh Amendment dated as of May 1, 1998 to
the Fund Participation Agreement between Aetna Life
Insurance and Annuity Company, Variable Insurance Products
Fund and Fidelity Distributors Corporation dated February
1, 1994 and amended on December 15, 1994, February 1, 1995,
May 1, 1995, January 1, 1996, March 1, 1996, May 1, 1997
and November 6, 1997(2)
(8.19) Eighth Amendment dated December 1, 1999 to Fund Participation
Agreement between Aetna Life Insurance and Annuity
Company, Variable Insurance Products Fund and Fidelity
Distributors Corporation dated February 1, 1994 and amended
on December 15, 1994, February 1, 1995, May 1, 1995,
January 1, 1996, March 1, 1996, May 1, 1997, November 6,
1997 and May 1, 1998(17)
<PAGE>
(8.20) Fund Participation Agreement between Aetna Life Insurance
and Annuity Company, Variable Insurance Products Fund II
and Fidelity Distributors Corporation dated February 1,
1994 and amended on December 15, 1994, February 1, 1995,
May 1, 1995, January 1, 1996 and March 1, 1996(13)
(8.21) Fifth Amendment dated as of May 1, 1997 to the Fund
Participation Agreement between Aetna Life Insurance and
Annuity Company, Variable Insurance Products Fund II and
Fidelity Distributors Corporation dated February 1, 1994
and amended on December 15, 1994, February 1, 1995, May 1,
1995, January 1, 1996 and March 1, 1996(20)
(8.22) Sixth Amendment dated as of January 20, 1998 to the Fund
Participation Agreement between Aetna Life Insurance and
Annuity Company, Variable Insurance Products Fund II and
Fidelity Distributors Corporation dated February 1, 1994
and amended on December 15, 1994, February 1, 1995, May 1,
1995, January 1, 1996, March 1, 1996 and May 1, 1997(22)
(8.23) Seventh Amendment dated as of May 1, 1998 to the Fund
Participation Agreement between Aetna Life Insurance and
Annuity Company, Variable Insurance Products Fund II and
Fidelity Distributors Corporation dated February 1, 1994
and amended on December 15, 1994, February 1, 1995, May 1,
1995, January 1, 1996, March 1, 1996, May 1, 1997 and
January 20, 1998(2)
(8.24) Eighth Amendment dated December 1, 1999 to Fund
Participation Agreement between Aetna Life Insurance and
Annuity Company, Variable Insurance Products Fund II and
Fidelity Distributors Corporation dated February 1, 1994
and amended on December 15, 1994, February 1, 1995, May 1,
1995, January 1, 1996, March 1, 1996, May 1, 1997, January
20, 1998 and May 1, 1998(17)
(8.25) Service Agreement between Aetna Life Insurance and Annuity
Company and Fidelity Investments Institutional Operations
Company dated as of November 1, 1995(23)
(8.26) Amendment dated January 1, 1997 to Service Agreement
between Aetna Life Insurance and Annuity Company and
Fidelity Investments Institutional Operations Company dated
as of November 1, 1995(20)
(8.27) Service Contract between Fidelity Distributors Corporation
and Aetna Life Insurance and Annuity Company dated May 2,
1997(16)
(8.28) Fund Participation Agreement among Janus Aspen Series and
Aetna Life Insurance and Annuity Company and Janus Capital
Corporation dated December 8, 1997(24)
(8.29) Amendment dated October 12, 1998 to Fund Participation
Agreement among Janus Aspen Series and Aetna Life Insurance
and Annuity Company and Janus Capital Corporation dated
December 8, 1997(16)
(8.30) Second Amendment dated December 1, 1999 to Fund
Participation Agreement among Janus Aspen Series and Aetna
Life Insurance and Annuity Company and Janus Capital
Corporation dated December 8, 1997 and amended on October
12, 1998(17)
<PAGE>
(8.31) Amendment dated as of August 1, 2000 to Fund
Participation Agreement among Janus Aspen Series and Aetna
Life Insurance and Annuity Company and Janus Capital
Corporation dated December 8, 1997, as amended on October
12, 1998 and December 1, 1999(25)
(8.32) Service Agreement between Janus Capital Corporation and Aetna
Life Insurance and Annuity Company dated December 8, 1997(24)
(8.33) First Amendment dated as of August 1, 2000 to Service
Agreement between Janus Capital Corporation and Aetna Life
Insurance and Annuity Company dated December 8, 1997(25)
(8.34) Distribution and Shareholder Services Agreement - Service
Shares of Janus Aspen Series (for Insurance Companies)
dated August 1, 2000 between Janus Distributors, Inc. and
Aetna Life Insurance and Annuity Company(25)
(8.35) Fund Participation Agreement between Aetna Life
Insurance and Annuity Company and Lexington Management
Corporation regarding Natural Resources Trust dated
December 1, 1988 and amended February 11, 1991(3)
(8.36) Fund Participation Agreement between Aetna Life
Insurance and Annuity Company, Lexington Emerging Markets
Fund, Inc. and Lexington Management Corporation (its
investment advisor) dated April 28, 1994(26)
(8.37) Fund Participation Agreement among MFS Variable
Insurance Trust, Aetna Life Insurance and Annuity Company
and Massachusetts Financial Services Company dated April
30, 1996, and amended on September 3, 1996, March 14, 1997
and November 28, 1997(2)
(8.38) Fourth Amendment dated May 1, 1998 to the Fund
Participation Agreement by and among MFS Variable Insurance
Trust, Aetna Life Insurance and Annuity Company and
Massachusetts Financial Services Company dated April 30,
1996, and amended on September 3, 1996, March 14, 1997 and
November 28, 1997(27)
(8.39) Fifth Amendment dated May 1, 1998 to the Fund
Participation Agreement by and among MFS Variable Insurance
Trust, Aetna Life Insurance and Annuity Company and
Massachusetts Financial Services Company dated April 30,
1996, and amended on September 3, 1996, March 14, 1997 and
November 28, 1997(28)
(8.40) Fifth Amendment dated July 1, 1999 to Fund Participation
Agreement by and among MFS Variable Insurance Trust, Aetna
Life Insurance and Annuity Company and Massachusetts
Financial Services Company dated April 30, 1996, and
amended on September 3, 1996, March 14, 1997, November 28,
1997 and May 1, 1998(29)
(8.41) Sixth Amendment dated November 17, 2000 to Fund
Participation Agreement by and among Aetna Life Insurance
and Annuity Company, MFS Variable Insurance Trust and
Massachusetts Financial Services Company dated April 30,
1996, as amended on September 3, 1996, March 14, 1997,
November 28, 1997, May 1, 1998 and July 1, 1999(4)
<PAGE>
(8.42) Fund Participation Agreement dated March 11, 1997 between
Aetna Life Insurance and Annuity Company and Oppenheimer
Variable Annuity Account Funds and Oppenheimer Funds,
Inc.(30)
(8.43) First Amendment dated December 1, 1999 to Fund Participation
Agreement between Aetna Life Insurance and Annuity Company
and Oppenheimer Variable Annuity Account Funds and
Oppenheimer Funds, Inc. dated March 11, 1997(16)
(8.44) Service Agreement effective as of March 11, 1997 between
Oppenheimer Funds, Inc. and Aetna Life Insurance and
Annuity Company(30)
(9) Opinion and Consent of Counsel
(10) Consent of Independent Auditors
(11) Not applicable
(12) Not applicable
(13) Schedule for Computation of Performance Data(6)
(14.1) Powers of Attorney(4)
(14.2) Authorization for Signatures(3)
1. Incorporated by reference to Post-Effective Amendment No. 6 to
Registration Statement on Form N-4 (File No. 33-75986), as filed on
April 22, 1996.
2. Incorporated by reference to Registration Statement on Form N-4
(File No. 333-56297), as filed on June 8, 1998.
3. Incorporated by reference to Post-Effective Amendment No. 5 to Registration
Statement on Form N-4 (File No. 33-75986), as filed on April 12, 1996.
4. Incorporated by reference to Pre-Effective Amendment No. 1 to Registration
Statement on Form N-4 (File No. 333-49176), as filed on November 30, 2000.
5. Incorporated by reference to Post-Effective Amendment No. 6 to Registration
Statement on Form N-4 (File No. 33-75962), as filed on April 17, 1996.
6. Incorporated by reference to Post-Effective Amendment No. 14 to
Registration Statement on Form N-4 (File No. 33-75962), as filed on
April 17, 1998.
7. Incorporated by reference to Post-Effective Amendment No. 11 to
Registration Statement on Form N-4 (File No. 33-75962), as filed on
April 14, 1997.
8. Incorporated by reference to Post-Effective Amendment No. 11 to
Registration Statement on Form N-4 (File No. 333-01107), as filed on
September 10, 1998.
9. Incorporated by reference to Post-Effective Amendment No. 15 to
Registration Statement on Form N-4 (File No. 33-75962), as filed on
September 15, 1998.
10. Incorporated by reference to Post-Effective Amendment No. 13 to
Registration Statement on Form N-4 (File No. 333-01107), as filed on
April 7, 1999.
11. Incorporated by reference to Post-Effective Amendment No. 22 to
Registration Statement on Form S-1 (File No. 33-75962), as filed on
April 13, 2000.
12. Incorporated by reference to Post-Effective Amendment No. 1 to Registration
Statement on Form S-1 (File No. 33-60477), as filed on April 15, 1996.
13. Incorporated by reference to Post-Effective Amendment No. 12 to
Registration Statement on Form N-4 (File No. 33-75964), as filed on
February 11, 1997.
<PAGE>
14. Incorporated by reference to Post-Effective Amendment No. 12 to
Registration Statement on Form N-4 (File No. 33-91846), as filed on
October 30, 1997.
15. Incorporated by reference to Pre-Effective Amendment No. 1 to Registration
Statement on Form N-4 (File No. 333-56297), as filed on August 4, 1998.
16. Incorporated by reference to Post-Effective Amendment No. 2 to Registration
Statement on Form N-4 (File No. 333-56297), as filed on December 14, 1998.
17. Incorporated by reference to Post-Effective Amendment No. 19 to
Registration Statement on Form N-4 (File No. 333-01107), as filed on
February 16, 2000.
18. Incorporated by reference to Post-Effective Amendment No. 20 to
Registration Statement on Form N-4 (File No. 333-01107), as filed on
April 4, 2000.
19. Incorporated by reference to Post-Effective Amendment No. 8 to Registration
Statement on Form N-4 (File No. 333-01107), as filed on February 19, 1998.
20. Incorporated by reference to Post-Effective Amendment No. 30 to
Registration Statement on Form N-4 (File No. 33-34370), as filed on
September 29, 1997.
21. Incorporated by reference to Post-Effective Amendment No. 16 to
Registration Statement on Form N-4 (File No. 33-75964), as filed on
February 9, 1998.
22. Incorporated by reference to Post-Effective Amendment No. 7 to Registration
Statement on Form S-6 (File No. 33-75248), as filed on February 24, 1998.
23. Incorporated by reference to Post-Effective Amendment No. 3 to Registration
Statement on Form N-4 (File No. 33-88720), as filed on June 28, 1996.
24. Incorporated by reference to Post-Effective Amendment No. 10 to
Registration Statement on Form N-4 (File No. 33-75992), as filed on
December 31, 1997.
25. Incorporated by reference to Post-Effective Amendment No. 22 to
Registration Statement on Form N-4 (File No. 333-01107), as filed on
August 14, 2000.
26. Incorporated by reference to Post-Effective Amendment No. 22 to
Registration Statement on Form N-4 (File No. 33-34370), as filed on
April 22, 1996.
27. Incorporated by reference to Pre-Effective Amendment No. 1 to Registration
Statement on Form N-4 (File No. 333-56297), as filed on August 4, 1998.
28. Incorporated by reference to Post-Effective Amendment No. 4 to
Registration Statement on Form N-4 (File No. 333-56297), as filed on
February 16, 1999.
29. Incorporated by reference to Post-Effective Amendment No. 11 to
Registration Statement on Form N-4 (File No. 333-56297), as filed on
November 23, 1999.
30. Incorporated by reference to Post-Effective Amendment No. 27 to
Registration Statement on Form N-4 (File No. 33-34370), as filed on
April 16, 1997.
<PAGE>
ITEM 25. DIRECTORS AND OFFICERS OF THE DEPOSITOR
<TABLE>
<CAPTION>
Name and Principal
Business Address* Positions and Offices with Depositor
------------------ ------------------------------------
<S> <C>
Thomas J. McInerney Director and President
Allan Baker Director and Senior Vice President
Catherine H. Smith Director, Senior Vice President and Chief Financial
Officer
Kirk P. Wickman Senior Vice President, General Counsel and Corporate
Secretary
Deborah Koltenuk Vice President, Corporate Controller and Assistant
Treasurer
Brian Murphy Vice President and Chief Compliance Officer
</TABLE>
* The principal business address of all directors and officers listed is 151
Farmington Avenue, Hartford, Connecticut 06156.
ITEM 26. PERSONS CONTROLLED BY OR UNDER COMMON CONTROL WITH THE DEPOSITOR
OR REGISTRANT
Incorporated herein by reference to Item 26 of Post-Effective Amendment
No. 23 to the Registration Statement on Form N-4 (File No. 33-75962), as
filed on August 18, 2000.
ITEM 27. NUMBER OF CONTRACT OWNERS
As of October 31, 2000, there were 583,777 individuals holding interests
in variable annuity contracts funded through Variable Annuity Account C.
ITEM 28. INDEMNIFICATION
Section 33-779 of the Connecticut General Statutes ("CGS") provides that a
corporation may provide indemnification of or advance expenses to a director,
officer, employee or agent only as permitted by Sections 33-770 to 33-778,
inclusive, of the CGS. Reference is hereby made to Section 33-771(e) of the
CGS regarding indemnification of directors and Section 33-776(d) of CGS
regarding indemnification of officers, employees and agents of Connecticut
corporations. These statutes provide in general that Connecticut corporations
incorporated prior to January 1, 1997 shall, except to the extent that their
certificate of incorporation expressly provides otherwise, indemnify their
directors, officers, employees and agents against "liability" (defined as the
obligation to pay a judgment, settlement, penalty, fine, including an excise
tax assessed with respect to an employee benefit plan, or reasonable expenses
incurred with respect to a proceeding) when (1) a determination is made
pursuant to Section 33-775 that the party seeking
<PAGE>
indemnification has met the standard of conduct set forth in Section 33-771
or (2) a court has determined that indemnification is appropriate pursuant to
Section 33-774. Under Section 33-775, the determination of and the
authorization for indemnification are made (a) by the disinterested
directors, as defined in Section 33-770(3); (b) by special counsel; (c) by
the shareholders; or (d) in the case of nidemnification of an officer, agent
or employee of the corporation, by the general counsel of the corporation or
such other officer(s) as the board of directors may specify. Also, Section
33-772 provides that a corporation shall indemnify an individual who was
wholly successful on the merits or otherwise against reasonable expenses
incurred by him in connection with a proceeding to which he was a party
because he was a director of the corporation. Pursuant to Section 33-771(d),
in the case of a proceeding by or in the right of the corporation or with
respect to conduct for which the director, officer, agent or employee was
adjudged liable on the basis that he received a financial benefit to which he
was not entitled, indemnification is limited to reasonable expenses incurred
in connection with the proceeding against the corporation to which the
individual was named a party.
The statute does specifically authorize a corporation to procure
indemnification insurance on behalf of an individual who was a director,
officer, employee or agent of the corporation. Consistent with the statute,
Aetna Inc. has procured insurance from Lloyd's of London and several major
United States and international excess insurers for its directors and
officers and the directors and officers of its subsidiaries, including the
Depositor.
ITEM 29. PRINCIPAL UNDERWRITER
(a) In addition to serving as the principal underwriter for the Registrant,
Aetna Investment Services, LLC (AIS) (formerly Aetna Investment
Services, Inc.) also acts as the principal
underwriter for Aetna Income Shares, Aetna Variable Fund, Aetna
Variable Encore Fund, Aetna Balanced VP, Inc., Aetna Variable
Portfolios, Inc., Aetna Generation Portfolios, Inc., Aetna GET Fund,
and Portfolio Partners, Inc. (all management investment companies
registered under the Investment Company Act of 1940 (1940 Act)).
Additionally, AIS acts as the principal underwriter for Variable
Life Account B of Aetna Life Insurance and Annuity Company (Aetna),
Variable Life Account C of Aetna, Variable Annuity Account B of
Aetna and Variable Annuity Account G of Aetna (separate accounts of
Aetna registered as unit investment trusts under the 1940 Act).
AIS is also the principal underwriter for Variable Annuity Account I
of Aetna Insurance Company of America (AICA) (a separate account of
AICA registered as a unit investment trust under the 1940 Act).
<PAGE>
(b) The following are the directors and principal officers of the
Principal Underwriter:
<TABLE>
<CAPTION>
Name and Principal Positions and Offices with
Business Address* Principal Underwriter
----------------- --------------------------
<S> <C>
Maureen M. Gillis Director and President
Allan Baker Director and Senior Vice President
Robert L. Francis Director and Senior Vice President
Marie Augsberger Senior Vice President
Steven A. Haxton Senior Vice President
Gary J. Hegedus Senior Vice President
Deborah Koltenuk Vice President, Treasurer and Chief Financial Officer
Therese Squillacote Vice President and Chief Compliance Officer
John F. Todd Corporate Secretary and Counsel (Chief Legal Officer)
Martin T. Conroy Vice President and Assistant Treasurer
Reginald Bowen Vice President
Christina Lareau Vice President
Dwyatt McClain Vice President
Terran Titus Vice President
William T. Abramowicz Vice President
Douglas J. Ambrose Vice President
Louis E. Bachetti Vice President
Ronald R. Barhorst Vice President
Robert H. Barley Vice President
Steven M. Bresler Vice President
David Brounley Vice President
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Name and Principal Positions and Offices with
Business Address* Principal Underwriter
----------------- --------------------------
<S> <C>
Daniel P. Charles Vice President
Brian D. Comer Vice President
Albert J. DiCristofaro, Jr. Vice President
John B. Finigan Vice President
Brian P. Harrington Vice President
Bernard P. Heffernon Vice President
William S. Jasien Vice President
Jess D. Kravitz Vice President
George D. Lessner Vice President
Katherine E. Lewis Vice President
Susan J. Lewis Vice President
James F. Lille Vice President
David J. Linney Vice President
Richard T. Mason Vice President
Joseph F. McClain Vice President
Pamela Mulvey Vice President
W. Michael Montgomery Vice President
Scott T. Neeb Vice President
Patrick F. O'Christie Vice President
Paulette Playce Vice President
Marcellous J. Reed Vice President
Charles A. Dklader Vice President
Frank W. Snodgrass Vice President
S. Bradford Vaughan, Jr. Vice President
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Name and Principal Positions and Offices with
Business Address* Principal Underwriter
----------------- --------------------------
<S> <C>
Mark Woolhiser Vice President
David A. Kelsey Assistant Vice President
Rose-Marie DeRensis Assistant Corporate Secretary
Melinda L. Dziavit Assistant Corporate Secretary
</TABLE>
*The principal business address of all directors and officers listed is:
151 Farmington Avenue, Hartford, Connecticut 06156
(c) Not Applicable
ITEM 30. LOCATION OF ACCOUNTS AND RECORDS
All accounts, books and other documents required to be maintained by
Section 31(a) of the 1940 Act and the rules under it relating to the securities
described in and issued under this Registration Statement are located at the
home office of the Depositor as follows:
Aetna Life Insurance and Annuity Company
151 Farmington Avenue
Hartford, Connecticut 06156
and
Opportunity Plus Service Center
18 Corporate Woods Blvd., Fourth Floor
Albany, NY 12211
ITEM 31. MANAGEMENT SERVICES
Not applicable
ITEM 32. UNDERTAKINGS
Registrant hereby undertakes:
(a) to file a post-effective amendment to this registration statement on
Form N-4 as frequently as is necessary to ensure that the audited
financial statements in the registration statement are never more
than sixteen months old for as long as payments under the variable
annuity contracts may be accepted;
<PAGE>
(b) to include as part of any application to purchase a contract offered by
a prospectus which is part of this registration statement on Form
N-4, a space that an applicant can check to request a Statement of
Additional Information; and
(c) to deliver any Statement of Additional Information and any financial
statements required to be made available under this Form N-4
promptly upon written or oral request.
(d) The Company hereby represents that it is relying upon and complies with
the provisions of Paragraphs (1) through (4) of the SEC Staff's
No-Action Letter dated November 28, 1988 with respect to language
concerning withdrawal restrictions applicable to plans established
pursuant to Section 403(b) of the Internal Revenue Code. See
American Counsel of Life Insurance; SEC No-Action Letter,
[1988 WL 1235221 *13 (S.E.C.)].
(e) Insofar as indemnification for liability arising under the Securities
Act of 1933 may be permitted to directors, officers and controlling
persons of the Registrant pursuant to the foregoing provisions, or
otherwise, the Registrant has been advised that in the opinion of
the Securities and Exchange Commission such indemnification is
against public policy as expressed in the Act and is, therefore,
unenforceable. In the event that a claim for indemnification
against such liabilities (other than the payment by the Registrant
of expenses incurred or paid by a director, officer or controlling
person of the Registrant in the successful defense of any action,
suit or proceeding) is asserted by such director, officer or
controlling person in connection with the securities being
registered, the Registrant will, unless in the opinion of its
counsel the matter has been settled by controlling precedent,
submit to a court of appropriate jurisdiction the question of
whether such indemnification by it is against public policy as
expressed in the Act and will be governed by the final adjudication
of such issue.
(f) Aetna Life Insurance and Annuity Company represents that the fees and
charges deducted under the contracts covered by this registration
statement, in the aggregate, are reasonable in relation to the
services rendered, the expenses expected to be incurred, and the
risks assumed by the insurance company.
<PAGE>
SIGNATURES
As required by the Securities Act of 1933, and the Investment Company
Act of 1940, the Registrant, Variable Annuity Account C of Aetna Life Insurance
and Annuity Company, certifies that it meets the requirements of Securities Act
Rule 485(b) for effectiveness of this Post-Effective Amendment to its
Registration Statement on Form N-4 (File No. 33-75962) and has duly caused this
Post-Effective Amendment to be signed on its behalf by the undersigned,
thereunto duly authorized, in the City of Hartford, State of Connecticut, on the
6th day of December, 2000.
VARIABLE ANNUITY ACCOUNT C OF AETNA LIFE INSURANCE
AND ANNUITY COMPANY
(REGISTRANT)
By: AETNA LIFE INSURANCE AND ANNUITY COMPANY
(DEPOSITOR)
By: Thomas J. McInerney*
------------------------------------------------
Thomas J. McInerney
President
As required by the Securities Act of 1933, this Post-Effective
Amendment No. to the Registration Statement has been signed by the following
persons in the capacities and on the dates indicated.
<TABLE>
<CAPTION>
SIGNATURE TITLE DATE
--------- ----- ----
<S> <C> <C>
Thomas J. McInerney* Director and President )
----------------------------- (principal executive officer) )
Thomas J. McInerney )
)
Allan Baker* Director )
----------------------------- ) December
Allan Baker ) 6, 2000
)
Catherine H. Smith* Director and Chief Financial Officer )
----------------------------- )
Catherine H. Smith )
)
Deborah Koltenuk* Corporate Controller )
----------------------------- )
Deborah Koltenuk )
</TABLE>
By: /s/ Julie E. Rockmore
-----------------------------------------------
Julie E. Rockmore
*Attorney-in-Fact
<PAGE>
VARIABLE ANNUITY ACCOUNT C
EXHIBIT INDEX
<TABLE>
<CAPTION>
Exhibit No. Exhibit
----------- --------
<S> <C>
99-B.4.15 Endorsement (EGSF-IB(XC/M)) to Contract G-TDA-HH(XC/M)
and Certificate GTCC-HH(XC/M)
-----------------
99-B.4.16 Endorsement (EGAA-ID(XC)) to Contract G-TDA-HH(XC/S)
and Certificate GTCC-HH(XC/S)
-----------------
99-B.9 Opinion and Consent of Counsel
-----------------
99-B.10 Consent of Independent Auditors
-----------------
</TABLE>
