UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
-----------------
Check here if Amendment [ ]; Amendment Number: ________
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Van Wagoner Capital Management, Inc.
Address: 345 California Street
Suite 2450
San Francisco, CA 94104
Form 13F File Number: 28-6388
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Garrett R. Van Wagoner
Title: President
Phone: (415) 835-5000
Signature, Place, and Date of Signing:
/s/Garrett R. Van Wagoner San Francisco, CA 2/10/2000
--------------------------------------------------------------------------
Garrett R. Van Wagoner
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
------------------
Form 13F Information Table Entry Total: 228
------------------
Form 13F Information Table Value Total: $ 2,210,184
------------------
(thousands)
List of Other Included Managers: NONE
Provide a numbered list of the name(s) and Form 13F file numbers(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
<PAGE>
<TABLE>
Page 1 of 12 FORM 13F INFORMATION TABLE
Name of Reporting Manager: Van Wagoner Capital Management, Inc.
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8:
Name of Issuer Title of Class CUSIP Market Value Shares or Principal Investment Discretion Other Voting Authority
Number (x $1,000) Amount Managers
- -------------- -------------- --------- ------------ ------------------- --------------------- -------- -------------------
SH/ Put/ Sole Shared- Shared- Sole Shared None
PRN Call Defined Other
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABGENIX INC. 00339B107 16,768 126,550 SH SOLE 126,550
- ------------------------------------------------------------------------------------------------------------------------------------
ACCRUE SFTWRE 00437W102 5,718 105,650 SH SOLE 105,650
- ------------------------------------------------------------------------------------------------------------------------------------
ACTIVE SFTWRE 00504E100 7,429 80,750 SH SOLE 80,750
- ------------------------------------------------------------------------------------------------------------------------------------
ACTUATE SOFTW 00508B102 7,132 166,350 SH SOLE 166,350
- ------------------------------------------------------------------------------------------------------------------------------------
ADAPTIVE BRDBND 00650M104 2,583 35,000 SH SOLE 35,000
- ------------------------------------------------------------------------------------------------------------------------------------
ADE CORP 00089C107 1,419 86,000 SH SOLE 86,000
- ------------------------------------------------------------------------------------------------------------------------------------
AGENCY COM 008447104 4,075 79,900 SH SOLE 79,900
- ------------------------------------------------------------------------------------------------------------------------------------
AGILE SOFTWRE 00846X105 7,201 33,150 SH SOLE 33,150
- ------------------------------------------------------------------------------------------------------------------------------------
AKAMAI TECH 00971T101 3,899 11,900 SH SOLE 11,900
- ------------------------------------------------------------------------------------------------------------------------------------
ALLAIRE CORP 016714107 4,894 33,750 SH SOLE 33,750
- ------------------------------------------------------------------------------------------------------------------------------------
ALLEGIANCE 01747T102 8,425 91,325 SH SOLE 91,325
- ------------------------------------------------------------------------------------------------------------------------------------
AMERICA ONLINE 02364J104 1,509 20,000 SH SOLE 20,000
- ------------------------------------------------------------------------------------------------------------------------------------
ANAREN MICRO 032744104 7,588 140,200 SH SOLE 140,200
- ------------------------------------------------------------------------------------------------------------------------------------
APPLIED MATLS 038222105 1,596 12,600 SH SOLE 12,600
- ------------------------------------------------------------------------------------------------------------------------------------
APPLIED MICRO 03822W109 8,748 68,750 SH SOLE 68,750
- ------------------------------------------------------------------------------------------------------------------------------------
APPLIED SCIENCE 038236105 2,326 70,000 SH SOLE 70,000
- ------------------------------------------------------------------------------------------------------------------------------------
ARIBA INC 04033V104 62,028 349,700 SH SOLE 349,700
- ------------------------------------------------------------------------------------------------------------------------------------
ARIBA-PHYSICAL 04033V104 282,913 1,595,000 SH SOLE 1,595,000
- ------------------------------------------------------------------------------------------------------------------------------------
ARM HLDG 04206810 8,254 43,100 SH SOLE 43,100
- ------------------------------------------------------------------------------------------------------------------------------------
ART TECH GRP 04289L107 14,075 109,850 SH SOLE 109,850
- ------------------------------------------------------------------------------------------------------------------------------------
<PAGE>
Page 2 of 12 FORM 13F INFORMATION TABLE
Name of Reporting Manager: Van Wagoner Capital Management, Inc.
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8:
Name of Issuer Title of Class CUSIP Market Value Shares or Principal Investment Discretion Other Voting Authority
Number (x $1,000) Amount Managers
- -------------- -------------- --------- ------------ ------------------- --------------------- -------- -------------------
SH/ Put/ Sole Shared- Shared- Sole Shared None
PRN Call Defined Other
- ------------------------------------------------------------------------------------------------------------------------------------
ARTHROCARE 043136100 5,511 90,350 SH SOLE 90,350
- ------------------------------------------------------------------------------------------------------------------------------------
ASM LITHOGRPH N07059111 11,005 96,750 SH SOLE 96,750
- ------------------------------------------------------------------------------------------------------------------------------------
ASYST TECH 04648X107 2,623 40,000 SH SOLE 40,000
- ------------------------------------------------------------------------------------------------------------------------------------
AURORA BIOSC 051920106 1,590 60,000 SH SOLE 60,000
- ------------------------------------------------------------------------------------------------------------------------------------
BANYAN SYS 066908104 1,800 90,000 SH SOLE 90,000
- ------------------------------------------------------------------------------------------------------------------------------------
BEA SYS INC 073325102 6,630 94,800 SH SOLE 94,800
- ------------------------------------------------------------------------------------------------------------------------------------
BINDVIEW DEV 090327107 4,954 99,700 SH SOLE 99,700
- ------------------------------------------------------------------------------------------------------------------------------------
BJ SVCS CO 055482103 9,527 227,850 SH SOLE 227,850
- ------------------------------------------------------------------------------------------------------------------------------------
BLUESTONE C 57,031 562,960 SH SOLE 562,960
- ------------------------------------------------------------------------------------------------------------------------------------
BLUESTONE SOFT 09623P102 14,047 122,150 SH SOLE 122,150
- ------------------------------------------------------------------------------------------------------------------------------------
BMC SOFTWARE 055921100 1,599 20,000 SH SOLE 20,000
- ------------------------------------------------------------------------------------------------------------------------------------
BRAUN CONSULT 105651103 2,860 40,000 SH SOLE 40,000
- ------------------------------------------------------------------------------------------------------------------------------------
BREAKAWAY SLTN 106372105 6,479 88,750 SH SOLE 88,750
- ------------------------------------------------------------------------------------------------------------------------------------
BROADCOM CRP 111320107 8,730 32,050 SH SOLE 32,050
- ------------------------------------------------------------------------------------------------------------------------------------
BROADVISION 111412102 7,347 43,200 SH SOLE 43,200
- ------------------------------------------------------------------------------------------------------------------------------------
BROCADE COMM 111621108 7,611 43,000 SH SOLE 43,000
- ------------------------------------------------------------------------------------------------------------------------------------
C BRIDGE INTRNT 12500B105 1,580 32,500 SH SOLE 32,500
- ------------------------------------------------------------------------------------------------------------------------------------
C COR NET 125010108 11,904 155,350 SH SOLE 155,350
- ------------------------------------------------------------------------------------------------------------------------------------
CACHEFLOW INC 126946102 3,012 23,050 SH SOLE 23,050
- ------------------------------------------------------------------------------------------------------------------------------------
CAL DIVE INTL 127914109 10,382 313,425 SH SOLE 313,425
- ------------------------------------------------------------------------------------------------------------------------------------
<PAGE>
Page 3 of 12 FORM 13F INFORMATION TABLE
Name of Reporting Manager: Van Wagoner Capital Management, Inc.
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8:
Name of Issuer Title of Class CUSIP Market Value Shares or Principal Investment Discretion Other Voting Authority
Number (x $1,000) Amount Managers
- -------------- -------------- --------- ------------ ------------------- --------------------- -------- -------------------
SH/ Put/ Sole Shared- Shared- Sole Shared None
PRN Call Defined Other
- ------------------------------------------------------------------------------------------------------------------------------------
CALICO CMMRCE 129897104 5,387 101,650 SH SOLE 101,650
- ------------------------------------------------------------------------------------------------------------------------------------
CALIPER TECH 130876105 9,345 140,000 SH SOLE 140,000
- ------------------------------------------------------------------------------------------------------------------------------------
CARDIAC PATH 141408302 632 168,500 SH SOLE 168,500
- ------------------------------------------------------------------------------------------------------------------------------------
CEPHALON INC 156708109 19,574 566,350 SH SOLE 566,350
- ------------------------------------------------------------------------------------------------------------------------------------
CHECKPOINT SFT M22465104 5,734 28,850 SH SOLE 28,850
- ------------------------------------------------------------------------------------------------------------------------------------
CHEMDEX CORP 163595101 7,187 64,750 SH SOLE 64,750
- ------------------------------------------------------------------------------------------------------------------------------------
CISCO SYS INC 17275R102 5,388 50,300 SH SOLE 50,300
- ------------------------------------------------------------------------------------------------------------------------------------
CITRIX SYS INC 177376100 5,698 46,325 SH SOLE 46,325
- ------------------------------------------------------------------------------------------------------------------------------------
COBALT NET 19074R101 4,292 39,600 SH SOLE 39,600
- ------------------------------------------------------------------------------------------------------------------------------------
COBALT NET C 94,758 1,013,513 SH SOLE 1,013,513
- ------------------------------------------------------------------------------------------------------------------------------------
COHU INC 192576106 2,170 70,000 SH SOLE 70,000
- ------------------------------------------------------------------------------------------------------------------------------------
COLT TELECOM 196877104 7,864 38,550 SH SOLE 38,550
- ------------------------------------------------------------------------------------------------------------------------------------
COM21 INC 205937105 12,101 539,325 SH SOLE 539,325
- ------------------------------------------------------------------------------------------------------------------------------------
COMPUWARE 205638109 1,863 50,000 SH SOLE 50,000
- ------------------------------------------------------------------------------------------------------------------------------------
CONEXANT SYS 207142100 6,860 103,350 SH SOLE 103,350
- ------------------------------------------------------------------------------------------------------------------------------------
COOPER CAM 216640102 7,414 151,500 SH SOLE 151,500
- ------------------------------------------------------------------------------------------------------------------------------------
COPPER MNTN 217510106 6,659 136,600 SH SOLE 136,600
- ------------------------------------------------------------------------------------------------------------------------------------
COPPER MNTN D 100998 217510106 18,871 387,096 SH SOLE 387,096
- ------------------------------------------------------------------------------------------------------------------------------------
COSTAR GROUP 75612B107 1,435 40,000 SH SOLE 40,000
- ------------------------------------------------------------------------------------------------------------------------------------
COVAD COMM 222814204 18,513 330,950 SH SOLE 330,950
- ------------------------------------------------------------------------------------------------------------------------------------
<PAGE>
Page 4 of 12 FORM 13F INFORMATION TABLE
Name of Reporting Manager: Van Wagoner Capital Management, Inc.
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8:
Name of Issuer Title of Class CUSIP Market Value Shares or Principal Investment Discretion Other Voting Authority
Number (x $1,000) Amount Managers
- -------------- -------------- --------- ------------ ------------------- --------------------- -------- -------------------
SH/ Put/ Sole Shared- Shared- Sole Shared None
PRN Call Defined Other
- ------------------------------------------------------------------------------------------------------------------------------------
CYMER INC COM 232572107 9,577 208,200 SH SOLE 208,200
- ------------------------------------------------------------------------------------------------------------------------------------
CYSIVE INC 23281T108 9,563 132,700 SH SOLE 132,700
- ------------------------------------------------------------------------------------------------------------------------------------
DALEEN TECH 23437N104 5,147 235,300 SH SOLE 235,300
- ------------------------------------------------------------------------------------------------------------------------------------
DELL COMPUTER 247025109 785 15,400 SH SOLE 15,400
- ------------------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY 25179M103 2,494 75,850 SH SOLE 75,850
- ------------------------------------------------------------------------------------------------------------------------------------
DIGITAL INSIGHT 25385P106 1,091 30,000 SH SOLE 30,000
- ------------------------------------------------------------------------------------------------------------------------------------
DRIL-QUIP INC 262037104 8,677 285,650 SH SOLE 285,650
- ------------------------------------------------------------------------------------------------------------------------------------
EPIPHANY INC 26881V100 5,589 25,050 SH SOLE 25,050
- ------------------------------------------------------------------------------------------------------------------------------------
E-TEK DYNAMIC 269240107 22,247 165,250 SH SOLE 165,250
- ------------------------------------------------------------------------------------------------------------------------------------
EBENX INC 278668108 13,310 294,150 SH SOLE 294,150
- ------------------------------------------------------------------------------------------------------------------------------------
ECHO STAR COM 278762109 6,362 65,250 SH SOLE 65,250
- ------------------------------------------------------------------------------------------------------------------------------------
EFFICIENT NET 282056100 7,820 115,000 SH SOLE 115,000
- ------------------------------------------------------------------------------------------------------------------------------------
ELANTEC SEMI 284155108 2,640 80,000 SH SOLE 80,000
- ------------------------------------------------------------------------------------------------------------------------------------
ELECTRO SCIEN 285229100 1,095 15,000 SH SOLE 15,000
- ------------------------------------------------------------------------------------------------------------------------------------
ELECTROGLAS 285324109 888 35,000 SH SOLE 35,000
- ------------------------------------------------------------------------------------------------------------------------------------
EMC CORP MASS 268648102 5,463 50,000 SH SOLE 50,000
- ------------------------------------------------------------------------------------------------------------------------------------
EMULEX CORP 292475209 19,991 177,700 SH SOLE 177,700
- ------------------------------------------------------------------------------------------------------------------------------------
ENGAGE TECH 292827102 3,894 64,900 SH SOLE 64,900
- ------------------------------------------------------------------------------------------------------------------------------------
ENSCO INTL INC 26874Q100 6,025 263,400 SH SOLE 263,400
- ------------------------------------------------------------------------------------------------------------------------------------
ETOYS INC 297862104 4,478 170,600 SH SOLE 170,600
- ------------------------------------------------------------------------------------------------------------------------------------
<PAGE>
Page 5 of 12 FORM 13F INFORMATION TABLE
Name of Reporting Manager: Van Wagoner Capital Management, Inc.
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8:
Name of Issuer Title of Class CUSIP Market Value Shares or Principal Investment Discretion Other Voting Authority
Number (x $1,000) Amount Managers
- -------------- -------------- --------- ------------ ------------------- --------------------- -------- -------------------
SH/ Put/ Sole Shared- Shared- Sole Shared None
PRN Call Defined Other
- ------------------------------------------------------------------------------------------------------------------------------------
EXACTIS COM 30064G104 9,692 398,650 SH SOLE 398,650
- ------------------------------------------------------------------------------------------------------------------------------------
EXAR CORP 300645108 3,533 60,000 SH SOLE 60,000
- ------------------------------------------------------------------------------------------------------------------------------------
EXODUS COMM 302088109 9,854 110,950 SH SOLE 110,950
- ------------------------------------------------------------------------------------------------------------------------------------
EXTREME NETWK 30226D106 13,406 160,550 SH SOLE 160,550
- ------------------------------------------------------------------------------------------------------------------------------------
F5 NETWORKS 315616102 5,221 45,800 SH SOLE 45,800
- ------------------------------------------------------------------------------------------------------------------------------------
FATBRAIN COM 311889109 6,912 275,800 SH SOLE 275,800
- ------------------------------------------------------------------------------------------------------------------------------------
FOUNDRY NET 35063R100 10,182 33,750 SH SOLE 33,750
- ------------------------------------------------------------------------------------------------------------------------------------
GARDEN COM 365199108 3,481 400,700 SH SOLE 400,700
- ------------------------------------------------------------------------------------------------------------------------------------
GARDEN COM D 2,338 292,553 SH SOLE 292,553
- ------------------------------------------------------------------------------------------------------------------------------------
GEMSTAR INTL G3788V106 5,672 79,600 SH SOLE 79,600
- ------------------------------------------------------------------------------------------------------------------------------------
GENE LOGIC 368689105 2,650 100,000 SH SOLE 100,000
- ------------------------------------------------------------------------------------------------------------------------------------
GENENTECH INC 368710406 269 2,000 SH SOLE 2,000
- ------------------------------------------------------------------------------------------------------------------------------------
GETTHERE COM 374266104 4,677 116,200 SH SOLE 116,200
- ------------------------------------------------------------------------------------------------------------------------------------
GLOBAL MARINE 379352404 5,887 354,100 SH SOLE 354,100
- ------------------------------------------------------------------------------------------------------------------------------------
GLOBESPAN SEMI 379571102 5,624 86,350 SH SOLE 86,350
- ------------------------------------------------------------------------------------------------------------------------------------
GOLDMAN SACHS 38141G104 942 10,000 SH SOLE 10,000
- ------------------------------------------------------------------------------------------------------------------------------------
GREY WOLF 397888108 4,951 1,722,100 SH SOLE 1,722,100
- ------------------------------------------------------------------------------------------------------------------------------------
HANOVER COMP 410768105 9,052 239,800 SH SOLE 239,800
- ------------------------------------------------------------------------------------------------------------------------------------
HARMONIC LGHT 413160102 10,946 115,300 SH SOLE 115,300
- ------------------------------------------------------------------------------------------------------------------------------------
HORZN OFFSHRE 44043J105 363 67,500 SH SOLE 67,500
- ------------------------------------------------------------------------------------------------------------------------------------
<PAGE>
Page 6 of 12 FORM 13F INFORMATION TABLE
Name of Reporting Manager: Van Wagoner Capital Management, Inc.
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8:
Name of Issuer Title of Class CUSIP Market Value Shares or Principal Investment Discretion Other Voting Authority
Number (x $1,000) Amount Managers
- -------------- -------------- --------- ------------ ------------------- --------------------- -------- -------------------
SH/ Put/ Sole Shared- Shared- Sole Shared None
PRN Call Defined Other
- ------------------------------------------------------------------------------------------------------------------------------------
IGO CORP 449592104 7,118 785,400 SH SOLE 785,400
- ------------------------------------------------------------------------------------------------------------------------------------
ILLUMNET HLDGS 452334105 4,791 87,100 SH SOLE 87,100
- ------------------------------------------------------------------------------------------------------------------------------------
IMANAGE INC 45245Y105 5,458 169,900 SH SOLE 169,900
- ------------------------------------------------------------------------------------------------------------------------------------
INFORMATICA 45666Q102 4,510 42,400 SH SOLE 42,400
- ------------------------------------------------------------------------------------------------------------------------------------
INTEL CORP 458140100 3,293 40,000 SH SOLE 40,000
- ------------------------------------------------------------------------------------------------------------------------------------
INTERNAP NET 45885A102 13,390 77,400 SH SOLE 77,400
- ------------------------------------------------------------------------------------------------------------------------------------
INTERWOVEN E 48,378 471,142 SH SOLE 471,142
- ------------------------------------------------------------------------------------------------------------------------------------
INTERWOVEN INC 46114T102 2,615 21,500 SH SOLE 21,500
- ------------------------------------------------------------------------------------------------------------------------------------
INTRANET SLTNS 460939309 20,557 555,600 SH SOLE 555,600
- ------------------------------------------------------------------------------------------------------------------------------------
ISS GROUP 450306105 5,462 76,800 SH SOLE 76,800
- ------------------------------------------------------------------------------------------------------------------------------------
IVILLAGE INC 46588H105 13,910 686,900 SH SOLE 686,900
- ------------------------------------------------------------------------------------------------------------------------------------
IVILLAGE INC 120198 46588H105 11,250 555,554 SH SOLE 555,554
- ------------------------------------------------------------------------------------------------------------------------------------
JD EDWARDS 281667105 1,494 50,000 SH SOLE 50,000
- ------------------------------------------------------------------------------------------------------------------------------------
JDS UNIPHASE 909149106 12,590 78,050 SH SOLE 78,050
- ------------------------------------------------------------------------------------------------------------------------------------
JUNIPER NET 48203R104 6,341 18,650 SH SOLE 18,650
- ------------------------------------------------------------------------------------------------------------------------------------
KANA COMM 483600102 5,832 28,450 SH SOLE 28,450
- ------------------------------------------------------------------------------------------------------------------------------------
KEY ENERGY GRP 492914106 17,538 3,380,900 SH SOLE 3,380,900
- ------------------------------------------------------------------------------------------------------------------------------------
KEYNOTE SYS 493308100 4,547 61,650 SH SOLE 61,650
- ------------------------------------------------------------------------------------------------------------------------------------
KLA-TENCOR 482480100 1,543 13,850 SH SOLE 13,850
- ------------------------------------------------------------------------------------------------------------------------------------
KOPIN CORP COM 500600101 840 20,000 SH SOLE 20,000
- ------------------------------------------------------------------------------------------------------------------------------------
<PAGE>
Page 7 of 12 FORM 13F INFORMATION TABLE
Name of Reporting Manager: Van Wagoner Capital Management, Inc.
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8:
Name of Issuer Title of Class CUSIP Market Value Shares or Principal Investment Discretion Other Voting Authority
Number (x $1,000) Amount Managers
- -------------- -------------- --------- ------------ ------------------- --------------------- -------- -------------------
SH/ Put/ Sole Shared- Shared- Sole Shared None
PRN Call Defined Other
- ------------------------------------------------------------------------------------------------------------------------------------
LAM RESEARCH 512807108 1,662 14,900 SH SOLE 14,900
- ------------------------------------------------------------------------------------------------------------------------------------
LATITUDE COMM 518292107 8,569 328,000 SH SOLE 328,000
- ------------------------------------------------------------------------------------------------------------------------------------
LEVEL 3 52729N100 819 10,000 SH SOLE 10,000
- ------------------------------------------------------------------------------------------------------------------------------------
LIBERATE TECH 530129105 5,474 21,300 SH SOLE 21,300
- ------------------------------------------------------------------------------------------------------------------------------------
LIFEMINDERS COM 53219H108 6,318 109,400 SH SOLE 109,400
- ------------------------------------------------------------------------------------------------------------------------------------
LIFEMINDERS E 12,540 262,774 SH SOLE 262,774
- ------------------------------------------------------------------------------------------------------------------------------------
LIGHTBRIDGE 532226107 4,570 164,700 SH SOLE 164,700
- ------------------------------------------------------------------------------------------------------------------------------------
LINEAR TECH 535678106 716 10,000 SH SOLE 10,000
- ------------------------------------------------------------------------------------------------------------------------------------
LOOKSMART LTD 543442107 5,554 205,700 SH SOLE 205,700
- ------------------------------------------------------------------------------------------------------------------------------------
LTX CORP 502392103 20,695 924,900 SH SOLE 924,900
- ------------------------------------------------------------------------------------------------------------------------------------
LUCENT TECH 549463107 239 3,200 SH SOLE 3,200
- ------------------------------------------------------------------------------------------------------------------------------------
MAVERICK TUBE 577914104 2,001 81,050 SH SOLE 81,050
- ------------------------------------------------------------------------------------------------------------------------------------
MAXYGEN INC 577776107 4,331 61,000 SH SOLE 61,000
- ------------------------------------------------------------------------------------------------------------------------------------
MERCURY INTER 589405109 6,600 61,150 SH SOLE 61,150
- ------------------------------------------------------------------------------------------------------------------------------------
MESSAGEMEDIA 590787107 21,620 1,537,400 SH SOLE 1,537,400
- ------------------------------------------------------------------------------------------------------------------------------------
METASOLV SOFT 591393103 3,025 37,000 SH SOLE 37,000
- ------------------------------------------------------------------------------------------------------------------------------------
MICROMUSE 595094103 6,290 37,000 SH SOLE 37,000
- ------------------------------------------------------------------------------------------------------------------------------------
MICRON TECH 595112103 739 9,500 SH SOLE 9,500
- ------------------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORP 594918104 5,861 50,200 SH SOLE 50,200
- ------------------------------------------------------------------------------------------------------------------------------------
MILLENIUM PHRM 599902103 6,969 57,125 SH SOLE 57,125
- ------------------------------------------------------------------------------------------------------------------------------------
<PAGE>
Page 8 of 12 FORM 13F INFORMATION TABLE
Name of Reporting Manager: Van Wagoner Capital Management, Inc.
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8:
Name of Issuer Title of Class CUSIP Market Value Shares or Principal Investment Discretion Other Voting Authority
Number (x $1,000) Amount Managers
- -------------- -------------- --------- ------------ ------------------- --------------------- -------- -------------------
SH/ Put/ Sole Shared- Shared- Sole Shared None
PRN Call Defined Other
- ------------------------------------------------------------------------------------------------------------------------------------
MINIMED INC 60365K108 8,237 112,450 SH SOLE 112,450
- ------------------------------------------------------------------------------------------------------------------------------------
MISSION CRTCAL 605047109 6,045 86,350 SH SOLE 86,350
- ------------------------------------------------------------------------------------------------------------------------------------
MULTEX SYS 625367107 3,386 90,000 SH SOLE 90,000
- ------------------------------------------------------------------------------------------------------------------------------------
NABORS INDS INC 629568106 9,773 315,900 SH SOLE 315,900
- ------------------------------------------------------------------------------------------------------------------------------------
NATL-OIL WELL 637071101 6,118 390,000 SH SOLE 390,000
- ------------------------------------------------------------------------------------------------------------------------------------
NATURAL MICRO 638882100 3,277 70,000 SH SOLE 70,000
- ------------------------------------------------------------------------------------------------------------------------------------
NAVISITE INC 63935M109 10,385 103,850 SH SOLE 103,850
- ------------------------------------------------------------------------------------------------------------------------------------
NETCENTIVES 64108P101 6,375 102,300 SH SOLE 102,300
- ------------------------------------------------------------------------------------------------------------------------------------
NETEGRITY INC 64110P107 9,913 174,100 SH SOLE 174,100
- ------------------------------------------------------------------------------------------------------------------------------------
NETIQ CORP 64115P102 6,922 132,950 SH SOLE 132,950
- ------------------------------------------------------------------------------------------------------------------------------------
NETOPIA INC 64114K104 4,622 85,100 SH SOLE 85,100
- ------------------------------------------------------------------------------------------------------------------------------------
NETRO C 022497 28,430 571,428 SH SOLE 571,428
- ------------------------------------------------------------------------------------------------------------------------------------
NETRO C 111897 7,107 142,857 SH SOLE 142,857
- ------------------------------------------------------------------------------------------------------------------------------------
NETRO CORP 64114R109 3,631 71,200 SH SOLE 71,200
- ------------------------------------------------------------------------------------------------------------------------------------
NETRO D 041599 13,175 283,572 SH SOLE 283,572
- ------------------------------------------------------------------------------------------------------------------------------------
NETSOLVE INC 64115J106 8,108 257,400 SH SOLE 257,400
- ------------------------------------------------------------------------------------------------------------------------------------
NETWRK APPL 64120L104 6,388 76,900 SH SOLE 76,900
- ------------------------------------------------------------------------------------------------------------------------------------
NETZERO INC 64122R109 3,475 129,000 SH SOLE 129,000
- ------------------------------------------------------------------------------------------------------------------------------------
NEXT LEVEL COMM 65333U104 9,453 126,250 SH SOLE 126,250
- ------------------------------------------------------------------------------------------------------------------------------------
NOKIA CORP A 654902204 3,135 16,500 SH SOLE 16,500
- ------------------------------------------------------------------------------------------------------------------------------------
<PAGE>
Page 9 of 12 FORM 13F INFORMATION TABLE
Name of Reporting Manager: Van Wagoner Capital Management, Inc.
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8:
Name of Issuer Title of Class CUSIP Market Value Shares or Principal Investment Discretion Other Voting Authority
Number (x $1,000) Amount Managers
- -------------- -------------- --------- ------------ ------------------- --------------------- -------- -------------------
SH/ Put/ Sole Shared- Shared- Sole Shared None
PRN Call Defined Other
- ------------------------------------------------------------------------------------------------------------------------------------
NORTHPOINT COM 666610100 8,266 344,400 SH SOLE 344,400
- ------------------------------------------------------------------------------------------------------------------------------------
NOVELLUS SYS 670008101 1,924 15,700 SH SOLE 15,700
- ------------------------------------------------------------------------------------------------------------------------------------
NTL INC COM 629407107 6,774 54,300 SH SOLE 54,300
- ------------------------------------------------------------------------------------------------------------------------------------
ONDISPLAY INC 68232L100 2,726 30,000 SH SOLE 30,000
- ------------------------------------------------------------------------------------------------------------------------------------
ONHEALTH NET 450707104 100,463 11,240,600 SH SOLE 11,240,600
- ------------------------------------------------------------------------------------------------------------------------------------
PATTERSON EN 703414102 2,239 172,250 SH SOLE 172,250
- ------------------------------------------------------------------------------------------------------------------------------------
PHONE COM 71920Q100 14,005 120,800 SH SOLE 120,800
- ------------------------------------------------------------------------------------------------------------------------------------
PHONE COM C 021898 71920Q100 48,983 422,494 SH SOLE 422,494
- ------------------------------------------------------------------------------------------------------------------------------------
PHOTON DYN 719364101 5,156 133,050 SH SOLE 133,050
- ------------------------------------------------------------------------------------------------------------------------------------
PLANETRX COM 727049108 3,971 273,850 SH SOLE 273,850
- ------------------------------------------------------------------------------------------------------------------------------------
PLX TECHNLGY 693417107 2,651 140,000 SH SOLE 140,000
- ------------------------------------------------------------------------------------------------------------------------------------
PMC-SIERRA 69344F106 6,116 38,150 SH SOLE 38,150
- ------------------------------------------------------------------------------------------------------------------------------------
PORTAL SFTWRE 736126103 5,787 56,250 SH SOLE 56,250
- ------------------------------------------------------------------------------------------------------------------------------------
POWER INTEGR 739276103 9,976 208,100 SH SOLE 208,100
- ------------------------------------------------------------------------------------------------------------------------------------
POWERWAVE 739363109 8,400 143,900 SH SOLE 143,900
- ------------------------------------------------------------------------------------------------------------------------------------
PRECISION DRILL 74022D100 5,518 214,800 SH SOLE 214,800
- ------------------------------------------------------------------------------------------------------------------------------------
PREVIEW SYS 741379101 4,726 72,850 SH SOLE 72,850
- ------------------------------------------------------------------------------------------------------------------------------------
PREVIEW SYS G 35,648 668,155 SH SOLE 668,155
- ------------------------------------------------------------------------------------------------------------------------------------
PRIMUS KNOW 74163Q100 11,292 249,200 SH SOLE 249,200
- ------------------------------------------------------------------------------------------------------------------------------------
PROXIM INC 744284100 2,970 27,000 SH SOLE 27,000
- ------------------------------------------------------------------------------------------------------------------------------------
<PAGE>
Page 10 of 12 FORM 13F INFORMATION TABLE
Name of Reporting Manager: Van Wagoner Capital Management, Inc.
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8:
Name of Issuer Title of Class CUSIP Market Value Shares or Principal Investment Discretion Other Voting Authority
Number (x $1,000) Amount Managers
- -------------- -------------- --------- ------------ ------------------- --------------------- -------- -------------------
SH/ Put/ Sole Shared- Shared- Sole Shared None
PRN Call Defined Other
- ------------------------------------------------------------------------------------------------------------------------------------
QLOGIC CORP 747277101 18,098 113,200 SH SOLE 113,200
- ------------------------------------------------------------------------------------------------------------------------------------
QWEST COMM 749121109 4,300 100,000 SH SOLE 100,000
- ------------------------------------------------------------------------------------------------------------------------------------
RADISYS CORP 750459109 1,607 31,500 SH SOLE 31,500
- ------------------------------------------------------------------------------------------------------------------------------------
RATIONAL SOFT 75409P202 5,733 116,700 SH SOLE 116,700
- ------------------------------------------------------------------------------------------------------------------------------------
REALNETWORKS 75605L104 4,584 38,100 SH SOLE 38,100
- ------------------------------------------------------------------------------------------------------------------------------------
REDBACK NTWK 757209101 8,751 49,300 SH SOLE 49,300
- ------------------------------------------------------------------------------------------------------------------------------------
RF MICRODEVCS 749941100 14,040 205,150 SH SOLE 205,150
- ------------------------------------------------------------------------------------------------------------------------------------
RHYTHMS NET 762430205 10,621 342,600 SH SOLE 342,600
- ------------------------------------------------------------------------------------------------------------------------------------
RUDOLPH TECH 781270103 8,931 266,600 SH SOLE 266,600
- ------------------------------------------------------------------------------------------------------------------------------------
RURAL CELLULR 781904107 679 7,500 SH SOLE 7,500
- ------------------------------------------------------------------------------------------------------------------------------------
SANMINA CORP 800907107 1,623 16,250 SH SOLE 16,250
- ------------------------------------------------------------------------------------------------------------------------------------
SCIENT CORP 80864H109 4,668 54,000 SH SOLE 54,000
- ------------------------------------------------------------------------------------------------------------------------------------
SDL INC 784076101 17,173 78,775 SH SOLE 78,775
- ------------------------------------------------------------------------------------------------------------------------------------
SERENA SFTWRE 817492101 5,561 179,750 SH SOLE 179,750
- ------------------------------------------------------------------------------------------------------------------------------------
SIEBEL SYS INC 826170102 5,653 67,300 SH SOLE 67,300
- ------------------------------------------------------------------------------------------------------------------------------------
SILICON STRGE 827057100 1,650 40,000 SH SOLE 40,000
- ------------------------------------------------------------------------------------------------------------------------------------
SILKNET SFTWRE 827094103 7,202 43,450 SH SOLE 43,450
- ------------------------------------------------------------------------------------------------------------------------------------
SILVERSTREAM SFT 827907106 6,004 50,450 SH SOLE 50,450
- ------------------------------------------------------------------------------------------------------------------------------------
SMARTERKIDS 83169C106 5,061 698,000 SH SOLE 698,000
- ------------------------------------------------------------------------------------------------------------------------------------
SMARTERKIDS C 5,780 957,090 SH SOLE 957,090
- ------------------------------------------------------------------------------------------------------------------------------------
<PAGE>
Page 11 of 12 FORM 13F INFORMATION TABLE
Name of Reporting Manager: Van Wagoner Capital Management, Inc.
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8:
Name of Issuer Title of Class CUSIP Market Value Shares or Principal Investment Discretion Other Voting Authority
Number (x $1,000) Amount Managers
- -------------- -------------- --------- ------------ ------------------- --------------------- -------- -------------------
SH/ Put/ Sole Shared- Shared- Sole Shared None
PRN Call Defined Other
- ------------------------------------------------------------------------------------------------------------------------------------
SMITH INTL INC 832110100 9,321 187,600 SH SOLE 187,600
- ------------------------------------------------------------------------------------------------------------------------------------
SPYGLASS INC 852192103 1,138 30,000 SH SOLE 30,000
- ------------------------------------------------------------------------------------------------------------------------------------
STAMPS COM 852857101 4,475 107,500 SH SOLE 107,500
- ------------------------------------------------------------------------------------------------------------------------------------
SUN MICRO 866810104 5,808 75,000 SH SOLE 75,000
- ------------------------------------------------------------------------------------------------------------------------------------
SUN MICRO (R) 866810104 1,503 19,412 SH SOLE 19,412
- ------------------------------------------------------------------------------------------------------------------------------------
SYCAMORE NET 871206108 8,501 27,600 SH SOLE 27,600
- ------------------------------------------------------------------------------------------------------------------------------------
SYMYX TECH 87155S108 1,494 49,800 SH SOLE 49,800
- ------------------------------------------------------------------------------------------------------------------------------------
TERADYNE INC 880770102 1,379 20,900 SH SOLE 20,900
- ------------------------------------------------------------------------------------------------------------------------------------
TRANSWITCH 894065101 23,702 326,649 SH SOLE 326,649
- ------------------------------------------------------------------------------------------------------------------------------------
TRICO MARINE 896106101 530 75,000 SH SOLE 75,000
- ------------------------------------------------------------------------------------------------------------------------------------
TRITEL INC 89675X104 3,644 115,000 SH SOLE 115,000
- ------------------------------------------------------------------------------------------------------------------------------------
TUMBLEWEED COMM 899690101 3,390 40,000 SH SOLE 40,000
- ------------------------------------------------------------------------------------------------------------------------------------
UTI ENERGY 903387108 13,048 565,750 SH SOLE 565,750
- ------------------------------------------------------------------------------------------------------------------------------------
VERISIGN 92343E102 8,649 45,300 SH SOLE 45,300
- ------------------------------------------------------------------------------------------------------------------------------------
VERITAS SFTWRE 923436109 7,432 51,925 SH SOLE 51,925
- ------------------------------------------------------------------------------------------------------------------------------------
VIANT CORP 92553N107 5,928 59,875 SH SOLE 59,875
- ------------------------------------------------------------------------------------------------------------------------------------
VIGNETTE CORP 926734104 4,857 29,800 SH SOLE 29,800
- ------------------------------------------------------------------------------------------------------------------------------------
VISUAL NETWK 928444108 8,206 103,550 SH SOLE 103,550
- ------------------------------------------------------------------------------------------------------------------------------------
VITAMINSHOPPE 92848M104 9,701 1,063,100 SH SOLE 1,063,100
- ------------------------------------------------------------------------------------------------------------------------------------
VITESSE SEMICON 928497106 4,371 83,350 SH SOLE 83,350
- ------------------------------------------------------------------------------------------------------------------------------------
<PAGE>
Page 12 of 12 FORM 13F INFORMATION TABLE
Name of Reporting Manager: Van Wagoner Capital Management, Inc.
<CAPTION>
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Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8:
Name of Issuer Title of Class CUSIP Market Value Shares or Principal Investment Discretion Other Voting Authority
Number (x $1,000) Amount Managers
- -------------- -------------- --------- ------------ ------------------- --------------------- -------- -------------------
SH/ Put/ Sole Shared- Shared- Sole Shared None
PRN Call Defined Other
- ------------------------------------------------------------------------------------------------------------------------------------
VITRIA TECH 92849Q104 4,797 20,500 SH SOLE 20,500
- ------------------------------------------------------------------------------------------------------------------------------------
VOICESTREAM WIRE 928615103 5,664 39,800 SH SOLE 39,800
- ------------------------------------------------------------------------------------------------------------------------------------
WATCHGUARD 941105108 10,215 337,700 SH SOLE 337,700
- ------------------------------------------------------------------------------------------------------------------------------------
WEATHERFORD INTL 947074100 9,583 239,950 SH SOLE 239,950
- ------------------------------------------------------------------------------------------------------------------------------------
WEBTRENDS 94844D104 8,023 99,050 SH SOLE 99,050
- ------------------------------------------------------------------------------------------------------------------------------------
WORLDCOM INC 98155K102 5,970 112,500 SH SOLE 112,500
- ------------------------------------------------------------------------------------------------------------------------------------
Z TEL TECH 988792107 4,845 120,000 SH SOLE 120,000
- ------------------------------------------------------------------------------------------------------------------------------------
ZOLL MED CORP 989922109 8,714 228,200 SH SOLE 228,200
- ------------------------------------------------------------------------------------------------------------------------------------
TOTAL ALL PAGES 2,210,184
- ------------------------------------------------------------------------------------------------------------------------------------
</TABLE>
