UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. _)*
P.F. Chang's China Bistro, Inc.
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock Par Value $0.001
- --------------------------------------------------------------------------------
(Title of Class of Securities)
69333Y108
- --------------------------------------------------------------------------------
(CUSIP Number)
- --------------------------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which
this Schedule is filed:
|_| Rule 13d-1 (b)
|_| Rule 13d-1 (c)
|X| Rule 13d-1 (d)
- ----------
* The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
<PAGE>
CUSIP No. 69333Y108 13G Page 2 of 18 pages
- --------------------------------------------------------------------------------
(1) Names and I.R.S. Identification Nos.(entities only) of reporting persons.
Oak Investment Partners VI, Limited Partnership
06-1412578
- --------------------------------------------------------------------------------
(2) Check the appropriate box if a member of a group (see instructions) (a)|_|
(b)|_|
- --------------------------------------------------------------------------------
(3) SEC use only.
- --------------------------------------------------------------------------------
(4) Citizenship or place of organization.
Delaware
- --------------------------------------------------------------------------------
Number of shares beneficially owned by each reporting person with:
(5) Sole voting power:
Not applicable
(6) Shared voting power:
1,052,079 Shares of Common Stock
(7) Sole dispositive power:
Not applicable
(8) Shared dispositive power:
1,052,079 Shares of Common Stock
- --------------------------------------------------------------------------------
(9) Aggregate amount beneficially owned by each reporting person.
1,052,079 Shares of Common Stock
- --------------------------------------------------------------------------------
(10) Check if the aggregate amount in Row (9) excludes certain shares |_|
(see instructions).
- --------------------------------------------------------------------------------
(11) Percent of class represented by amount in Row 9.
10.9%
- --------------------------------------------------------------------------------
(12) Type of reporting person (see instructions).
PN
- --------------------------------------------------------------------------------
<PAGE>
CUSIP No. 69333Y108 13G Page 3 of 18 pages
- --------------------------------------------------------------------------------
(1) Names and I.R.S. Identification Nos.(entities only) of reporting persons.
Oak Associates VI, LLC
06-1412579
- --------------------------------------------------------------------------------
(2) Check the appropriate box if a member of a group (see instructions) (a)|_|
(b)|_|
- --------------------------------------------------------------------------------
(3) SEC use only.
- --------------------------------------------------------------------------------
(4) Citizenship or place of organization.
Delaware
- --------------------------------------------------------------------------------
Number of shares beneficially owned by each reporting person with:
(5) Sole voting power:
Not applicable
(6) Shared voting power:
1,052,079 Shares of Common Stock
(7) Sole dispositive power:
Not applicable
(8) Shared dispositive power:
1,052,079 Shares of Common Stock
- --------------------------------------------------------------------------------
(9) Aggregate amount beneficially owned by each reporting person.
1,052,079 Shares of Common Stock
- --------------------------------------------------------------------------------
(10) Check if the aggregate amount in Row (9) excludes certain shares |_|
(see instructions).
- --------------------------------------------------------------------------------
(11) Percent of class represented by amount in Row 9.
10.9%
- --------------------------------------------------------------------------------
(12) Type of reporting person (see instructions).
OO-LLC
- --------------------------------------------------------------------------------
<PAGE>
CUSIP No. 69333Y108 13G Page 4 of 18 pages
- --------------------------------------------------------------------------------
(1) Names and I.R.S. Identification Nos.(entities only) of reporting persons.
Oak VI Affiliates Fund, Limited Partnership
06-1414970
- --------------------------------------------------------------------------------
(2) Check the appropriate box if a member of a group (see instructions) (a)|_|
(b)|_|
- --------------------------------------------------------------------------------
(3) SEC use only.
- --------------------------------------------------------------------------------
(4) Citizenship or place of organization.
Delaware
- --------------------------------------------------------------------------------
Number of shares beneficially owned by each reporting person with:
(5) Sole voting power:
Not applicable
(6) Shared voting power:
24,548 Shares of Common Stock
(7) Sole dispositive power:
Not applicable
(8) Shared dispositive power:
24,548 Shares of Common Stock
- --------------------------------------------------------------------------------
(9) Aggregate amount beneficially owned by each reporting person.
24,548 Shares of Common Stock
- --------------------------------------------------------------------------------
(10) Check if the aggregate amount in Row (9) excludes certain shares |_|
(see instructions).
- --------------------------------------------------------------------------------
(11) Percent of class represented by amount in Row 9.
0.26%
- --------------------------------------------------------------------------------
(12) Type of reporting person (see instructions).
PN
- --------------------------------------------------------------------------------
<PAGE>
CUSIP No. 69333Y108 13G Page 5 of 18 pages
- --------------------------------------------------------------------------------
(1) Names and I.R.S. Identification Nos.(entities only) of reporting persons.
Oak VI Affiliates, LLC
06-1414968
- --------------------------------------------------------------------------------
(2) Check the appropriate box if a member of a group (see instructions) (a)|_|
(b)|_|
- --------------------------------------------------------------------------------
(3) SEC use only.
- --------------------------------------------------------------------------------
(4) Citizenship or place of organization.
Delaware
- --------------------------------------------------------------------------------
Number of shares beneficially owned by each reporting person with:
(5) Sole voting power:
Not applicable
(6) Shared voting power:
24,548 Shares of Common Stock
(7) Sole dispositive power:
Not applicable
(8) Shared dispositive power:
24,548 Shares of Common Stock
- --------------------------------------------------------------------------------
(9) Aggregate amount beneficially owned by each reporting person.
24,548 Shares of Common Stock
- --------------------------------------------------------------------------------
(10) Check if the aggregate amount in Row (9) excludes certain shares |_|
(see instructions).
- --------------------------------------------------------------------------------
(11) Percent of class represented by amount in Row 9.
0.26%
- --------------------------------------------------------------------------------
(12) Type of reporting person (see instructions).
OO-LLC
- --------------------------------------------------------------------------------
<PAGE>
CUSIP No. 69333Y108 13G Page 6 of 18 pages
- --------------------------------------------------------------------------------
(1) Names and I.R.S. Identification Nos.(entities only) of reporting persons.
Oak Management Corporation
06-0990851
- --------------------------------------------------------------------------------
(2) Check the appropriate box if a member of a group (see instructions) (a)|_|
(b)|_|
- --------------------------------------------------------------------------------
(3) SEC use only.
- --------------------------------------------------------------------------------
(4) Citizenship or place of organization.
Delaware
- --------------------------------------------------------------------------------
Number of shares beneficially owned by each reporting person with:
(5) Sole voting power:
Not applicable
(6) Shared voting power:
1,076,627 Shares of Common Stock
(7) Sole dispositive power:
Not applicable
(8) Shared dispositive power:
1,076,627 Shares of Common Stock
- --------------------------------------------------------------------------------
(9) Aggregate amount beneficially owned by each reporting person.
1,076,627 Shares of Common Stock
- --------------------------------------------------------------------------------
(10) Check if the aggregate amount in Row (9) excludes certain shares |_|
(see instructions).
- --------------------------------------------------------------------------------
(11) Percent of class represented by amount in Row 9.
11.2%
- --------------------------------------------------------------------------------
(12) Type of reporting person (see instructions).
CO
- --------------------------------------------------------------------------------
<PAGE>
CUSIP No. 69333Y108 13G Page 7 of 18 pages
- --------------------------------------------------------------------------------
(1) Names and I.R.S. Identification Nos.(entities only) of reporting persons.
Bandel L. Carano
- --------------------------------------------------------------------------------
(2) Check the appropriate box if a member of a group (see instructions) (a)|_|
(b)|_|
- --------------------------------------------------------------------------------
(3) SEC use only.
- --------------------------------------------------------------------------------
(4) Citizenship or place of organization.
United States
- --------------------------------------------------------------------------------
Number of shares beneficially owned by each reporting person with:
(5) Sole voting power:
Not applicable
(6) Shared voting power:
1,076,627 Shares of Common Stock
(7) Sole dispositive power:
Not applicable
(8) Shared dispositive power:
1,076,627 Shares of Common Stock
- --------------------------------------------------------------------------------
(9) Aggregate amount beneficially owned by each reporting person.
1,076,627 Shares of Common Stock
- --------------------------------------------------------------------------------
(10) Check if the aggregate amount in Row (9) excludes certain shares |_|
(see instructions).
- --------------------------------------------------------------------------------
(11) Percent of class represented by amount in Row 9.
11.2%
- --------------------------------------------------------------------------------
(12) Type of reporting person (see instructions).
IN
- --------------------------------------------------------------------------------
<PAGE>
CUSIP No. 69333Y108 13G Page 8 of 18 pages
- --------------------------------------------------------------------------------
(1) Names and I.R.S. Identification Nos.(entities only) of reporting persons.
Gerald R. Gallagher
- --------------------------------------------------------------------------------
(2) Check the appropriate box if a member of a group (see instructions) (a)|_|
(b)|_|
- --------------------------------------------------------------------------------
(3) SEC use only.
- --------------------------------------------------------------------------------
(4) Citizenship or place of organization.
United States
- --------------------------------------------------------------------------------
Number of shares beneficially owned by each reporting person with:
(5) Sole voting power:
Not applicable
(6) Shared voting power:
1,076,627 Shares of Common Stock
(7) Sole dispositive power:
Not applicable
(8) Shared dispositive power:
1,076,627 Shares of Common Stock
- --------------------------------------------------------------------------------
(9) Aggregate amount beneficially owned by each reporting person.
1,076,627 Shares of Common Stock
- --------------------------------------------------------------------------------
(10) Check if the aggregate amount in Row (9) excludes certain shares |_|
(see instructions).
- --------------------------------------------------------------------------------
(11) Percent of class represented by amount in Row 9.
11.2%
- --------------------------------------------------------------------------------
(12) Type of reporting person (see instructions).
IN
- --------------------------------------------------------------------------------
<PAGE>
CUSIP No. 69333Y108 13G Page 9 of 18 pages
- --------------------------------------------------------------------------------
(1) Names and I.R.S. Identification Nos.(entities only) of reporting persons.
Edward F. Glassmeyer
- --------------------------------------------------------------------------------
(2) Check the appropriate box if a member of a group (see instructions) (a)|_|
(b)|_|
- --------------------------------------------------------------------------------
(3) SEC use only.
- --------------------------------------------------------------------------------
(4) Citizenship or place of organization.
United States
- --------------------------------------------------------------------------------
Number of shares beneficially owned by each reporting person with:
(5) Sole voting power:
Not applicable
(6) Shared voting power:
1,076,627 Shares of Common Stock
(7) Sole dispositive power:
Not applicable
(8) Shared dispositive power:
1,076,627 Shares of Common Stock
- --------------------------------------------------------------------------------
(9) Aggregate amount beneficially owned by each reporting person.
1,076,627 Shares of Common Stock
- --------------------------------------------------------------------------------
(10) Check if the aggregate amount in Row (9) excludes certain shares |_|
(see instructions).
- --------------------------------------------------------------------------------
(11) Percent of class represented by amount in Row 9.
11.2%
- --------------------------------------------------------------------------------
(12) Type of reporting person (see instructions).
IN
- --------------------------------------------------------------------------------
<PAGE>
CUSIP No. 69333Y108 13G Page 10 of 18 pages
- --------------------------------------------------------------------------------
(1) Names and I.R.S. Identification Nos.(entities only) of reporting persons.
Fredric W. Harman
- --------------------------------------------------------------------------------
(2) Check the appropriate box if a member of a group (see instructions) (a)|_|
(b)|_|
- --------------------------------------------------------------------------------
(3) SEC use only.
- --------------------------------------------------------------------------------
(4) Citizenship or place of organization.
United States
- --------------------------------------------------------------------------------
Number of shares beneficially owned by each reporting person with:
(5) Sole voting power:
Not applicable
(6) Shared voting power:
1,076,627 Shares of Common Stock
(7) Sole dispositive power:
Not applicable
(8) Shared dispositive power:
1,076,627 Shares of Common Stock
- --------------------------------------------------------------------------------
(9) Aggregate amount beneficially owned by each reporting person.
1,076,627 Shares of Common Stock
- --------------------------------------------------------------------------------
(10) Check if the aggregate amount in Row (9) excludes certain shares |_|
(see instructions).
- --------------------------------------------------------------------------------
(11) Percent of class represented by amount in Row 9.
11.2%
- --------------------------------------------------------------------------------
(12) Type of reporting person (see instructions).
IN
- --------------------------------------------------------------------------------
<PAGE>
CUSIP No. 69333Y108 13G Page 11 of 18 pages
- --------------------------------------------------------------------------------
(1) Names and I.R.S. Identification Nos.(entities only) of reporting persons.
Ann H. Lamont
- --------------------------------------------------------------------------------
(2) Check the appropriate box if a member of a group (see instructions) (a)|_|
(b)|_|
- --------------------------------------------------------------------------------
(3) SEC use only.
- --------------------------------------------------------------------------------
(4) Citizenship or place of organization.
United States
- --------------------------------------------------------------------------------
Number of shares beneficially owned by each reporting person with:
(5) Sole voting power:
Not applicable
(6) Shared voting power:
1,076,627 Shares of Common Stock
(7) Sole dispositive power:
Not applicable
(8) Shared dispositive power:
1,076,627 Shares of Common Stock
- --------------------------------------------------------------------------------
(9) Aggregate amount beneficially owned by each reporting person.
1,076,627 Shares of Common Stock
- --------------------------------------------------------------------------------
(10) Check if the aggregate amount in Row (9) excludes certain shares |_|
(see instructions).
- --------------------------------------------------------------------------------
(11) Percent of class represented by amount in Row 9.
11.2%
- --------------------------------------------------------------------------------
(12) Type of reporting person (see instructions).
IN
- --------------------------------------------------------------------------------
<PAGE>
CUSIP No. 69333Y108 13G Page 12 of 18 pages
- --------------------------------------------------------------------------------
(1) Names and I.R.S. Identification Nos.(entities only) of reporting persons.
Eileen M. More
- --------------------------------------------------------------------------------
(2) Check the appropriate box if a member of a group (see instructions) (a)|_|
(b)|_|
- --------------------------------------------------------------------------------
(3) SEC use only.
- --------------------------------------------------------------------------------
(4) Citizenship or place of organization.
United States
- --------------------------------------------------------------------------------
Number of shares beneficially owned by each reporting person with:
(5) Sole voting power:
Not applicable
(6) Shared voting power:
1,076,627 Shares of Common Stock
(7) Sole dispositive power:
Not applicable
(8) Shared dispositive power:
1,076,627 Shares of Common Stock
- --------------------------------------------------------------------------------
(9) Aggregate amount beneficially owned by each reporting person.
1,076,627 Shares of Common Stock
- --------------------------------------------------------------------------------
(10) Check if the aggregate amount in Row (9) excludes certain shares |_|
(see instructions).
- --------------------------------------------------------------------------------
(11) Percent of class represented by amount in Row 9.
11.2%
- --------------------------------------------------------------------------------
(12) Type of reporting person (see instructions).
IN
- --------------------------------------------------------------------------------
<PAGE>
Page 13 of 18 pages
Schedule 13G
Common Stock, Par Value $0.001
CUSIP No. 69333Y108
Item 1(a) Name of Issuer:
P.F. Chang's China Bistro, Inc.
Item 1(b) Address of Issuer's Principal Executive Offices:
5090 North 40th Street, Suite 160
Phoenix, Arizona 85018
Item 2(a) Name of Person filing:
Oak Investment Partners VI, Limited Partnership
Oak Associates VI, LLC
Oak VI Affiliates Fund, Limited Partnership
Oak VI Affiliates, LLC
Oak Management Corporation
Bandel L. Carano
Gerald R. Gallagher
Edward F. Glassmeyer
Fredric W. Harman
Ann H. Lamont
Eileen M. More
Item 2(b) Address of Principal Business Office or, if none,
Residence:
c/o Oak Management Corporation
One Gorham Island
Westport, CT 06880
Item 2(c) Citizenship:
Please refer to Item 4 on each cover sheet for each filing person
Item 2(d) Title of Class of Securities:
Common stock, $0.001 par value
Item 2(e) CUSIP Number: 69333Y108
Item 3 Not Applicable.
<PAGE>
Item 4 Ownership.
The approximate percentages of shares of Common Stock reported as
beneficially owned by the Reporting Entities are based upon 9,583,218
shares outstanding as of December 4, 1998 as reported in the Issuer's
Prospectus.
Please see Items 5, 6, 7, 8, 9 and 11 for each cover sheet for each filing
entity.
Item 5 Ownership of Five Percent or Less of a Class.
Not Applicable
Item 6 Ownership of More than Five Percent on Behalf of Another
Person.
Not applicable
Item 7 Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on By the Parent Holding
Company.
Not applicable
Item 8 Identification and Classification of Members of the Group.
Not applicable
Item 9 Notice of Dissolution of Group.
Not applicable
Item 10 Certification.
Not applicable
<PAGE>
Signature
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated February 16, 1999
Oak Investment Partners VI
Limited Partnership
By: Oak Associates VI, LLC,
As General Partner
By: /s/ Eileen M. More
------------------------------
Managing Member
Oak Associates VI, LLC
By: /s/ Eileen M. More
------------------------------
Managing Member
Oak VI Affiliates Fund, Limited Partnership
By: Oak VI Affiliates, As General Partner
By: /s/ Eileen M. More
------------------------------
General Partner
Oak VI Affiliates
By: /s/ Eileen M. More
------------------------------
General Partner
<PAGE>
OAK MANAGEMENT CORPORATION
By: /s/ Edward F. Glassmeyer
------------------------------
Name: Edward F. Glassmeyer
Title: President
/s/ Bandel L. Carano
------------------------------
Bandel L. Carano
/s/ Fredric W. Harman
------------------------------
Fredric W. Harman
/s/ Gerald R. Gallagher
------------------------------
Gerald R. Gallagher
/s/ Edward F. Glassmeyer
------------------------------
Edward F. Glassmeyer
/s/ Ann H. Lamont
------------------------------
Ann H. Lamont
/s/ Eileen M. More
------------------------------
Eileen M. More
<PAGE>
INDEX TO EXHIBITS
Page
----
EXHIBIT A Agreement of Reporting Persons 17
<PAGE>
Exhibit A
Each of the undersigned hereby agrees that the Schedule 13G filed on the
date hereof with respect to the shares of Common Stock of P.F. Chang's China
Bistro, Inc. has been filed on behalf of the undersigned.
Signature:
Dated February 16, 1999
Oak Investment Partners VI Limited
Partnership
By: Oak Oak Associates VI, LLC
As General Partner
By: /s/ Eileen M. More
------------------------------
General Partner
Oak Associates VI, LLC
By: /s/ Eileen M. More
------------------------------
Manager Member
Oak VI Affiliates Fund, Limited Partnership
By: Oak VI Affiliates, As General Partner
By: /s/ Eileen M. More
------------------------------
General Partner
Oak VI Affiliates
By: /s/ Eileen M. More
------------------------------
General Partner
<PAGE>
OAK MANAGEMENT CORPORATION
By: /s/Edward F. Glassmeyer
------------------------------
Name: Edward F. Glassmeyer
Title: President
/s/ Bandel L. Carano
------------------------------
Bandel L. Carano
/s/ Fredric W. Harman
------------------------------
Fredric W. Harman
/s/ Gerald R. Gallagher
------------------------------
Gerald R. Gallagher
/s/ Edward F. Glassmeyer
------------------------------
Edward F. Glassmeyer
/s/ Ann H. Lamont
------------------------------
Ann H. Lamont
/s/ Eileen M. More
------------------------------
Eileen M. More
