UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 09/30/2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: James C. Edwards & Company, Inc.
Address: 570 Lexington Avenue
New York, NY 10022
13F File Number: 28-6006
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: David MacNiel
Title: President
Phone: (212)319-8490
Signature, Place, and Date of Signing:
David Macniel New York, NY October 24, 2000
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE
ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form13F Information Table Entry Total: 141
Form13F Information Table Value Total: 425585
List of Other Included Managers:
List of Other Managers Reporting for this Manager:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filled, other
than the manager filing this report.
NONE
<PAGE>
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FORM 13F INFORMATION TABLE
TITLE
OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------------------------------------------------------------------------------------------------------------
ABBOTT LABS COM COM 002824100 10242 215330 SH SOLE 84060 131270
AGILENT TECHNOLOGIES COM 00846U101 283 5787 SH SOLE 419 5368
ALLEGHANY CORP DEL COM COM 017175100 549 2800 SH SOLE 2800
ALLTEL CORP COM COM 020039103 2842 54461 SH SOLE 21500 32961
AMERICAN EXPRESS CO COM COM 025816109 419 6900 SH SOLE 6900
AMERICAN HOME PRODS CORP COM 026609107 3899 68932 SH SOLE 700 68232
AMERICAN INT'L GP INC COM 026874107 2910 30411 SH SOLE 5412 24999
AMERICAN ITALIAN PASTA COM 027070101 878 45750 SH SOLE 5000 40750
AMGEN INC COM COM 031162100 2346 33600 SH SOLE 12000 21600
ANADARKO PETE CORP COM COM 032511107 598 9004 SH SOLE 9004
APACHE CORP COM COM 037411105 2347 39700 SH SOLE 21000 18700
APPLIED SCIENCE & TECH COM COM 038236105 898 60850 SH SOLE 30000 30850
AT&T CORP COM COM 001957109 243 8257 SH SOLE 25 8232
AUTOMATIC DATA PROCESS COM 053015103 1043 15600 SH SOLE 2000 13600
BANK OF NEW YORK CO INC COM 064057102 1396 24900 SH SOLE 24900
BAXTER INTL INC COM COM 071813109 253 3170 SH SOLE 1600 1570
BECTON DICKINSON & CO. COM 075887109 204 7700 SH SOLE 1000 6700
BELLSOUTH CORP COM 079860102 844 20959 SH SOLE 20959
BERKSHIRE HATHAWAY CL B COM 084670207 240 116 SH SOLE 116
BESTFOODS COM 08658U101 247 3400 SH SOLE 3400
BIOMET INC COM COM 090613100 210 6000 SH SOLE 6000
BP AMOCO PLC COM 110889409 6207 117116 SH SOLE 9260 107856
BRISTOL-MYERS SQUIBB CO COM 110122108 9128 159795 SH SOLE 37300 122495
CAMDEN PROP TR CV PRD SER A 133131201 362 14500 SH SOLE 2000 12500
CAPITAL ONE FINANCIAL COM 14040H105 378 5400 SH SOLE 5400
CARDINAL HEALTH INC COM COM 14149Y108 2892 32796 SH SOLE 11000 21796
CATERPILLAR INC DEL COM COM 149123101 281 8323 SH SOLE 8323
CHARTER COMMUNICATIONS COM 16117M107 2382 146450 SH SOLE 73700 72750
CHASE MANHATTAN NEW COM COM 16161A108 693 15000 SH SOLE 15000
CHEVRON CORPORATION COM COM 166751107 1199 14065 SH SOLE 14065
CIGNA CORP COM COM 125509109 548 5250 SH SOLE 5250
CISCO SYS INC COM COM 17275R102 18568 336070 SH SOLE 7680 328390
CITIGROUP INC COM 172967101 1850 34224 SH SOLE 8000 26224
CLEAR CHANNEL COMMUN COM 184502102 523 9255 SH SOLE 9255
COCA COLA CO COM COM 191216100 4444 80609 SH SOLE 10000 70609
COMCAST CORP CL A COM 200300101 244 6000 SH SOLE 6000
COMCAST CORP CL A SPL COM 200300200 246 6000 SH SOLE 6000
COMPUTER SCIENCES CORP COM 205363104 3015 40600 SH SOLE 21500 19100
CONVERGYS CORPORATION COM 212485106 3887 100000 SH SOLE 34000 66000
CORNING INC COM COM 219350105 5791 19500 SH SOLE 2500 17000
COX COMM NEW CL A COM 224044107 1014 26500 SH SOLE 26500
CV THERAPEUTICS, INC COM 126667104 1089 14000 SH SOLE 8000 6000
CVS CORPORATION DELAWARE COM 126650100 3207 69250 SH SOLE 29500 39750
DISNEY WALT CO HOLDING CO COM 254687106 2250 58821 SH SOLE 7000 51821
DU PONT E I DE NEMOURS COM COM 263534109 347 8379 SH SOLE 2000 6379
E M C CORP MASS COM COM 268648102 6823 68830 SH SOLE 9600 59230
ELAN PLC ADR COM 284131208 493 9000 SH SOLE 9000
ELI LILLY & CO COM 532457108 2077 25600 SH SOLE 16300 9300
EMERSON ELECTRIC CO 291011104 143257 2138159 SH SOLE 1694188 443971
EMERSON ELECTRIC CO 291011104 3246 48455 SH SOLE 500 47955
ENRON CORP COM 293561106 1271 14502 SH SOLE 14502
EXXON MOBIL CORP COM COM 30231G102 7580 85044 SH SOLE 5565 79479
FIRST DATA CORP COM COM 319963104 250 6400 SH SOLE 6400
FIRST UNION CORP COM COM 337358105 356 11046 SH SOLE 11046
FLEET BOSTON FINANCIAL CO COM 33901A108 662 16987 SH SOLE 16987
FLEET BOSTON FINANCIAL CORP 33901A108 1892 48504 SH SOLE 48504
FLORIDA PROGRESS CORP COM COM 341109106 482 9100 SH SOLE 9100
GANNETT COMPANY INC COM 364730101 315 5950 SH SOLE 5950
GENERAL ELECTRIC CO COM 369604103 13163 228180 SH SOLE 80000 148180
GENERAL MILLS INC COM COM 370334104 426 12000 SH SOLE 12000
GENERAL MOTORS CORP CL H COM 370442832 268 7200 SH SOLE 7200
GILLETTE CO COM COM 375766102 659 21352 SH SOLE 5000 16352
HEWLETT PACKARD CO COM COM 428236103 1513 15600 SH SOLE 1100 14500
HOME DEPOT INC COM COM 437076102 1878 35400 SH SOLE 1800 33600
HON INDUSTRIES COM 438092108 246 10000 SH SOLE 10000
INT'L BUSINESS MACH COM COM 459200101 3220 28620 SH SOLE 28620
INTEL CORP COM 458140100 9246 222470 SH SOLE 55200 167270
JACOBSON STORES INC. COM 469834105 296 68192 SH SOLE 68192
JOHNSON & JOHNSON COM COM 478160104 7436 79157 SH SOLE 35000 44157
KIMBERLY CLARK CORP COM COM 494368103 686 12286 SH SOLE 595 11691
LERNOUT&HAUSPIE SPEECH COM B5628B104 310 23600 SH SOLE 12000 11600
LUCENT TECHNOLOGIES COM COM 549463107 855 27969 SH SOLE 5000 22969
LYCOS INC. COM 550818108 636 9250 SH SOLE 2000 7250
MACATAWA BK CORP COM COM 554225102 191 15000 SH SOLE 15000
MARCHFIRST INC COM 566244109 157 10000 SH SOLE 10000
MBIA INC COM 55262C100 1081 15200 SH SOLE 15200
MCGRAW HILL COS INC COM COM 580645109 610 9600 SH SOLE 9600
MEDIMMUNE INC COM 584699102 1298 16800 SH SOLE 12000 4800
MEDTRONIC INC COM COM 585055106 477 9200 SH SOLE 6000 3200
MERCK & CO INC COM 589331107 12885 173098 SH SOLE 83498 89600
MICROSOFT CORP COM COM 594918104 6960 115400 SH SOLE 55000 60400
MILLER HERMAN INC COM COM 600544100 802 25000 SH SOLE 25000
MINNESOTA MINING&MNFTG CO COM 604059105 3068 33673 SH SOLE 9200 24473
MORGAN J P & CO INC COM 616880100 220 1345 SH SOLE 651 694
MORGAN STANLEY/DEAN WITTER COM 617446448 416 4550 SH SOLE 3600 950
MOTOROLA INC COM COM 620076109 793 28074 SH SOLE 7200 20874
MURPHY OIL CORP COM COM 626717102 250 3850 SH SOLE 3850
NESTLE S A SPONSORED ADR COM 641069406 644 5966 SH SOLE 5966
NEXTEL COMM INC CL-A COM 65332V103 1253 26800 SH SOLE 8000 18800
NOKIA CORP COM 654902204 1247 31320 SH SOLE 20000 11320
NORFOLK SOUTHERN CORP 655844108 3474 237561 SH SOLE 237561
NORTHERN TRUST CORP COM COM 665859104 1280 14400 SH SOLE 14400
NOVARTIS A.G. ADR COM 66987V109 642 16600 SH SOLE 4600 12000
OMNICOM GROUP INC COM COM 681919106 365 5000 SH SOLE 4000 1000
ORACLE CORP COM COM 68389X105 5338 67782 SH SOLE 18096 49686
PE BIOSYSTEMS GP COM 69332S102 1165 10000 SH SOLE 10000
PEPSICO INC COM COM 713448108 3027 65800 SH SOLE 12000 53800
PFIZER INC COM 717081103 3310 73651 SH SOLE 30000 43651
PHILIP MORRIS COS INC COM COM 718154107 478 16239 SH SOLE 16239
PITNEY BOWES INC COM 724479100 262 6650 SH SOLE 6650
PLANTRONICS INC NEW COM COM 727493108 7002 184275 SH SOLE 64500 119775
POPE RESOURCES DEL L.P. 732857107 235 11210 SH SOLE 11210
PRICELINE.COM INC COM 741503106 286 24050 SH SOLE 2000 22050
PROCTER & GAMBLE CO COM 742718109 2893 43173 SH SOLE 3500 39673
QLT PHOTOTHERAPEUTICS INC COM 746927102 1843 26000 SH SOLE 15000 11000
QWEST COMM INTERNATIONAL COM 749121109 810 16854 SH SOLE 8000 8854
RADIO SHACK COM 750438103 258 4000 SH SOLE 4000
REPSOL S A SPONSORED ADR COM 76026T205 467 25500 SH SOLE 25500
REUTERS GROUP PLC SPON ADR COM 76132M102 312 2772 SH SOLE 2772
ROYAL DUTCH PETE CO NY REGISCOM 780257804 1664 27756 SH SOLE 27756
SARA LEE CORP COM 803111103 344 16920 SH SOLE 16920
SBC COMMUNICATIONS INC COM COM 78387G103 3009 60175 SH SOLE 33400 26775
SCHERING-PLOUGH CORP COM 806605101 3311 71200 SH SOLE 71200
SCHLUMBERGER LTD COM COM 806857108 1077 13084 SH SOLE 4700 8384
SERVICEMASTER CO COM COM 81760N109 269 27266 SH SOLE 27266
SHELL TRANS&TRAD PLC NY SH COM 822703609 280 5720 SH SOLE 5720
SMITHKLINE BEECHAM PLC ADR 832378301 384 5600 SH SOLE 5600
SPRINT CORP COM COM 852061100 325 11100 SH SOLE 11100
STAPLES INC COM COM 855030102 1218 85850 SH SOLE 13500 72350
SUN MICROSYSTEMS INC COM COM 866810104 1045 8950 SH SOLE 5400 3550
SYMBOL TECHNOLOGIES COM COM 871508107 1804 50187 SH SOLE 12825 37362
TAB PRODS CO DEL COM COM 873197107 32 10000 SH SOLE 10000
TEKNION CORP COM 878949106 122 10000 SH SOLE 10000
TELEFONICA DE ESPANA ADR COM 879382208 424 7132 SH SOLE 1297 5835
TELESP CELULAR PATICIPA COM 87952L108 244 7400 SH SOLE 1000 6400
TEXACO INC COM COM 881694103 923 17575 SH SOLE 1245 16330
TMP WORLDWIDE INC. COM COM 872941109 2266 28150 SH SOLE 9500 18650
TRIBUNE CO NEW COM COM 896047107 262 6000 SH SOLE 6000
TRITON ENERGY LTD ORD COM G90751101 355 9100 SH SOLE 9100
TYCO INTL LTD NEW COM COM 902124106 756 14579 SH SOLE 14579
UNITED PARCEL SERVICE COM 911312106 1657 29400 SH SOLE 12400 17000
UNOCAL CORP COM COM 915289102 3163 89250 SH SOLE 36000 53250
USA NETWORKS INC COM 902984103 1651 75250 SH SOLE 35500 39750
VERIZON COMMUNICATION COM 92343V104 3689 76170 SH SOLE 3294 72876
VERTEX PHARMACEUTICALS COM 92532F100 1521 18000 SH SOLE 12000 6000
VODAFONE GROUP PLC COM 92857W100 3124 84440 SH SOLE 26640 57800
WAL MART STORES INC COM COM 931142103 476 9900 SH SOLE 8100 1800
WELLS FARGO & CO NEW COM COM 949746101 2141 46600 SH SOLE 26000 20600
WILLIAMS COS INC DEL COM COM 969457100 4969 117614 SH SOLE 49000 68614
WORLDCOM INC GA NEW COM COM 98157D106 2510 82638 SH SOLE 7900 74738
XL CAPITAL LTD CL A COM G98255105 1793 24400 SH SOLE 24400
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