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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D/A
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 2)*
VEECO INSTRUMENTS INC.
(NAME OF ISSUER)
COMMON STOCK
(TITLE OF CLASS OF SECURITIES)
922417-100
(CUSIP NUMBER)
JOHN A. GURLEY
1407 DOVER ROAD
SANTA BARBARA, CA 93103
(805) 886-7380
(NAME, ADDRESS AND TELEPHONE NUMBER OF PERSON
AUTHORIZED TO RECEIVE NOTICES AND COMMUNICATIONS)
COPIES TO:
EDWARD H. BRAUN
C/O VEECO INSTRUMENTS INC.
TERMINAL DRIVE
PLAINVIEW, NY 11803
(516) 349-8300
SEPTEMBER 10, 1999
(DATE OF EVENT WHICH REQUIRES
FILING OF THIS STATEMENT)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition that is the subject of this Schedule 13D, and is
filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or
240.13d-1(g), check the following box [ ].
Note: Schedules filed in paper format shall include a signed original
and five copies of this schedule, including all exhibits. See Section
13d-7(b) for other parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class
of securities, and for any subsequent amendment containing information
which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the Securities
Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of
that section of the Act but shall be subject to all other provisions of
the Act (however, see the Notes).
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SCHEDULE 13D
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CUSIP No. 922 417-100
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(1) NAMES OF REPORTING PERSONS.
S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
John A. Gurley
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(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) / /
(b) / /
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(3) SEC USE ONLY
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(4) SOURCE OF FUNDS
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(5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e)
/ /
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(6) CITIZENSHIP OR PLACE OF ORGANIZATION
USA
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(7) SOLE VOTING POWER
NUMBER OF 655,277 shares of Common Stock
SHARES -------------------------------------------
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BENEFICIALLY (8) SHARED VOTING POWER
OWNED BY 0
EACH -------------------------------------------
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REPORTING (9) SOLE DISPOSITIVE POWER
PERSON WITH: 655,277 shares of Common Stock
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(10) SHARED DISPOSITIVE POWER
0
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(11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
655,277 shares of Common Stock
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(12) CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(See Instructions)
/ /
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(13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Approximately 3.7% (based on 17,516,776 shares outstanding as of
November 8, 1999 as reported by the Registrant on its Form 10-Q
for the quarter ended September 30, 1999)
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(14) TYPE OF REPORTING PERSON (See Instructions)
IN
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This Amendment No. 2 amends and supplements the Statement on
Schedule 13D, as previously amended (the "Schedule 13D") relating to the
common stock, par value $.01 per share (the "Common Stock"), of Veeco
Instruments Inc., a Delaware corporation (the "Company"), previously
filed by John A. Gurley (the "Reporting Person").
Except as specifically provided herein, this Amendment does not
modify any of the information previously reported on the Schedule 13D.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
Item 5 is hereby amended to read as follows:
(a) The Reporting Person may be deemed to beneficially own
655,277 shares of Common Stock, representing approximately 3.7% of the
outstanding shares of Common Stock (based on the number of shares of
Common Stock outstanding as of November 8, 1999 as reported by the
Company on its Form 10-Q for the quarter ended September 30, 1999).
(b) The Reporting Person holds the sole power to vote or to
direct the vote and to dispose or to direct the disposition of the
655,277 shares of Common Stock.
(c) During the past sixty (60) days, the Reporting Person sold
167,000 shares of Common Stock on various dates from and including
August 19, 1999 through September 10, 1999 in transactions on the NASDAQ
National Market pursuant to and in compliance with Rules 145 and 144
under the Securities Act of 1933, as amended, at daily prices per share
ranging from a low of $33.87 to a high of $36.875. On July 12, 1999,
the Reporting Person transferred 352,404 shares of Common Stock to his
former spouse, Patricia Aoyama, as part of the resolution of a divorce
proceeding.
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Except as set forth above, the Reporting Person does not beneficially
own any shares of Common Stock and has not effected any transaction in
shares of Common Stock since the transactions reported on the Schedule
13D.
(d) To the best knowledge of the Reporting Person, no person has
the right to receive or the power to direct the receipt of dividends
from, or the proceeds from the sale of, the 655,277 shares of Common
Stock.
(e) To the best knowledge of the Reporting Person, he ceased to
be the beneficial owner of more than 5% of the outstanding shares of
Common Stock on July 12, 1999 (based on 17,516,776 shares outstanding as
of November 8, 1999 as reported by the Company on its Form 10-Q for the
quarter ended September 30, 1999).
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH
RESPECT TO SECURITIES OF THE ISSUER
Item 6 is hereby amended to add the following information:
The sales referred to in Item 5(b) of this Amendment No. 1 were
effected through Goldman, Sachs & Co. as agent for the Reporting Person
for usual and customary broker's commissions for transactions of the
size in question.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true,
complete and correct.
Dated as of October 8, 1999
/s/ John A. Gurley
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John A. Gurley
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