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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-Q/A
AMENDMENT NO. 1 TO
QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
FOR THE QUARTER ENDED JUNE 30, 1996
Commission file number 0-16244
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VEECO INSTRUMENTS INC.
(Exact name of registrant as specified in its charter)
Delaware 11-2989601
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification Number)
Terminal Drive
Plainview, New York 11803
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (516) 349-8300
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Indicate by check mark whether the Registrant: (1) has filed all reports
required to be filed by Section 13 or 15 (d) of the Securities Exchange Act of
1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been subject to such
filing requirements for the past 90 days:
Yes X No
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5,821,354 shares of Common Stock $.01 par value, were outstanding as of August
5, 1996.
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The Registrant, Veeco Instruments, Inc. (the "Company"), hereby amends its
Quarterly Report on Form 10-Q (the "10-Q") for the quarterly period ended
June 30, 1996, filed with the Securities and Exchange Commission on August 7,
1996, to file as Exhibit 27 thereto, a Financial Data Schedule for the above
period in accordance with Item 601(c) of Regulation S - K and Rule 401 of
Regulation S - T.
In addition, the electronic version of the 10-Q contained a
typographical error in the Consolidated Balance Sheet set forth therein; the
captions setting forth the dates of the Balance Sheet information mistakenly
read "June 30, 1995" and "December 31, 1996" instead of "June 30, 1996" and
"December 31, 1995". Accordingly, the Company hereby amends the electronic
version of the 10-Q to correct such captions to read "June 30, 1996" and
"December 31, 1995".
[Intentionally left blank]
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ITEM 6. EXHIBITS AND REPORTS ON FORM 8-K
a) Exhibits:
10.25 Credit Agreement dated July 31, 1996 among the Registrant, Fleet
Bank N.A. and The Chase Manhattan Bank.(1)
10.26 Security Agreement dated July 31, 1996 among the Registrant, Fleet
Bank N.A. and The Chase Manhattan Bank.(1)
10.27 Guarantee Agreement dated July 31, 1996 among the Registrant,
Fleet Bank N.A. and The Chase Manhattan Bank.(1)
10.28 Guarantor's Security Agreement dated July 31, 1996 among Sloan
Technology Corporation, Fleet Bank N.A. and The Chase Manhattan
Bank.(1)
10.29 The Pledge Agreement dated July 31, 1996 among the Registrant,
Fleet Bank N.A. and The Chase Manhattan Bank.(1)
10.30 The Patent and Trademark Security Agreement dated July 31, 1996
among the Registrant, Fleet Bank N.A. and The Chase Manhattan
Bank.(1)
27 Financial Data Schedule of Veeco Instruments Inc. for the
quarterly period ended June 30, 1996.(*)
b) Reports on Form 8-K:
The Registrant filed a Form 8-K dated July 26, 1996 reporting that shares
of common stock, par value $.01 per share, of the Registrant may no longer
be offered for resale or resold pursuant to any of the following
prospectuses: (i) the Company's Prospectus dated December 15, 1994 filed
as part of the Company's Registration Statement on Form S-8, file no.
33-87394; (ii) the Company's Prospectus dated August 3, 1995 filed as part
of the Company's Registration Statement on Form S-8, file no. 33-95424;
and (iii) the Company's Prospectus dated August 3, 1995 filed as part of
the Company's Registration Statement on Form S-8, file no. 33-95422.(1)
(1) Item previously filed with Veeco Instruments Inc. Quarterly Report
on Form 10-Q for the quarterly period ended June 30, 1996.
(*) Item filed with this Amendment No. 1.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
Date: October 21, 1996
Veeco Instruments Inc.
By: /s/ John F. Rein, Jr.
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John F. Rein, Jr.
Vice President, Finance
and Chief Financial Officer
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INDEX TO EXHIBITS
Exhibit No. Document
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10.25 Credit Agreement dated July 31, 1996 among the Registrant, Fleet
Bank N.A. and The Chase Manhattan Bank.(1)
10.26 Security Agreement dated July 31, 1996 among the Registrant,
Fleet Bank N.A. and The Chase Manhattan Bank.(1)
10.27 Guarantee Agreement dated July 31, 1996 among the Registrant,
Fleet Bank N.A. and The Chase Manhattan Bank.(1)
10.28 Guarantor's Security Agreement dated July 31, 1996 among Sloan
Technology Corporation, Fleet Bank N.A. and The Chase Manhattan
Bank.(1)
10.29 The Pledge Agreement dated July 31, 1996 among the Registrant,
Fleet Bank N.A. and The Chase Manhattan Bank.(1)
10.30 The Patent and Trademark Security Agreement dated July 31, 1996
among the Registrant, Fleet Bank N.A. and The Chase Manhattan
Bank.(1)
27 Financial Data Schedule of Veeco Instruments Inc. for the
quarterly period ended June 30, 1996. (*)
(1) Item previously filed with Veeco Instruments Inc. Quarterly
Report on Form 10-Q for the quarterly period ended
June 30, 1996.
(*) Item filed with this Amendment No. 1.
<TABLE> <S> <C>
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<ARTICLE> 5
<LEGEND>
THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM THE
CONDENSED CONSOLIDATED FINANCIAL STATEMENTS AS OF JUNE 30, 1996 AND FOR THE SIX
MONTHS ENDED JUNE 30, 1996 WHICH ARE CONTAINED IN FORM 10-Q FOR THE QUARTER
ENDED JUNE 30, 1996 AND IS QUALIFIED IN ITS ENTIRETY BY REFERENCE TO SUCH
FINANCIAL STATEMENTS.
</LEGEND>
<MULTIPLIER> 1,000
<S> <C>
<PERIOD-TYPE> 6-MOS
<FISCAL-YEAR-END> DEC-31-1996
<PERIOD-START> JAN-01-1996
<PERIOD-END> JUN-30-1996
<CASH> 17,061
<SECURITIES> 0
<RECEIVABLES> 20,342
<ALLOWANCES> 594
<INVENTORY> 19,252
<CURRENT-ASSETS> 58,425
<PP&E> 13,886
<DEPRECIATION> 5,844
<TOTAL-ASSETS> 72,068
<CURRENT-LIABILITIES> 17,772
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0
0
<COMMON> 58
<OTHER-SE> 53,660
<TOTAL-LIABILITY-AND-EQUITY> 72,068
<SALES> 45,739
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<CGS> 25,409
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