UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
------------------
Check here if Amendment [ ]; Amendment Number: ___________
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Van Wagoner Capital Management, Inc.
Address: 345 California Street
Suite 2450
San Francisco, CA 94104
Form 13F File Number: 28-6388
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Garrett R. Van Wagoner
Title: President
Phone: (415) 835-5000
Signature, Place, and Date of Signing:
/s/ Garrett R. Van Wagoner San Francisco, CA 11/15/99
---------------------------------------------------------------------
Garrett R. Van Wagoner
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
----------------
Form 13F Information Table Entry Total: 191
----------------
Form 13F Information Table Value Total: $ 915,161
----------------
(thousands)
List of Other Included Managers: NONE
Provide a numbered list of the name(s) and Form 13F file numbers(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
<PAGE>
<TABLE>
Page 1 of 10 FORM 13F INFORMATION TABLE
Name of Reporting Manager: Van Wagoner Capital Management, Inc.
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8:
Name of Issuer Title of Class CUSIP Market Value Shares or Principal Investment Discretion Other Voting Authority
Number (x $1,000) Amount Managers
- -------------- -------------- --------- ------------ ------------------- --------------------- -------- -------------------
SH/ Put/ Sole Shared- Shared- Sole Shared None
PRN Call Defined Other
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABGENIX INC. COMMON 00339B107 1,744,000 44,500 SH SOLE 44,500
- ------------------------------------------------------------------------------------------------------------------------------------
ACCRUE SFTWRE COMMON 00437W102 2,994,000 133,050 SH SOLE 133,050
- ------------------------------------------------------------------------------------------------------------------------------------
ACT NETWORKS COMMON 000975102 9,679,000 1,098,275 SH SOLE 1,098,275
- ------------------------------------------------------------------------------------------------------------------------------------
ACTIVE SFTWRE COMMON 00504E100 2,783,000 116,250 SH SOLE 116,250
- ------------------------------------------------------------------------------------------------------------------------------------
ACTIVE VOICE COMMON 004938106 315,000 20,000 SH SOLE 20,000
- ------------------------------------------------------------------------------------------------------------------------------------
ADE CORP COMMON 00089C107 840,000 60,000 SH SOLE 60,000
- ------------------------------------------------------------------------------------------------------------------------------------
AFFYMETRIX INC COMMON 00826T108 2,542,000 25,825 SH SOLE 25,825
- ------------------------------------------------------------------------------------------------------------------------------------
AGILE SOFTWRE COMMON 00846X105 3,078,000 48,100 SH SOLE 48,100
- ------------------------------------------------------------------------------------------------------------------------------------
AIRONET WIRE COMMON 00943A107 5,329,000 253,750 SH SOLE 253,750
- ------------------------------------------------------------------------------------------------------------------------------------
ALLEGIANCE COMMON 01747T102 3,917,000 74,425 SH SOLE 74,425
- ------------------------------------------------------------------------------------------------------------------------------------
ALTEON WEBSYS COMMON 02145A109 400,000 4,250 SH SOLE 4,250
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICA ONLINE COMMON 02364J104 1,040,000 10,000 SH SOLE 10,000
- ------------------------------------------------------------------------------------------------------------------------------------
ANAREN MICRO COMMON 032744104 1,130,000 40,000 SH SOLE 40,000
- ------------------------------------------------------------------------------------------------------------------------------------
APEX INC COMMON 037548104 8,152,000 436,225 SH SOLE 436,225
- ------------------------------------------------------------------------------------------------------------------------------------
APPLE COMPTR COMMON 037833100 760,000 12,000 SH SOLE 12,000
- ------------------------------------------------------------------------------------------------------------------------------------
APPLIED MATLS COMMON 038222105 1,246,000 16,000 SH SOLE 16,000
- ------------------------------------------------------------------------------------------------------------------------------------
APPLIED MICRO COMMON 03822W109 2,229,000 39,100 SH SOLE 39,100
- ------------------------------------------------------------------------------------------------------------------------------------
APPLIED SCIENCE COMMON 038236105 928,000 45,000 SH SOLE 45,000
- ------------------------------------------------------------------------------------------------------------------------------------
ARIBA B 081197 COMMON 107,647,000 960,000 SH SOLE 960,000
- ------------------------------------------------------------------------------------------------------------------------------------
ARIBA INC COMMON 04033V104 9,862,000 68,250 SH SOLE 68,250
- ------------------------------------------------------------------------------------------------------------------------------------
<PAGE>
Page 2 of 10
Name of Reporting Manager: Van Wagoner Capital Management, Inc.
- ------------------------------------------------------------------------------------------------------------------------------------
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8:
Name of Issuer Title of Class CUSIP Market Value Shares or Principal Investment Discretion Other Voting Authority
Number (x $1,000) Amount Managers
- -------------- -------------- --------- ------------ ------------------- --------------------- -------- -------------------
SH/ Put/ Sole Shared- Shared- Sole Shared None
PRN Call Defined Other
- ------------------------------------------------------------------------------------------------------------------------------------
ARM HLDG COMMON 04206810 2,726,000 58,000 SH SOLE 58,000
- ------------------------------------------------------------------------------------------------------------------------------------
ART TECH GRP COMMON 04289L107 6,054,000 159,050 SH SOLE 159,050
- ------------------------------------------------------------------------------------------------------------------------------------
ARTHROCARE COMMON 043136100 2,475,000 45,300 SH SOLE 45,300
- ------------------------------------------------------------------------------------------------------------------------------------
ASM LITHOGRPH COMMON N07059111 1,884,000 28,100 SH SOLE 28,100
- ------------------------------------------------------------------------------------------------------------------------------------
ASYST TECH COMMON 04648X107 1,815,000 55,000 SH SOLE 55,000
- ------------------------------------------------------------------------------------------------------------------------------------
ATMI INC COMMON 00207R101 7,463,000 200,000 SH SOLE 200,000
- ------------------------------------------------------------------------------------------------------------------------------------
AULT INC COMMON 051503100 189,000 25,000 SH SOLE 25,000
- ------------------------------------------------------------------------------------------------------------------------------------
BASIN EXPL COMMON 070107107 3,342,000 139,250 SH SOLE 139,250
- ------------------------------------------------------------------------------------------------------------------------------------
BEA SYS INC COMMON 073325102 6,501,000 184,100 SH SOLE 184,100
- ------------------------------------------------------------------------------------------------------------------------------------
BINDVIEW DEV COMMON 090327107 1,169,000 59,400 SH SOLE 59,400
- ------------------------------------------------------------------------------------------------------------------------------------
BJ SVCS CO COMMON 055482103 2,752,000 86,500 SH SOLE 86,500
- ------------------------------------------------------------------------------------------------------------------------------------
BLUESTONE C PPL COMMON 10,477,000 562,960 SH SOLE 562,960
- ------------------------------------------------------------------------------------------------------------------------------------
BLUESTONE SOFT COMMON 09623P102 3,816,000 165,000 SH SOLE 165,000
- ------------------------------------------------------------------------------------------------------------------------------------
BROADCOM CRP COMMON 111320107 9,865,000 90,500 SH SOLE 90,500
- ------------------------------------------------------------------------------------------------------------------------------------
BROCADE COMM COMMON 111621108 6,405,000 30,500 SH SOLE 30,500
- ------------------------------------------------------------------------------------------------------------------------------------
C COR NET COMMON 125010108 820,000 27,000 SH SOLE 27,000
- ------------------------------------------------------------------------------------------------------------------------------------
CAL DIVE INTL COMMON 127914109 8,750,000 255,475 SH SOLE 255,475
- ------------------------------------------------------------------------------------------------------------------------------------
CARDIAC PATH COMMON 141408302 57,000 26,700 SH SOLE 26,700
- ------------------------------------------------------------------------------------------------------------------------------------
CEPHALON INC COMMON 156708109 4,096,000 227,950 SH SOLE 227,950
- ------------------------------------------------------------------------------------------------------------------------------------
CHECK POINT SFTWR COMMON M22465104 2,533,000 30,000 SH SOLE 30,000
- ------------------------------------------------------------------------------------------------------------------------------------
<PAGE>
Page 3 of 10
Name of Reporting Manager: Van Wagoner Capital Management, Inc.
- ------------------------------------------------------------------------------------------------------------------------------------
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8:
Name of Issuer Title of Class CUSIP Market Value Shares or Principal Investment Discretion Other Voting Authority
Number (x $1,000) Amount Managers
- -------------- -------------- --------- ------------ ------------------- --------------------- -------- -------------------
SH/ Put/ Sole Shared- Shared- Sole Shared None
PRN Call Defined Other
- ------------------------------------------------------------------------------------------------------------------------------------
CHEMDEX CORP COMMON 163595101 2,571,000 83,450 SH SOLE 83,450
- ------------------------------------------------------------------------------------------------------------------------------------
CIENA CORP COMMON 171779101 7,955,000 217,950 SH SOLE 217,950
- ------------------------------------------------------------------------------------------------------------------------------------
CISCO SYS INC COMMON 17275R102 1,118,000 16,300 SH SOLE 16,300
- ------------------------------------------------------------------------------------------------------------------------------------
CITRIX SYS INC COMMON 177376100 3,715,000 59,975 SH SOLE 59,975
- ------------------------------------------------------------------------------------------------------------------------------------
CMG INFRMTN COMMON 125750109 851,000 8,300 SH SOLE 8,300
- ------------------------------------------------------------------------------------------------------------------------------------
COFLEXIP COMMON 192384105 1,194,000 25,000 SH SOLE 25,000
- ------------------------------------------------------------------------------------------------------------------------------------
COHU INC COMMON 192576106 1,479,000 70,000 SH SOLE 70,000
- ------------------------------------------------------------------------------------------------------------------------------------
COM21 INC COMMON 205937105 5,991,000 460,825 SH SOLE 460,825
- ------------------------------------------------------------------------------------------------------------------------------------
CONCUR TECH COMMON 206708109 8,512,000 298,675 SH SOLE 298,675
- ------------------------------------------------------------------------------------------------------------------------------------
CONEXANT SYS COMMON 207142100 7,182,000 98,850 SH SOLE 98,850
- ------------------------------------------------------------------------------------------------------------------------------------
COOPER CAM COMMON 216640102 3,552,000 94,100 SH SOLE 94,100
- ------------------------------------------------------------------------------------------------------------------------------------
COPPER MNTN COMMON 217510106 5,748,000 65,600 SH SOLE 65,600
- ------------------------------------------------------------------------------------------------------------------------------------
COPPER MNTN D 100998 COMMON 217510106 16,659,000 193,548 SH SOLE 193,548
- ------------------------------------------------------------------------------------------------------------------------------------
COSTAR GROUP COMMON 75612B107 3,670,000 153,700 SH SOLE 153,700
- ------------------------------------------------------------------------------------------------------------------------------------
COVAD COMM COMMON 222814204 4,778,000 109,600 SH SOLE 109,600
- ------------------------------------------------------------------------------------------------------------------------------------
CYMER INC COM COMMON 232572107 5,897,000 170,000 SH SOLE 170,000
- ------------------------------------------------------------------------------------------------------------------------------------
DELL COMPUTER COMMON 247025109 644,000 15,400 SH SOLE 15,400
- ------------------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY COMMON 25179M103 3,667,000 88,500 SH SOLE 88,500
- ------------------------------------------------------------------------------------------------------------------------------------
DIGEX INC COMMON 253754105 505,000 21,300 SH SOLE 21,300
- ------------------------------------------------------------------------------------------------------------------------------------
DOCUMENTUM COMMON 256159104 649,000 30,000 SH SOLE 30,000
- ------------------------------------------------------------------------------------------------------------------------------------
<PAGE>
Page 4 of 10
Name of Reporting Manager: Van Wagoner Capital Management, Inc.
- ------------------------------------------------------------------------------------------------------------------------------------
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8:
Name of Issuer Title of Class CUSIP Market Value Shares or Principal Investment Discretion Other Voting Authority
Number (x $1,000) Amount Managers
- -------------- -------------- --------- ------------ ------------------- --------------------- -------- -------------------
SH/ Put/ Sole Shared- Shared- Sole Shared None
PRN Call Defined Other
- ------------------------------------------------------------------------------------------------------------------------------------
DRIL-QUIP INC COMMON 262037104 8,039,000 314,500 SH SOLE 314,500
- ------------------------------------------------------------------------------------------------------------------------------------
DRUGSTORE COM COMMON 262241102 580,000 16,000 SH SOLE 16,000
- ------------------------------------------------------------------------------------------------------------------------------------
E PIPHANY INC COMMON 26881V100 4,388,000 90,000 SH SOLE 90,000
- ------------------------------------------------------------------------------------------------------------------------------------
E-TEK DYNAMIC COMMON 269240107 6,410,000 118,150 SH SOLE 118,150
- ------------------------------------------------------------------------------------------------------------------------------------
ECHO STAR COM COMMON 278762109 5,176,000 57,000 SH SOLE 57,000
- ------------------------------------------------------------------------------------------------------------------------------------
EFFICIENT NET COMMON 282056100 2,835,000 77,950 SH SOLE 77,950
- ------------------------------------------------------------------------------------------------------------------------------------
EGAIN COMM COMMON 28225C103 1,665,000 90,000 SH SOLE 90,000
- ------------------------------------------------------------------------------------------------------------------------------------
ELECTRO SCIEN COMMON 285229100 779,000 15,000 SH SOLE 15,000
- ------------------------------------------------------------------------------------------------------------------------------------
ELETROGLAS COMMON 285324109 818,000 35,000 SH SOLE 35,000
- ------------------------------------------------------------------------------------------------------------------------------------
EMC CORP MASS COMMON 268648102 2,182,000 30,550 SH SOLE 30,550
- ------------------------------------------------------------------------------------------------------------------------------------
EMULEX CORP COMMON 292475209 14,908,000 173,600 SH SOLE 173,600
- ------------------------------------------------------------------------------------------------------------------------------------
ENSCO INTL INC COMMON 26874Q100 2,348,000 130,000 SH SOLE 130,000
- ------------------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES COMMON 26875P101 231,000 10,850 SH SOLE 10,850
- ------------------------------------------------------------------------------------------------------------------------------------
ERICSSON L M COMMON 294821400 938,000 30,000 SH SOLE 30,000
- ------------------------------------------------------------------------------------------------------------------------------------
ETOYS INC COMMON 297862104 11,941,000 179,400 SH SOLE 179,400
- ------------------------------------------------------------------------------------------------------------------------------------
EXAR CORP COMMON 300645108 936,000 25,000 SH SOLE 25,000
- ------------------------------------------------------------------------------------------------------------------------------------
EXODUS COMM COMMON 302088109 8,096,000 112,350 SH SOLE 112,350
- ------------------------------------------------------------------------------------------------------------------------------------
EXTREME NETWK COMMON 30226D106 5,318,000 84,000 SH SOLE 84,000
- ------------------------------------------------------------------------------------------------------------------------------------
F5 NETWORKS COMMON 315616102 2,720,000 40,000 SH SOLE 40,000
- ------------------------------------------------------------------------------------------------------------------------------------
FAMOUS DAVES COMMON 307068106 1,478,000 738,800 SH SOLE 738,800
- ------------------------------------------------------------------------------------------------------------------------------------
<PAGE>
Page 5 of 10
Name of Reporting Manager: Van Wagoner Capital Management, Inc.
- ------------------------------------------------------------------------------------------------------------------------------------
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8:
Name of Issuer Title of Class CUSIP Market Value Shares or Principal Investment Discretion Other Voting Authority
Number (x $1,000) Amount Managers
- -------------- -------------- --------- ------------ ------------------- --------------------- -------- -------------------
SH/ Put/ Sole Shared- Shared- Sole Shared None
PRN Call Defined Other
- ------------------------------------------------------------------------------------------------------------------------------------
FOUNDRY NET COMMON 35063R100 7,560,000 60,000 SH SOLE 60,000
- ------------------------------------------------------------------------------------------------------------------------------------
GADZOOX NET COMMON 362555104 2,263,000 42,000 SH SOLE 42,000
- ------------------------------------------------------------------------------------------------------------------------------------
GARDEN COM COMMON 365199108 4,830,000 255,893 SH SOLE 255,893
- ------------------------------------------------------------------------------------------------------------------------------------
GARDEN COM D PPL COMMON 4,506,000 292,553 SH SOLE 292,553
- ------------------------------------------------------------------------------------------------------------------------------------
GEMSTAR INTL COMMON G3788V106 3,734,000 47,800 SH SOLE 47,800
- ------------------------------------------------------------------------------------------------------------------------------------
GENENTECH INC COMMON 368710406 146,000 1,000 SH SOLE 1,000
- ------------------------------------------------------------------------------------------------------------------------------------
GLOBESPAN SEMI COMMON 379571102 7,714,000 122,200 SH SOLE 122,200
- ------------------------------------------------------------------------------------------------------------------------------------
GLOBIX CORP COMMON 37957F101 1,403,000 30,000 SH SOLE 30,000
- ------------------------------------------------------------------------------------------------------------------------------------
GOLDMAN SACHS COMMON 38141G104 610,000 10,000 SH SOLE 10,000
- ------------------------------------------------------------------------------------------------------------------------------------
GREY WOLF COMMON 397888108 3,434,000 1,144,600 SH SOLE 1,144,600
- ------------------------------------------------------------------------------------------------------------------------------------
HANOVER COMP COMMON 410768105 1,909,000 60,000 SH SOLE 60,000
- ------------------------------------------------------------------------------------------------------------------------------------
HARMONIC LGHT COMMON 413160102 8,778,000 67,100 SH SOLE 67,100
- ------------------------------------------------------------------------------------------------------------------------------------
HI/FN INC COMMON 428358105 8,269,000 75,000 SH SOLE 75,000
- ------------------------------------------------------------------------------------------------------------------------------------
HORZN OFFSHRE COMMON 44043J105 1,622,000 202,800 SH SOLE 202,800
- ------------------------------------------------------------------------------------------------------------------------------------
INTEL CORP COMMON 458140100 446,000 6,000 SH SOLE 6,000
- ------------------------------------------------------------------------------------------------------------------------------------
INTERNAP NET COMMON 45885A102 2,231,000 50,000 SH SOLE 50,000
- ------------------------------------------------------------------------------------------------------------------------------------
INTERPHASE COMMON 460593106 4,558,000 195,000 SH SOLE 195,000
- ------------------------------------------------------------------------------------------------------------------------------------
INTERWOVEN E COMMON 4,000,000 471,142 SH SOLE 471,142
- ------------------------------------------------------------------------------------------------------------------------------------
INTL BUS MACH COMMON 459200101 486,000 4,000 SH SOLE 4,000
- ------------------------------------------------------------------------------------------------------------------------------------
INTRANET SLTNS COMMON 460939309 4,414,000 511,750 SH SOLE 511,750
- ------------------------------------------------------------------------------------------------------------------------------------
<PAGE>
Page 6 of 10
Name of Reporting Manager: Van Wagoner Capital Management, Inc.
- ------------------------------------------------------------------------------------------------------------------------------------
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8:
Name of Issuer Title of Class CUSIP Market Value Shares or Principal Investment Discretion Other Voting Authority
Number (x $1,000) Amount Managers
- -------------- -------------- --------- ------------ ------------------- --------------------- -------- -------------------
SH/ Put/ Sole Shared- Shared- Sole Shared None
PRN Call Defined Other
- ------------------------------------------------------------------------------------------------------------------------------------
IVILLAGE INC COMMON 46588H105 7,410,000 210,200 SH SOLE 210,200
- ------------------------------------------------------------------------------------------------------------------------------------
IVILLAGE INC 120198 COMMON 16,991,000 555,554 SH SOLE 555,554
- ------------------------------------------------------------------------------------------------------------------------------------
JDS UNIPHASE COMMON 909149106 5,873,000 51,600 SH SOLE 51,600
- ------------------------------------------------------------------------------------------------------------------------------------
JUNIPER NET COMMON 48203R104 8,015,000 43,800 SH SOLE 43,800
- ------------------------------------------------------------------------------------------------------------------------------------
KANA COMM COMMON 483600102 3,990,000 80,000 SH SOLE 80,000
- ------------------------------------------------------------------------------------------------------------------------------------
KEY ENERGY GRP COMMON 492914106 17,355,000 3,515,000 SH SOLE 3,515,000
- ------------------------------------------------------------------------------------------------------------------------------------
KEYNOTE SYS COMMON 493308100 2,000,000 80,000 SH SOLE 80,000
- ------------------------------------------------------------------------------------------------------------------------------------
KLA-TENCOR COMMON 482480100 1,950,000 30,000 SH SOLE 30,000
- ------------------------------------------------------------------------------------------------------------------------------------
LEGATO SYS COMMON 524651106 3,736,000 85,700 SH SOLE 85,700
- ------------------------------------------------------------------------------------------------------------------------------------
LIGHTBRIDGE COMMON 532226107 2,953,000 150,000 SH SOLE 150,000
- ------------------------------------------------------------------------------------------------------------------------------------
LINEAR TECH COMMON 535678106 588,000 10,000 SH SOLE 10,000
- ------------------------------------------------------------------------------------------------------------------------------------
LOOKSMART LTD COMMON 543442107 2,176,000 91,400 SH SOLE 91,400
- ------------------------------------------------------------------------------------------------------------------------------------
LUCENT TECH COMMON 549463107 208,000 3,200 SH SOLE 3,200
- ------------------------------------------------------------------------------------------------------------------------------------
MECON INC COMMON 58400M105 1,769,000 277,500 SH SOLE 277,500
- ------------------------------------------------------------------------------------------------------------------------------------
MEDQUIST INC COMMON 584949101 2,402,000 71,850 SH SOLE 71,850
- ------------------------------------------------------------------------------------------------------------------------------------
METROMEDIA FB COMMON 591689104 1,767,000 72,125 SH SOLE 72,125
- ------------------------------------------------------------------------------------------------------------------------------------
MICROMUSE COMMON 595094103 4,507,000 70,150 SH SOLE 70,150
- ------------------------------------------------------------------------------------------------------------------------------------
MICRON TECH COMMON 595112103 632,000 9,500 SH SOLE 9,500
- ------------------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORP COMMON 594918104 1,467,000 16,200 SH SOLE 16,200
- ------------------------------------------------------------------------------------------------------------------------------------
MILLENIUM PHRM COMMON 599902103 4,113,000 63,275 SH SOLE 63,275
- ------------------------------------------------------------------------------------------------------------------------------------
<PAGE>
Page 7 of 10
Name of Reporting Manager: Van Wagoner Capital Management, Inc.
- ------------------------------------------------------------------------------------------------------------------------------------
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8:
Name of Issuer Title of Class CUSIP Market Value Shares or Principal Investment Discretion Other Voting Authority
Number (x $1,000) Amount Managers
- -------------- -------------- --------- ------------ ------------------- --------------------- -------- -------------------
SH/ Put/ Sole Shared- Shared- Sole Shared None
PRN Call Defined Other
- ------------------------------------------------------------------------------------------------------------------------------------
MINIMED INC COMMON 60365K108 4,082,000 41,550 SH SOLE 41,550
- ------------------------------------------------------------------------------------------------------------------------------------
MISSION CRTCAL COMMON 605047109 1,504,000 33,800 SH SOLE 33,800
- ------------------------------------------------------------------------------------------------------------------------------------
NABORS INDS INC COMMON 629568106 3,310,000 132,400 SH SOLE 132,400
- ------------------------------------------------------------------------------------------------------------------------------------
NATL-OILWELL COMMON 637071101 3,782,000 230,100 SH SOLE 230,100
- ------------------------------------------------------------------------------------------------------------------------------------
NETEGRITY INC COMMON 64110P107 609,000 25,000 SH SOLE 25,000
- ------------------------------------------------------------------------------------------------------------------------------------
NETIQ CORP COMMON 64115P102 3,308,000 111,650 SH SOLE 111,650
- ------------------------------------------------------------------------------------------------------------------------------------
NETOPIA INC COMMON 64114K104 3,011,000 75,500 SH SOLE 75,500
- ------------------------------------------------------------------------------------------------------------------------------------
NETRO C 022497 COMMON 14,455,000 571,428 SH SOLE 571,428
- ------------------------------------------------------------------------------------------------------------------------------------
NETRO C 111897 COMMON 3,614,000 142,857 SH SOLE 142,857
- ------------------------------------------------------------------------------------------------------------------------------------
NETRO CORP COMMON 64114R109 2,053,000 75,000 SH SOLE 75,000
- ------------------------------------------------------------------------------------------------------------------------------------
NETRO D 041599 COMMON 6,485,000 283,572 SH SOLE 283,572
- ------------------------------------------------------------------------------------------------------------------------------------
NETSOLVE INC COMMON 64115J106 905,000 51,000 SH SOLE 51,000
- ------------------------------------------------------------------------------------------------------------------------------------
NETWRK APPL COMMON 64120L104 4,537,000 63,350 SH SOLE 63,350
- ------------------------------------------------------------------------------------------------------------------------------------
NETZERO INC COMMON 64122R109 3,900,000 150,000 SH SOLE 150,000
- ------------------------------------------------------------------------------------------------------------------------------------
NOKIA CORP A COMMON 654902204 1,482,000 16,500 SH SOLE 16,500
- ------------------------------------------------------------------------------------------------------------------------------------
NOVELLUS SYS COMMON 670008101 3,372,000 50,000 SH SOLE 50,000
- ------------------------------------------------------------------------------------------------------------------------------------
ONHEALTH NET COMMON 450707104 56,776,000 9,084,200 SH SOLE 9,084,200
- ------------------------------------------------------------------------------------------------------------------------------------
PACKETEER INC COMMON 695210104 3,658,000 107,400 SH SOLE 107,400
- ------------------------------------------------------------------------------------------------------------------------------------
PATTERSON EN COMMON 703414102 3,963,000 260,950 SH SOLE 260,950
- ------------------------------------------------------------------------------------------------------------------------------------
PERSISTENCE SFT COMMON 715329108 3,487,000 122,100 SH SOLE 122,100
- ------------------------------------------------------------------------------------------------------------------------------------
<PAGE>
Page 8 of 10
Name of Reporting Manager: Van Wagoner Capital Management, Inc.
- ------------------------------------------------------------------------------------------------------------------------------------
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8:
Name of Issuer Title of Class CUSIP Market Value Shares or Principal Investment Discretion Other Voting Authority
Number (x $1,000) Amount Managers
- -------------- -------------- --------- ------------ ------------------- --------------------- -------- -------------------
SH/ Put/ Sole Shared- Shared- Sole Shared None
PRN Call Defined Other
- ------------------------------------------------------------------------------------------------------------------------------------
PERVASIVE SOFT COMMON 715710109 1,380,000 40,000 SH SOLE 40,000
- ------------------------------------------------------------------------------------------------------------------------------------
PHONE COM COMMON 71920Q100 7,469,000 49,300 SH SOLE 49,300
- ------------------------------------------------------------------------------------------------------------------------------------
PHONE COM C 021898 COMMON 29,521,000 211,247 SH SOLE 211,247
- ------------------------------------------------------------------------------------------------------------------------------------
PHOTON DYN COMMON 719364101 1,680,000 80,000 SH SOLE 80,000
- ------------------------------------------------------------------------------------------------------------------------------------
PMC-SIERRA COMMON 69344F106 4,829,000 52,200 SH SOLE 52,200
- ------------------------------------------------------------------------------------------------------------------------------------
POWERWAVE COMMON 739363109 6,919,000 143,500 SH SOLE 143,500
- ------------------------------------------------------------------------------------------------------------------------------------
PRIMUS KNOW COMMON 74163Q100 4,341,000 157,500 SH SOLE 157,500
- ------------------------------------------------------------------------------------------------------------------------------------
PROVINCE HLTH COMMON 743977100 1,437,000 124,950 SH SOLE 124,950
- ------------------------------------------------------------------------------------------------------------------------------------
QLOGIC CORP COMMON 747277101 7,728,000 110,600 SH SOLE 110,600
- ------------------------------------------------------------------------------------------------------------------------------------
REALNETWORKS COMMON 75605L104 8,470,000 81,000 SH SOLE 81,000
- ------------------------------------------------------------------------------------------------------------------------------------
RED HAT INC COMMON 756577102 3,360,000 35,000 SH SOLE 35,000
- ------------------------------------------------------------------------------------------------------------------------------------
REDBACK NETW COMMON 757209101 5,956,000 55,150 SH SOLE 55,150
- ------------------------------------------------------------------------------------------------------------------------------------
RESMED INC COMMON 761152107 2,259,000 73,750 SH SOLE 73,750
- ------------------------------------------------------------------------------------------------------------------------------------
RF MICRODEVCS COMMON 749941100 8,011,000 175,100 SH SOLE 175,100
- ------------------------------------------------------------------------------------------------------------------------------------
RUBIOS REST COMMON 78116B102 136,000 15,750 SH SOLE 15,750
- ------------------------------------------------------------------------------------------------------------------------------------
SAGENT TECH COMMON 786693101 566,000 60,000 SH SOLE 60,000
- ------------------------------------------------------------------------------------------------------------------------------------
SANDISK CORP COMMON 80004C101 5,867,000 90,000 SH SOLE 90,000
- ------------------------------------------------------------------------------------------------------------------------------------
SANMINA CORP COMMON 800907107 967,000 12,500 SH SOLE 12,500
- ------------------------------------------------------------------------------------------------------------------------------------
SCIENT CORP COMMON 80864H109 2,582,000 40,350 SH SOLE 40,350
- ------------------------------------------------------------------------------------------------------------------------------------
SDL INC COMMON 784076101 6,279,000 82,275 SH SOLE 82,275
- ------------------------------------------------------------------------------------------------------------------------------------
<PAGE>
Page 9 of 10
Name of Reporting Manager: Van Wagoner Capital Management, Inc.
- ------------------------------------------------------------------------------------------------------------------------------------
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8:
Name of Issuer Title of Class CUSIP Market Value Shares or Principal Investment Discretion Other Voting Authority
Number (x $1,000) Amount Managers
- -------------- -------------- --------- ------------ ------------------- --------------------- -------- -------------------
SH/ Put/ Sole Shared- Shared- Sole Shared None
PRN Call Defined Other
- ------------------------------------------------------------------------------------------------------------------------------------
SERENA SFTWRE COMMON 817492101 6,364,000 371,600 SH SOLE 371,600
- ------------------------------------------------------------------------------------------------------------------------------------
SHOPNOW COM COMMON 82508R105 1,975,000 169,900 SH SOLE 169,900
- ------------------------------------------------------------------------------------------------------------------------------------
SIEBEL SYS INC COMMON 826170102 2,059,000 30,900 SH SOLE 30,900
- ------------------------------------------------------------------------------------------------------------------------------------
SILICON STRGE COMMON 827057100 848,000 60,000 SH SOLE 60,000
- ------------------------------------------------------------------------------------------------------------------------------------
SMITH INTL INC COMMON 832110100 3,313,000 81,800 SH SOLE 81,800
- ------------------------------------------------------------------------------------------------------------------------------------
STAMPS COM COMMON 852857101 2,624,000 75,500 SH SOLE 75,500
- ------------------------------------------------------------------------------------------------------------------------------------
STARMEDIA NET COMMON 855546107 2,649,000 72,150 SH SOLE 72,150
- ------------------------------------------------------------------------------------------------------------------------------------
SUN MICRO COMMON 866810104 1,349,000 14,500 SH SOLE 14,500
- ------------------------------------------------------------------------------------------------------------------------------------
SUN MICRO (R) COMMON 866810104 903,000 9,706 SH SOLE 9,706
- ------------------------------------------------------------------------------------------------------------------------------------
TERADYNE INC COMMON 880770102 2,115,000 60,000 SH SOLE 60,000
- ------------------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRS COMMON 882508104 592,000 7,200 SH SOLE 7,200
- ------------------------------------------------------------------------------------------------------------------------------------
TIME WARNER TLCM COMMON 887319101 261,000 12,500 SH SOLE 12,500
- ------------------------------------------------------------------------------------------------------------------------------------
TIVO INC COMMON 888706108 599,000 20,000 SH SOLE 20,000
- ------------------------------------------------------------------------------------------------------------------------------------
TRANSWITCH COMMON 894065101 9,083,000 159,349 SH SOLE 159,349
- ------------------------------------------------------------------------------------------------------------------------------------
TUMBLEWEED COMM COMMON 899690101 1,070,000 40,000 SH SOLE 40,000
- ------------------------------------------------------------------------------------------------------------------------------------
UTI ENERGY COMMON 903387108 4,374,000 225,050 SH SOLE 225,050
- ------------------------------------------------------------------------------------------------------------------------------------
VALUE AMER COMMON 92038N102 255,000 20,000 SH SOLE 20,000
- ------------------------------------------------------------------------------------------------------------------------------------
VARCO INTL INC COMMON 922126107 3,715,000 304,800 SH SOLE 304,800
- ------------------------------------------------------------------------------------------------------------------------------------
VERISIGN COMMON 92343E102 8,153,000 76,550 SH SOLE 76,550
- ------------------------------------------------------------------------------------------------------------------------------------
VERITAS SFTWRE COMMON 923436109 5,073,000 66,800 SH SOLE 66,800
- ------------------------------------------------------------------------------------------------------------------------------------
<PAGE>
Page 10 of 10
Name of Reporting Manager: Van Wagoner Capital Management, Inc.
- ------------------------------------------------------------------------------------------------------------------------------------
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8:
Name of Issuer Title of Class CUSIP Market Value Shares or Principal Investment Discretion Other Voting Authority
Number (x $1,000) Amount Managers
- -------------- -------------- --------- ------------ ------------------- --------------------- -------- -------------------
SH/ Put/ Sole Shared- Shared- Sole Shared None
PRN Call Defined Other
- ------------------------------------------------------------------------------------------------------------------------------------
VIANT CORP COMMON 92553N107 4,132,000 85,425 SH SOLE 85,425
- ------------------------------------------------------------------------------------------------------------------------------------
VIGNETTE CORP COMMON 926734104 1,810,000 20,000 SH SOLE 20,000
- ------------------------------------------------------------------------------------------------------------------------------------
VISUAL NETWK COMMON 928444108 4,486,000 105,700 SH SOLE 105,700
- ------------------------------------------------------------------------------------------------------------------------------------
VISX INC COMMON 92844S105 2,752,000 34,800 SH SOLE 34,800
- ------------------------------------------------------------------------------------------------------------------------------------
VITESSE SEMICON COMMON 928497106 3,742,000 43,825 SH SOLE 43,825
- ------------------------------------------------------------------------------------------------------------------------------------
VITRIA TECH COMMON 92849Q104 4,980,000 135,500 SH SOLE 135,500
- ------------------------------------------------------------------------------------------------------------------------------------
WASTE CONNECT COMMON 941053100 308,000 15,000 SH SOLE 15,000
- ------------------------------------------------------------------------------------------------------------------------------------
WATCHGUARD COMMON 941105108 5,130,000 342,000 SH SOLE 342,000
- ------------------------------------------------------------------------------------------------------------------------------------
WEATHERFORD INTL COMMON 947074100 4,080,000 127,500 SH SOLE 127,500
- ------------------------------------------------------------------------------------------------------------------------------------
WEBTRENDS COMMON 94844D104 4,610,000 103,450 SH SOLE 103,450
- ------------------------------------------------------------------------------------------------------------------------------------
ZOLL MED CORP COMMON 989922109 2,965,000 98,000 SH SOLE 98,000
- ------------------------------------------------------------------------------------------------------------------------------------
TOTAL ALL PAGES 915,161,000
</TABLE>
