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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No.______)*
Kofax Image Products, Inc.
---------------------------------
(Name of Issuer)
Common Stock
---------------------------------
(Title of Class of Securities)
500200100
---------------------------------
(CUSIP Number)
Check the following box if a fee is being paid with this statement [ ]. (A fee
is not required only if the filing person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 8 Pages
<PAGE>
- --------------------------- ---------------------------
CUSIP No. 500200100 13G Page 2 of 8 Pages
- --------------------------- ---------------------------
- -------- -----------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Sigma Partners, a California Limited Partnership
I.D. # 77-0046357
- -------- -----------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X}
- -------- -----------------------------------------------------------------------
3 SEC USE ONLY
- -------- -----------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
California
- -------- -----------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 319,946
BENEFICIALLY ------- -------------------------------------------------------
OWNED BY EACH 6 SHARED VOTING POWER
REPORTING 0
PERSON ------- -------------------------------------------------------
WITH 7 SOLE DISPOSITIVE POWER
319,946
------- -------------------------------------------------------
8 SHARED DISPOSITIVE POWER
0
- -------- -----------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
319,946
- -------- -----------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
N/A
- -------- -----------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.01
- -------- -----------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- -------- -----------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 2 of 8 Pages
<PAGE>
- --------------------------- ---------------------------
CUSIP No. 500200100 13G Page 3 of 8 Pages
- --------------------------- ---------------------------
- -------- -----------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Sigma Management, a California Limited Partnership
I.D. #77-0042122
- -------- -----------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X}
- -------- -----------------------------------------------------------------------
3 SEC USE ONLY
- -------- -----------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
California
- -------- -----------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 355,086
BENEFICIALLY ------- -------------------------------------------------------
OWNED BY EACH 6 SHARED VOTING POWER
REPORTING 0
PERSON ------- -------------------------------------------------------
WITH 7 SOLE DISPOSITIVE POWER
355,086
------- -------------------------------------------------------
8 SHARED DISPOSITIVE POWER
0
- -------- -----------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
355,086
- -------- -----------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
N/A
- -------- -----------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.67
- -------- -----------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- -------- -----------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 3 of 8 Pages
<PAGE>
- --------------------------- ---------------------------
CUSIP No. 500200100 13G Page 4 of 8 Pages
- --------------------------- ---------------------------
- -------- -----------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Sigma Associates, a California Limited Partnership
I.D. #77-0093623
- -------- -----------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X}
- -------- -----------------------------------------------------------------------
3 SEC USE ONLY
- -------- -----------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
California
- -------- -----------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 35,140
BENEFICIALLY ------- -------------------------------------------------------
OWNED BY EACH 6 SHARED VOTING POWER
REPORTING 0
PERSON ------- -------------------------------------------------------
WITH 7 SOLE DISPOSITIVE POWER
35,140
------- -------------------------------------------------------
8 SHARED DISPOSITIVE POWER
0
- -------- -----------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
35,140
- -------- -----------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
N/A
- -------- -----------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.66
- -------- -----------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- -------- -----------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 4 of 8 Pages
<PAGE>
Item 1: Issuer
(a) Issuer: Kofax Image Products
(b) Address of Principal Office: Three Jenner Street
Irvine, CA 92618-3802
Item 2:
(a) Filing Persons:
Sigma Partners, a California Limited Partnership ("SP")
Sigma Management, a California Limited Partnership ("SM")
Sigma Associates, a California Limited Partnership ("SA")
(B) Principal Buisness Address: 2884 Sand Hill Road #121
Menlo Park, CA 94025
(c) Place of Organization:
SP - California
SM - California
SA - California
(d) Title of Class of Securities: Common Stock
(e) CUSIP No.: 500200100
Item 3: Not Applicable
Item 4: Ownership
SP SM SA
----- ----- -----
(a) Beneficial Ownership 319,946 355,086 35,140
(b) Percentage of Class 6.01 6.67 0.66
(c) Sole Voting Power: 319,946 355,086 35,140
Shared Voting Power: 0 0 0
Sole Dispositive Power: 319,946 355,086 35,140
Shared Dispositive Power: 0 0 0
Page 5 of 8 Pages
<PAGE>
In addition to the above, each of J. Burgess Jamieson, Gardner C. Hendrie,
Clifford L. Haas, C. Bradford Jeffries and Lawrence G. Finch, the five general
partners of SM, may be deemed to share voting and dispositive power over the
355,086 shares owned by SP, SM and SA.
Item 5: Not Applicable
Item 6:
Under certain circumstances set forth in SP's, SM's and SA's limited
partnership agreements, the general partners and limited partners of each of
such funds have the right to receive dividends from, or the proceeds from the
sale of the common stock of Issuer owned by each such fund.
Item 7: Not Applicable
Item 8: Not Applicable
Item 9: Not Applicable
Item 10: Not Applicable
Exhibit A: Joint Filing Statement
Page 6 of 8 Pages
<PAGE>
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date: February 9, 1999
SIGMA PARTNERS, A CALIFORNIA
LIMITED PARTNERSHIP
By its General Partner,
Sigma Management, a California
Limited Partnership
By: /s/ Clifford L. Haas
-----------------------------------
General Partner
PRINT: Clifford L. Haas
SIGMA MANAGEMENT, A CALIFORNIA
LIMITED PARTNERSHIP
By: /s/ Clifford L. Haas
-----------------------------------
General Partner
PRINT: Clifford L. Haas
SIGMA ASSOCIATES, A CALIFORNIA
LIMITED PARTNERSHIP
By: /s/ Clifford L. Haas
-----------------------------------
General Partner
PRINT: Clifford L. Haas
Page 7 of 8 Pages
<PAGE>
EXHIBIT A
We, the undersigned, hereby express our agreement that the attached Schedule 13G
is filed on behalf of each of us.
DATE: February 9, 1999
SIGMA PARTNERS, A CALIFORNIA
LIMITED PARTNERSHIP
By its General Partner,
Sigma Management, a California
Limited Partnership
By: /s/ Clifford L. Haas
-----------------------------------
General Partner
PRINT: Clifford L. Haas
SIGMA MANAGEMENT, A CALIFORNIA
LIMITED PARTNERSHIP
By: /s/ Clifford L. Haas
-----------------------------------
General Partner
PRINT: Clifford L. Haas
SIGMA ASSOCIATES, A CALIFORNIA
LIMITED PARTNERSHIP
By: /s/ Clifford L. Haas
-----------------------------------
General Partner
PRINT: Clifford L. Haas
Page 8 of 8 Pages
