UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2000
--------------
Check here if Amendment [ ]; Amendment Number: ________
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Van Wagoner Capital Management, Inc.
Address: 345 California Street
Suite 2450
San Francisco, CA 94104
Form 13F File Number: 28-6388
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Garrett R. Van Wagoner
Title: President
Phone: (415) 835-5000
Signature, Place, and Date of Signing:
/s/Garrett R. Van Wagoner San Francisco, CA 5/12/2000
--------------------------------------------------------------------------
Garrett R. Van Wagoner
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
------------------
Form 13F Information Table Entry Total: 239
------------------
Form 13F Information Table Value Total: $ 3,149,441
------------------
(thousands)
List of Other Included Managers: NONE
Provide a numbered list of the name(s) and Form 13F file numbers(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
<PAGE>
<TABLE>
Page 1 of 14 FORM 13F INFORMATION TABLE
Name of Reporting Manager: Van Wagoner Capital Management, Inc.
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8:
Name of Issuer Title of Class CUSIP Market Value Shares or Principal Investment Discretion Other Voting Authority
Number (x $1,000) Amount Managers
- -------------- -------------- --------- ------------ ------------------- --------------------- -------- -------------------
SH/ Put/ Sole Shared- Shared- Sole Shared None
PRN Call Defined Other
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABGENIX INC COMMON 00339B107 1,727 12,500 SH SOLE 12,500
- ------------------------------------------------------------------------------------------------------------------------------------
ACLARA BIOSC COMMON 00461P106 885 22,450 SH SOLE 22,450
- ------------------------------------------------------------------------------------------------------------------------------------
ACTIVE SFTWRE COMMON 00504E100 5,372 84,450 SH SOLE 84,450
- ------------------------------------------------------------------------------------------------------------------------------------
ACTUATE SFT COMMON 00508B102 8,871 164,850 SH SOLE 164,850
- ------------------------------------------------------------------------------------------------------------------------------------
ADAPTVE BROAD COMMON 00650M104 11,096 207,400 SH SOLE 207,400
- ------------------------------------------------------------------------------------------------------------------------------------
ADE CORP COMMON 00089C107 1,892 86,000 SH SOLE 86,000
- ------------------------------------------------------------------------------------------------------------------------------------
ADV RADIO TEL COMMON 00754U101 1,822 55,000 SH SOLE 55,000
- ------------------------------------------------------------------------------------------------------------------------------------
ALLAIRE COMMON 016714107 11,351 150,100 SH SOLE 150,100
- ------------------------------------------------------------------------------------------------------------------------------------
AMKOR TECH COMMON 031652100 9,758 183,900 SH SOLE 183,900
- ------------------------------------------------------------------------------------------------------------------------------------
ANAREN MICRO COMMON 032744104 7,670 80,000 SH SOLE 80,000
- ------------------------------------------------------------------------------------------------------------------------------------
APPLIED MATLS COMMON 038222105 20,914 221,900 SH SOLE 221,900
- ------------------------------------------------------------------------------------------------------------------------------------
APPLIED MCRO COMMON 03822W109 39,647 264,200 SH SOLE 264,200
- ------------------------------------------------------------------------------------------------------------------------------------
APROPOS TECH COMMON 038334108 5,250 141,900 SH SOLE 141,900
- ------------------------------------------------------------------------------------------------------------------------------------
ARIBA INC COMMON 04033V104 168,161 802,200 SH SOLE 802,200
- ------------------------------------------------------------------------------------------------------------------------------------
ARM HLDG COMMON 04206810 8,141 45,800 SH SOLE 45,800
- ------------------------------------------------------------------------------------------------------------------------------------
ARROWPOINT COMM COMMON 042810101 7,820 66,000 SH SOLE 66,000
- ------------------------------------------------------------------------------------------------------------------------------------
ART TECH GP COMMON 04289L107 13,190 200,800 SH SOLE 200,800
- ------------------------------------------------------------------------------------------------------------------------------------
<PAGE>
Page 2 of 14
Name of Reporting Manager: Van Wagoner Capital Management, Inc.
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8:
Name of Issuer Title of Class CUSIP Market Value Shares or Principal Investment Discretion Other Voting Authority
Number (x $1,000) Amount Managers
- -------------- -------------- --------- ------------ ------------------- --------------------- -------- -------------------
SH/ Put/ Sole Shared- Shared- Sole Shared None
PRN Call Defined Other
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ARTHROCARE COMMON 043136100 1,150 12,500 SH SOLE 12,500
- ------------------------------------------------------------------------------------------------------------------------------------
ASM LITHOGRPH COMMON N07059111 9,415 84,250 SH SOLE 84,250
- ------------------------------------------------------------------------------------------------------------------------------------
ASPECT MED COMMON 045235108 5,437 151,550 SH SOLE 151,550
- ------------------------------------------------------------------------------------------------------------------------------------
ASYST TECH COMMON 04648X107 6,786 116,000 SH SOLE 116,000
- ------------------------------------------------------------------------------------------------------------------------------------
ATMEL CORP COMMON 049513104 516 10,000 SH SOLE 10,000
- ------------------------------------------------------------------------------------------------------------------------------------
ATMI INC COMMON 00207R101 239 5,000 SH SOLE 5,000
- ------------------------------------------------------------------------------------------------------------------------------------
ATWOOD OCEAN COMMON 050095108 1,989 30,000 SH SOLE 30,000
- ------------------------------------------------------------------------------------------------------------------------------------
AURORA BIOSC COMMON 051920106 1,864 45,600 SH SOLE 45,600
- ------------------------------------------------------------------------------------------------------------------------------------
AVANEX CORP COMMON 05348W109 27,133 178,800 SH SOLE 178,800
- ------------------------------------------------------------------------------------------------------------------------------------
BEA SYS INC COMMON 073325102 7,235 98,600 SH SOLE 98,600
- ------------------------------------------------------------------------------------------------------------------------------------
BINDVIEW DEV COMMON 090327107 12,146 391,028 SH SOLE 391,028
- ------------------------------------------------------------------------------------------------------------------------------------
BINDVIEW DEV COMMON 090327107 1,335 42,965 SH SOLE 42,965
- ------------------------------------------------------------------------------------------------------------------------------------
BJ SVCS CO COMMON 055482103 19,111 258,700 SH SOLE 258,700
- ------------------------------------------------------------------------------------------------------------------------------------
BLUESTONE C COMMON 18,162 562,960 SH SOLE 562,960
- ------------------------------------------------------------------------------------------------------------------------------------
BLUESTONE SFT COMMON 09623P102 6,259 185,450 SH SOLE 185,450
- ------------------------------------------------------------------------------------------------------------------------------------
BREAKAWAY SLTN COMMON 106372105 9,350 205,500 SH SOLE 205,500
- ------------------------------------------------------------------------------------------------------------------------------------
BREEZECOM LTD COMMON M20385106 389 10,400 SH SOLE 10,400
- ------------------------------------------------------------------------------------------------------------------------------------
BROADCOM COMMON 111320107 32,025 131,860 SH SOLE 131,860
- ------------------------------------------------------------------------------------------------------------------------------------
<PAGE>
Page 3 of 14
Name of Reporting Manager: Van Wagoner Capital Management, Inc.
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8:
Name of Issuer Title of Class CUSIP Market Value Shares or Principal Investment Discretion Other Voting Authority
Number (x $1,000) Amount Managers
- -------------- -------------- --------- ------------ ------------------- --------------------- -------- -------------------
SH/ Put/ Sole Shared- Shared- Sole Shared None
PRN Call Defined Other
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BROADVISION COMMON 111412102 5,318 118,500 SH SOLE 118,500
- ------------------------------------------------------------------------------------------------------------------------------------
BROCADE COMM COMMON 111621108 29,963 167,100 SH SOLE 167,100
- ------------------------------------------------------------------------------------------------------------------------------------
C COR NET COMMON 125010108 26,183 534,350 SH SOLE 534,350
- ------------------------------------------------------------------------------------------------------------------------------------
CAL DIVE INTL COMMON 127914109 23,057 454,325 SH SOLE 454,325
- ------------------------------------------------------------------------------------------------------------------------------------
CALDERA SYS COMMON 128780103 845 35,950 SH SOLE 35,950
- ------------------------------------------------------------------------------------------------------------------------------------
CALIPER TECH COMMON 130876105 7,574 93,650 SH SOLE 93,650
- ------------------------------------------------------------------------------------------------------------------------------------
CARDIAC PATH COMMON 141408302 887 165,000 SH SOLE 165,000
- ------------------------------------------------------------------------------------------------------------------------------------
CEPHALON INC COMMON 156708109 1,753 46,750 SH SOLE 46,750
- ------------------------------------------------------------------------------------------------------------------------------------
CHECKPOINT SFT COMMON M22465104 12,539 73,300 SH SOLE 73,300
- ------------------------------------------------------------------------------------------------------------------------------------
CHORDIANT SOFT COMMON 170404107 2,332 143,500 SH SOLE 143,500
- ------------------------------------------------------------------------------------------------------------------------------------
CIENA CORP COMMON 171779101 12,480 98,950 SH SOLE 98,950
- ------------------------------------------------------------------------------------------------------------------------------------
CISCO SYS INC COMMON 17275R102 9,664 125,000 SH SOLE 125,000
- ------------------------------------------------------------------------------------------------------------------------------------
CITRIX SYS INC COMMON 177376100 9,398 141,850 SH SOLE 141,850
- ------------------------------------------------------------------------------------------------------------------------------------
COBALT C COMMON 19074R101 46,047 1,013,513 SH SOLE 1,013,513
- ------------------------------------------------------------------------------------------------------------------------------------
COBALT NET COMMON 19074R101 11,207 238,450 SH SOLE 238,450
- ------------------------------------------------------------------------------------------------------------------------------------
COHU INC COMMON 192576106 2,501 60,000 SH SOLE 60,000
- ------------------------------------------------------------------------------------------------------------------------------------
COLT TELECOM COMMON 196877104 9,280 46,900 SH SOLE 46,900
- ------------------------------------------------------------------------------------------------------------------------------------
COM21 INC COMMON 205937105 14,329 304,875 SH SOLE 304,875
- ------------------------------------------------------------------------------------------------------------------------------------
<PAGE>
Page 4 of 14
Name of Reporting Manager: Van Wagoner Capital Management, Inc.
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8:
Name of Issuer Title of Class CUSIP Market Value Shares or Principal Investment Discretion Other Voting Authority
Number (x $1,000) Amount Managers
- -------------- -------------- --------- ------------ ------------------- --------------------- -------- -------------------
SH/ Put/ Sole Shared- Shared- Sole Shared None
PRN Call Defined Other
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COOPER CAM COMMON 216640102 22,707 339,550 SH SOLE 339,550
- ------------------------------------------------------------------------------------------------------------------------------------
COPPER MNTN D COMMON 217510106 22,837 278,712 SH SOLE 278,712
- ------------------------------------------------------------------------------------------------------------------------------------
COPPER MNTN COMMON 217510106 15,417 188,150 SH SOLE 188,150
- ------------------------------------------------------------------------------------------------------------------------------------
COSTAR GRP COMMON 75612B107 6,523 176,900 SH SOLE 176,900
- ------------------------------------------------------------------------------------------------------------------------------------
COVAD COMM COMMON 222814204 11,944 164,750 SH SOLE 164,750
- ------------------------------------------------------------------------------------------------------------------------------------
CYSIVE INC COMMON 23281T108 5,932 86,600 SH SOLE 86,600
- ------------------------------------------------------------------------------------------------------------------------------------
DELL COMPUTER COMMON 247025109 1,715 31,800 SH SOLE 31,800
- ------------------------------------------------------------------------------------------------------------------------------------
DIGITAL INSIGHT COMMON 25385P106 1,538 30,000 SH SOLE 30,000
- ------------------------------------------------------------------------------------------------------------------------------------
DIGITAL MICRO COMMON 253859102 16,016 472,800 SH SOLE 472,800
- ------------------------------------------------------------------------------------------------------------------------------------
DRIL-QUIP INC COMMON 262037104 15,942 338,300 SH SOLE 338,300
- ------------------------------------------------------------------------------------------------------------------------------------
EPIPHANY INC COMMON 26881V100 5,135 38,450 SH SOLE 38,450
- ------------------------------------------------------------------------------------------------------------------------------------
E-TEK DYNMC COMMON 269240107 34,617 147,150 SH SOLE 147,150
- ------------------------------------------------------------------------------------------------------------------------------------
EBENX INC COMMON 278668108 5,665 192,050 SH SOLE 192,050
- ------------------------------------------------------------------------------------------------------------------------------------
ECHO STAR COM COMMON 278762109 12,087 153,000 SH SOLE 153,000
- ------------------------------------------------------------------------------------------------------------------------------------
EFFICIENT NET COMMON 282056100 27,272 175,100 SH SOLE 175,100
- ------------------------------------------------------------------------------------------------------------------------------------
ELANTEC SEMI COMMON 284155108 6,069 82,500 SH SOLE 82,500
- ------------------------------------------------------------------------------------------------------------------------------------
ELECTRO SCIEN COMMON 285229100 1,740 30,000 SH SOLE 30,000
- ------------------------------------------------------------------------------------------------------------------------------------
ELECTROGLAS COMMON 285324109 2,398 70,000 SH SOLE 70,000
- ------------------------------------------------------------------------------------------------------------------------------------
<PAGE>
Page 5 of 14
Name of Reporting Manager: Van Wagoner Capital Management, Inc.
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8:
Name of Issuer Title of Class CUSIP Market Value Shares or Principal Investment Discretion Other Voting Authority
Number (x $1,000) Amount Managers
- -------------- -------------- --------- ------------ ------------------- --------------------- -------- -------------------
SH/ Put/ Sole Shared- Shared- Sole Shared None
PRN Call Defined Other
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
EMACHINES A COMMON 10,632 2,192,982 SH SOLE 2,192,982
- ------------------------------------------------------------------------------------------------------------------------------------
EMACHINES INC COMMON 29076P102 1,224 204,000 SH SOLE 204,000
- ------------------------------------------------------------------------------------------------------------------------------------
EMC CORP MASS COMMON 268648102 10,053 80,425 SH SOLE 80,425
- ------------------------------------------------------------------------------------------------------------------------------------
EMULEX CORP COMMON 292475209 44,250 405,500 SH SOLE 405,500
- ------------------------------------------------------------------------------------------------------------------------------------
ENDOCARE INC COMMON 29264P104 1,989 104,000 SH SOLE 104,000
- ------------------------------------------------------------------------------------------------------------------------------------
ENGAGE INC COMMON 292827102 2,980 39,050 SH SOLE 39,050
- ------------------------------------------------------------------------------------------------------------------------------------
ENSCO INTL INC COMMON 26874Q100 11,080 306,700 SH SOLE 306,700
- ------------------------------------------------------------------------------------------------------------------------------------
EPRISE C COMMON 12,936 1,018,589 SH SOLE 1,018,589
- ------------------------------------------------------------------------------------------------------------------------------------
EPRISE CORP COMMON 294352109 2,998 190,350 SH SOLE 190,350
- ------------------------------------------------------------------------------------------------------------------------------------
EXAR CORP COMMON 300645108 19,841 277,250 SH SOLE 277,250
- ------------------------------------------------------------------------------------------------------------------------------------
EXODUS COMM COMMON 302088109 19,796 140,900 SH SOLE 140,900
- ------------------------------------------------------------------------------------------------------------------------------------
EXTREME NET COMMON 30226D106 16,882 213,700 SH SOLE 213,700
- ------------------------------------------------------------------------------------------------------------------------------------
FEI CO COMMON 30241L109 2,380 80,000 SH SOLE 80,000
- ------------------------------------------------------------------------------------------------------------------------------------
FIREPOND INC COMMON 318224102 4,575 111,750 SH SOLE 111,750
- ------------------------------------------------------------------------------------------------------------------------------------
FOUNDRY NET COMMON 35063R100 11,248 78,250 SH SOLE 78,250
- ------------------------------------------------------------------------------------------------------------------------------------
GARDEN COM D COMMON 365199108 2,377 292,553 SH SOLE 292,553
- ------------------------------------------------------------------------------------------------------------------------------------
GENE LOGIC COMMON 368689105 2,187 52,000 SH SOLE 52,000
- ------------------------------------------------------------------------------------------------------------------------------------
GENENTECH INC COMMON 368710406 426 2,800 SH SOLE 2,800
- ------------------------------------------------------------------------------------------------------------------------------------
<PAGE>
Page 6 of 14
Name of Reporting Manager: Van Wagoner Capital Management, Inc.
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8:
Name of Issuer Title of Class CUSIP Market Value Shares or Principal Investment Discretion Other Voting Authority
Number (x $1,000) Amount Managers
- -------------- -------------- --------- ------------ ------------------- --------------------- -------- -------------------
SH/ Put/ Sole Shared- Shared- Sole Shared None
PRN Call Defined Other
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
GLOBAL MARINE COMMON 379352404 9,844 387,950 SH SOLE 387,950
- ------------------------------------------------------------------------------------------------------------------------------------
GLOBESPAN SEMI COMMON 379571102 28,879 283,300 SH SOLE 283,300
- ------------------------------------------------------------------------------------------------------------------------------------
GOLDMAN SACHS COMMON 38141G104 1,364 12,975 SH SOLE 12,975
- ------------------------------------------------------------------------------------------------------------------------------------
GREY WOLF COMMON 397888108 9,219 2,341,250 SH SOLE 2,341,250
- ------------------------------------------------------------------------------------------------------------------------------------
HANOVER COMP COMMON 410768105 23,959 421,250 SH SOLE 421,250
- ------------------------------------------------------------------------------------------------------------------------------------
HARMONIC LGHT COMMON 413160102 7,226 86,800 SH SOLE 86,800
- ------------------------------------------------------------------------------------------------------------------------------------
HNC SOFTWARE COMMON 40425P107 6,781 94,105 SH SOLE 94,105
- ------------------------------------------------------------------------------------------------------------------------------------
HOMEGROCER COM COMMON 43740K100 6,599 636,000 SH SOLE 636,000
- ------------------------------------------------------------------------------------------------------------------------------------
HOMEGROCER D COMMON 7,316 862,068 SH SOLE 862,068
- ------------------------------------------------------------------------------------------------------------------------------------
HORZN OFFSHRE COMMON 44043J105 1,642 177,500 SH SOLE 177,500
- ------------------------------------------------------------------------------------------------------------------------------------
HOTEL RESVTNS COMMON 441451101 256 14,450 SH SOLE 14,450
- ------------------------------------------------------------------------------------------------------------------------------------
12 TECH COMMON 465754109 10,582 86,650 SH SOLE 86,650
- ------------------------------------------------------------------------------------------------------------------------------------
ILLUMINET HLDGS COMMON 452334105 3,976 80,750 SH SOLE 80,750
- ------------------------------------------------------------------------------------------------------------------------------------
INFORMATICA COMMON 45666Q102 10,362 134,900 SH SOLE 134,900
- ------------------------------------------------------------------------------------------------------------------------------------
INKTOMI CORP COMMON 457277101 12,714 65,200 SH SOLE 65,200
- ------------------------------------------------------------------------------------------------------------------------------------
INTEL CORP COMMON 458140100 8,309 62,975 SH SOLE 62,975
- ------------------------------------------------------------------------------------------------------------------------------------
INTERNAP NET COMMON 45885A102 12,213 265,500 SH SOLE 265,500
- ------------------------------------------------------------------------------------------------------------------------------------
INTERWOVEN E COMMON 47,601 471,142 SH SOLE 471,142
- ------------------------------------------------------------------------------------------------------------------------------------
<PAGE>
Page 7 of 14
Name of Reporting Manager: Van Wagoner Capital Management, Inc.
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8:
Name of Issuer Title of Class CUSIP Market Value Shares or Principal Investment Discretion Other Voting Authority
Number (x $1,000) Amount Managers
- -------------- -------------- --------- ------------ ------------------- --------------------- -------- -------------------
SH/ Put/ Sole Shared- Shared- Sole Shared None
PRN Call Defined Other
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
INTERWOVEN INC COMMON 46114T102 20,370 185,600 SH SOLE 185,600
- ------------------------------------------------------------------------------------------------------------------------------------
INTRANET SLTNS COMMON 460939309 25,594 556,400 SH SOLE 556,400
- ------------------------------------------------------------------------------------------------------------------------------------
ISS GROUP COMMON 450306105 12,372 106,200 SH SOLE 106,200
- ------------------------------------------------------------------------------------------------------------------------------------
IVILLAGE INC COMMON 46588H105 8,707 555,554 SH SOLE 555,554
- ------------------------------------------------------------------------------------------------------------------------------------
IVILLAGE INC COMMON 46588H105 11,702 746,700 SH SOLE 746,700
- ------------------------------------------------------------------------------------------------------------------------------------
JDA SOFTWARE COMMON 46612K108 8,168 558,500 SH SOLE 558,500
- ------------------------------------------------------------------------------------------------------------------------------------
JDS UNIPHASE COMMON 909149106 38,098 316,000 SH SOLE 316,000
- ------------------------------------------------------------------------------------------------------------------------------------
JUNIPER NET COMMON 48203R104 26,831 101,800 SH SOLE 101,800
- ------------------------------------------------------------------------------------------------------------------------------------
KANA COMM COMMON 483600102 5,896 86,700 SH SOLE 86,700
- ------------------------------------------------------------------------------------------------------------------------------------
KEY ENERGY GRP COMMON 492914106 32,036 2,755,800 SH SOLE 2,755,800
- ------------------------------------------------------------------------------------------------------------------------------------
KEYNOTE SYS COMMON 493308100 11,554 113,000 SH SOLE 113,000
- ------------------------------------------------------------------------------------------------------------------------------------
KLA-TENCOR COMMON 482480100 20,123 238,850 SH SOLE 238,850
- ------------------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH COMMON 512807108 14,623 324,500 SH SOLE 324,500
- ------------------------------------------------------------------------------------------------------------------------------------
LEGATO SYS COMMON 524651106 22,313 500,000 SH SOLE 500,000
- ------------------------------------------------------------------------------------------------------------------------------------
LEVEL 3 COMMON 52729N100 1,311 12,400 SH SOLE 12,400
- ------------------------------------------------------------------------------------------------------------------------------------
LIFEMINDERS COM COMMON 53219H108 10,772 158,700 SH SOLE 158,700
- ------------------------------------------------------------------------------------------------------------------------------------
LIFEMINDERS E COMMON 15,794 262,773 SH SOLE 262,773
- ------------------------------------------------------------------------------------------------------------------------------------
LOOKSMART LTD COMMON 543442107 9,321 211,850 SH SOLE 211,850
- ------------------------------------------------------------------------------------------------------------------------------------
<PAGE>
Page 8 of 14
Name of Reporting Manager: Van Wagoner Capital Management, Inc.
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8:
Name of Issuer Title of Class CUSIP Market Value Shares or Principal Investment Discretion Other Voting Authority
Number (x $1,000) Amount Managers
- -------------- -------------- --------- ------------ ------------------- --------------------- -------- -------------------
SH/ Put/ Sole Shared- Shared- Sole Shared None
PRN Call Defined Other
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
LTX CORP COMMON 502392103 22,707 502,500 SH SOLE 502,500
- ------------------------------------------------------------------------------------------------------------------------------------
LUCENT TECH COMMON 549463107 3,510 57,775 SH SOLE 57,775
- ------------------------------------------------------------------------------------------------------------------------------------
MARINE DRILL COMMON 568240204 8,596 313,300 SH SOLE 313,300
- ------------------------------------------------------------------------------------------------------------------------------------
MATRIXONE INC COMMON 57685P304 3,051 76,400 SH SOLE 76,400
- ------------------------------------------------------------------------------------------------------------------------------------
MATTSON TECH COMMON 577223100 6,389 149,900 SH SOLE 149,900
- ------------------------------------------------------------------------------------------------------------------------------------
MAVERICK TUBE COMMON 577914104 6,719 207,150 SH SOLE 207,150
- ------------------------------------------------------------------------------------------------------------------------------------
MAXIM INTEGR COMMON 57772K101 8,751 123,150 SH SOLE 123,150
- ------------------------------------------------------------------------------------------------------------------------------------
MERCURY INTER COMMON 589405109 10,814 136,450 SH SOLE 136,450
- ------------------------------------------------------------------------------------------------------------------------------------
MESSAGEMEDIA COMMON 590787107 23,491 1,851,500 SH SOLE 1,851,500
- ------------------------------------------------------------------------------------------------------------------------------------
METALINK LTD COMMON M69897102 5,756 150,000 SH SOLE 150,000
- ------------------------------------------------------------------------------------------------------------------------------------
METASOLV SFT COMMON 591393103 21,200 358,950 SH SOLE 358,950
- ------------------------------------------------------------------------------------------------------------------------------------
METROMEDIA FB COMMON 591689104 25,561 264,200 SH SOLE 264,200
- ------------------------------------------------------------------------------------------------------------------------------------
MICROMUSE COMMON 595094103 14,672 105,700 SH SOLE 105,700
- ------------------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORP COMMON 594918104 6,630 62,400 SH SOLE 62,400
- ------------------------------------------------------------------------------------------------------------------------------------
MINIMED INC COMMON 60365K108 19,606 151,400 SH SOLE 151,400
- ------------------------------------------------------------------------------------------------------------------------------------
MKS INSTRMNT COMMON 55306N104 2,146 42,500 SH SOLE 42,500
- ------------------------------------------------------------------------------------------------------------------------------------
NABORS INDS INC COMMON 629568106 11,587 298,525 SH SOLE 298,525
- ------------------------------------------------------------------------------------------------------------------------------------
NATCO GROUP COMMON 63227W203 23,335 2,222,400 SH SOLE 2,222,400
- ------------------------------------------------------------------------------------------------------------------------------------
<PAGE>
Page 9 of 14
Name of Reporting Manager: Van Wagoner Capital Management, Inc.
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8:
Name of Issuer Title of Class CUSIP Market Value Shares or Principal Investment Discretion Other Voting Authority
Number (x $1,000) Amount Managers
- -------------- -------------- --------- ------------ ------------------- --------------------- -------- -------------------
SH/ Put/ Sole Shared- Shared- Sole Shared None
PRN Call Defined Other
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NATL-OIL WELL COMMON 637071101 12,653 409,800 SH SOLE 409,800
- ------------------------------------------------------------------------------------------------------------------------------------
NATURAL MICRO COMMON 638882100 35,020 408,400 SH SOLE 408,400
- ------------------------------------------------------------------------------------------------------------------------------------
NAVISITE INC COMMON 63935M109 16,728 137,400 SH SOLE 137,400
- ------------------------------------------------------------------------------------------------------------------------------------
NETEGRITY COMMON 64110P107 14,364 209,700 SH SOLE 209,700
- ------------------------------------------------------------------------------------------------------------------------------------
NETIQ CORP COMMON 64115P102 8,532 127,700 SH SOLE 127,700
- ------------------------------------------------------------------------------------------------------------------------------------
NETOPIA INC COMMON 64114K104 7,981 110,950 SH SOLE 110,950
- ------------------------------------------------------------------------------------------------------------------------------------
NETRO CORP COMMON 64114R109 70,469 1,083,885 SH SOLE 1,083,885
- ------------------------------------------------------------------------------------------------------------------------------------
NETRO D COMMON 64114R109 18,191 283,572 SH SOLE 283,572
- ------------------------------------------------------------------------------------------------------------------------------------
NETSOLVE COMMON 64115J106 11,154 345,850 SH SOLE 345,850
- ------------------------------------------------------------------------------------------------------------------------------------
NETWORK APPL COMMON 64120L104 25,744 311,100 SH SOLE 311,100
- ------------------------------------------------------------------------------------------------------------------------------------
NEXT LEVEL COMM COMMON 65333U104 16,432 151,100 SH SOLE 151,100
- ------------------------------------------------------------------------------------------------------------------------------------
NOKIA CORP A COMMON 654902204 4,340 19,975 SH SOLE 19,975
- ------------------------------------------------------------------------------------------------------------------------------------
NOVELLUS SYS COMMON 670008101 14,952 266,400 SH SOLE 266,400
- ------------------------------------------------------------------------------------------------------------------------------------
NS GROUP INC COMMON 628916108 2,447 150,000 SH SOLE 150,000
- ------------------------------------------------------------------------------------------------------------------------------------
NTL INC COM COMMON 629407107 7,394 79,662 SH SOLE 79,662
- ------------------------------------------------------------------------------------------------------------------------------------
NVIDIA CORP COMMON 67066G104 12,884 152,500 SH SOLE 152,500
- ------------------------------------------------------------------------------------------------------------------------------------
OCEANEERING INTL COMMON 675232102 9,734 519,150 SH SOLE 519,150
- ------------------------------------------------------------------------------------------------------------------------------------
ONDISPLAY INC COMMON 68232L100 3,131 37,900 SH SOLE 37,900
- ------------------------------------------------------------------------------------------------------------------------------------
<PAGE>
Page 10 of 14
Name of Reporting Manager: Van Wagoner Capital Management, Inc.
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8:
Name of Issuer Title of Class CUSIP Market Value Shares or Principal Investment Discretion Other Voting Authority
Number (x $1,000) Amount Managers
- -------------- -------------- --------- ------------ ------------------- --------------------- -------- -------------------
SH/ Put/ Sole Shared- Shared- Sole Shared None
PRN Call Defined Other
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ONHEALTH NET COMMON 450707104 45,627 10,895,900 SH SOLE 10,895,900
- ------------------------------------------------------------------------------------------------------------------------------------
ONVIA COM C COMMON 10,124 583,412 SH SOLE 583,412
- ------------------------------------------------------------------------------------------------------------------------------------
ONVIA COM COMMON 68338T106 4,077 193,000 SH SOLE 193,000
- ------------------------------------------------------------------------------------------------------------------------------------
ORAPHARMA INC COMMON 68554E106 3,327 179,850 SH SOLE 179,850
- ------------------------------------------------------------------------------------------------------------------------------------
OTG SOFTWARE COMMON 671059103 10,699 265,400 SH SOLE 265,400
- ------------------------------------------------------------------------------------------------------------------------------------
PATTERSON EN COMMON 703414102 4,445 140,000 SH SOLE 140,000
- ------------------------------------------------------------------------------------------------------------------------------------
PF CHANGS CHNA COMMON 69333Y108 8,165 246,500 SH SOLE 246,500
- ------------------------------------------------------------------------------------------------------------------------------------
PHONE COM C COMMON 71920Q100 23,707 145,333 SH SOLE 145,333
- ------------------------------------------------------------------------------------------------------------------------------------
PHONE COM COMMON 71920Q100 9,947 60,975 SH SOLE 60,975
- ------------------------------------------------------------------------------------------------------------------------------------
PHOTON DYN COMMON 719364101 31,229 452,600 SH SOLE 452,600
- ------------------------------------------------------------------------------------------------------------------------------------
PHOTRONICS INC COMMON 719405102 1,766 50,000 SH SOLE 50,000
- ------------------------------------------------------------------------------------------------------------------------------------
PLX TECHNLGY COMMON 693417107 5,213 140,000 SH SOLE 140,000
- ------------------------------------------------------------------------------------------------------------------------------------
PMC-SIERRA COMMON 69344F106 19,503 95,750 SH SOLE 95,750
- ------------------------------------------------------------------------------------------------------------------------------------
PORTAL SFTWRE COMMON 736126103 10,343 181,650 SH SOLE 181,650
- ------------------------------------------------------------------------------------------------------------------------------------
POWERWAVE COMMON 739363109 23,669 189,350 SH SOLE 189,350
- ------------------------------------------------------------------------------------------------------------------------------------
PRECISION DRILL COMMON 74022D100 7,239 216,900 SH SOLE 216,900
- ------------------------------------------------------------------------------------------------------------------------------------
PREDICTIVE SYS COMMON 74036W102 6,834 150,000 SH SOLE 150,000
- ------------------------------------------------------------------------------------------------------------------------------------
PREVIEW G COMMON 28,786 668,155 SH SOLE 668,155
- ------------------------------------------------------------------------------------------------------------------------------------
<PAGE>
Page 11 of 14
Name of Reporting Manager: Van Wagoner Capital Management, Inc.
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8:
Name of Issuer Title of Class CUSIP Market Value Shares or Principal Investment Discretion Other Voting Authority
Number (x $1,000) Amount Managers
- -------------- -------------- --------- ------------ ------------------- --------------------- -------- -------------------
SH/ Put/ Sole Shared- Shared- Sole Shared None
PRN Call Defined Other
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PREVIEW SYS COMMON 741379101 9,264 195,800 SH SOLE 195,800
- ------------------------------------------------------------------------------------------------------------------------------------
PRIMUS KNOW COMMON 74163Q100 13,911 161,750 SH SOLE 161,750
- ------------------------------------------------------------------------------------------------------------------------------------
PROXIM INC COMMON 744284100 2,035 17,000 SH SOLE 17,000
- ------------------------------------------------------------------------------------------------------------------------------------
PUMA TECH (R) COMMON 745887109 8,245 162,866 SH SOLE 162,866
- ------------------------------------------------------------------------------------------------------------------------------------
QLOGIC CORP COMMON 747277101 113,603 838,400 SH SOLE 838,400
- ------------------------------------------------------------------------------------------------------------------------------------
QUANTUM EFF COMMON 74764T107 16,042 201,475 SH SOLE 201,475
- ------------------------------------------------------------------------------------------------------------------------------------
QUEST SFTWRE COMMON 74834T103 9,584 85,000 SH SOLE 85,000
- ------------------------------------------------------------------------------------------------------------------------------------
QWEST COMM COMMON 749121109 5,223 107,700 SH SOLE 107,700
- ------------------------------------------------------------------------------------------------------------------------------------
RADVISION COMMON M81869105 1,576 30,100 SH SOLE 30,100
- ------------------------------------------------------------------------------------------------------------------------------------
RATIONAL SOFT COMMON 75409P202 842 11,000 SH SOLE 11,000
- ------------------------------------------------------------------------------------------------------------------------------------
REALNETWORKS COMMON 75605L104 11,197 196,650 SH SOLE 196,650
- ------------------------------------------------------------------------------------------------------------------------------------
REDBACK NET COMMON 757209101 20,831 69,450 SH SOLE 69,450
- ------------------------------------------------------------------------------------------------------------------------------------
RESMED INC COMMON 761152107 9,568 134,050 SH SOLE 134,050
- ------------------------------------------------------------------------------------------------------------------------------------
RF MICRDVCS COMMON 749941100 33,271 247,600 SH SOLE 247,600
- ------------------------------------------------------------------------------------------------------------------------------------
ROWAN COS INC COMMON 779382100 7,320 248,650 SH SOLE 248,650
- ------------------------------------------------------------------------------------------------------------------------------------
RUDOLPH TECH COMMON 781270103 14,452 321,150 SH SOLE 321,150
- ------------------------------------------------------------------------------------------------------------------------------------
SANDISK COMMON 80004C101 19,367 158,100 SH SOLE 158,100
- ------------------------------------------------------------------------------------------------------------------------------------
SANMINA CORP COMMON 800907107 2,736 40,500 SH SOLE 40,500
- ------------------------------------------------------------------------------------------------------------------------------------
<PAGE>
Page 12 of 14
Name of Reporting Manager: Van Wagoner Capital Management, Inc.
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8:
Name of Issuer Title of Class CUSIP Market Value Shares or Principal Investment Discretion Other Voting Authority
Number (x $1,000) Amount Managers
- -------------- -------------- --------- ------------ ------------------- --------------------- -------- -------------------
SH/ Put/ Sole Shared- Shared- Sole Shared None
PRN Call Defined Other
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SCIENT CORP COMMON 80864H109 4,593 50,650 SH SOLE 50,650
- ------------------------------------------------------------------------------------------------------------------------------------
SDL INC COMMON 784076101 36,764 172,700 SH SOLE 172,700
- ------------------------------------------------------------------------------------------------------------------------------------
SEMTECH CORP COMMON 816850101 20,481 319,700 SH SOLE 319,700
- ------------------------------------------------------------------------------------------------------------------------------------
SERENA SFTWRE COMMON 817492101 7,954 249,525 SH SOLE 249,525
- ------------------------------------------------------------------------------------------------------------------------------------
SIEBEL SYS INC COMMON 826170102 8,313 69,600 SH SOLE 69,600
- ------------------------------------------------------------------------------------------------------------------------------------
SILICON LAB COMMON 826919102 885 10,000 SH SOLE 10,000
- ------------------------------------------------------------------------------------------------------------------------------------
SILICON STRGE COMMON 827057100 4,433 60,000 SH SOLE 60,000
- ------------------------------------------------------------------------------------------------------------------------------------
SILVERSTREAM SFT COMMON 827907106 9,811 132,800 SH SOLE 132,800
- ------------------------------------------------------------------------------------------------------------------------------------
SMARTERKIDS C COMMON 3,441 957,090 SH SOLE 957,090
- ------------------------------------------------------------------------------------------------------------------------------------
SMARTERKIDS COMMON 83169C106 837 212,600 SH SOLE 212,600
- ------------------------------------------------------------------------------------------------------------------------------------
SMITH INTL INC COMMON 832110100 20,786 268,200 SH SOLE 268,200
- ------------------------------------------------------------------------------------------------------------------------------------
SOLPOWER CORP COMMON 833981103 60 56,200 SH SOLE 56,200
- ------------------------------------------------------------------------------------------------------------------------------------
SPECTRAPHYSICS LSR COMMON 847568102 228 5,000 SH SOLE 5,000
- ------------------------------------------------------------------------------------------------------------------------------------
SUN MICRO COMMON 866810104 12,706 135,600 SH SOLE 135,600
- ------------------------------------------------------------------------------------------------------------------------------------
SUN MICRO (R) COMMON 866810104 1,819 19,412 SH SOLE 19,412
- ------------------------------------------------------------------------------------------------------------------------------------
SYCAMORE NET COMMON 871206108 20,387 158,035 SH SOLE 158,035
- ------------------------------------------------------------------------------------------------------------------------------------
SYMIX SYS COMMON 871535100 2,190 109,500 SH SOLE 109,500
- ------------------------------------------------------------------------------------------------------------------------------------
SYMYX TECH COMMON 87155S108 6,814 158,000 SH SOLE 158,000
- ------------------------------------------------------------------------------------------------------------------------------------
<PAGE>
Page 13 of 14 FORM 13F INFORMATION TABLE
Name of Reporting Manager: Van Wagoner Capital Management, Inc.
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8:
Name of Issuer Title of Class CUSIP Market Value Shares or Principal Investment Discretion Other Voting Authority
Number (x $1,000) Amount Managers
- -------------- -------------- --------- ------------ ------------------- --------------------- -------- -------------------
SH/ Put/ Sole Shared- Shared- Sole Shared None
PRN Call Defined Other
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TELAXIS COMM COMMON 879202109 5,106 84,950 SH SOLE 84,950
- ------------------------------------------------------------------------------------------------------------------------------------
TERADYNE INC COMMON 880770102 2,139 26,000 SH SOLE 26,000
- ------------------------------------------------------------------------------------------------------------------------------------
THERMA-WAVE COMMON 88343A108 2,360 69,400 SH SOLE 69,400
- ------------------------------------------------------------------------------------------------------------------------------------
TIBCO SOFTWRE COMMON 88632Q103 9,161 112,410 SH SOLE 112,410
- ------------------------------------------------------------------------------------------------------------------------------------
TMP WORLDWIDE COMMON 872941109 16,880 217,100 SH SOLE 217,100
- ------------------------------------------------------------------------------------------------------------------------------------
TRANSWITCH COMMON 894065101 46,748 486,322 SH SOLE 486,322
- ------------------------------------------------------------------------------------------------------------------------------------
TUMBLEWEED COMM COMMON 899690101 2,334 20,000 SH SOLE 20,000
- ------------------------------------------------------------------------------------------------------------------------------------
TURNSTONE SYS COMMON 900423104 19,711 171,400 SH SOLE 171,400
- ------------------------------------------------------------------------------------------------------------------------------------
UTI ENERGY COMMON 903387108 16,082 426,000 SH SOLE 426,000
- ------------------------------------------------------------------------------------------------------------------------------------
VALUECLICK INC COMMON 92046N102 1,570 75,000 SH SOLE 75,000
- ------------------------------------------------------------------------------------------------------------------------------------
VENTRO CORP COMMON 922815105 2,469 43,600 SH SOLE 43,600
- ------------------------------------------------------------------------------------------------------------------------------------
VERISIGN COMMON 92343E102 10,834 72,470 SH SOLE 72,470
- ------------------------------------------------------------------------------------------------------------------------------------
VERITAS DGC INC COMMON 92343P107 23,367 830,840 SH SOLE 830,840
- ------------------------------------------------------------------------------------------------------------------------------------
VERITAS SFT COMMON 923436109 13,377 102,111 SH SOLE 102,111
- ------------------------------------------------------------------------------------------------------------------------------------
VERSATA COMMON 925298101 10,262 170,500 SH SOLE 170,500
- ------------------------------------------------------------------------------------------------------------------------------------
VIGNETTE CORP COMMON 926734104 1,603 10,000 SH SOLE 10,000
- ------------------------------------------------------------------------------------------------------------------------------------
VIRATA CORP COMMON 927646109 18,801 188,250 SH SOLE 188,250
- ------------------------------------------------------------------------------------------------------------------------------------
VISUAL NET COMMON 928444108 8,666 152,700 SH SOLE 152,700
- ------------------------------------------------------------------------------------------------------------------------------------
<PAGE>
Page 14 of 14
Name of Reporting Manager: Van Wagoner Capital Management, Inc.
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8:
Name of Issuer Title of Class CUSIP Market Value Shares or Principal Investment Discretion Other Voting Authority
Number (x $1,000) Amount Managers
- -------------- -------------- --------- ------------ ------------------- --------------------- -------- -------------------
SH/ Put/ Sole Shared- Shared- Sole Shared None
PRN Call Defined Other
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
VITRIA TECH COMMON 92849Q104 8,413 83,450 SH SOLE 83,450
- ------------------------------------------------------------------------------------------------------------------------------------
WATCHGUARD COMMON 941105108 27,392 304,350 SH SOLE 304,350
- ------------------------------------------------------------------------------------------------------------------------------------
WEATHERFORD INTL COMMON 947074100 23,301 395,350 SH SOLE 395,350
- ------------------------------------------------------------------------------------------------------------------------------------
WEBMETHODS COMMON 94768C108 6,203 25,700 SH SOLE 25,700
- ------------------------------------------------------------------------------------------------------------------------------------
WEBTRENDS COMMON 94844D104 17,280 240,000 SH SOLE 240,000
- ------------------------------------------------------------------------------------------------------------------------------------
ZOLL MED CORP COMMON 989922109 15,142 295,450 SH SOLE 295,450
- ------------------------------------------------------------------------------------------------------------------------------------
TOTAL ALL PAGES 3,149,441
- ------------------------------------------------------------------------------------------------------------------------------------
</TABLE>
